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Nasdaq · USD

ORGO

Organogenesis Holdings Inc.

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6275
SEC CIK
0001661181
Parsed reports
321

Last 12 months

Inside the activity.

2 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202501
Jan 202600
Feb 202600
Mar 202620
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 10, 2018 Filed Dec 13, 2018 00:52 UTC
Cunningham Timothy M.Chief Financial Officer
GrantStock Option (Right to Buy) · Derivative 559,620 Not disclosed Strike: $3.46 Not disclosed
Disclosure

SEC source: 0001661181-18-000037 · edgar.xml · derivative · entry 1

Cunningham Timothy M. · CIK 0001757426 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 559,620

Underlying: Common Stock · 559,620 shares

Expires 2027-05-04

F2 · price: Received in connection with the Issuer's business combination (the "Merger") with Organogenesis Inc. ("Organogenesis") in accordance with the terms of the Agreement and Plan of Merger dated as of August 17, 2018 among the Issuer, which was then referred to as Avista Healthcare Public Acquisition Corp., Avista Healthcare Merger Sub, Inc. and Organogenesis, in exchange for an option to acquire 275,675 shares of common stock of Organogenesis for $7.01 per share.

F1 · derivative.exercise_date: The shares underlying the option vested or shall vest 20% annually beginning on August 22, 2016.

Read SEC document
December 10, 2018 Filed Dec 13, 2018 00:46 UTC
Bilbo PatrickChief Operating Officer
GrantStock Option (Right to Buy) · Derivative 101,500 Not disclosed Strike: $3.46 Not disclosed
Disclosure

SEC source: 0001661181-18-000035 · edgar.xml · derivative · entry 5

Bilbo Patrick · CIK 0001759203 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,500

Underlying: Common Stock · 101,500 shares

Expires 2027-05-04

F9 · price: Received in connection with the Merger in exchange for an option to acquire 50,000 shares of common stock of Organogenesis for $7.01 per share.

F8 · derivative.exercise_date: The shares underlying the option vested or shall vest 20% annually beginning on January 1, 2018.

Read SEC document
December 10, 2018 Filed Dec 13, 2018 00:46 UTC
Bilbo PatrickChief Operating Officer
GrantStock Option (Right to Buy) · Derivative 142,100 Not disclosed Strike: $3.46 Not disclosed
Disclosure

SEC source: 0001661181-18-000035 · edgar.xml · derivative · entry 4

Bilbo Patrick · CIK 0001759203 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,100

Underlying: Common Stock · 142,100 shares

Expires 2027-05-04

F7 · price: Received in connection with the Merger in exchange for an option to acquire 70,000 shares of common stock of Organogenesis for $7.01 per share.

F6 · derivative.exercise_date: The shares underlying the option vested or shall vest 20% annually beginning on December 31, 2017.

Read SEC document
December 10, 2018 Filed Dec 13, 2018 00:46 UTC
Bilbo PatrickChief Operating Officer
GrantStock Option (Right to Buy) · Derivative 152,250 Not disclosed Strike: $1.18 Not disclosed
Disclosure

SEC source: 0001661181-18-000035 · edgar.xml · derivative · entry 3

Bilbo Patrick · CIK 0001759203 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,250

Underlying: Common Stock · 152,250 shares

Expires 2024-04-10

F5 · price: Received in connection with the Merger in exchange for an option to acquire 75,000 shares of common stock of Organogenesis for $2.38 per share.

F4 · derivative.exercise_date: The shares underlying the option vested or shall vest 20% annually beginning on January 1, 2015.

Read SEC document
December 10, 2018 Filed Dec 13, 2018 00:46 UTC
Bilbo PatrickChief Operating Officer
GrantStock Option (Right to Buy) · Derivative 30,450 Not disclosed Strike: $1.44 Not disclosed
Disclosure

SEC source: 0001661181-18-000035 · edgar.xml · derivative · entry 2

Bilbo Patrick · CIK 0001759203 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,450

Underlying: Common Stock · 30,450 shares

Expires 2021-12-06

F3 · price: Received in connection with the Merger in exchange for an option to acquire 15,000 shares of common stock of Organogenesis for $2.92 per share.

