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Nasdaq · USD

ORIC

Oric Pharmaceuticals, Inc.

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Tapewire entity
4765
SEC CIK
0001796280
Parsed reports
164

Last 12 months

Inside the activity.

0 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202602
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202603
Aug 202601
Sep 202602
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2022 Filed Dec 17, 2022 01:49 UTC
Piscitelli DominicChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 6,041 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-061755 · doc4.xml · derivative · entry 3

Piscitelli Dominic · CIK 0001695028 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,084

Underlying: Common Stock · 6,041 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of ORIC Pharmaceuticals, Inc. (the "Issuer") Common Stock.

F4 · derivative.exercise_date: 1/3 of the RSUs subject to the award shall vest on each of December 15, 2022, December 15, 2023 and December 15, 2024.

F4 · derivative.expiration_date: 1/3 of the RSUs subject to the award shall vest on each of December 15, 2022, December 15, 2023 and December 15, 2024.

Read SEC document
December 15, 2022 Filed Dec 17, 2022 01:49 UTC
Piscitelli DominicChief Financial Officer
SaleCommon Stock 2,089 $3.25 $6,789.25
Disclosure

SEC source: 0001209191-22-061755 · doc4.xml · nonDerivative · entry 2

Piscitelli Dominic · CIK 0001695028 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,423

F3 · kind: Represents the number of shares sold to cover the tax withholding obligations in connection with the vesting of RSUs and does not represent a discretionary sale by the Reporting Person.

Read SEC document
December 15, 2022 Filed Dec 17, 2022 01:49 UTC
Piscitelli DominicChief Financial Officer
Exercise / conversionCommon Stock 6,041 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-061755 · doc4.xml · nonDerivative · entry 1

Piscitelli Dominic · CIK 0001695028 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of ORIC Pharmaceuticals, Inc. (the "Issuer") Common Stock.

F2 · balance_after: Includes an aggregate of 3,471 shares of Common Stock acquired under the Issuer's 2020 Employee Stock Purchase Plan..

Read SEC document
December 15, 2022 Filed Dec 17, 2022 01:47 UTC
Chacko JacobDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 16,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-061754 · doc4.xml · derivative · entry 3

Chacko Jacob · CIK 0001608936 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,334

Underlying: Common Stock · 16,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of ORIC Pharmaceuticals, Inc. (the "Issuer") Common Stock.

F4 · derivative.exercise_date: 1/3 of the RSUs subject to the award shall vest on each of December 15, 2022, December 15, 2023 and December 15, 2024.

F4 · derivative.expiration_date: 1/3 of the RSUs subject to the award shall vest on each of December 15, 2022, December 15, 2023 and December 15, 2024.

Read SEC document
December 15, 2022 Filed Dec 17, 2022 01:47 UTC
Chacko JacobDirector · President and CEO
SaleCommon Stock 5,764 $3.25 $18,733.00
Disclosure

SEC source: 0001209191-22-061754 · doc4.xml · nonDerivative · entry 2

Chacko Jacob · CIK 0001608936 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 817,025

F3 · kind: Represents the number of shares sold to cover the tax withholding obligations in connection with the vesting of RSUs and does not represent a discretionary sale by the Reporting Person.

Read SEC document
December 15, 2022 Filed Dec 17, 2022 01:47 UTC
Chacko JacobDirector · President and CEO
Exercise / conversionCommon Stock 16,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-061754 · doc4.xml · nonDerivative · entry 1

Chacko Jacob · CIK 0001608936 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 822,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of ORIC Pharmaceuticals, Inc. (the "Issuer") Common Stock.

F2 · balance_after: Includes an aggregate of 3,471 shares of Common Stock acquired under the Issuer's 2020 Employee Stock Purchase Plan.

Read SEC document
December 15, 2022 Filed Dec 17, 2022 01:51 UTC
Multani Pratik SChief Medical Officer
Exercise / conversionRestricted Stock Unit · Derivative 6,041 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-061756 · doc4.xml · derivative · entry 3

Multani Pratik S · CIK 0001586894 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,084

Underlying: Common Stock · 6,041 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of ORIC Pharmaceuticals, Inc. (the "Issuer") Common Stock.

F4 · derivative.exercise_date: 1/3 of the RSUs subject to the award shall vest on each of December 15, 2022, December 15, 2023 and December 15, 2024.

F4 · derivative.expiration_date: 1/3 of the RSUs subject to the award shall vest on each of December 15, 2022, December 15, 2023 and December 15, 2024.

