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Nasdaq · USD

ORIC

Oric Pharmaceuticals, Inc.

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Tapewire entity
4765
SEC CIK
0001796280
Parsed reports
164

Last 12 months

Inside the activity.

0 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202602
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202603
Aug 202601
Sep 202602
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 16, 2021 Filed Nov 16, 2021 16:49 UTC OtherCommon Stock 74 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-044836 · doc4.xml · nonDerivative · entry 7

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner

GOEDDEL DAVID V · CIK 0001182464 · 10% owner

Svennilson Peter · CIK 0001606074 · 10% owner

Column Group LLC · CIK 0001833486 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 74

F10 · kind: Represents a change in the form of ownership of The Column Group, LLC ("TCG LLC") by virtue of the receipt of shares as a result of the pro-rata in-kind distribution of common stock of the Issuer for no consideration by TCG II GP.

F11 · ownership.nature: These securities are directly held by TCG LLC. The managing members of TCG LLC are the TCG II GP Managing Partners and Timothy Kutzkey (collectively, the "TCG LLC Managing Partners"). The TCG LLC Managing Partners may be deemed to share voting and investment power with respect to such shares. TCG LLC and each of the TCG LLC Managing Partners disclaims beneficial ownership of these shares, except to the extent of their respective pecuniary interest in such shares.

Read SEC document
November 16, 2021 Filed Nov 16, 2021 16:49 UTC OtherCommon Stock 86,716 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-044836 · doc4.xml · nonDerivative · entry 6

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner

GOEDDEL DAVID V · CIK 0001182464 · 10% owner

Svennilson Peter · CIK 0001606074 · 10% owner

Column Group LLC · CIK 0001833486 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 103,341

F9 · kind: Represents a change in the form of ownership of Peter Svennilson by virtue of the receipt of shares as a result of the pro-rata in-kind distribution of common stock of the Issuer for no consideration by TCG II GP.

F1 · ownership.nature: These securities are directly held by Peter Svennilson. Peter Svennilson is a former member of the Issuer's board of directors and previously filed his own Section 16 reports reporting his holdings.

Read SEC document
November 16, 2021 Filed Nov 16, 2021 16:49 UTC OtherCommon Stock 86,716 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-044836 · doc4.xml · nonDerivative · entry 5

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner

GOEDDEL DAVID V · CIK 0001182464 · 10% owner

Svennilson Peter · CIK 0001606074 · 10% owner

Column Group LLC · CIK 0001833486 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 86,716

F7 · kind: Represents a change in the form of ownership of David Goeddel by virtue of the receipt of shares as a result of the pro-rata in-kind distribution of common stock of the Issuer for no consideration by TCG II GP.

F8 · ownership.nature: These securities are directly held by David Goeddel.

Read SEC document
November 16, 2021 Filed Nov 16, 2021 16:49 UTC OtherCommon Stock 287,702 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-044836 · doc4.xml · nonDerivative · entry 4

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner

GOEDDEL DAVID V · CIK 0001182464 · 10% owner

Svennilson Peter · CIK 0001606074 · 10% owner

Column Group LLC · CIK 0001833486 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F6 · kind: Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by TCG II GP to its partners.

F5 · ownership.nature: The securities are directly held by TCG II GP. The TCG II GP Managing Partners may be deemed to share voting and investment power with respect to such shares. TCG II GP and each individual TCG II GP Managing Partners disclaim beneficial ownership of these shares, except to the extent of their respective pecuniary interest in such shares.

Read SEC document
November 16, 2021 Filed Nov 16, 2021 16:49 UTC OtherCommon Stock 287,702 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-044836 · doc4.xml · nonDerivative · entry 3

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner

GOEDDEL DAVID V · CIK 0001182464 · 10% owner

Svennilson Peter · CIK 0001606074 · 10% owner

Column Group LLC · CIK 0001833486 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 287,702

F4 · kind: Represents a change in the form of ownership of TCG II GP by virtue of the receipt of shares in the pro-rata in-kind distribution of common stock of the Issuer for no consideration by TCG II LP.

F5 · ownership.nature: The securities are directly held by TCG II GP. The TCG II GP Managing Partners may be deemed to share voting and investment power with respect to such shares. TCG II GP and each individual TCG II GP Managing Partners disclaim beneficial ownership of these shares, except to the extent of their respective pecuniary interest in such shares.

