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NYSE · USD

ORCL

ORACLE CORP

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Tapewire entity
2805
SEC CIK
0001341439
Parsed reports
1,518

Last 12 months

Inside the activity.

1 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202601
Feb 202601
Mar 202600
Apr 202601
May 202600
Jun 2026011
Jul 202600
Aug 202600
Sep 202613
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 23, 2008 Filed Sep 25, 2008 21:45 UTC
CATZ SAFRADirector · President
SaleCommon Stock 6,300 $20.38 $128,394.00
Disclosure

SEC source: 0001093287-08-000073 · edgardoc.xml · nonDerivative · entry 9

CATZ SAFRA · CIK 0001205005 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,002

F1 · shares: Sale of shares pursuant to Rule 10b5-1 Plan adopted on April 24, 2008

Read SEC document
September 23, 2008 Filed Sep 25, 2008 21:45 UTC
CATZ SAFRADirector · President
SaleCommon Stock 2,026 $20.38 $41,279.75
Disclosure

SEC source: 0001093287-08-000073 · edgardoc.xml · nonDerivative · entry 8

CATZ SAFRA · CIK 0001205005 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,302

F1 · shares: Sale of shares pursuant to Rule 10b5-1 Plan adopted on April 24, 2008

Read SEC document
September 23, 2008 Filed Sep 25, 2008 21:45 UTC
CATZ SAFRADirector · President
SaleCommon Stock 9,874 $20.37 $201,133.38
Disclosure

SEC source: 0001093287-08-000073 · edgardoc.xml · nonDerivative · entry 7

CATZ SAFRA · CIK 0001205005 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,328

F1 · shares: Sale of shares pursuant to Rule 10b5-1 Plan adopted on April 24, 2008

Read SEC document
September 23, 2008 Filed Sep 25, 2008 21:45 UTC
CATZ SAFRADirector · President
SaleCommon Stock 2,800 $20.36 $57,008.00
Disclosure

SEC source: 0001093287-08-000073 · edgardoc.xml · nonDerivative · entry 6

CATZ SAFRA · CIK 0001205005 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,202

F1 · shares: Sale of shares pursuant to Rule 10b5-1 Plan adopted on April 24, 2008

Read SEC document
September 23, 2008 Filed Sep 25, 2008 21:45 UTC
CATZ SAFRADirector · President
SaleCommon Stock 5,500 $20.35 $111,925.00
Disclosure

SEC source: 0001093287-08-000073 · edgardoc.xml · nonDerivative · entry 5

CATZ SAFRA · CIK 0001205005 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,002

F1 · shares: Sale of shares pursuant to Rule 10b5-1 Plan adopted on April 24, 2008

Read SEC document
September 23, 2008 Filed Sep 25, 2008 21:45 UTC
CATZ SAFRADirector · President
SaleCommon Stock 300 $20.35 $6,103.50
Disclosure

SEC source: 0001093287-08-000073 · edgardoc.xml · nonDerivative · entry 4

CATZ SAFRA · CIK 0001205005 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,502

F1 · shares: Sale of shares pursuant to Rule 10b5-1 Plan adopted on April 24, 2008

Read SEC document
September 23, 2008 Filed Sep 25, 2008 21:45 UTC
CATZ SAFRADirector · President
SaleCommon Stock 3,600 $20.34 $73,224.00
Disclosure

SEC source: 0001093287-08-000073 · edgardoc.xml · nonDerivative · entry 3

CATZ SAFRA · CIK 0001205005 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,802

F1 · shares: Sale of shares pursuant to Rule 10b5-1 Plan adopted on April 24, 2008

Read SEC document
September 23, 2008 Filed Sep 25, 2008 21:45 UTC
CATZ SAFRADirector · President
SaleCommon Stock 3,100 $20.34 $63,038.50
Disclosure

SEC source: 0001093287-08-000073 · edgardoc.xml · nonDerivative · entry 2

CATZ SAFRA · CIK 0001205005 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,402

F1 · shares: Sale of shares pursuant to Rule 10b5-1 Plan adopted on April 24, 2008

Read SEC document
September 23, 2008 Filed Sep 25, 2008 21:45 UTC
CATZ SAFRADirector · President
SaleCommon Stock 1,500 $20.33 $30,495.00
Disclosure

SEC source: 0001093287-08-000073 · edgardoc.xml · nonDerivative · entry 1

CATZ SAFRA · CIK 0001205005 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,502

F1 · shares: Sale of shares pursuant to Rule 10b5-1 Plan adopted on April 24, 2008

