Tapewire

NYSE · USD

ORN

Orion Group Holdings Inc

Export transactions ↓
Tapewire entity
5724
SEC CIK
0001402829
Parsed reports
207

Last 12 months

Inside the activity.

5 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202612
Apr 202600
May 202603
Jun 202600
Jul 202640
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 12, 2022 Filed Sep 14, 2022 20:53 UTC
SHANFELTER AUSTIN JExecutive Chairman
Tax withholdingCommon Stock 40,054 $2.75 $110,148.50
Disclosure

SEC source: 0001567619-22-017418 · doc1.xml · nonDerivative · entry 2

SHANFELTER AUSTIN J · CIK 0001221430 · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,022

F2 · shares: Reflects a reduction of shares of time vested restricted stock units, withheld to cover taxes payable by the reporting person due to the September 12, 2022 vesting of the May 19, 2022 time vested restricted stock unit grant.

Read SEC document
September 12, 2022 Filed Sep 14, 2022 20:53 UTC
SHANFELTER AUSTIN JExecutive Chairman
GrantCommon Stock 179,211 $2.75 $492,830.25
Disclosure

SEC source: 0001567619-22-017418 · doc1.xml · nonDerivative · entry 1

SHANFELTER AUSTIN J · CIK 0001221430 · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,076

F1 · shares: Cliff vesting of time vested restricted stock units (awarded May 19, 2022) as a result of Mr. Shanfelter fulfilling his term as Interim Chief Executive Officer on September 12, 2022.

Read SEC document
September 12, 2022 Filed Sep 23, 2022 16:45 UTC GrantCommon Stock 130,909 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-017759 · doc1.xml · nonDerivative · entry 1

Thanisch Gordon Scott · CIK 0001947836 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,909

F1 · price: This grant of restricted stock vests in three equal annual installments beginning on September 12, 2023.

Read SEC document
September 12, 2022 Filed Sep 28, 2022 15:42 UTC Amendment
SHANFELTER AUSTIN JExecutive Chairman
Exercise / conversionTime Vested Restricted Stock Units · Derivative 179,211 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-017886 · doc1.xml · derivative · entry 2

SHANFELTER AUSTIN J · CIK 0001221430 · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 179,211 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On September 12, 2022, Mr. Shanfelter filed a Form 4 to report the vesting of 179,211 restricted stock units into shares of common stock and corresponding withholding of 40,054 shares of common stock to satisfy tax withholding obligations. This amendment to the Form 4 is being filed to amend the first row in Table 1, and to add a row in Table 2, with respect to the foregoing transaction. The second line of Table I remains unchanged , thus accurately reporting Mr. Shanfelter's current beneficial ownership of 303,922 shares in Column 5 of Table I.

F3 · derivative.exercise_price: Represents Time Vested Restricted Stock Units that cliff vest and were to be settled at the time Mr. Shanfelter fulfilled his term as Interim Chief Executive Officer.

F3 · derivative.exercise_date: Represents Time Vested Restricted Stock Units that cliff vest and were to be settled at the time Mr. Shanfelter fulfilled his term as Interim Chief Executive Officer.

F3 · derivative.expiration_date: Represents Time Vested Restricted Stock Units that cliff vest and were to be settled at the time Mr. Shanfelter fulfilled his term as Interim Chief Executive Officer.

F1 · derivative.underlying: On September 12, 2022, Mr. Shanfelter filed a Form 4 to report the vesting of 179,211 restricted stock units into shares of common stock and corresponding withholding of 40,054 shares of common stock to satisfy tax withholding obligations. This amendment to the Form 4 is being filed to amend the first row in Table 1, and to add a row in Table 2, with respect to the foregoing transaction. The second line of Table I remains unchanged , thus accurately reporting Mr. Shanfelter's current beneficial ownership of 303,922 shares in Column 5 of Table I.

Read SEC document
September 12, 2022 Filed Sep 28, 2022 15:42 UTC Amendment
SHANFELTER AUSTIN JExecutive Chairman
Exercise / conversionCommon Stock 179,211 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-017886 · doc1.xml · nonDerivative · entry 1

SHANFELTER AUSTIN J · CIK 0001221430 · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On September 12, 2022, Mr. Shanfelter filed a Form 4 to report the vesting of 179,211 restricted stock units into shares of common stock and corresponding withholding of 40,054 shares of common stock to satisfy tax withholding obligations. This amendment to the Form 4 is being filed to amend the first row in Table 1, and to add a row in Table 2, with respect to the foregoing transaction. The second line of Table I remains unchanged , thus accurately reporting Mr. Shanfelter's current beneficial ownership of 303,922 shares in Column 5 of Table I.