F2 · derivative.exercise_date: 100% of the shares subject to this option are fully vested and exercisable.

Read SEC document
December 10, 2018 Filed Dec 13, 2018 00:46 UTC
Bilbo PatrickChief Operating Officer
GrantCommon Stock 121,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001661181-18-000035 · edgar.xml · nonDerivative · entry 1

Bilbo Patrick · CIK 0001759203 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,800

F1 · price: Received in connection with the Issuer's business combination (the "Merger") with Organogenesis Inc. ("Organogenesis") in accordance with the terms of the Agreement and Plan of Merger dated as of August 17, 2018 among the Issuer, which was then referred to as Avista Healthcare Public Acquisition Corp., Avista Healthcare Merger Sub, Inc. and Organogenesis, in exchange for 60,000 shares of common stock of Organogenesis.

Read SEC document
December 10, 2018 Filed Dec 13, 2018 00:36 UTC
Gillheeney Gary S.Director · President and CEO
GrantStock Option (Right to Buy) · Derivative 1,637,631 Not disclosed Strike: $0.99 Not disclosed
Disclosure

SEC source: 0001661181-18-000032 · edgar.xml · derivative · entry 4

Gillheeney Gary S. · CIK 0001757373 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,637,631

Underlying: Common Stock · 1,637,631 shares

Expires 2024-12-08

F7 · price: Received in connection with the Merger in exchange for an option to acquire 806,715 shares of common stock of Organogenesis for $2.00 per share.

F6 · derivative.exercise_date: The shares underlying the option vested or shall vest 20% annually beginning on December 8, 2015.

Read SEC document
December 10, 2018 Filed Dec 13, 2018 00:36 UTC
Gillheeney Gary S.Director · President and CEO
GrantStock Option (Right to Buy) · Derivative 664,804 Not disclosed Strike: $0.99 Not disclosed
Disclosure

SEC source: 0001661181-18-000032 · edgar.xml · derivative · entry 3

Gillheeney Gary S. · CIK 0001757373 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 664,804

Underlying: Common Stock · 664,804 shares

Expires 2024-08-21

F5 · price: Received in connection with the Merger in exchange for an option to acquire 327,490 shares of common stock of Organogenesis for $2.00 per share.

F1 · derivative.exercise_date: 100% of the shares subject to this option are fully vested and exercisable.

Read SEC document
December 10, 2018 Filed Dec 13, 2018 00:36 UTC
Gillheeney Gary S.Director · President and CEO
GrantStock Option (Right to Buy) · Derivative 704,410 Not disclosed Strike: $0.99 Not disclosed
Disclosure

SEC source: 0001661181-18-000032 · edgar.xml · derivative · entry 2

Gillheeney Gary S. · CIK 0001757373 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 704,410

Underlying: Common Stock · 704,410 shares

Expires 2023-07-25

F4 · price: Received in connection with the Merger in exchange for an option to acquire 347,000 shares of common stock of Organogenesis for $2.00 per share.

F3 · derivative.exercise_date: The shares underlying the option vested or shall vest 20% annually beginning on January 1, 2016.

Read SEC document
December 10, 2018 Filed Dec 13, 2018 00:36 UTC
Gillheeney Gary S.Director · President and CEO
GrantStock Option (Right to Buy) · Derivative 397,900 Not disclosed Strike: $1.70 Not disclosed
Disclosure

SEC source: 0001661181-18-000032 · edgar.xml · derivative · entry 1

Gillheeney Gary S. · CIK 0001757373 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,900

Underlying: Common Stock · 397,900 shares

Expires 2019-07-01

F2 · price: Received in connection with the Issuer's business combination (the "Merger") with Organogenesis Inc. ("Organogenesis") in accordance with the terms of the Agreement and Plan of Merger dated as of August 17, 2018 among the Issuer, which was then referred to as Avista Healthcare Public Acquisition Corp., Avista Healthcare Merger Sub, Inc. and Organogenesis, in exchange for an option to acquire 196,010 shares of common stock of Organogenesis for $3.45 per share.

