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ORCL

ORACLE CORP

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2805
SEC CIK
0001341439
Parsed reports
1,518

Last 12 months

Inside the activity.

1 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202601
Feb 202601
Mar 202600
Apr 202601
May 202600
Jun 2026011
Jul 202600
Aug 202600
Sep 202613
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 02, 2009 Filed Apr 2, 2009 20:35 UTC
Rottler JuergenExecutive Vice President
Exercise / conversionCommon Stock 100,000 $14.57 $1,457,000.00
Disclosure

SEC source: 0001093287-09-000027 · edgardoc.xml · nonDerivative · entry 1

Rottler Juergen · CIK 0001304427 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2009 Filed Apr 3, 2009 00:35 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 75,000 $0.00 Strike: $5.89 $0.00
Disclosure

SEC source: 0001093287-09-000026 · edgardoc.xml · derivative · entry 3

BOSKIN MICHAEL J · CIK 0001120621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires 2009-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Sale of shares pursuant to Rule 10b5-1 Plan adopted on April 24, 2008.

F2 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
April 01, 2009 Filed Apr 3, 2009 00:35 UTC SaleCommon Stock 75,000 $18.00 $1,350,000.00
Disclosure

SEC source: 0001093287-09-000026 · edgardoc.xml · nonDerivative · entry 2

BOSKIN MICHAEL J · CIK 0001120621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
April 01, 2009 Filed Apr 3, 2009 00:35 UTC Exercise / conversionCommon Stock 75,000 $5.89 $441,802.50
Disclosure

SEC source: 0001093287-09-000026 · edgardoc.xml · nonDerivative · entry 1

BOSKIN MICHAEL J · CIK 0001120621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2009 Filed Apr 6, 2009 21:59 UTC
West W CoreyController, SVP, CAO
OtherCommon Stock 1,117 $16.78 $18,739.91
Disclosure

SEC source: 0001197588-09-000001 · primary_doc.xml · nonDerivative · entry 2

West W Corey · CIK 0001393537 · Controller, SVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,007

F1 · kind: Securities acquired in exempt purchase under Company's Section 423 Employee Stock Purchase Plan.

Read SEC document
March 31, 2009 Filed May 29, 2009 18:20 UTC
Meisler LuizEVP - Latin America Div.
OtherCommon Stock 228 $16.78 $3,825.16
Disclosure

SEC source: 0001127602-09-012656 · form4.xml · nonDerivative · entry 2

Meisler Luiz · CIK 0001440371 · EVP - Latin America Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,556

F1 · kind: Securities acquired in exempt purchase under Company's Section 423 Employee Stock Purchase Plan.

Read SEC document
March 31, 2009 Filed Jun 1, 2009 20:46 UTC
CATZ SAFRADirector · President
OtherCommon Stock 1,259 $16.78 $21,122.24
Disclosure

SEC source: 0001127602-09-012760 · form4.xml · nonDerivative · entry 1

CATZ SAFRA · CIK 0001205005 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,161

F1 · kind: Securities acquired in exempt purchase under Company's Section 423 Employee Stock Purchase Plan.

Read SEC document
March 31, 2009 Filed Jun 1, 2009 17:02 UTC
ROZWAT CHARLESExecutive Vice President-Ops
OtherCommon Stock 1,259 $16.78 $21,122.24
Disclosure

SEC source: 0001127602-09-012763 · form4.xml · nonDerivative · entry 1

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,775

F1 · kind: Securities acquired in exempt purchase under Company's Section 423 Employee Stock Purchase Plan.

Read SEC document
March 26, 2009 Filed Mar 30, 2009 14:02 UTC
ROZWAT CHARLESExecutive Vice President-Ops
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 500,000 $0.00 Strike: $14.55 $0.00
Disclosure

SEC source: 0001093287-09-000023 · edgardoc.xml · derivative · entry 3

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500,000

Underlying: Common Stock · 500,000 shares

Expires 2009-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
March 26, 2009 Filed Mar 30, 2009 14:02 UTC
ROZWAT CHARLESExecutive Vice President-Ops
SaleCommon Stock 500,000 $18.50 $9,250,000.00
Disclosure

SEC source: 0001093287-09-000023 · edgardoc.xml · nonDerivative · entry 2

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,516

Read SEC document
March 26, 2009 Filed Mar 30, 2009 14:02 UTC
ROZWAT CHARLESExecutive Vice President-Ops
Exercise / conversionCommon Stock 500,000 $14.55 $7,273,450.00
Disclosure