Read SEC document
August 07, 2008 Filed Aug 11, 2008 19:42 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 75,000 $0.00 Strike: $5.89 $0.00
Disclosure

SEC source: 0001197588-08-000035 · edgardoc.xml · derivative · entry 3

BOSKIN MICHAEL J · CIK 0001120621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2009-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
August 07, 2008 Filed Aug 11, 2008 19:42 UTC SaleCommon Stock 75,000 $23.00 $1,725,000.00
Disclosure

SEC source: 0001197588-08-000035 · edgardoc.xml · nonDerivative · entry 2

BOSKIN MICHAEL J · CIK 0001120621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · shares: Sale of shares pursuant to Rule 10b5-1 Plan adopted on April 24, 2008.

Read SEC document
August 07, 2008 Filed Aug 11, 2008 19:42 UTC Exercise / conversionCommon Stock 75,000 $5.89 $441,802.50
Disclosure

SEC source: 0001197588-08-000035 · edgardoc.xml · nonDerivative · entry 1

BOSKIN MICHAEL J · CIK 0001120621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 29, 2008 Filed Jul 31, 2008 14:09 UTC
ROZWAT CHARLESExecutive Vice President-Ops
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 239,143 $0.00 Strike: $12.34 $0.00
Disclosure

SEC source: 0001093287-08-000061 · edgardoc.xml · derivative · entry 18

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 960,857

Underlying: Common Stock · 239,143 shares

Expires 2015-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
July 29, 2008 Filed Jul 31, 2008 14:09 UTC
ROZWAT CHARLESExecutive Vice President-Ops
SaleCommon Stock 100 $21.54 $2,154.00
Disclosure

SEC source: 0001093287-08-000061 · edgardoc.xml · nonDerivative · entry 17

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,516

Read SEC document
July 29, 2008 Filed Jul 31, 2008 14:09 UTC
ROZWAT CHARLESExecutive Vice President-Ops
SaleCommon Stock 100 $21.54 $2,153.75
Disclosure

SEC source: 0001093287-08-000061 · edgardoc.xml · nonDerivative · entry 16

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,616

Read SEC document
July 29, 2008 Filed Jul 31, 2008 14:09 UTC
ROZWAT CHARLESExecutive Vice President-Ops
SaleCommon Stock 1,400 $21.54 $30,151.80
Disclosure

SEC source: 0001093287-08-000061 · edgardoc.xml · nonDerivative · entry 15

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,716

Read SEC document
July 29, 2008 Filed Jul 31, 2008 14:09 UTC
ROZWAT CHARLESExecutive Vice President-Ops
SaleCommon Stock 2,000 $21.54 $43,070.00
Disclosure

SEC source: 0001093287-08-000061 · edgardoc.xml · nonDerivative · entry 14

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,116

Read SEC document
July 29, 2008 Filed Jul 31, 2008 14:09 UTC
ROZWAT CHARLESExecutive Vice President-Ops
SaleCommon Stock 17,000 $21.53 $366,010.00
Disclosure

SEC source: 0001093287-08-000061 · edgardoc.xml · nonDerivative · entry 13

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,116

Read SEC document
July 29, 2008 Filed Jul 31, 2008 14:09 UTC
ROZWAT CHARLESExecutive Vice President-Ops
SaleCommon Stock 28,500 $21.53 $613,533.75
Disclosure

SEC source: 0001093287-08-000061 · edgardoc.xml · nonDerivative · entry 12

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,116

Read SEC document
July 29, 2008 Filed Jul 31, 2008 14:09 UTC
ROZWAT CHARLESExecutive Vice President-Ops
SaleCommon Stock 4,900 $21.53 $105,482.30
Disclosure

SEC source: 0001093287-08-000061 · edgardoc.xml · nonDerivative · entry 11

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,616

Read SEC document
July 29, 2008 Filed Jul 31, 2008 14:09 UTC
ROZWAT CHARLESExecutive Vice President-Ops
SaleCommon Stock 4,400 $21.52 $94,688.00
Disclosure

SEC source: 0001093287-08-000061 · edgardoc.xml · nonDerivative · entry 10

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,516

Read SEC document
July 29, 2008 Filed Jul 31, 2008 14:09 UTC
ROZWAT CHARLESExecutive Vice President-Ops
SaleCommon Stock 400 $21.52 $8,607.00
Disclosure