F2 · shares: Vesting of time vested restricted stock units (awarded May 19, 2022) as a result of Mr. Shanfelter fulfilling his term as Interim Chief Executive Officer on September 12, 2022.

F2 · price: Vesting of time vested restricted stock units (awarded May 19, 2022) as a result of Mr. Shanfelter fulfilling his term as Interim Chief Executive Officer on September 12, 2022.

Read SEC document
August 22, 2022 Filed Aug 22, 2022 19:27 UTC
Buchler Peter R.EVP and General Counsel
Tax withholdingCommon Stock 5,253 $2.86 $15,023.58
Disclosure

SEC source: 0001567619-22-016569 · doc1.xml · nonDerivative · entry 2

Buchler Peter R. · CIK 0001476693 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,686

F2 · shares: Reflects a reduction of shares of performance-based stock withheld to cover taxes payable by the reporting person due to the August 22, 2022 vesting of a portion of the May 24, 2019 performance-based stock grant.

Read SEC document
August 18, 2022 Filed Aug 22, 2022 19:27 UTC
Buchler Peter R.EVP and General Counsel
Tax withholdingCommon Stock 10,450 $2.78 $29,051.00
Disclosure

SEC source: 0001567619-22-016569 · doc1.xml · nonDerivative · entry 1

Buchler Peter R. · CIK 0001476693 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,939

F1 · shares: Reflects a reduction of shares of performance-based stock withheld to cover taxes payable by the reporting person due to the August 18, 2022 vesting of a portion of the May 21, 2020 performance-based stock grant.

Read SEC document
May 24, 2022 Filed May 25, 2022 09:29 UTC
Buchler Peter R.EVP and General Counsel
Tax withholdingCommon Stock 1,556 $2.53 $3,936.68
Disclosure

SEC source: 0001567619-22-011654 · doc1.xml · nonDerivative · entry 2

Buchler Peter R. · CIK 0001476693 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,389

F2 · shares: Reflects a reduction of shares of restricted stock withheld to cover taxes payable by the reporting person due to the May 24, 2022 vesting of a portion of the May 24, 2019 restricted stock grant.

Read SEC document
May 23, 2022 Filed May 25, 2022 09:29 UTC
Buchler Peter R.EVP and General Counsel
Tax withholdingCommon Stock 2,463 $2.69 $6,625.47
Disclosure

SEC source: 0001567619-22-011654 · doc1.xml · nonDerivative · entry 1

Buchler Peter R. · CIK 0001476693 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,945

F1 · shares: Reflects a reduction of shares of restricted stock withheld to cover taxes payable by the reporting person due to the May 23, 2022 vesting of a portion of the May 21, 2020 restricted stock grant.

Read SEC document
May 19, 2022 Filed May 23, 2022 16:59 UTC GrantCommon Stock 32,258 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-011528 · doc1.xml · nonDerivative · entry 1

AMONETT THOMAS N · CIK 0001029695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,678

F1 · price: The grant of restricted stock under the Company's Long Term Incentive Plan vested in its entirety on the date of grant, May 19, 2022.

Read SEC document
May 19, 2022 Filed May 23, 2022 17:22 UTC
Buchler Peter R.EVP and General Counsel
Tax withholdingCommon Stock 3,889 $2.79 $10,850.31
Disclosure

SEC source: 0001567619-22-011561 · doc1.xml · nonDerivative · entry 1

Buchler Peter R. · CIK 0001476693 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,408

F1 · shares: Reflects a reduction of shares of restricted stock withheld to cover taxes payable by the reporting person due to the May 19, 2022 vesting of a portion of the May 19, 2021 restricted stock grant.

Read SEC document
May 19, 2022 Filed May 23, 2022 17:02 UTC GrantCommon Stock 32,258 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-011534 · doc1.xml · nonDerivative · entry 1

Daerr Richard L. · CIK 0001420297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,538

F1 · price: The grant of restricted stock under the Company's Long Term Incentive Plan vested in its entirety on the date of grant, May 19, 2022.