SEC source: 0001093287-09-000023 · edgardoc.xml · nonDerivative · entry 1

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2009 Filed Mar 25, 2009 16:35 UTC
CATZ SAFRADirector · President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 500,000 $0.00 Strike: $11.70 $0.00
Disclosure

SEC source: 0001093287-09-000021 · edgardoc.xml · derivative · entry 3

CATZ SAFRA · CIK 0001205005 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500,000 shares

Expires 2009-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
March 23, 2009 Filed Mar 25, 2009 16:35 UTC
CATZ SAFRADirector · President
SaleCommon Stock 500,000 $18.00 $9,000,000.00
Disclosure

SEC source: 0001093287-09-000021 · edgardoc.xml · nonDerivative · entry 2

CATZ SAFRA · CIK 0001205005 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,902

F1 · shares: Sale of shares pursuant to Rule 10b5-1 Plan adopted on April 24, 2008

Read SEC document
March 23, 2009 Filed Mar 25, 2009 16:35 UTC
CATZ SAFRADirector · President
Exercise / conversionCommon Stock 500,000 $11.70 $5,847,700.00
Disclosure

SEC source: 0001093287-09-000021 · edgardoc.xml · nonDerivative · entry 1

CATZ SAFRA · CIK 0001205005 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2009 Filed Mar 25, 2009 12:35 UTC
Rottler JuergenExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 150,000 $0.00 Strike: $12.34 $0.00
Disclosure

SEC source: 0001093287-09-000022 · edgardoc.xml · derivative · entry 3

Rottler Juergen · CIK 0001304427 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 150,000 shares

Expires 2015-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
March 23, 2009 Filed Mar 25, 2009 12:35 UTC
Rottler JuergenExecutive Vice President
SaleCommon Stock 150,000 $18.00 $2,700,000.00
Disclosure

SEC source: 0001093287-09-000022 · edgardoc.xml · nonDerivative · entry 2

Rottler Juergen · CIK 0001304427 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · shares: Sale of shares pursuant to Rule 10b5-1 Plan adopted on 1-30-09

Read SEC document
March 23, 2009 Filed Mar 25, 2009 12:35 UTC
Rottler JuergenExecutive Vice President
Exercise / conversionCommon Stock 150,000 $12.34 $1,851,000.00
Disclosure

SEC source: 0001093287-09-000022 · edgardoc.xml · nonDerivative · entry 1

Rottler Juergen · CIK 0001304427 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2009 Filed Jan 20, 2009 18:55 UTC
KEMP JACK FDirector
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 22,500 $0.00 Strike: $12.85 $0.00
Disclosure

SEC source: 0001093287-09-000009 · primary_doc.xml · derivative · entry 16

KEMP JACK F · CIK 0001087778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 22,500 shares

Expires 2015-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
January 16, 2009 Filed Jan 20, 2009 18:55 UTC
KEMP JACK FDirector
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $13.01 $0.00
Disclosure

SEC source: 0001093287-09-000009 · primary_doc.xml · derivative · entry 15

KEMP JACK F · CIK 0001087778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2013-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
January 16, 2009 Filed Jan 20, 2009 18:55 UTC
KEMP JACK FDirector
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $11.40 $0.00
Disclosure

SEC source: 0001093287-09-000009 · primary_doc.xml · derivative · entry 14

KEMP JACK F · CIK 0001087778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2014-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
January 16, 2009 Filed Jan 20, 2009 18:55 UTC
KEMP JACK FDirector
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $8.42 $0.00
Disclosure

SEC source: 0001093287-09-000009 · primary_doc.xml · derivative · entry 13

KEMP JACK F · CIK 0001087778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2012-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
January 16, 2009 Filed Jan 20, 2009 18:55 UTC
KEMP JACK FDirector
SaleCommon Stock 19,000 $16.73 $317,870.00
Disclosure

SEC source: 0001093287-09-000009 · primary_doc.xml · nonDerivative · entry 12

KEMP JACK F · CIK 0001087778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
January 16, 2009 Filed Jan 20, 2009 18:55 UTC
KEMP JACK FDirector
SaleCommon Stock 1,000 $16.71 $16,710.00
Disclosure

SEC source: 0001093287-09-000009 · primary_doc.xml · nonDerivative · entry 11

KEMP JACK F · CIK 0001087778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Read SEC document
January 16, 2009 Filed Jan 20, 2009 18:55 UTC
KEMP JACK FDirector
SaleCommon Stock 20,000 $16.70 $334,000.00
Disclosure