Read SEC document
November 16, 2021 Filed Nov 16, 2021 16:49 UTC OtherCommon Stock 1,200,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-044836 · doc4.xml · nonDerivative · entry 2

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner

GOEDDEL DAVID V · CIK 0001182464 · 10% owner

Svennilson Peter · CIK 0001606074 · 10% owner

Column Group LLC · CIK 0001833486 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,568,181

F2 · kind: Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by The Column Group II, LP ("TCG II LP") to its general and limited partners.

F3 · ownership.direct: The securities are directly held by TCG II LP, and indirectly held by The Column Group II GP, LP ("TCG II GP"), the general partner of TCG II LP. The managing partners of TCG II GP are David Goeddel and Peter Svennilson (collectively, the "TCG II GP Managing Partners"). The TCG II GP Managing Partners may be deemed to have voting and investment power with respect to such shares. TCG II GP and each individual TCG II GP Managing Partner disclaims beneficial ownership of these shares, except to the extent of their respective pecuniary interest in such shares.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 16:49 UTC Exercise / conversionStock Option (right to buy) · Derivative 16,625 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0000899243-21-044836 · doc4.xml · derivative · entry 8

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner

GOEDDEL DAVID V · CIK 0001182464 · 10% owner

Svennilson Peter · CIK 0001606074 · 10% owner

Column Group LLC · CIK 0001833486 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 16,625 shares

Expires 2031-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: As of the transaction date, 16,625 of the shares subject to this option have vested.

F1 · ownership.nature: These securities are directly held by Peter Svennilson. Peter Svennilson is a former member of the Issuer's board of directors and previously filed his own Section 16 reports reporting his holdings.

F13 · ownership.nature: The option was granted to Peter Svennilson for his service as a member of the Issuer's board of directors.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 16:49 UTC Exercise / conversionCommon Stock 16,625 $16.00 $266,000.00
Disclosure

SEC source: 0000899243-21-044836 · doc4.xml · nonDerivative · entry 1

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner

GOEDDEL DAVID V · CIK 0001182464 · 10% owner

Svennilson Peter · CIK 0001606074 · 10% owner

Column Group LLC · CIK 0001833486 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These securities are directly held by Peter Svennilson. Peter Svennilson is a former member of the Issuer's board of directors and previously filed his own Section 16 reports reporting his holdings.

Read SEC document
November 09, 2021 Filed Nov 10, 2021 22:53 UTC
You AngieDirector
GrantStock Option (right to buy) · Derivative 33,250 $0.00 Strike: $17.42 $0.00
Disclosure

SEC source: 0001209191-21-063926 · doc4.xml · derivative · entry 1

You Angie · CIK 0001647664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,250

Underlying: Common Stock · 33,250 shares

Expires 2031-11-08

F1 · derivative.exercise_date: One thirty-sixth (1/36th) of the shares subject to the option shall vest on each monthly anniversary of November 9, 2021.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 22:17 UTC
Chacko JacobDirector · President and CEO
SaleCommon Stock 3,736 $25.06 $93,628.64
Disclosure

SEC source: 0001209191-21-056460 · doc4.xml · nonDerivative · entry 2

Chacko Jacob · CIK 0001608936 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,652

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Represents the weighted average share price of an aggregate total of 3,736 shares sold in the price range of $25.00 to $25.25 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 22:19 UTC SaleCommon Stock 682 $25.03 $17,073.67
Disclosure

SEC source: 0001209191-21-056461 · doc4.xml · nonDerivative · entry 2

Heyman Richard A. · CIK 0001584759 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 216,272

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by RAHD Capital, LLC.

F4 · price: Represents the weighted average share price of an aggregate total of 682 shares sold in the price range of $25.00 to $25.19 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held of record by RAHD Capital, LLC, and the Reporting Person has voting and investment power with respect to such shares.

Read SEC document
September 14, 2021 Filed Sep 16, 2021 22:17 UTC
Chacko JacobDirector · President and CEO
SaleCommon Stock 4,420 $25.05 $110,706.41
Disclosure

SEC source: 0001209191-21-056460 · doc4.xml · nonDerivative · entry 1

Chacko Jacob · CIK 0001608936 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,388

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents the weighted average share price of an aggregate total of 4,420 shares sold in the price range of $25.00 to $25.22 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 14, 2021 Filed Sep 16, 2021 22:19 UTC SaleCommon Stock 706 $25.05 $17,686.08
Disclosure

SEC source: 0001209191-21-056461 · doc4.xml · nonDerivative · entry 1

Heyman Richard A. · CIK 0001584759 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 216,954

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by RAHD Capital, LLC.