Read SEC document
May 19, 2022 Filed May 23, 2022 22:02 UTC
SHANFELTER AUSTIN JDirector · Interim CEO & Interim CFO
GrantTime Vested Restricted Stock Units · Derivative 250,896 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-011565 · doc1.xml · derivative · entry 2

SHANFELTER AUSTIN J · CIK 0001221430 · Director · Interim CEO & Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,896

Underlying: Common Stock · 250,896 shares

Expires not disclosed

F2 · derivative.exercise_price: Time Vested Restricted Stock Units will cliff vest and will be settled, in the discretion of the Company's Compensation Committee, in cash and/or stock (on a one-for-one basis), provided Mr. Shanfelter fulfills his term as Executive Chairman, which the registrant expects to occur prior to April 6, 2023.

F2 · price: Time Vested Restricted Stock Units will cliff vest and will be settled, in the discretion of the Company's Compensation Committee, in cash and/or stock (on a one-for-one basis), provided Mr. Shanfelter fulfills his term as Executive Chairman, which the registrant expects to occur prior to April 6, 2023.

F2 · derivative.exercise_date: Time Vested Restricted Stock Units will cliff vest and will be settled, in the discretion of the Company's Compensation Committee, in cash and/or stock (on a one-for-one basis), provided Mr. Shanfelter fulfills his term as Executive Chairman, which the registrant expects to occur prior to April 6, 2023.

F2 · derivative.expiration_date: Time Vested Restricted Stock Units will cliff vest and will be settled, in the discretion of the Company's Compensation Committee, in cash and/or stock (on a one-for-one basis), provided Mr. Shanfelter fulfills his term as Executive Chairman, which the registrant expects to occur prior to April 6, 2023.

F2 · derivative.underlying: Time Vested Restricted Stock Units will cliff vest and will be settled, in the discretion of the Company's Compensation Committee, in cash and/or stock (on a one-for-one basis), provided Mr. Shanfelter fulfills his term as Executive Chairman, which the registrant expects to occur prior to April 6, 2023.

F2 · derivative.underlying_shares: Time Vested Restricted Stock Units will cliff vest and will be settled, in the discretion of the Company's Compensation Committee, in cash and/or stock (on a one-for-one basis), provided Mr. Shanfelter fulfills his term as Executive Chairman, which the registrant expects to occur prior to April 6, 2023.

F2 · balance_after: Time Vested Restricted Stock Units will cliff vest and will be settled, in the discretion of the Company's Compensation Committee, in cash and/or stock (on a one-for-one basis), provided Mr. Shanfelter fulfills his term as Executive Chairman, which the registrant expects to occur prior to April 6, 2023.

Read SEC document
May 19, 2022 Filed May 23, 2022 22:02 UTC
SHANFELTER AUSTIN JDirector · Interim CEO & Interim CFO
GrantTime Vested Restricted Stock Units · Derivative 179,211 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-011565 · doc1.xml · derivative · entry 1

SHANFELTER AUSTIN J · CIK 0001221430 · Director · Interim CEO & Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,211

Underlying: Common Stock · 179,211 shares

Expires not disclosed

F1 · derivative.exercise_price: Time Vested Restricted Stock Units will cliff vest and will be settled, in the discretion of the Company's Compensation Committee, in cash and/or stock (on a one-for-one basis), provided Mr. Shanfelter fulfills his term as Interim Chief Executive Officer, which the registrant expects to occur prior to April 6, 2023.

F1 · price: Time Vested Restricted Stock Units will cliff vest and will be settled, in the discretion of the Company's Compensation Committee, in cash and/or stock (on a one-for-one basis), provided Mr. Shanfelter fulfills his term as Interim Chief Executive Officer, which the registrant expects to occur prior to April 6, 2023.

F1 · derivative.exercise_date: Time Vested Restricted Stock Units will cliff vest and will be settled, in the discretion of the Company's Compensation Committee, in cash and/or stock (on a one-for-one basis), provided Mr. Shanfelter fulfills his term as Interim Chief Executive Officer, which the registrant expects to occur prior to April 6, 2023.

F1 · derivative.expiration_date: Time Vested Restricted Stock Units will cliff vest and will be settled, in the discretion of the Company's Compensation Committee, in cash and/or stock (on a one-for-one basis), provided Mr. Shanfelter fulfills his term as Interim Chief Executive Officer, which the registrant expects to occur prior to April 6, 2023.