SEC source: 0001093287-09-000009 · primary_doc.xml · nonDerivative · entry 10

KEMP JACK F · CIK 0001087778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Read SEC document
January 16, 2009 Filed Jan 20, 2009 18:55 UTC
KEMP JACK FDirector
Exercise / conversionCommon Stock 40,000 $13.01 $520,400.00
Disclosure

SEC source: 0001093287-09-000009 · primary_doc.xml · nonDerivative · entry 9

KEMP JACK F · CIK 0001087778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2009 Filed Jan 20, 2009 18:55 UTC
KEMP JACK FDirector
SaleCommon Stock 22,500 $16.72 $376,200.00
Disclosure

SEC source: 0001093287-09-000009 · primary_doc.xml · nonDerivative · entry 8

KEMP JACK F · CIK 0001087778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
January 16, 2009 Filed Jan 20, 2009 18:55 UTC
KEMP JACK FDirector
Exercise / conversionCommon Stock 22,500 $12.85 $289,125.00
Disclosure

SEC source: 0001093287-09-000009 · primary_doc.xml · nonDerivative · entry 7

KEMP JACK F · CIK 0001087778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2009 Filed Jan 20, 2009 18:55 UTC
KEMP JACK FDirector
SaleCommon Stock 40,000 $16.72 $668,800.00
Disclosure

SEC source: 0001093287-09-000009 · primary_doc.xml · nonDerivative · entry 6

KEMP JACK F · CIK 0001087778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
January 16, 2009 Filed Jan 20, 2009 18:55 UTC
KEMP JACK FDirector
Exercise / conversionCommon Stock 40,000 $8.42 $336,800.00
Disclosure

SEC source: 0001093287-09-000009 · primary_doc.xml · nonDerivative · entry 5

KEMP JACK F · CIK 0001087778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2009 Filed Jan 20, 2009 18:55 UTC
KEMP JACK FDirector
SaleCommon Stock 987 $16.72 $16,502.64
Disclosure

SEC source: 0001093287-09-000009 · primary_doc.xml · nonDerivative · entry 4

KEMP JACK F · CIK 0001087778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
January 16, 2009 Filed Jan 20, 2009 18:55 UTC
KEMP JACK FDirector
SaleCommon Stock 9,013 $16.73 $150,787.49
Disclosure

SEC source: 0001093287-09-000009 · primary_doc.xml · nonDerivative · entry 3

KEMP JACK F · CIK 0001087778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,987

Read SEC document
January 16, 2009 Filed Jan 20, 2009 18:55 UTC
KEMP JACK FDirector
SaleCommon Stock 20,000 $16.76 $335,200.00
Disclosure

SEC source: 0001093287-09-000009 · primary_doc.xml · nonDerivative · entry 2

KEMP JACK F · CIK 0001087778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Read SEC document
January 16, 2009 Filed Jan 20, 2009 18:55 UTC
KEMP JACK FDirector
Exercise / conversionCommon Stock 30,000 $11.40 $342,000.00
Disclosure

SEC source: 0001093287-09-000009 · primary_doc.xml · nonDerivative · entry 1

KEMP JACK F · CIK 0001087778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2009 Filed Jan 15, 2009 13:28 UTC PurchaseCommon Stock 2,000 $16.40 $32,800.00
Disclosure

SEC source: 0001093287-09-000008 · edgardoc.xml · nonDerivative · entry 4

CONRADES GEORGE H · CIK 0001106231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
January 14, 2009 Filed Jan 15, 2009 13:28 UTC PurchaseCommon Stock 4,000 $16.35 $65,400.00
Disclosure

SEC source: 0001093287-09-000008 · edgardoc.xml · nonDerivative · entry 3

CONRADES GEORGE H · CIK 0001106231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Read SEC document
January 14, 2009 Filed Jan 15, 2009 13:28 UTC PurchaseCommon Stock 2,000 $16.34 $32,680.00
Disclosure

SEC source: 0001093287-09-000008 · edgardoc.xml · nonDerivative · entry 2

CONRADES GEORGE H · CIK 0001106231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Read SEC document
January 14, 2009 Filed Jan 15, 2009 13:28 UTC PurchaseCommon Stock 2,000 $16.26 $32,520.00
Disclosure

SEC source: 0001093287-09-000008 · edgardoc.xml · nonDerivative · entry 1

CONRADES GEORGE H · CIK 0001106231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
January 02, 2009 Filed Jan 5, 2009 19:40 UTC
CATZ SAFRADirector · President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 500,000 $0.00 Strike: $11.70 $0.00
Disclosure