F1 · derivative.exercise_date: 100% of the shares subject to this option are fully vested and exercisable.

Read SEC document
October 30, 2018 Filed Nov 1, 2018 18:20 UTC
Burgstahler David FDirector · President & CEO · 10% owner
Dean ThompsonDirector · Executive Chairman · 10% owner
OtherClass B Ordinary Shares · Derivative 26,984 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-065497 · a4.xml · derivative · entry 1

Avista Acquisition Corp. · CIK 0001661187 · 10% owner

Avista Acquisition, LLC · CIK 0001686388 · 10% owner

Burgstahler David F · CIK 0001374179 · Director · President & CEO · 10% owner

Dean Thompson · CIK 0001069096 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,296,359

Underlying: Class A Ordinary Shares · 26,984 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F2 · kind: Represents 7,158 Class B ordinary shares received by Avista Acquisition Corp. (the "Sponsor") from each of Hakan Bjorklund, Charles Harwood and Robert O'Neil and 5,510 Class B ordinary shares received from Brian Markison, in each case, for no consideration.

F2 · price: Represents 7,158 Class B ordinary shares received by Avista Acquisition Corp. (the "Sponsor") from each of Hakan Bjorklund, Charles Harwood and Robert O'Neil and 5,510 Class B ordinary shares received from Brian Markison, in each case, for no consideration.

F1 · derivative.exercise_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F1 · derivative.expiration_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F3 · ownership.direct: Directly owned by Sponsor. The sole shareholder of Sponsor is Avista Acquisition, LLC ("Avista Acquisition"). Thompson Dean and David Burgstahler are the managers of Avista Acquisition (and, together with Sponsor, Avista Acquisition, Messrs. Dean and Burgstahler are the "Reporting Persons").

F4 · ownership.direct: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

F5 · ownership.direct: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

Read SEC document
October 30, 2018 Filed Nov 1, 2018 18:25 UTC OtherClass B Ordinary Shares · Derivative 5,510 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-065500 · a4.xml · derivative · entry 1

MARKISON BRIAN A · CIK 0001283061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575,740

Underlying: Class A Ordinary Shares · 5,510 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F2 · kind: 5,510 Class B ordinary shares were transferred to Avista Acquisition Corp. for no consideration.

F2 · price: 5,510 Class B ordinary shares were transferred to Avista Acquisition Corp. for no consideration.

F1 · derivative.exercise_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F1 · derivative.expiration_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

Read SEC document
October 30, 2018 Filed Nov 1, 2018 18:26 UTC OtherClass B Ordinary Shares · Derivative 7,158 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-065501 · a4.xml · derivative · entry 1

O'Neil Robert P · CIK 0001685002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,467

Underlying: Class A Ordinary Shares · 7,158 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F2 · kind: 7,158 Class B ordinary shares were transferred to Avista Acquisition Corp. for no consideration.

F2 · price: 7,158 Class B ordinary shares were transferred to Avista Acquisition Corp. for no consideration.

F1 · derivative.exercise_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F1 · derivative.expiration_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

Read SEC document
October 30, 2018 Filed Nov 1, 2018 18:21 UTC OtherClass B Ordinary Shares · Derivative 7,158 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-065499 · a4.xml · derivative · entry 1

Bjorklund Hakan · CIK 0001583056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,467

Underlying: Class A Ordinary Shares · 7,158 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F2 · kind: 7,158 Class B ordinary shares were transferred to Avista Acquisition Corp. for no consideration.

F2 · price: 7,158 Class B ordinary shares were transferred to Avista Acquisition Corp. for no consideration.