F2 · price: Represents the weighted average share price of an aggregate total of 706 shares sold in the price range of $25.00 to $25.28 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held of record by RAHD Capital, LLC, and the Reporting Person has voting and investment power with respect to such shares.

Read SEC document
September 13, 2021 Filed Sep 14, 2021 20:01 UTC
Chacko JacobDirector · President and CEO
SaleCommon Stock 2,801 $25.02 $70,088.86
Disclosure

SEC source: 0001209191-21-055866 · doc4.xml · nonDerivative · entry 2

Chacko Jacob · CIK 0001608936 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,808

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Represents the weighted average share price of an aggregate total of 2,801 shares sold in the price range of $25.00 to $25.08 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 13, 2021 Filed Sep 14, 2021 20:03 UTC SaleCommon Stock 601 $25.01 $15,032.99
Disclosure

SEC source: 0001209191-21-055871 · doc4.xml · nonDerivative · entry 2

Heyman Richard A. · CIK 0001584759 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 217,660

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by RAHD Capital, LLC.

F4 · price: Represents the weighted average share price of an aggregate total of 601 shares sold in the price range of $25.00 to $25.03 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held of record by RAHD Capital, LLC, and the Reporting Person has voting and investment power with respect to such shares.

Read SEC document
September 10, 2021 Filed Sep 14, 2021 20:01 UTC
Chacko JacobDirector · President and CEO
SaleCommon Stock 2,942 $25.08 $73,783.30
Disclosure

SEC source: 0001209191-21-055866 · doc4.xml · nonDerivative · entry 1

Chacko Jacob · CIK 0001608936 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,609

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents the weighted average share price of an aggregate total of 2,942 shares sold in the price range of $25.00 to $25.28 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 10, 2021 Filed Sep 14, 2021 20:03 UTC SaleCommon Stock 479 $25.10 $12,023.14
Disclosure

SEC source: 0001209191-21-055871 · doc4.xml · nonDerivative · entry 1

Heyman Richard A. · CIK 0001584759 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 218,261

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by RAHD Capital, LLC.

F2 · price: Represents the weighted average share price of an aggregate total of 479 shares sold in the price range of $25.05 to $25.17 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held of record by RAHD Capital, LLC, and the Reporting Person has voting and investment power with respect to such shares.

Read SEC document
September 08, 2021 Filed Sep 9, 2021 20:33 UTC
Chacko JacobDirector · President and CEO
SaleCommon Stock 200 $25.04 $5,007.00
Disclosure

SEC source: 0001209191-21-055291 · doc4.xml · nonDerivative · entry 2

Chacko Jacob · CIK 0001608936 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,551

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Represents the weighted average share price of an aggregate total of 200 shares sold in the price range of $25.00 to $25.07 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 07, 2021 Filed Sep 9, 2021 20:33 UTC
Chacko JacobDirector · President and CEO
SaleCommon Stock 5,981 $25.11 $150,173.34
Disclosure

SEC source: 0001209191-21-055291 · doc4.xml · nonDerivative · entry 1

Chacko Jacob · CIK 0001608936 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,751

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents the weighted average share price of an aggregate total of 5,981 shares sold in the price range of $25.00 to $25.295 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 07, 2021 Filed Sep 9, 2021 20:36 UTC SaleCommon Stock 1,086 $25.11 $27,272.18
Disclosure

SEC source: 0001209191-21-055295 · doc4.xml · nonDerivative · entry 1

Heyman Richard A. · CIK 0001584759 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 218,740

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by RAHD Capital, LLC.

F2 · price: Represents the weighted average share price of an aggregate total of 1,086 shares sold in the price range of $25.00 to $25.26 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held of record by RAHD Capital, LLC, and the Reporting Person has voting and investment power with respect to such shares.