Read SEC document
December 15, 2022 Filed Dec 17, 2022 01:51 UTC
Multani Pratik SChief Medical Officer
SaleCommon Stock 2,089 $3.25 $6,789.25
Disclosure

SEC source: 0001209191-22-061756 · doc4.xml · nonDerivative · entry 2

Multani Pratik S · CIK 0001586894 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,423

F3 · kind: Represents the number of shares sold to cover the tax withholding obligations in connection with the vesting of RSUs and does not represent a discretionary sale by the Reporting Person.

Read SEC document
December 15, 2022 Filed Dec 17, 2022 01:51 UTC
Multani Pratik SChief Medical Officer
Exercise / conversionCommon Stock 6,041 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-061756 · doc4.xml · nonDerivative · entry 1

Multani Pratik S · CIK 0001586894 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of ORIC Pharmaceuticals, Inc. (the "Issuer") Common Stock.

F2 · balance_after: Includes an aggregate of 3,471 shares of Common Stock acquired under the Issuer's 2020 Employee Stock Purchase Plan.

Read SEC document
December 15, 2022 Filed Feb 17, 2023 21:23 UTC Amendment
Piscitelli DominicChief Financial Officer
SaleCommon Stock 2,227 $3.08 $6,854.04
Disclosure

SEC source: 0001209191-23-010611 · doc4a.xml · nonDerivative · entry 1

Piscitelli Dominic · CIK 0001695028 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,285

F1 · kind: This amendment is filed to correct the number of shares sold, and the price per share at which the shares were sold, to cover the tax withholding obligations in connection with the vesting of RSUs reported in the Form 4 filed December 16, 2022 and does not represent a discretionary sale by the Reporting Person.

F1 · shares: This amendment is filed to correct the number of shares sold, and the price per share at which the shares were sold, to cover the tax withholding obligations in connection with the vesting of RSUs reported in the Form 4 filed December 16, 2022 and does not represent a discretionary sale by the Reporting Person.

F1 · price: This amendment is filed to correct the number of shares sold, and the price per share at which the shares were sold, to cover the tax withholding obligations in connection with the vesting of RSUs reported in the Form 4 filed December 16, 2022 and does not represent a discretionary sale by the Reporting Person.

Read SEC document
December 15, 2022 Filed Feb 17, 2023 21:22 UTC Amendment
Chacko JacobDirector · President and CEO
SaleCommon Stock 6,137 $3.07 $18,859.00
Disclosure

SEC source: 0001209191-23-010607 · doc4a.xml · nonDerivative · entry 1

Chacko Jacob · CIK 0001608936 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 816,652

F1 · kind: This amendment is filed to correct the number of shares sold to cover the tax withholding obligations in connection with the vesting of RSUs reported in the Form 4 filed December 16, 2022 and does not represent a discretionary sale by the Reporting Person.

F1 · shares: This amendment is filed to correct the number of shares sold to cover the tax withholding obligations in connection with the vesting of RSUs reported in the Form 4 filed December 16, 2022 and does not represent a discretionary sale by the Reporting Person.

F1 · price: This amendment is filed to correct the number of shares sold to cover the tax withholding obligations in connection with the vesting of RSUs reported in the Form 4 filed December 16, 2022 and does not represent a discretionary sale by the Reporting Person.

Read SEC document
December 15, 2022 Filed Feb 17, 2023 21:25 UTC Amendment
Multani Pratik SChief Medical Officer
SaleCommon Stock 2,227 $3.07 $6,845.58
Disclosure

SEC source: 0001209191-23-010616 · doc4a.xml · nonDerivative · entry 1

Multani Pratik S · CIK 0001586894 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,285

F1 · kind: This amendment is filed to correct the number of shares sold, and the price per share at which the shares were sold, to cover the tax withholding obligations in connection with the vesting of RSUs reported in the Form 4 filed December 16, 2022 and does not represent a discretionary sale by the Reporting Person.

F1 · shares: This amendment is filed to correct the number of shares sold, and the price per share at which the shares were sold, to cover the tax withholding obligations in connection with the vesting of RSUs reported in the Form 4 filed December 16, 2022 and does not represent a discretionary sale by the Reporting Person.

F1 · price: This amendment is filed to correct the number of shares sold, and the price per share at which the shares were sold, to cover the tax withholding obligations in connection with the vesting of RSUs reported in the Form 4 filed December 16, 2022 and does not represent a discretionary sale by the Reporting Person.

Read SEC document
July 20, 2022 Filed Jul 21, 2022 20:07 UTC
Piscitelli DominicChief Financial Officer
GrantStock Option (right to buy) · Derivative 108,750 Not disclosed Strike: $4.36 Not disclosed
Disclosure

SEC source: 0001209191-22-042842 · doc4.xml · derivative · entry 8

Piscitelli Dominic · CIK 0001695028 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,750

Underlying: Common Stock · 108,750 shares

Expires 2032-07-19

F2 · price: On July 20, 2022, in connection with the Issuer's option exchange program, the Issuer exchanged the Reporting Person's outstanding option on a 1:1 basis with a post-exchange exercise price of $4.36 per share.