F1 · derivative.exercise_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F1 · derivative.expiration_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

Read SEC document
October 30, 2018 Filed Nov 1, 2018 18:20 UTC OtherClass B Ordinary Shares · Derivative 7,158 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-065498 · a4.xml · derivative · entry 1

Harwood Charles C Jr · CIK 0001624072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,467

Underlying: Class A Ordinary Shares · 7,158 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F2 · kind: 7,158 Class B ordinary shares transferred to Avista Acquisition Corp. for no consideration.

F2 · price: 7,158 Class B ordinary shares transferred to Avista Acquisition Corp. for no consideration.

F1 · derivative.exercise_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F1 · derivative.expiration_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

Read SEC document
August 17, 2018 Filed Oct 15, 2018 20:57 UTC
Dean ThompsonDirector · 10% owner
Burgstahler David FDirector · 10% owner
OtherClass B Ordinary Shares · Derivative 1,423,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-062196 · a4.xml · derivative · entry 1

Avista Acquisition Corp. · CIK 0001661187 · 10% owner

Avista Acquisition, LLC · CIK 0001686388 · 10% owner

Dean Thompson · CIK 0001069096 · Director · 10% owner

Burgstahler David F · CIK 0001374179 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,269,375

Underlying: Class A Ordinary Shares · 1,423,125 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F2 · kind: 1,423,125 Class B ordinary shares were forfeited by Avista Acquisition Corp. (the "Sponsor") to the Issuer for no consideration.

F2 · price: 1,423,125 Class B ordinary shares were forfeited by Avista Acquisition Corp. (the "Sponsor") to the Issuer for no consideration.

F1 · derivative.exercise_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F1 · derivative.expiration_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F3 · ownership.direct: Directly owned by Sponsor. The sole shareholder of Sponsor is Avista Acquisition, LLC ("Avista Acquisition"). Thompson Dean and David Burgstahler are the managers of Avista Acquisition (and, together with Sponsor, Messrs. Dean and Burgstahler are the "Reporting Persons").

F4 · ownership.direct: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

F5 · ownership.direct: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

Read SEC document
August 17, 2018 Filed Oct 15, 2018 20:53 UTC Disposition to issuerClass B Ordinary Shares · Derivative 106,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-062194 · a4.xml · derivative · entry 1

O'Neil Robert P · CIK 0001685002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,625

Underlying: Class A Ordinary Shares · 106,875 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F2 · kind: 106,875 Class B ordinary shares were forfeited to the Issuer for no consideration.

F2 · price: 106,875 Class B ordinary shares were forfeited to the Issuer for no consideration.

F1 · derivative.exercise_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F1 · derivative.expiration_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

Read SEC document
August 17, 2018 Filed Oct 15, 2018 20:56 UTC Disposition to issuerClass B Ordinary Shares · Derivative 193,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-062195 · a4.xml · derivative · entry 1

MARKISON BRIAN A · CIK 0001283061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581,250

Underlying: Class A Ordinary Shares · 193,750 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F2 · kind: 193,750 Class B ordinary shares were forfeited to the Issuer for no consideration.

F2 · price: 193,750 Class B ordinary shares were forfeited to the Issuer for no consideration.

F1 · derivative.exercise_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F1 · derivative.expiration_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

Read SEC document
August 17, 2018 Filed Oct 15, 2018 20:46 UTC Disposition to issuerClass B Ordinary Shares · Derivative 106,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-062191 · a4.xml · derivative · entry 1

Bjorklund Hakan · CIK 0001583056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,625

Underlying: Class A Ordinary Shares · 106,875 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F2 · kind: 106,875 Class B ordinary shares were forfeited to the Issuer for no consideration.

F2 · price: 106,875 Class B ordinary shares were forfeited to the Issuer for no consideration.

F1 · derivative.exercise_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F1 · derivative.expiration_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

Read SEC document
August 17, 2018 Filed Oct 15, 2018 20:50 UTC Disposition to issuerClass B Ordinary Shares · Derivative 106,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-062193 · a4.xml · derivative · entry 1

Harwood Charles C Jr · CIK 0001624072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,625

Underlying: Class A Ordinary Shares · 106,875 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F2 · kind: 106,875 Class B ordinary shares were forfeited to the Issuer for no consideration.