Read SEC document
August 13, 2021 Filed Aug 16, 2021 21:56 UTC GrantStock Option (right to buy) · Derivative 33,250 $0.00 Strike: $18.63 $0.00
Disclosure

SEC source: 0001209191-21-051657 · doc4.xml · derivative · entry 1

Hoerter Steven L. · CIK 0001533451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,250

Underlying: Common Stock · 33,250 shares

Expires 2031-08-12

F1 · derivative.exercise_date: One thirty-sixth (1/36th) of the shares subject to the option shall vest on each monthly anniversary of August 13, 2021.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 23:44 UTC
GORDON CARL LDirector · 10% owner
GrantStock Option (right to buy) · Derivative 16,625 $0.00 Strike: $19.03 $0.00
Disclosure

SEC source: 0001209191-21-041741 · doc4.xml · derivative · entry 1

GORDON CARL L · CIK 0001282930 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,625

Underlying: Common Stock · 16,625 shares

Expires 2031-06-15

F1 · derivative.exercise_date: One hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) June 16, 2022 or (ii) the business day prior to the next annual meeting of the Issuer's stockholders that occurs following the date of grant.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 23:48 UTC GrantStock Option (right to buy) · Derivative 16,625 $0.00 Strike: $19.03 $0.00
Disclosure

SEC source: 0001209191-21-041745 · doc4.xml · derivative · entry 1

Kunkel Lori Anne · CIK 0001536368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,625

Underlying: Common Stock · 16,625 shares

Expires 2031-06-15

F1 · derivative.exercise_date: One hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) June 16, 2022 or (ii) the business day prior to the next annual meeting of the Issuer's stockholders that occurs following the date of grant.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 19:42 UTC
Dier MardiDirector
GrantStock Option (right to buy) · Derivative 16,625 $0.00 Strike: $19.03 $0.00
Disclosure

SEC source: 0001209191-21-041738 · doc4.xml · derivative · entry 1

Dier Mardi · CIK 0001574591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,625

Underlying: Common Stock · 16,625 shares

Expires 2031-06-15

F1 · derivative.exercise_date: One hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) June 16, 2022 or (ii) the business day prior to the next annual meeting of the Issuer's stockholders that occurs following the date of grant.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 23:46 UTC GrantStock Option (right to buy) · Derivative 16,625 $0.00 Strike: $19.03 $0.00
Disclosure

SEC source: 0001209191-21-041743 · doc4.xml · derivative · entry 1

Heyman Richard A. · CIK 0001584759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,625

Underlying: Common Stock · 16,625 shares

Expires 2031-06-15

F1 · derivative.exercise_date: One hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) June 16, 2022 or (ii) the business day prior to the next annual meeting of the Issuer's stockholders that occurs following the date of grant.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 19:49 UTC
Svennilson PeterDirector · 10% owner
GrantStock Option (right to buy) · Derivative 16,625 $0.00 Strike: $19.03 $0.00
Disclosure

SEC source: 0001209191-21-041747 · doc4.xml · derivative · entry 1

Svennilson Peter · CIK 0001606074 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,625

Underlying: Common Stock · 16,625 shares

Expires 2031-06-15

F1 · derivative.exercise_date: One hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) June 16, 2022 or (ii) the business day prior to the next annual meeting of the Issuer's stockholders that occurs following the date of grant.

Read SEC document
May 27, 2021 Filed May 28, 2021 23:36 UTC
Chacko JacobDirector · President and CEO
SaleCommon Stock 400 $25.07 $10,028.00
Disclosure

SEC source: 0001209191-21-036686 · doc4.xml · nonDerivative · entry 1

Chacko Jacob · CIK 0001608936 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,732

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents the weighted average share price of an aggregate total of 400 shares sold in the price range of $25.00 to $25.10 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 24, 2021 Filed May 24, 2021 23:27 UTC
Chacko JacobDirector · President and CEO
SaleCommon Stock 12 $25.00 $300.00
Disclosure

SEC source: 0001209191-21-035523 · doc4.xml · nonDerivative · entry 3

Chacko Jacob · CIK 0001608936 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,132

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
May 24, 2021 Filed May 24, 2021 23:29 UTC SaleCommon Stock 100 $25.00 $2,500.00
Disclosure

SEC source: 0001209191-21-035524 · doc4.xml · nonDerivative · entry 3

SCHELLER RICHARD H · CIK 0001214133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,092

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
May 24, 2021 Filed May 24, 2021 23:30 UTC SaleCommon Stock 100 $25.00 $2,500.00
Disclosure

SEC source: 0001209191-21-035525 · doc4.xml · nonDerivative · entry 3

Heyman Richard A. · CIK 0001584759 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 219,826

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by RAHD Capital, LLC.

F3 · ownership.nature: The shares are held of record by RAHD Capital, LLC, and the Reporting Person has voting and investment power with respect to such shares.