F7 · derivative.exercise_date: Twenty five percent (25%) of the shares subject to the option shall vest on July 20, 2023, and one forty-eighth (1/48th) of the shares subject to the option shall vest each month thereafter.

Read SEC document
July 20, 2022 Filed Jul 21, 2022 20:07 UTC
Piscitelli DominicChief Financial Officer
GrantStock Option (right to buy) · Derivative 90,000 Not disclosed Strike: $4.36 Not disclosed
Disclosure

SEC source: 0001209191-22-042842 · doc4.xml · derivative · entry 7

Piscitelli Dominic · CIK 0001695028 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2032-07-19

F2 · price: On July 20, 2022, in connection with the Issuer's option exchange program, the Issuer exchanged the Reporting Person's outstanding option on a 1:1 basis with a post-exchange exercise price of $4.36 per share.

F7 · derivative.exercise_date: Twenty five percent (25%) of the shares subject to the option shall vest on July 20, 2023, and one forty-eighth (1/48th) of the shares subject to the option shall vest each month thereafter.

Read SEC document
July 20, 2022 Filed Jul 21, 2022 20:07 UTC
Piscitelli DominicChief Financial Officer
GrantStock Option (right to buy) · Derivative 86,250 Not disclosed Strike: $4.36 Not disclosed
Disclosure

SEC source: 0001209191-22-042842 · doc4.xml · derivative · entry 6

Piscitelli Dominic · CIK 0001695028 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,250

Underlying: Common Stock · 86,250 shares

Expires 2032-07-19

F2 · price: On July 20, 2022, in connection with the Issuer's option exchange program, the Issuer exchanged the Reporting Person's outstanding option on a 1:1 basis with a post-exchange exercise price of $4.36 per share.

F6 · derivative.exercise_date: One-third (1/3rd) of the shares subject to the option shall vest on July 20, 2023, and one thirty-sixth (1/36th) of the shares subject to the option shall vest each month thereafter.

Read SEC document
July 20, 2022 Filed Jul 21, 2022 20:07 UTC
Piscitelli DominicChief Financial Officer
GrantStock Option (right to buy) · Derivative 207,500 Not disclosed Strike: $4.36 Not disclosed
Disclosure

SEC source: 0001209191-22-042842 · doc4.xml · derivative · entry 5

Piscitelli Dominic · CIK 0001695028 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,500

Underlying: Common Stock · 207,500 shares

Expires 2032-07-19

F2 · price: On July 20, 2022, in connection with the Issuer's option exchange program, the Issuer exchanged the Reporting Person's outstanding option on a 1:1 basis with a post-exchange exercise price of $4.36 per share.

F6 · derivative.exercise_date: One-third (1/3rd) of the shares subject to the option shall vest on July 20, 2023, and one thirty-sixth (1/36th) of the shares subject to the option shall vest each month thereafter.

Read SEC document
July 20, 2022 Filed Jul 21, 2022 20:07 UTC
Piscitelli DominicChief Financial Officer
Disposition to issuerStock Option (right to buy) · Derivative 108,750 Not disclosed Strike: $9.48 Not disclosed
Disclosure

SEC source: 0001209191-22-042842 · doc4.xml · derivative · entry 4

Piscitelli Dominic · CIK 0001695028 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 108,750 shares

Expires 2032-01-31

F2 · price: On July 20, 2022, in connection with the Issuer's option exchange program, the Issuer exchanged the Reporting Person's outstanding option on a 1:1 basis with a post-exchange exercise price of $4.36 per share.

F5 · derivative.exercise_date: Twenty five percent (25%) of the shares subject to the option would have vested on February 1, 2023, and one thirty-sixth (1/36th) of the remaining shares subject to the option would have vested each month thereafter.

Read SEC document
July 20, 2022 Filed Jul 21, 2022 20:07 UTC
Piscitelli DominicChief Financial Officer
Disposition to issuerStock Option (right to buy) · Derivative 90,000 Not disclosed Strike: $29.83 Not disclosed
Disclosure

SEC source: 0001209191-22-042842 · doc4.xml · derivative · entry 3

Piscitelli Dominic · CIK 0001695028 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 90,000 shares

Expires 2031-01-31

F2 · price: On July 20, 2022, in connection with the Issuer's option exchange program, the Issuer exchanged the Reporting Person's outstanding option on a 1:1 basis with a post-exchange exercise price of $4.36 per share.