F2 · price: 106,875 Class B ordinary shares were forfeited to the Issuer for no consideration.

F1 · derivative.exercise_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F1 · derivative.expiration_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

Read SEC document
July 05, 2017 Filed Sep 28, 2017 17:15 UTC Amendment
Dean ThompsonDirector · Executive Chairman · 10% owner
Burgstahler David FDirector · President and CEO · 10% owner
SaleClass B Ordinary Shares · Derivative 186,320 $0.00 $558.96
Disclosure

SEC source: 0001140361-17-036823 · form4.xml · derivative · entry 1

Avista Acquisition Corp. · CIK 0001661187 · 10% owner

Avista Acquisition, LLC · CIK 0001686388 · 10% owner

Dean Thompson · CIK 0001069096 · Director · Executive Chairman · 10% owner

Burgstahler David F · CIK 0001374179 · Director · President and CEO · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,692,500

Underlying: Class A Ordinary Shares · 186,320 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F5 · date: The original Form 4 filed on July 7, 2017 is amended by this Form 4 amendment solely to correctly reflect the ownership of Class B shares by the Reporting Persons and the transaction date. No other changes have been made to the original Form 4.

F1 · derivative.exercise_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F1 · derivative.expiration_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F5 · balance_after: The original Form 4 filed on July 7, 2017 is amended by this Form 4 amendment solely to correctly reflect the ownership of Class B shares by the Reporting Persons and the transaction date. No other changes have been made to the original Form 4.

F2 · ownership.direct: Directly owned by Sponsor. The sole shareholder of Sponsor is Avista Acquisition, LLC ("Avista Acquisition"). Thompson Dean and David Burgstahler are the managers of Avista Acquisition (and, together with Sponsor, Messrs. Dean and Burgstahler are the "Reporting Persons").

F3 · ownership.direct: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

F4 · ownership.direct: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

Read SEC document
July 05, 2017 Filed Sep 28, 2017 17:15 UTC Amendment PurchaseClass B Ordinary Shares · Derivative 186,320 $0.00 $558.96
Disclosure

SEC source: 0001140361-17-036824 · form4.xml · derivative · entry 1

MARKISON BRIAN A · CIK 0001283061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775,000

Underlying: Class A Ordinary Shares · 186,320 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F2 · date: The original Form 4 filed on July 7, 2017 is amended by this Form 4 amendment solely to correctly reflect the transaction date. No other changes have been made to the original Form 4.

F1 · derivative.exercise_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F1 · derivative.expiration_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

Read SEC document
November 28, 2016 Filed Nov 29, 2016 16:38 UTC
Dean ThompsonDirector · Executive Chairman · 10% owner
Burgstahler David FDirector · President and CEO · 10% owner
SaleClass B Ordinary Shares · Derivative 161,180 $0.00 $483.54
Disclosure

SEC source: 0001140361-16-088066 · form4.xml · derivative · entry 2

Avista Acquisition Corp. · CIK 0001661187 · 10% owner

Avista Acquisition, LLC · CIK 0001686388 · 10% owner

Dean Thompson · CIK 0001069096 · Director · Executive Chairman · 10% owner

Burgstahler David F · CIK 0001374179 · Director · President and CEO · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,878,820

Underlying: Class A Ordinary Shares · 161,180 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F1 · derivative.exercise_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F1 · derivative.expiration_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F3 · ownership.direct: Directly owned by Sponsor. The sole shareholder of Sponsor is Avista Acquisition, LLC ("Avista Acquisition"). Thompson Dean and David Burgstahler are the managers of Avista Acquisition (and, together with Sponsor, Messrs. Dean and Burgstahler are the "Reporting Persons").