F1 · derivative.underlying: Time Vested Restricted Stock Units will cliff vest and will be settled, in the discretion of the Company's Compensation Committee, in cash and/or stock (on a one-for-one basis), provided Mr. Shanfelter fulfills his term as Interim Chief Executive Officer, which the registrant expects to occur prior to April 6, 2023.

F1 · derivative.underlying_shares: Time Vested Restricted Stock Units will cliff vest and will be settled, in the discretion of the Company's Compensation Committee, in cash and/or stock (on a one-for-one basis), provided Mr. Shanfelter fulfills his term as Interim Chief Executive Officer, which the registrant expects to occur prior to April 6, 2023.

F1 · balance_after: Time Vested Restricted Stock Units will cliff vest and will be settled, in the discretion of the Company's Compensation Committee, in cash and/or stock (on a one-for-one basis), provided Mr. Shanfelter fulfills his term as Interim Chief Executive Officer, which the registrant expects to occur prior to April 6, 2023.

Read SEC document
May 19, 2022 Filed May 23, 2022 21:06 UTC GrantCommon Stock 32,258 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-011541 · doc1.xml · nonDerivative · entry 1

Sullivan Mary E · CIK 0001370423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,401

F1 · price: The grant of restricted stock under the Company's Long Term Incentive Plan vested in its entirety on the date of grant, May 19, 2022.

Read SEC document
May 19, 2022 Filed May 23, 2022 21:05 UTC GrantCommon Stock 32,258 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-011538 · doc1.xml · nonDerivative · entry 1

Smith Quentin P. Jr. · CIK 0001624976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,187

F1 · price: The grant of restricted stock under the Company's Long Term Incentive Plan vested in its entirety on the date of grant, May 19, 2022.

Read SEC document
May 19, 2022 Filed May 23, 2022 21:04 UTC GrantCommon Stock 32,258 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-011536 · doc1.xml · nonDerivative · entry 1

FORAN MARGARET M · CIK 0001222368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,274

F1 · price: The grant of restricted stock under the Company's Long Term Incentive Plan vested in its entirety on the date of grant, May 19, 2022.

Read SEC document
May 19, 2022 Filed May 23, 2022 21:01 UTC GrantCommon Stock 32,258 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-011532 · doc1.xml · nonDerivative · entry 1

Caliel Michael J · CIK 0001368766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,901

F1 · price: The grant of restricted stock under the Company's Long Term Incentive Plan vested in its entirety on the date of grant, May 19, 2022.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 16:23 UTC
Buchler Peter R.EVP and General Counsel
Tax withholdingCommon Stock 1,906 $3.12 $5,946.72
Disclosure

SEC source: 0001567619-22-006383 · doc1.xml · nonDerivative · entry 1

Buchler Peter R. · CIK 0001476693 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,297

F1 · shares: Reflects a reduction of shares of restricted stock withheld to cover taxes payable by the reporting person due to the vesting of a restricted stock grant on March 2, 2022.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 16:21 UTC
Stauffer Mark R.Chief Executive Officer
Tax withholdingCommon Stock 2,833 $3.12 $8,838.96
Disclosure

SEC source: 0001567619-22-006381 · doc1.xml · nonDerivative · entry 1

Stauffer Mark R. · CIK 0001417119 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,021,680

F1 · shares: Reflects a reduction of shares of restricted stock withheld to cover taxes payable by the reporting person due to the vesting of a restricted stock grant on March 2, 2022.

Read SEC document
September 08, 2021 Filed Sep 10, 2021 20:16 UTC GrantCommon Stock 18,215 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-016963 · doc1.xml · nonDerivative · entry 1

SHANFELTER AUSTIN J · CIK 0001221430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,865

F1 · price: This grant of restricted stock under the Company's Long Term Incentive Plan vested in its entirety on the date of grant, September 8, 2021.

Read SEC document
August 20, 2021 Filed Aug 20, 2021 16:41 UTC
Buchler Peter R.EVP and General Counsel
Tax withholdingCommon Stock 5,253 $5.31 $27,893.43
Disclosure

SEC source: 0001567619-21-016180 · doc1.xml · nonDerivative · entry 3

Buchler Peter R. · CIK 0001476693 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,203

F3 · shares: Reflects a reduction of shares of performance-based stock withheld to cover taxes payable by the Reporting Person due to the vesting of shares on August 20, 2021.