F4 · derivative.exercise_date: Twenty five percent (25%) of the shares subject to the option vested on February 1, 2022, and one thirty-sixth (1/36th) of the remaining shares subject to the option vested each month thereafter.

Read SEC document
July 20, 2022 Filed Jul 21, 2022 20:07 UTC
Piscitelli DominicChief Financial Officer
Disposition to issuerStock Option (right to buy) · Derivative 86,250 Not disclosed Strike: $16.00 Not disclosed
Disclosure

SEC source: 0001209191-22-042842 · doc4.xml · derivative · entry 2

Piscitelli Dominic · CIK 0001695028 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 86,250 shares

Expires 2030-04-22

F2 · price: On July 20, 2022, in connection with the Issuer's option exchange program, the Issuer exchanged the Reporting Person's outstanding option on a 1:1 basis with a post-exchange exercise price of $4.36 per share.

F3 · derivative.exercise_date: Twenty five percent (25%) of the shares subject to the option vested on April 23, 2021, and one forty-eighth (1/48th) of the shares subject to the option vested each month thereafter.

Read SEC document
July 20, 2022 Filed Jul 21, 2022 20:07 UTC
Piscitelli DominicChief Financial Officer
Disposition to issuerStock Option (right to buy) · Derivative 207,500 Not disclosed Strike: $6.44 Not disclosed
Disclosure

SEC source: 0001209191-22-042842 · doc4.xml · derivative · entry 1

Piscitelli Dominic · CIK 0001695028 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 207,500 shares

Expires 2029-09-10

F2 · price: On July 20, 2022, in connection with the Issuer's option exchange program, the Issuer exchanged the Reporting Person's outstanding option on a 1:1 basis with a post-exchange exercise price of $4.36 per share.

F1 · derivative.exercise_date: Twenty five percent (25%) of the shares subject to the option vested on September 10, 2020, and one forty-eighth (1/48th) of the shares subject to the option vested each month thereafter.

Read SEC document
July 20, 2022 Filed Jul 21, 2022 20:05 UTC
Chacko JacobDirector · President and CEO
GrantStock Option (right to buy) · Derivative 300,000 Not disclosed Strike: $4.36 Not disclosed
Disclosure

SEC source: 0001209191-22-042841 · doc4.xml · derivative · entry 6

Chacko Jacob · CIK 0001608936 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2031-07-19

F2 · price: On July 20, 2022, in connection with the Issuer's option exchange program, the Issuer exchanged the Reporting Person's outstanding option on a 1:1 basis with a post-exchange exercise price of $4.36 per share.

F6 · derivative.exercise_date: Twenty five percent (25%) of the shares subject to the option shall vest on July 20, 2023, and one forty-eighth (1/48th) of the shares subject to the option shall vest each month thereafter.

Read SEC document
July 20, 2022 Filed Jul 21, 2022 20:05 UTC
Chacko JacobDirector · President and CEO
GrantStock Option (right to buy) · Derivative 280,000 Not disclosed Strike: $4.36 Not disclosed
Disclosure

SEC source: 0001209191-22-042841 · doc4.xml · derivative · entry 5

Chacko Jacob · CIK 0001608936 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,000

Underlying: Common Stock · 280,000 shares

Expires 2032-07-19

F2 · price: On July 20, 2022, in connection with the Issuer's option exchange program, the Issuer exchanged the Reporting Person's outstanding option on a 1:1 basis with a post-exchange exercise price of $4.36 per share.

F6 · derivative.exercise_date: Twenty five percent (25%) of the shares subject to the option shall vest on July 20, 2023, and one forty-eighth (1/48th) of the shares subject to the option shall vest each month thereafter.

Read SEC document
July 20, 2022 Filed Jul 21, 2022 20:05 UTC
Chacko JacobDirector · President and CEO
GrantStock Option (right to buy) · Derivative 437,500 Not disclosed Strike: $4.36 Not disclosed
Disclosure

SEC source: 0001209191-22-042841 · doc4.xml · derivative · entry 4

Chacko Jacob · CIK 0001608936 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,500

Underlying: Common Stock · 437,500 shares

Expires 2032-07-19

F2 · price: On July 20, 2022, in connection with the Issuer's option exchange program, the Issuer exchanged the Reporting Person's outstanding option on a 1:1 basis with a post-exchange exercise price of $4.36 per share.

F5 · derivative.exercise_date: One-third (1/3rd) of the shares subject to the option shall vest on July 20, 2023, and one thirty-sixth (1/36th) of the shares subject to the option shall vest each month thereafter.