F4 · ownership.direct: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

F5 · ownership.direct: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

Read SEC document
November 28, 2016 Filed Nov 29, 2016 16:39 UTC PurchaseClass B Ordinary Shares · Derivative 161,180 $0.00 $483.54
Disclosure

SEC source: 0001140361-16-088068 · form4.xml · derivative · entry 2

MARKISON BRIAN A · CIK 0001283061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 588,680

Underlying: Class A Ordinary Shares · 161,180 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F1 · derivative.exercise_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F1 · derivative.expiration_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

Read SEC document
November 28, 2016 Filed Jul 7, 2017 16:45 UTC
Dean ThompsonDirector · Executive Chairman · 10% owner
Burgstahler David FDirector · President and CEO · 10% owner
SaleClass B Ordinary Shares · Derivative 186,320 $0.00 $558.96
Disclosure

SEC source: 0001140361-17-027467 · form4.xml · derivative · entry 1

Avista Acquisition Corp. · CIK 0001661187 · 10% owner

Avista Acquisition, LLC · CIK 0001686388 · 10% owner

Dean Thompson · CIK 0001069096 · Director · Executive Chairman · 10% owner

Burgstahler David F · CIK 0001374179 · Director · President and CEO · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,792,500

Underlying: Class A Ordinary Shares · 186,320 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F1 · derivative.exercise_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F1 · derivative.expiration_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F2 · ownership.direct: Directly owned by Sponsor. The sole shareholder of Sponsor is Avista Acquisition, LLC ("Avista Acquisition"). Thompson Dean and David Burgstahler are the managers of Avista Acquisition (and, together with Sponsor, Messrs. Dean and Burgstahler are the "Reporting Persons").

F3 · ownership.direct: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

F4 · ownership.direct: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

Read SEC document
November 28, 2016 Filed Jul 7, 2017 16:45 UTC PurchaseClass B Ordinary Shares · Derivative 186,320 $0.00 $558.96
Disclosure

SEC source: 0001140361-17-027466 · form4.xml · derivative · entry 1

MARKISON BRIAN A · CIK 0001283061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775,000

Underlying: Class A Ordinary Shares · 186,320 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F1 · derivative.exercise_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F1 · derivative.expiration_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

Read SEC document
November 25, 2016 Filed Nov 29, 2016 16:38 UTC
Dean ThompsonDirector · Executive Chairman · 10% owner
Burgstahler David FDirector · President and CEO · 10% owner
OtherClass B Ordinary Shares · Derivative 700,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-16-088066 · form4.xml · derivative · entry 1

Avista Acquisition Corp. · CIK 0001661187 · 10% owner

Avista Acquisition, LLC · CIK 0001686388 · 10% owner

Dean Thompson · CIK 0001069096 · Director · Executive Chairman · 10% owner

Burgstahler David F · CIK 0001374179 · Director · President and CEO · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,040,000

Underlying: Class A Ordinary Shares · 700,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F2 · kind: 700,000 shares of the Class B Shares were forfeited by Avista Acquisition Corp. (the "Sponsor") to the Issuer at no cost in connection with the underwriters' election not to exercise the remaining unused portion of the over-allotment option, as described in the Issuer's registration statement on Form S-1 (File No. 333-213465). Any indirect forfeitures by Thompson Dean and David Burgstahler (see footnote 3) are exempt transactions pursuant to Rule 16b-3(e) under the Exchange Act.

F2 · price: 700,000 shares of the Class B Shares were forfeited by Avista Acquisition Corp. (the "Sponsor") to the Issuer at no cost in connection with the underwriters' election not to exercise the remaining unused portion of the over-allotment option, as described in the Issuer's registration statement on Form S-1 (File No. 333-213465). Any indirect forfeitures by Thompson Dean and David Burgstahler (see footnote 3) are exempt transactions pursuant to Rule 16b-3(e) under the Exchange Act.