Read SEC document
August 20, 2021 Filed Aug 20, 2021 16:39 UTC
Stauffer Mark R.President and CEO
Tax withholdingCommon Stock 15,758 $5.31 $83,674.98
Disclosure

SEC source: 0001567619-21-016176 · doc1.xml · nonDerivative · entry 3

Stauffer Mark R. · CIK 0001417119 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,024,513

F3 · shares: Reflects a reduction of shares of performance-based stock withheld to cover taxes payable by the Reporting Person due to the vesting of shares on August 20, 2021.

Read SEC document
August 20, 2021 Filed Aug 20, 2021 20:40 UTC
Tabb Robert LEVP and CFO
Tax withholdingCommon Stock 5,253 $5.31 $27,893.43
Disclosure

SEC source: 0001567619-21-016178 · doc1.xml · nonDerivative · entry 3

Tabb Robert L · CIK 0001772769 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,106

F3 · shares: Reflects a reduction of shares of performance-based stock withheld to cover taxes payable by the Reporting Person due to the vesting of shares on August 20, 2021.

Read SEC document
August 18, 2021 Filed Aug 20, 2021 16:41 UTC
Buchler Peter R.EVP and General Counsel
Tax withholdingCommon Stock 20,900 $5.44 $113,696.00
Disclosure

SEC source: 0001567619-21-016180 · doc1.xml · nonDerivative · entry 2

Buchler Peter R. · CIK 0001476693 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,456

F2 · shares: Reflects a reduction of shares of performance-based stock withheld to cover taxes payable by the Reporting Person due to the vesting of shares on August 18, 2021.

Read SEC document
August 18, 2021 Filed Aug 20, 2021 16:41 UTC
Buchler Peter R.EVP and General Counsel
GrantCommon Stock 111,913 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-016180 · doc1.xml · nonDerivative · entry 1

Buchler Peter R. · CIK 0001476693 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,356

F1 · price: Represents the number of shares earned under a performance award granted on May 21, 2020. One half of the shares vested on August 18, 2021, with the remaining half vesting in two equal installments on August 18, 2022 and August 18, 2023, subject to the Reporting Person's continued employment through the applicable vesting date.

Read SEC document
August 18, 2021 Filed Aug 20, 2021 16:39 UTC
Stauffer Mark R.President and CEO
Tax withholdingCommon Stock 62,700 $5.44 $341,088.00
Disclosure

SEC source: 0001567619-21-016176 · doc1.xml · nonDerivative · entry 2

Stauffer Mark R. · CIK 0001417119 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,040,271

F2 · shares: Reflects a reduction of shares of performance-based stock withheld to cover taxes payable by the Reporting Person due to the vesting of shares on August 18, 2021.

Read SEC document
August 18, 2021 Filed Aug 20, 2021 16:39 UTC
Stauffer Mark R.President and CEO
GrantCommon Stock 335,739 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-016176 · doc1.xml · nonDerivative · entry 1

Stauffer Mark R. · CIK 0001417119 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,102,971

F1 · price: Represents the number of shares earned under a performance award granted on May 21, 2020. One half of the shares vested on August 18, 2021, with the remaining half vesting in two equal installments on August 18, 2022 and August 18, 2023, subject to the Reporting Person's continued employment through the applicable vesting date.

Read SEC document
August 18, 2021 Filed Aug 20, 2021 20:40 UTC
Tabb Robert LEVP and CFO
Tax withholdingCommon Stock 20,900 $5.44 $113,696.00
Disclosure

SEC source: 0001567619-21-016178 · doc1.xml · nonDerivative · entry 2

Tabb Robert L · CIK 0001772769 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,359

F2 · shares: Reflects a reduction of shares of performance-based stock withheld to cover taxes payable by the Reporting Person due to the vesting of shares on August 18, 2021.

Read SEC document
August 18, 2021 Filed Aug 20, 2021 20:40 UTC
Tabb Robert LEVP and CFO
GrantCommon Stock 111,913 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-016178 · doc1.xml · nonDerivative · entry 1

Tabb Robert L · CIK 0001772769 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,259

F1 · price: Represents the number of shares earned under a performance award granted on May 21, 2020. One half of the shares vested on August 18, 2021, with the remaining half vesting in two equal installments on August 18, 2022 and August 18, 2023, subject to the Reporting Person's continued employment through the applicable vesting date.