SEC source: 0001093287-09-000001 · edgardoc.xml · derivative · entry 8

CATZ SAFRA · CIK 0001205005 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2009-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Sale of shares pursuant to Rule 10b5-1 Plan adopted on April 24, 2008

F2 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
January 02, 2009 Filed Jan 5, 2009 19:40 UTC
CATZ SAFRADirector · President
SaleCommon Stock 12 $18.02 $216.24
Disclosure

SEC source: 0001093287-09-000001 · edgardoc.xml · nonDerivative · entry 7

CATZ SAFRA · CIK 0001205005 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,902

Read SEC document
January 02, 2009 Filed Jan 5, 2009 19:40 UTC
CATZ SAFRADirector · President
SaleCommon Stock 301 $18.02 $5,423.27
Disclosure

SEC source: 0001093287-09-000001 · edgardoc.xml · nonDerivative · entry 6

CATZ SAFRA · CIK 0001205005 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,914

Read SEC document
January 02, 2009 Filed Jan 5, 2009 19:40 UTC
CATZ SAFRADirector · President
SaleCommon Stock 1,400 $18.02 $25,221.00
Disclosure

SEC source: 0001093287-09-000001 · edgardoc.xml · nonDerivative · entry 5

CATZ SAFRA · CIK 0001205005 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,215

Read SEC document
January 02, 2009 Filed Jan 5, 2009 19:40 UTC
CATZ SAFRADirector · President
SaleCommon Stock 22,867 $18.01 $411,834.67
Disclosure

SEC source: 0001093287-09-000001 · edgardoc.xml · nonDerivative · entry 4

CATZ SAFRA · CIK 0001205005 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,615

Read SEC document
January 02, 2009 Filed Jan 5, 2009 19:40 UTC
CATZ SAFRADirector · President
SaleCommon Stock 2,500 $18.01 $45,018.75
Disclosure

SEC source: 0001093287-09-000001 · edgardoc.xml · nonDerivative · entry 3

CATZ SAFRA · CIK 0001205005 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,482

Read SEC document
January 02, 2009 Filed Jan 5, 2009 19:40 UTC
CATZ SAFRADirector · President
SaleCommon Stock 472,920 $18.00 $8,512,560.00
Disclosure

SEC source: 0001093287-09-000001 · edgardoc.xml · nonDerivative · entry 2

CATZ SAFRA · CIK 0001205005 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,982

Read SEC document
January 02, 2009 Filed Jan 5, 2009 19:40 UTC
CATZ SAFRADirector · President
Exercise / conversionCommon Stock 500,000 $11.70 $5,847,700.00
Disclosure

SEC source: 0001093287-09-000001 · edgardoc.xml · nonDerivative · entry 1

CATZ SAFRA · CIK 0001205005 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2009 Filed Jan 5, 2009 14:41 UTC
Rottler JuergenExecutive Vice President-Ops
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $11.05 $0.00
Disclosure

SEC source: 0001093287-09-000002 · edgardoc.xml · derivative · entry 23

Rottler Juergen · CIK 0001304427 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2014-09-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
January 02, 2009 Filed Jan 5, 2009 14:41 UTC
Rottler JuergenExecutive Vice President-Ops
SaleCommon Stock 100 $18.20 $1,820.00
Disclosure

SEC source: 0001093287-09-000002 · edgardoc.xml · nonDerivative · entry 22

Rottler Juergen · CIK 0001304427 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
January 02, 2009 Filed Jan 5, 2009 14:41 UTC
Rottler JuergenExecutive Vice President-Ops
SaleCommon Stock 1,600 $18.20 $29,112.00
Disclosure

SEC source: 0001093287-09-000002 · edgardoc.xml · nonDerivative · entry 21

Rottler Juergen · CIK 0001304427 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,100

Read SEC document
January 02, 2009 Filed Jan 5, 2009 14:41 UTC
Rottler JuergenExecutive Vice President-Ops
SaleCommon Stock 200 $18.19 $3,638.20
Disclosure

SEC source: 0001093287-09-000002 · edgardoc.xml · nonDerivative · entry 20

Rottler Juergen · CIK 0001304427 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,700

Read SEC document
January 02, 2009 Filed Jan 5, 2009 14:41 UTC
Rottler JuergenExecutive Vice President-Ops
SaleCommon Stock 15,450 $18.19 $281,035.50
Disclosure

SEC source: 0001093287-09-000002 · edgardoc.xml · nonDerivative · entry 19

Rottler Juergen · CIK 0001304427 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,900

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.