F1 · derivative.exercise_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F1 · derivative.expiration_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F3 · ownership.direct: Directly owned by Sponsor. The sole shareholder of Sponsor is Avista Acquisition, LLC ("Avista Acquisition"). Thompson Dean and David Burgstahler are the managers of Avista Acquisition (and, together with Sponsor, Messrs. Dean and Burgstahler are the "Reporting Persons").

F4 · ownership.direct: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

F5 · ownership.direct: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

Read SEC document
November 25, 2016 Filed Nov 29, 2016 16:44 UTC Disposition to issuerClass B Ordinary Shares · Derivative 43,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-16-088073 · form4.xml · derivative · entry 1

O'Neil Robert P · CIK 0001685002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,500

Underlying: Class A Ordinary Shares · 43,750 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F2 · kind: 43,750 shares of the Class B Shares were forfeited to the Issuer at no cost in connection with the underwriters' election not to exercise the remaining unused portion of the over-allotment option, as described in the Issuer's registration statement on Form S-1 (File No. 333-213465).

F2 · price: 43,750 shares of the Class B Shares were forfeited to the Issuer at no cost in connection with the underwriters' election not to exercise the remaining unused portion of the over-allotment option, as described in the Issuer's registration statement on Form S-1 (File No. 333-213465).

F1 · derivative.exercise_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F1 · derivative.expiration_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

Read SEC document
November 25, 2016 Filed Nov 29, 2016 16:39 UTC Disposition to issuerClass B Ordinary Shares · Derivative 43,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-16-088068 · form4.xml · derivative · entry 1

MARKISON BRIAN A · CIK 0001283061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,500

Underlying: Class A Ordinary Shares · 43,750 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F2 · kind: 43,750 shares of the Class B Shares were forfeited to the Issuer at no cost in connection with the underwriters' election not to exercise the remaining unused portion of the over-allotment option, as described in the Issuer's registration statement on Form S-1 (File No. 333-213465).

F2 · price: 43,750 shares of the Class B Shares were forfeited to the Issuer at no cost in connection with the underwriters' election not to exercise the remaining unused portion of the over-allotment option, as described in the Issuer's registration statement on Form S-1 (File No. 333-213465).

F1 · derivative.exercise_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F1 · derivative.expiration_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

Read SEC document
November 25, 2016 Filed Nov 29, 2016 16:42 UTC Disposition to issuerClass B Ordinary Shares · Derivative 43,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-16-088071 · form4.xml · derivative · entry 1

Bjorklund Hakan · CIK 0001583056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,500

Underlying: Class A Ordinary Shares · 43,750 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F2 · kind: 43,750 shares of the Class B Shares were forfeited to the Issuer at no cost in connection with the underwriters' election not to exercise the remaining unused portion of the over-allotment option, as described in the Issuer's registration statement on Form S-1 (File No. 333-213465).

F2 · price: 43,750 shares of the Class B Shares were forfeited to the Issuer at no cost in connection with the underwriters' election not to exercise the remaining unused portion of the over-allotment option, as described in the Issuer's registration statement on Form S-1 (File No. 333-213465).

F1 · derivative.exercise_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F1 · derivative.expiration_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

Read SEC document
November 25, 2016 Filed Nov 29, 2016 16:39 UTC Disposition to issuerClass B Ordinary Shares · Derivative 43,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-16-088069 · form4.xml · derivative · entry 1

Harwood Charles C Jr · CIK 0001624072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,500

Underlying: Class A Ordinary Shares · 43,750 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F2 · kind: 43,750 shares of the Class B Shares were forfeited to the Issuer at no cost in connection with the underwriters' election not to exercise the remaining unused portion of the over-allotment option, as described in the Issuer's registration statement on Form S-1 (File No. 333-213465).

F2 · price: 43,750 shares of the Class B Shares were forfeited to the Issuer at no cost in connection with the underwriters' election not to exercise the remaining unused portion of the over-allotment option, as described in the Issuer's registration statement on Form S-1 (File No. 333-213465).

F1 · derivative.exercise_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

F1 · derivative.expiration_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.