Read SEC document
May 24, 2021 Filed May 25, 2021 16:32 UTC
Buchler Peter R.EVP and General Counsel
Tax withholdingCommon Stock 4,478 $6.27 $28,077.06
Disclosure

SEC source: 0001567619-21-011146 · doc1.xml · nonDerivative · entry 2

Buchler Peter R. · CIK 0001476693 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,443

F2 · shares: Reflects a reduction of shares of restricted stock withheld to cover taxes payable by the reporting person due to the vesting of restricted stock grants on May 24, 2021.

Read SEC document
May 24, 2021 Filed May 25, 2021 16:30 UTC
Stauffer Mark R.President and CEO
Tax withholdingCommon Stock 13,849 $6.27 $86,833.23
Disclosure

SEC source: 0001567619-21-011140 · doc1.xml · nonDerivative · entry 2

Stauffer Mark R. · CIK 0001417119 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767,232

F2 · shares: Reflects a reduction of shares of restricted stock withheld to cover taxes payable by the reporting person due to the vesting of restricted stock grants on May 24, 2021.

Read SEC document
May 24, 2021 Filed May 25, 2021 20:31 UTC
Tabb Robert LEVP and CFO
Tax withholdingCommon Stock 1,975 $6.27 $12,383.25
Disclosure

SEC source: 0001567619-21-011142 · doc1.xml · nonDerivative · entry 2

Tabb Robert L · CIK 0001772769 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,346

F2 · shares: Reflects a reduction of shares of restricted stock withheld to cover taxes payable by the reporting person due to the vesting of restricted stock grants on May 24, 2021.

Read SEC document
May 21, 2021 Filed May 25, 2021 16:32 UTC
Buchler Peter R.EVP and General Counsel
Tax withholdingCommon Stock 2,491 $6.21 $15,469.11
Disclosure

SEC source: 0001567619-21-011146 · doc1.xml · nonDerivative · entry 1

Buchler Peter R. · CIK 0001476693 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,921

F1 · shares: Reflects a reduction of shares of restricted stock withheld to cover taxes payable by the reporting person due to the vesting of a restricted stock grant on May 21, 2021.

Read SEC document
May 21, 2021 Filed May 25, 2021 16:30 UTC
Stauffer Mark R.President and CEO
Tax withholdingCommon Stock 7,471 $6.21 $46,394.91
Disclosure

SEC source: 0001567619-21-011140 · doc1.xml · nonDerivative · entry 1

Stauffer Mark R. · CIK 0001417119 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 781,081

F1 · shares: Reflects a reduction of shares of restricted stock withheld to cover taxes payable by the reporting person due to the vesting of a restricted stock grant on May 21, 2021.

Read SEC document
May 21, 2021 Filed May 25, 2021 20:31 UTC
Tabb Robert LEVP and CFO
Tax withholdingCommon Stock 2,491 $6.21 $15,469.11
Disclosure

SEC source: 0001567619-21-011142 · doc1.xml · nonDerivative · entry 1

Tabb Robert L · CIK 0001772769 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,321

F1 · shares: Reflects a reduction of shares of restricted stock withheld to cover taxes payable by the reporting person due to the vesting of a restricted stock grant on May 21, 2021.

Read SEC document
May 19, 2021 Filed May 21, 2021 16:56 UTC GrantCommon Stock 14,975 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-010937 · doc1.xml · nonDerivative · entry 1

AMONETT THOMAS N · CIK 0001029695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,420

F1 · price: The grant of restricted stock under the Company's Long Term Incentive Plan vested in its entirety on the date of grant, May 19, 2021.

Read SEC document
May 19, 2021 Filed May 21, 2021 17:05 UTC
Buchler Peter R.EVP and General Counsel
GrantCommon Stock 32,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-010959 · doc1.xml · nonDerivative · entry 1

Buchler Peter R. · CIK 0001476693 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,412

F1 · price: This grant of restricted stock vests in three equal annual installments beginning on May 19, 2022.

Read SEC document
May 19, 2021 Filed May 21, 2021 16:59 UTC GrantCommon Stock 14,975 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-010941 · doc1.xml · nonDerivative · entry 1

Daerr Richard L. · CIK 0001420297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,280

F1 · price: The grant of restricted stock under the Company's Long Term Incentive Plan vested in its entirety on the date of grant, May 19, 2021.