Read SEC document
July 20, 2022 Filed Jul 21, 2022 20:05 UTC
Chacko JacobDirector · President and CEO
Disposition to issuerStock Option (right to buy) · Derivative 300,000 Not disclosed Strike: $9.48 Not disclosed
Disclosure

SEC source: 0001209191-22-042841 · doc4.xml · derivative · entry 3

Chacko Jacob · CIK 0001608936 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 300,000 shares

Expires 2032-01-31

F2 · price: On July 20, 2022, in connection with the Issuer's option exchange program, the Issuer exchanged the Reporting Person's outstanding option on a 1:1 basis with a post-exchange exercise price of $4.36 per share.

F4 · derivative.exercise_date: Twenty five percent (25%) of the shares subject to the option would have vested on February 1, 2023, and one thirty-sixth (1/36th) of the remaining shares subject to the option would have vested each month thereafter.

Read SEC document
July 20, 2022 Filed Jul 21, 2022 20:05 UTC
Chacko JacobDirector · President and CEO
Disposition to issuerStock Option (right to buy) · Derivative 280,000 Not disclosed Strike: $29.83 Not disclosed
Disclosure

SEC source: 0001209191-22-042841 · doc4.xml · derivative · entry 2

Chacko Jacob · CIK 0001608936 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 280,000 shares

Expires 2031-01-31

F2 · price: On July 20, 2022, in connection with the Issuer's option exchange program, the Issuer exchanged the Reporting Person's outstanding option on a 1:1 basis with a post-exchange exercise price of $4.36 per share.

F3 · derivative.exercise_date: Twenty five percent (25%) of the shares subject to the option vested on February 1, 2022, and one thirty-sixth (1/36th) of the remaining shares subject to the option vested each month thereafter.

Read SEC document
July 20, 2022 Filed Jul 21, 2022 20:05 UTC
Chacko JacobDirector · President and CEO
Disposition to issuerStock Option (right to buy) · Derivative 437,500 Not disclosed Strike: $16.00 Not disclosed
Disclosure

SEC source: 0001209191-22-042841 · doc4.xml · derivative · entry 1

Chacko Jacob · CIK 0001608936 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 437,500 shares

Expires 2030-04-22

F2 · price: On July 20, 2022, in connection with the Issuer's option exchange program, the Issuer exchanged the Reporting Person's outstanding option on a 1:1 basis with a post-exchange exercise price of $4.36 per share.

F1 · derivative.exercise_date: Twenty five percent (25%) of the shares subject to the option vested on April 23, 2021, and one forty-eighth (1/48th) of the shares subject to the option vested each month thereafter.

Read SEC document
July 20, 2022 Filed Jul 21, 2022 20:08 UTC
Multani Pratik SChief Medical Officer
GrantStock Option (right to buy) · Derivative 108,750 Not disclosed Strike: $4.36 Not disclosed
Disclosure

SEC source: 0001209191-22-042843 · doc4.xml · derivative · entry 6

Multani Pratik S · CIK 0001586894 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,750

Underlying: Common Stock · 108,750 shares

Expires 2032-07-19

F2 · price: On July 20, 2022, in connection with the Issuer's option exchange program, the Issuer exchanged the Reporting Person's outstanding option on a 1:1 basis with a post-exchange exercise price of $4.36 per share.

F6 · derivative.exercise_date: Twenty five percent (25%) of the shares subject to the option shall vest on July 20, 2023, and one forty-eighth (1/48th) of the shares subject to the option shall vest each month thereafter.

Read SEC document
July 20, 2022 Filed Jul 21, 2022 20:08 UTC
Multani Pratik SChief Medical Officer
GrantStock Option (right to buy) · Derivative 90,000 Not disclosed Strike: $4.36 Not disclosed
Disclosure

SEC source: 0001209191-22-042843 · doc4.xml · derivative · entry 5

Multani Pratik S · CIK 0001586894 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2032-07-19

F2 · price: On July 20, 2022, in connection with the Issuer's option exchange program, the Issuer exchanged the Reporting Person's outstanding option on a 1:1 basis with a post-exchange exercise price of $4.36 per share.

F6 · derivative.exercise_date: Twenty five percent (25%) of the shares subject to the option shall vest on July 20, 2023, and one forty-eighth (1/48th) of the shares subject to the option shall vest each month thereafter.

Read SEC document
July 20, 2022 Filed Jul 21, 2022 20:08 UTC
Multani Pratik SChief Medical Officer
GrantStock Option (right to buy) · Derivative 147,500 Not disclosed Strike: $4.36 Not disclosed
Disclosure

SEC source: 0001209191-22-042843 · doc4.xml · derivative · entry 4

Multani Pratik S · CIK 0001586894 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,500

Underlying: Common Stock · 147,500 shares

Expires 2032-07-19

F2 · price: On July 20, 2022, in connection with the Issuer's option exchange program, the Issuer exchanged the Reporting Person's outstanding option on a 1:1 basis with a post-exchange exercise price of $4.36 per share.