Read SEC document
May 21, 2021 Filed May 24, 2021 23:27 UTC
Chacko JacobDirector · President and CEO
SaleCommon Stock 4,790 $25.20 $120,687.88
Disclosure

SEC source: 0001209191-21-035523 · doc4.xml · nonDerivative · entry 2

Chacko Jacob · CIK 0001608936 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,144

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Represents the weighted average share price of an aggregate total of 4,790 shares sold in the price range of $25.00 to $25.37 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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May 21, 2021 Filed May 24, 2021 23:29 UTC SaleCommon Stock 1,231 $25.19 $31,008.27
Disclosure

SEC source: 0001209191-21-035524 · doc4.xml · nonDerivative · entry 2

SCHELLER RICHARD H · CIK 0001214133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,192

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Represents the weighted average share price of an aggregate total of 1,231 shares sold in the price range of $25.00 to $25.35 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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May 21, 2021 Filed May 24, 2021 23:30 UTC SaleCommon Stock 600 $25.25 $15,150.00
Disclosure

SEC source: 0001209191-21-035525 · doc4.xml · nonDerivative · entry 2

Heyman Richard A. · CIK 0001584759 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 219,926

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by RAHD Capital, LLC.

F4 · price: Represents the weighted average share price of an aggregate total of 600 shares sold in the price range of $25.18 to $25.35 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held of record by RAHD Capital, LLC, and the Reporting Person has voting and investment power with respect to such shares.

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May 20, 2021 Filed May 24, 2021 23:27 UTC
Chacko JacobDirector · President and CEO
SaleCommon Stock 2,468 $25.07 $61,863.88
Disclosure

SEC source: 0001209191-21-035523 · doc4.xml · nonDerivative · entry 1

Chacko Jacob · CIK 0001608936 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,934

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents the weighted average share price of an aggregate total of 2,468 shares sold in the price range of $25.00 to $25.14 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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May 20, 2021 Filed May 24, 2021 23:29 UTC SaleCommon Stock 659 $25.08 $16,528.05
Disclosure

SEC source: 0001209191-21-035524 · doc4.xml · nonDerivative · entry 1

SCHELLER RICHARD H · CIK 0001214133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,423

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents the weighted average share price of an aggregate total of 659 shares sold in the price range of $25.00 to $25.15 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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May 20, 2021 Filed May 24, 2021 23:30 UTC SaleCommon Stock 700 $25.08 $17,558.03
Disclosure

SEC source: 0001209191-21-035525 · doc4.xml · nonDerivative · entry 1

Heyman Richard A. · CIK 0001584759 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 220,526

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by RAHD Capital, LLC.

F2 · price: Represents the weighted average share price of an aggregate total of 700 shares sold in the price range of $25.00 to $25.12 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held of record by RAHD Capital, LLC, and the Reporting Person has voting and investment power with respect to such shares.

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May 18, 2021 Filed May 19, 2021 00:17 UTC
Chacko JacobDirector · President and CEO
SaleCommon Stock 200 $26.03 $5,206.00
Disclosure

SEC source: 0001209191-21-033813 · doc4.xml · nonDerivative · entry 4

Chacko Jacob · CIK 0001608936 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,402

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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May 18, 2021 Filed May 19, 2021 00:17 UTC
Chacko JacobDirector · President and CEO
SaleCommon Stock 11,132 $25.37 $282,427.75
Disclosure

SEC source: 0001209191-21-033813 · doc4.xml · nonDerivative · entry 3

Chacko Jacob · CIK 0001608936 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,602

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: Represents the weighted average share price of an aggregate total of 11,132 shares sold in the price range of $25.00 to $25.93 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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May 18, 2021 Filed May 19, 2021 00:20 UTC SaleCommon Stock 2,800 $25.34 $70,958.16
Disclosure

SEC source: 0001209191-21-033815 · doc4.xml · nonDerivative · entry 3

SCHELLER RICHARD H · CIK 0001214133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,082

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: Represents the weighted average share price of an aggregate total of 2,800 shares sold in the price range of $25.00 to $25.68 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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May 18, 2021 Filed May 19, 2021 00:22 UTC SaleCommon Stock 2,161 $25.32 $54,715.44
Disclosure

SEC source: 0001209191-21-033817 · doc4.xml · nonDerivative · entry 3

Heyman Richard A. · CIK 0001584759 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 221,226

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by RAHD Capital, LLC.

F5 · price: Represents the weighted average share price of an aggregate total of 2,161 shares sold in the price range of $25.00 to $25.92 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held of record by RAHD Capital, LLC, and the Reporting Person has voting and investment power with respect to such shares.