SEC source: 0001093287-08-000061 · edgardoc.xml · nonDerivative · entry 9

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,916

Read SEC document
July 29, 2008 Filed Jul 31, 2008 14:09 UTC
ROZWAT CHARLESExecutive Vice President-Ops
SaleCommon Stock 38,482 $21.52 $828,017.19
Disclosure

SEC source: 0001093287-08-000061 · edgardoc.xml · nonDerivative · entry 8

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,316

Read SEC document
July 29, 2008 Filed Jul 31, 2008 14:09 UTC
ROZWAT CHARLESExecutive Vice President-Ops
SaleCommon Stock 3,000 $21.52 $64,545.00
Disclosure

SEC source: 0001093287-08-000061 · edgardoc.xml · nonDerivative · entry 7

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,798

Read SEC document
July 29, 2008 Filed Jul 31, 2008 14:09 UTC
ROZWAT CHARLESExecutive Vice President-Ops
SaleCommon Stock 6,700 $21.51 $144,117.00
Disclosure

SEC source: 0001093287-08-000061 · edgardoc.xml · nonDerivative · entry 6

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,798

Read SEC document
July 29, 2008 Filed Jul 31, 2008 14:09 UTC
ROZWAT CHARLESExecutive Vice President-Ops
SaleCommon Stock 2,118 $21.51 $45,552.89
Disclosure

SEC source: 0001093287-08-000061 · edgardoc.xml · nonDerivative · entry 5

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,498

Read SEC document
July 29, 2008 Filed Jul 31, 2008 14:09 UTC
ROZWAT CHARLESExecutive Vice President-Ops
SaleCommon Stock 12,400 $21.51 $266,686.80
Disclosure

SEC source: 0001093287-08-000061 · edgardoc.xml · nonDerivative · entry 4

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,616

Read SEC document
July 29, 2008 Filed Jul 31, 2008 14:09 UTC
ROZWAT CHARLESExecutive Vice President-Ops
SaleCommon Stock 200 $21.51 $4,301.00
Disclosure

SEC source: 0001093287-08-000061 · edgardoc.xml · nonDerivative · entry 3

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,016

Read SEC document
July 29, 2008 Filed Jul 31, 2008 14:09 UTC
ROZWAT CHARLESExecutive Vice President-Ops
SaleCommon Stock 117,443 $21.50 $2,525,024.50
Disclosure

SEC source: 0001093287-08-000061 · edgardoc.xml · nonDerivative · entry 2

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,216

Read SEC document
July 29, 2008 Filed Jul 31, 2008 14:09 UTC
ROZWAT CHARLESExecutive Vice President-Ops
Exercise / conversionCommon Stock 239,143 $12.34 $2,951,024.62
Disclosure

SEC source: 0001093287-08-000061 · edgardoc.xml · nonDerivative · entry 1

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2008 Filed Jul 25, 2008 22:13 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 60,000 $0.00 Strike: $20.95 $0.00
Disclosure

SEC source: 0001197588-08-000033 · edgardoc.xml · derivative · entry 1

CHIZEN BRUCE R · CIK 0001032834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2018-07-24

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
July 22, 2008 Filed Jul 24, 2008 12:48 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $12.85 $0.00
Disclosure

SEC source: 0001093287-08-000058 · edgardoc.xml · derivative · entry 18

LUCAS DONALD L · CIK 0001181474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 30,000 shares

Expires 2015-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
July 22, 2008 Filed Jul 24, 2008 12:48 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $11.40 $0.00
Disclosure

SEC source: 0001093287-08-000058 · edgardoc.xml · derivative · entry 17

LUCAS DONALD L · CIK 0001181474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2014-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
July 22, 2008 Filed Jul 24, 2008 12:48 UTC SaleCommon Stock 4,200 $21.52 $90,384.00
Disclosure

SEC source: 0001093287-08-000058 · edgardoc.xml · nonDerivative · entry 15

LUCAS DONALD L · CIK 0001181474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
July 22, 2008 Filed Jul 24, 2008 12:48 UTC SaleCommon Stock 2,200 $21.51 $47,322.00
Disclosure

SEC source: 0001093287-08-000058 · edgardoc.xml · nonDerivative · entry 14

LUCAS DONALD L · CIK 0001181474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,200

Read SEC document
July 22, 2008 Filed Jul 24, 2008 12:48 UTC SaleCommon Stock 7,600 $21.50 $163,400.00
Disclosure

SEC source: 0001093287-08-000058 · edgardoc.xml · nonDerivative · entry 13

LUCAS DONALD L · CIK 0001181474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,400