F5 · derivative.exercise_date: One-third (1/3rd) of the shares subject to the option shall vest on July 20, 2023, and one thirty-sixth (1/36th) of the shares subject to the option shall vest each month thereafter.

Read SEC document
July 20, 2022 Filed Jul 21, 2022 20:08 UTC
Multani Pratik SChief Medical Officer
Disposition to issuerStock Option (right to buy) · Derivative 108,750 Not disclosed Strike: $9.48 Not disclosed
Disclosure

SEC source: 0001209191-22-042843 · doc4.xml · derivative · entry 3

Multani Pratik S · CIK 0001586894 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 108,750 shares

Expires 2032-01-31

F2 · price: On July 20, 2022, in connection with the Issuer's option exchange program, the Issuer exchanged the Reporting Person's outstanding option on a 1:1 basis with a post-exchange exercise price of $4.36 per share.

F4 · derivative.exercise_date: Twenty five percent (25%) of the shares subject to the option would have vested on February 1, 2023, and one thirty-sixth (1/36th) of the remaining shares subject to the option would have vested each month thereafter.

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July 20, 2022 Filed Jul 21, 2022 20:08 UTC
Multani Pratik SChief Medical Officer
Disposition to issuerStock Option (right to buy) · Derivative 90,000 Not disclosed Strike: $29.83 Not disclosed
Disclosure

SEC source: 0001209191-22-042843 · doc4.xml · derivative · entry 2

Multani Pratik S · CIK 0001586894 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 90,000 shares

Expires 2031-01-31

F2 · price: On July 20, 2022, in connection with the Issuer's option exchange program, the Issuer exchanged the Reporting Person's outstanding option on a 1:1 basis with a post-exchange exercise price of $4.36 per share.

F3 · derivative.exercise_date: Twenty five percent (25%) of the shares subject to the option vested on February 1, 2022, and one thirty-sixth (1/36th) of the remaining shares subject to the option vested each month thereafter.

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July 20, 2022 Filed Jul 21, 2022 20:08 UTC
Multani Pratik SChief Medical Officer
Disposition to issuerStock Option (right to buy) · Derivative 147,500 Not disclosed Strike: $16.00 Not disclosed
Disclosure

SEC source: 0001209191-22-042843 · doc4.xml · derivative · entry 1

Multani Pratik S · CIK 0001586894 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 147,500 shares

Expires 2030-04-22

F2 · price: On July 20, 2022, in connection with the Issuer's option exchange program, the Issuer exchanged the Reporting Person's outstanding option on a 1:1 basis with a post-exchange exercise price of $4.36 per share.

F1 · derivative.exercise_date: Twenty five percent (25%) of the shares subject to the option vested on April 23, 2021, and one forty-eighth (1/48th) of the shares subject to the option vested each month thereafter.

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June 17, 2022 Filed Jun 18, 2022 00:20 UTC GrantStock Option (right to buy) · Derivative 50,283 $0.00 Strike: $3.75 $0.00
Disclosure

SEC source: 0001209191-22-038199 · doc4.xml · derivative · entry 1

Hoerter Steven L. · CIK 0001533451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,283

Underlying: Common Stock · 50,283 shares

Expires 2032-06-16

F1 · derivative.exercise_date: (A) 17,083 of the shares subject to the option shall vest on the earlier of (i) June 17, 2023 or (ii) the business day prior to the next annual meeting of the Issuer's stockholders that occurs following the date of grant, and (B) one thirty-sixth (1/36th) of the remaining 33,200 shares subject to the option shall vest on each monthly anniversary of June 17, 2022.

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June 17, 2022 Filed Jun 18, 2022 00:23 UTC GrantStock Option (right to buy) · Derivative 53,700 $0.00 Strike: $3.75 $0.00
Disclosure

SEC source: 0001209191-22-038201 · doc4.xml · derivative · entry 1

Kunkel Lori Anne · CIK 0001536368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,700

Underlying: Common Stock · 53,700 shares

Expires 2032-06-16

F1 · derivative.exercise_date: (A) 20,500 of the shares subject to the option shall vest on the earlier of (i) June 17, 2023 or (ii) the business day prior to the next annual meeting of the Issuer's stockholders that occurs following the date of grant, and (B) one thirty-sixth (1/36th) of the remaining 33,200 shares subject to the option shall vest on each monthly anniversary of June 17, 2022.