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May 17, 2021 Filed May 19, 2021 00:17 UTC
Chacko JacobDirector · President and CEO
SaleCommon Stock 2,550 $25.05 $63,884.13
Disclosure

SEC source: 0001209191-21-033813 · doc4.xml · nonDerivative · entry 2

Chacko Jacob · CIK 0001608936 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,734

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Represents the weighted average share price of an aggregate total of 2,550 shares sold in the price range of $25.00 to $25.27 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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May 17, 2021 Filed May 19, 2021 00:20 UTC SaleCommon Stock 500 $25.06 $12,530.10
Disclosure

SEC source: 0001209191-21-033815 · doc4.xml · nonDerivative · entry 2

SCHELLER RICHARD H · CIK 0001214133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,882

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Represents the weighted average share price of an aggregate total of 500 shares sold in the price range of $25.00 to $25.12 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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May 17, 2021 Filed May 19, 2021 00:22 UTC SaleCommon Stock 498 $25.07 $12,483.81
Disclosure

SEC source: 0001209191-21-033817 · doc4.xml · nonDerivative · entry 2

Heyman Richard A. · CIK 0001584759 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 223,387

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by RAHD Capital, LLC.

F4 · price: Represents the weighted average share price of an aggregate total of 498 shares sold in the price range of $25.00 to $25.14 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held of record by RAHD Capital, LLC, and the Reporting Person has voting and investment power with respect to such shares.

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May 14, 2021 Filed May 19, 2021 00:17 UTC
Chacko JacobDirector · President and CEO
SaleCommon Stock 13,896 $25.36 $352,465.09
Disclosure

SEC source: 0001209191-21-033813 · doc4.xml · nonDerivative · entry 1

Chacko Jacob · CIK 0001608936 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,284

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents the weighted average share price of an aggregate total of 13,896 shares sold in the price range of $25.00 to $25.85 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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May 14, 2021 Filed May 19, 2021 00:20 UTC SaleCommon Stock 4,615 $25.38 $117,116.70
Disclosure

SEC source: 0001209191-21-033815 · doc4.xml · nonDerivative · entry 1

SCHELLER RICHARD H · CIK 0001214133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,382

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents the weighted average share price of an aggregate total of 4,615 shares sold in the price range of $25.00 to $25.84 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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May 14, 2021 Filed May 19, 2021 00:22 UTC SaleCommon Stock 3,215 $25.31 $81,382.26
Disclosure

SEC source: 0001209191-21-033817 · doc4.xml · nonDerivative · entry 1

Heyman Richard A. · CIK 0001584759 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 223,885

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by RAHD Capital, LLC.

F2 · price: Represents the weighted average share price of an aggregate total of 3,215 shares sold in the price range of $25.00 to $25.83 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held of record by RAHD Capital, LLC, and the Reporting Person has voting and investment power with respect to such shares.

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May 13, 2021 Filed May 13, 2021 23:57 UTC
Chacko JacobDirector · President and CEO
SaleCommon Stock 730 $25.04 $18,281.03
Disclosure

SEC source: 0001209191-21-032508 · doc4.xml · nonDerivative · entry 3

Chacko Jacob · CIK 0001608936 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,180

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: Represents the weighted average share price of an aggregate total of 730 shares sold in the price range of $25.00 to $25.26 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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May 13, 2021 Filed May 13, 2021 23:59 UTC SaleCommon Stock 100 $25.00 $2,500.00
Disclosure

SEC source: 0001209191-21-032509 · doc4.xml · nonDerivative · entry 3

SCHELLER RICHARD H · CIK 0001214133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,997

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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May 12, 2021 Filed May 13, 2021 23:57 UTC
Chacko JacobDirector · President and CEO
SaleCommon Stock 400 $25.02 $10,009.60
Disclosure

SEC source: 0001209191-21-032508 · doc4.xml · nonDerivative · entry 2

Chacko Jacob · CIK 0001608936 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,910

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Represents the weighted average share price of an aggregate total of 400 shares sold in the price range of $25.00 to $25.04 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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May 12, 2021 Filed May 13, 2021 23:59 UTC SaleCommon Stock 103 $25.00 $2,575.39
Disclosure

SEC source: 0001209191-21-032509 · doc4.xml · nonDerivative · entry 2

SCHELLER RICHARD H · CIK 0001214133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,097

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Represents the weighted average share price of an aggregate total of 103 shares sold in the price range of $25.00 to $25.13 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.