Read SEC document
May 19, 2021 Filed May 21, 2021 17:03 UTC
Stauffer Mark R.President and CEO
GrantCommon Stock 88,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-010952 · doc1.xml · nonDerivative · entry 1

Stauffer Mark R. · CIK 0001417119 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 788,552

F1 · price: This grant of restricted stock vests in three equal annual installments beginning on May 19, 2022.

Read SEC document
May 19, 2021 Filed May 21, 2021 21:04 UTC
Tabb Robert LEVP and CFO
GrantCommon Stock 40,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-010956 · doc1.xml · nonDerivative · entry 1

Tabb Robert L · CIK 0001772769 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,812

F1 · price: This grant of restricted stock vests in three equal annual installments beginning on May 19, 2022.

Read SEC document
May 19, 2021 Filed May 21, 2021 21:01 UTC GrantCommon Stock 14,975 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-010948 · doc1.xml · nonDerivative · entry 1

FORAN MARGARET M · CIK 0001222368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,016

F1 · price: The grant of restricted stock under the Company's Long Term Incentive Plan vested in its entirety on the date of grant, May 19, 2021.

Read SEC document
May 19, 2021 Filed May 21, 2021 21:01 UTC GrantCommon Stock 14,975 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-010945 · doc1.xml · nonDerivative · entry 1

Sullivan Mary E · CIK 0001370423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,143

F1 · price: The grant of restricted stock under the Company's Long Term Incentive Plan vested in its entirety on the date of grant, May 19, 2021.

Read SEC document
May 19, 2021 Filed May 21, 2021 21:00 UTC GrantCommon Stock 14,975 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-010943 · doc1.xml · nonDerivative · entry 1

SHANFELTER AUSTIN J · CIK 0001221430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,650

F1 · price: The grant of restricted stock under the Company's Long Term Incentive Plan vested in its entirety on the date of grant, May 19, 2021.

Read SEC document
May 19, 2021 Filed May 21, 2021 20:58 UTC GrantCommon Stock 14,975 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-010939 · doc1.xml · nonDerivative · entry 1

Caliel Michael J · CIK 0001368766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,643

F1 · price: The grant of restricted stock under the Company's Long Term Incentive Plan vested in its entirety on the date of grant, May 19, 2021.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 16:11 UTC
Buchler Peter R.EVP and General Counsel
Tax withholdingCommon Stock 1,907 $5.46 $10,412.22
Disclosure

SEC source: 0001567619-21-005647 · doc1.xml · nonDerivative · entry 1

Buchler Peter R. · CIK 0001476693 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,412

F1 · shares: Reflects a reduction of shares of restricted stock withheld to cover taxes payable by the reporting person due to the vesting of a restricted stock grant on March 2, 2021.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 16:09 UTC
Stauffer Mark R.Chief Executive Officer
Tax withholdingCommon Stock 2,859 $5.46 $15,610.14
Disclosure

SEC source: 0001567619-21-005643 · doc1.xml · nonDerivative · entry 1

Stauffer Mark R. · CIK 0001417119 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,552

F1 · shares: Reflects a reduction of shares of restricted stock withheld to cover taxes payable by the reporting person due to the vesting of a restricted stock grant on March 2, 2021.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 21:11 UTC
Tabb Robert LChief Financial Officer
Tax withholdingCommon Stock 1,907 $5.46 $10,412.22
Disclosure

SEC source: 0001567619-21-005645 · doc1.xml · nonDerivative · entry 1

Tabb Robert L · CIK 0001772769 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,030

F1 · shares: Reflects a reduction of shares of restricted stock withheld to cover taxes payable by the reporting person due to the vesting of a restricted stock grant on March 2, 2021.

Read SEC document
November 10, 2020 Filed Nov 13, 2020 01:45 UTC SaleCommon Stock 50,518 $3.92 $198,030.56
Disclosure

SEC source: 0001567619-20-019356 · doc1.xml · nonDerivative · entry 1

SHANFELTER AUSTIN J · CIK 0001221430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,675

Read SEC document
August 20, 2020 Filed Aug 25, 2020 06:04 UTC
Buchler Peter R.EVP and General Counsel
Tax withholdingCommon Stock 10,505 $3.13 $32,880.65
Disclosure

SEC source: 0001567619-20-015915 · doc1.xml · nonDerivative · entry 2

Buchler Peter R. · CIK 0001476693 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,319

F2 · shares: Reflects a reduction of shares of performance-based stock withheld to cover taxes payable by the Reporting Person due to the vesting of shares on August 20, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.