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June 17, 2022 Filed Jun 17, 2022 20:19 UTC
Dier MardiDirector
GrantStock Option (right to buy) · Derivative 53,700 $0.00 Strike: $3.75 $0.00
Disclosure

SEC source: 0001209191-22-038197 · doc4.xml · derivative · entry 1

Dier Mardi · CIK 0001574591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,700

Underlying: Common Stock · 53,700 shares

Expires 2032-06-16

F1 · derivative.exercise_date: (A) 20,500 of the shares subject to the option shall vest on the earlier of (i) June 17, 2023 or (ii) the business day prior to the next annual meeting of the Issuer's stockholders that occurs following the date of grant, and (B) one thirty-sixth (1/36th) of the remaining 33,200 shares subject to the option shall vest on each monthly anniversary of June 17, 2022.

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June 17, 2022 Filed Jun 18, 2022 00:22 UTC GrantStock Option (right to buy) · Derivative 53,700 $0.00 Strike: $3.75 $0.00
Disclosure

SEC source: 0001209191-22-038200 · doc4.xml · derivative · entry 1

Heyman Richard A. · CIK 0001584759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,700

Underlying: Common Stock · 53,700 shares

Expires 2032-06-16

F1 · derivative.exercise_date: (A) 20,500 of the shares subject to the option shall vest on the earlier of (i) June 17, 2023 or (ii) the business day prior to the next annual meeting of the Issuer's stockholders that occurs following the date of grant, and (B) one thirty-sixth (1/36th) of the remaining 33,200 shares subject to the option shall vest on each monthly anniversary of June 17, 2022.

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June 17, 2022 Filed Jun 18, 2022 00:25 UTC
You AngieDirector
GrantStock Option (right to buy) · Derivative 45,158 $0.00 Strike: $3.75 $0.00
Disclosure

SEC source: 0001209191-22-038203 · doc4.xml · derivative · entry 1

You Angie · CIK 0001647664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,158

Underlying: Common Stock · 45,158 shares

Expires 2032-06-16

F1 · derivative.exercise_date: (A) 11,958 of the shares subject to the option shall vest on the earlier of (i) June 17, 2023 or (ii) the business day prior to the next annual meeting of the Issuer's stockholders that occurs following the date of grant, and (B) one thirty-sixth (1/36th) of the remaining 33,200 shares subject to the option shall vest on each monthly anniversary of June 17, 2022.

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May 13, 2022 Filed May 13, 2022 22:52 UTC
Chacko JacobDirector · President and CEO
PurchaseCommon Stock 76,072 $2.82 $214,561.08
Disclosure

SEC source: 0001209191-22-028963 · doc4.xml · nonDerivative · entry 3

Chacko Jacob · CIK 0001608936 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 802,652

F3 · price: Represents the weighted average share price of an aggregate total of 76,072 shares purchased in the price range of $2.79 to $2.93 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

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May 12, 2022 Filed May 13, 2022 22:52 UTC
Chacko JacobDirector · President and CEO
PurchaseCommon Stock 69,354 $2.75 $190,466.89
Disclosure

SEC source: 0001209191-22-028963 · doc4.xml · nonDerivative · entry 2

Chacko Jacob · CIK 0001608936 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 726,580

F2 · price: Represents the weighted average share price of an aggregate total of 69,354 shares purchased in the price range of $2.70 to $2.77 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

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May 11, 2022 Filed May 13, 2022 22:52 UTC
Chacko JacobDirector · President and CEO
PurchaseCommon Stock 304,574 $2.90 $883,569.17
Disclosure

SEC source: 0001209191-22-028963 · doc4.xml · nonDerivative · entry 1

Chacko Jacob · CIK 0001608936 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 657,226

F1 · price: Represents the weighted average share price of an aggregate total of 304,574 shares purchased in the price range of $2.695 to $2.95 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

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March 31, 2022 Filed Apr 1, 2022 00:51 UTC
Piscitelli DominicChief Financial Officer
PurchaseCommon Stock 60,000 $5.36 $321,624.00
Disclosure

SEC source: 0001209191-22-021875 · doc4.xml · nonDerivative · entry 1

Piscitelli Dominic · CIK 0001695028 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

F1 · price: Represents the weighted average share price of an aggregate total of 60,000 shares purchased in the price range of $5.25 to $5.46 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

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March 25, 2022 Filed Mar 25, 2022 22:42 UTC
Chacko JacobDirector · President and CEO
PurchaseCommon Stock 50,000 $4.54 $227,170.00
Disclosure

SEC source: 0001209191-22-021153 · doc4.xml · nonDerivative · entry 3

Chacko Jacob · CIK 0001608936 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,652

F3 · price: Represents the weighted average share price of an aggregate total of 50,000 shares purchased in the price range of $4.455 to $4.60 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