Read SEC document
July 22, 2008 Filed Jul 24, 2008 12:48 UTC SaleCommon Stock 1,000 $21.48 $21,480.00
Disclosure

SEC source: 0001093287-08-000058 · edgardoc.xml · nonDerivative · entry 12

LUCAS DONALD L · CIK 0001181474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Read SEC document
July 22, 2008 Filed Jul 24, 2008 12:48 UTC SaleCommon Stock 400 $21.47 $8,588.00
Disclosure

SEC source: 0001093287-08-000058 · edgardoc.xml · nonDerivative · entry 11

LUCAS DONALD L · CIK 0001181474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Read SEC document
July 22, 2008 Filed Jul 24, 2008 12:48 UTC SaleCommon Stock 3,400 $21.46 $72,964.00
Disclosure

SEC source: 0001093287-08-000058 · edgardoc.xml · nonDerivative · entry 10

LUCAS DONALD L · CIK 0001181474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,400

Read SEC document
July 22, 2008 Filed Jul 24, 2008 12:48 UTC SaleCommon Stock 1,200 $21.45 $25,740.00
Disclosure

SEC source: 0001093287-08-000058 · edgardoc.xml · nonDerivative · entry 9

LUCAS DONALD L · CIK 0001181474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,800

Read SEC document
July 22, 2008 Filed Jul 24, 2008 12:48 UTC SaleCommon Stock 5,000 $21.37 $106,850.00
Disclosure

SEC source: 0001093287-08-000058 · edgardoc.xml · nonDerivative · entry 8

LUCAS DONALD L · CIK 0001181474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Read SEC document
July 22, 2008 Filed Jul 24, 2008 12:48 UTC SaleCommon Stock 100 $21.35 $2,135.00
Disclosure

SEC source: 0001093287-08-000058 · edgardoc.xml · nonDerivative · entry 7

LUCAS DONALD L · CIK 0001181474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Read SEC document
July 22, 2008 Filed Jul 24, 2008 12:48 UTC SaleCommon Stock 2,900 $21.34 $61,886.00
Disclosure

SEC source: 0001093287-08-000058 · edgardoc.xml · nonDerivative · entry 6

LUCAS DONALD L · CIK 0001181474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,100

Read SEC document
July 22, 2008 Filed Jul 24, 2008 12:48 UTC SaleCommon Stock 2,000 $21.33 $42,660.00
Disclosure

SEC source: 0001093287-08-000058 · edgardoc.xml · nonDerivative · entry 5

LUCAS DONALD L · CIK 0001181474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Read SEC document
July 22, 2008 Filed Jul 24, 2008 12:48 UTC Exercise / conversionCommon Stock 30,000 $12.85 $385,500.00
Disclosure

SEC source: 0001093287-08-000058 · edgardoc.xml · nonDerivative · entry 4

LUCAS DONALD L · CIK 0001181474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 22, 2008 Filed Jul 24, 2008 12:48 UTC SaleCommon Stock 5,000 $21.33 $106,650.00
Disclosure

SEC source: 0001093287-08-000058 · edgardoc.xml · nonDerivative · entry 3

LUCAS DONALD L · CIK 0001181474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
July 22, 2008 Filed Jul 24, 2008 12:48 UTC SaleCommon Stock 5,000 $21.31 $106,550.00
Disclosure

SEC source: 0001093287-08-000058 · edgardoc.xml · nonDerivative · entry 2

LUCAS DONALD L · CIK 0001181474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
July 22, 2008 Filed Jul 24, 2008 12:48 UTC Exercise / conversionCommon Stock 10,000 $11.40 $114,000.00
Disclosure

SEC source: 0001093287-08-000058 · edgardoc.xml · nonDerivative · entry 1

LUCAS DONALD L · CIK 0001181474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 22, 2008 Filed Jul 24, 2008 12:49 UTC
Rottler JuergenExecutive Vice President-Ops
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 107,112 $0.00 Strike: $12.34 $0.00
Disclosure

SEC source: 0001093287-08-000059 · edgardoc.xml · derivative · entry 7

Rottler Juergen · CIK 0001304427 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767,888

Underlying: Common Stock · 107,112 shares

Expires 2015-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
July 22, 2008 Filed Jul 24, 2008 12:49 UTC
Rottler JuergenExecutive Vice President-Ops
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 42,888 $0.00 Strike: $11.05 $0.00
Disclosure

SEC source: 0001093287-08-000059 · edgardoc.xml · derivative · entry 6

Rottler Juergen · CIK 0001304427 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 42,888 shares

Expires 2014-09-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.