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March 24, 2022 Filed Mar 25, 2022 22:42 UTC
Chacko JacobDirector · President and CEO
PurchaseCommon Stock 42,873 $5.03 $215,659.76
Disclosure

SEC source: 0001209191-22-021153 · doc4.xml · nonDerivative · entry 2

Chacko Jacob · CIK 0001608936 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,652

F2 · price: Represents the weighted average share price of an aggregate total of 42,873 shares purchased in the price range of $5.03 to $5.05 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

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March 23, 2022 Filed Mar 25, 2022 22:42 UTC
Chacko JacobDirector · President and CEO
PurchaseCommon Stock 257,127 $4.98 $1,280,878.15
Disclosure

SEC source: 0001209191-22-021153 · doc4.xml · nonDerivative · entry 1

Chacko Jacob · CIK 0001608936 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,779

F1 · price: Represents the weighted average share price of an aggregate total of 257,127 shares purchased in the price range of $4.73 to $5.10 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

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February 01, 2022 Filed Feb 2, 2022 21:07 UTC
Piscitelli DominicChief Financial Officer
GrantRestricted Stock Unit · Derivative 18,125 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006337 · doc4.xml · derivative · entry 2

Piscitelli Dominic · CIK 0001695028 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,125

Underlying: Common Stock · 18,125 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of ORIC Pharmaceuticals, Inc. Common Stock.

F3 · derivative.exercise_date: 1/3 of the RSUs subject to the award shall vest on each of December 15, 2022, December 15, 2023 and December 15, 2024.

F3 · derivative.expiration_date: 1/3 of the RSUs subject to the award shall vest on each of December 15, 2022, December 15, 2023 and December 15, 2024.

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February 01, 2022 Filed Feb 2, 2022 21:07 UTC
Piscitelli DominicChief Financial Officer
GrantStock Option (right to buy) · Derivative 108,750 $0.00 Strike: $9.48 $0.00
Disclosure

SEC source: 0001209191-22-006337 · doc4.xml · derivative · entry 1

Piscitelli Dominic · CIK 0001695028 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,750

Underlying: Common Stock · 108,750 shares

Expires 2032-01-31

F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest on February 1, 2023, and 1/36th of the remaining shares subject to the option shall vest each month thereafter.

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February 01, 2022 Filed Feb 2, 2022 21:04 UTC
Chacko JacobDirector · President and CEO
GrantRestricted Stock Unit · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006336 · doc4.xml · derivative · entry 2

Chacko Jacob · CIK 0001608936 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of ORIC Pharmaceuticals, Inc. Common Stock.

F3 · derivative.exercise_date: 1/3 of the RSUs subject to the award shall vest on each of December 15, 2022, December 15, 2023 and December 15, 2024.

F3 · derivative.expiration_date: 1/3 of the RSUs subject to the award shall vest on each of December 15, 2022, December 15, 2023 and December 15, 2024.

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February 01, 2022 Filed Feb 2, 2022 21:04 UTC
Chacko JacobDirector · President and CEO
GrantStock Option (right to buy) · Derivative 300,000 $0.00 Strike: $9.48 $0.00
Disclosure

SEC source: 0001209191-22-006336 · doc4.xml · derivative · entry 1

Chacko Jacob · CIK 0001608936 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2032-01-31

F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest on February 1, 2023, and 1/36th of the remaining shares subject to the option shall vest each month thereafter.

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February 01, 2022 Filed Feb 2, 2022 21:09 UTC
Multani Pratik SChief Medical Officer
GrantRestricted Stock Unit · Derivative 18,125 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006339 · doc4.xml · derivative · entry 2

Multani Pratik S · CIK 0001586894 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,125

Underlying: Common Stock · 18,125 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of ORIC Pharmaceuticals, Inc. Common Stock.

F3 · derivative.exercise_date: 1/3 of the RSUs subject to the award shall vest on each of December 15, 2022, December 15, 2023 and December 15, 2024.

F3 · derivative.expiration_date: 1/3 of the RSUs subject to the award shall vest on each of December 15, 2022, December 15, 2023 and December 15, 2024.

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February 01, 2022 Filed Feb 2, 2022 21:09 UTC
Multani Pratik SChief Medical Officer
GrantStock Option (right to buy) · Derivative 108,750 $0.00 Strike: $9.48 $0.00
Disclosure

SEC source: 0001209191-22-006339 · doc4.xml · derivative · entry 1

Multani Pratik S · CIK 0001586894 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,750

Underlying: Common Stock · 108,750 shares

Expires 2032-01-31

F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest on February 1, 2023, and 1/36th of the remaining shares subject to the option shall vest each month thereafter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.