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ORACLE CORP

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2805
SEC CIK
0001341439
Parsed reports
1,518

Last 12 months

Inside the activity.

1 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202601
Feb 202601
Mar 202600
Apr 202601
May 202600
Jun 2026011
Jul 202600
Aug 202600
Sep 202613
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 31, 2024 Filed Jun 3, 2024 19:25 UTC Exercise / conversionCommon Stock 3,303 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-017437 · form4.xml · nonDerivative · entry 1

PANETTA LEON E · CIK 0001210527 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Panetta Family Trust

Disclosed balance after: 58,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
May 31, 2024 Filed Jun 3, 2024 23:27 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,303 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-017440 · form4.xml · derivative · entry 4

Parrett William G · CIK 0001418280 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,303 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: Restricted stock units vest 100% on first anniversary of grant date.

F2 · derivative.expiration_date: Restricted stock units vest 100% on first anniversary of grant date.

Read SEC document
May 31, 2024 Filed Jun 3, 2024 23:27 UTC GrantRestricted Stock Unit · Derivative 2,986 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-017440 · form4.xml · derivative · entry 3

Parrett William G · CIK 0001418280 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,986

Underlying: Common Stock · 2,986 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: Restricted stock units vest 100% on first anniversary of grant date.

F2 · derivative.expiration_date: Restricted stock units vest 100% on first anniversary of grant date.

Read SEC document
May 31, 2024 Filed Jun 3, 2024 23:27 UTC Exercise / conversionCommon Stock 3,303 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-017440 · form4.xml · nonDerivative · entry 1

Parrett William G · CIK 0001418280 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
May 31, 2024 Filed Jun 3, 2024 19:28 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,303 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-017441 · form4.xml · derivative · entry 5

SELIGMAN NAOMI O · CIK 0001192761 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,303 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: Restricted stock units vest 100% on first anniversary of grant date.

F2 · derivative.expiration_date: Restricted stock units vest 100% on first anniversary of grant date.

Read SEC document
May 31, 2024 Filed Jun 3, 2024 19:28 UTC GrantRestricted Stock Unit · Derivative 2,986 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-017441 · form4.xml · derivative · entry 4

SELIGMAN NAOMI O · CIK 0001192761 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,986

Underlying: Common Stock · 2,986 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: Restricted stock units vest 100% on first anniversary of grant date.

F2 · derivative.expiration_date: Restricted stock units vest 100% on first anniversary of grant date.

Read SEC document
May 31, 2024 Filed Jun 3, 2024 19:28 UTC Exercise / conversionCommon Stock 3,303 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-017441 · form4.xml · nonDerivative · entry 1

SELIGMAN NAOMI O · CIK 0001192761 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
May 31, 2024 Filed Jun 3, 2024 23:29 UTC
Sikka VishalDirector
Exercise / conversionRestricted Stock Unit · Derivative 3,303 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-017442 · form4.xml · derivative · entry 3

Sikka Vishal · CIK 0001796443 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,303 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: Restricted stock units vest 100% on first anniversary of grant date.

F2 · derivative.expiration_date: Restricted stock units vest 100% on first anniversary of grant date.

Read SEC document
May 31, 2024 Filed Jun 3, 2024 23:29 UTC
Sikka VishalDirector
GrantRestricted Stock Unit · Derivative 2,986 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-017442 · form4.xml · derivative · entry 2

Sikka Vishal · CIK 0001796443 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,986

Underlying: Common Stock · 2,986 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: Restricted stock units vest 100% on first anniversary of grant date.

F2 · derivative.expiration_date: Restricted stock units vest 100% on first anniversary of grant date.

Read SEC document
May 31, 2024 Filed Jun 3, 2024 23:29 UTC
Sikka VishalDirector
Exercise / conversionCommon Stock 3,303 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-017442 · form4.xml · nonDerivative · entry 1

Sikka Vishal · CIK 0001796443 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
May 07, 2024 Filed May 8, 2024 21:19 UTC Exercise / conversionStock Option · Derivative 45,000 $0.00 Strike: $43.49 $0.00
Disclosure

SEC source: 0001127602-24-014650 · form4.xml · derivative · entry 4

BOSKIN MICHAEL J · CIK 0001120621 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,000 shares

Expires 2025-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the shares subject to the option vested annually on each anniversary of the grant date.

Read SEC document
May 07, 2024 Filed May 8, 2024 21:19 UTC SaleCommon Stock 45,000 $117.74 $5,298,196.50
Disclosure

SEC source: 0001127602-24-014650 · form4.xml · nonDerivative · entry 2

BOSKIN MICHAEL J · CIK 0001120621 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 87,473

F1 · kind: Sale of shares pursuant to a Rule 10b5-1 plan adopted on February 6, 2024.

F2 · price: This transaction was executed in multiple trades at prices ranging from $117.32 to $118.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 07, 2024 Filed May 8, 2024 21:19 UTC Exercise / conversionCommon Stock 45,000 $43.49 $1,957,050.00
Disclosure

SEC source: 0001127602-24-014650 · form4.xml · nonDerivative · entry 1

BOSKIN MICHAEL J · CIK 0001120621 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 132,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2024 Filed May 6, 2024 16:52 UTC Exercise / conversionStock Option · Derivative 20,000 $0.00 Strike: $42.02 $0.00
Disclosure

SEC source: 0001127602-24-014294 · form4.xml · derivative · entry 3

CONRADES GEORGE H · CIK 0001106231 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2024-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the shares subject to the option vested annually on each anniversary of the grant date.

Read SEC document
May 03, 2024 Filed May 6, 2024 16:52 UTC SaleCommon Stock 20,000 $116.00 $2,320,000.00
Disclosure

SEC source: 0001127602-24-014294 · form4.xml · nonDerivative · entry 2

CONRADES GEORGE H · CIK 0001106231 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,836

Read SEC document
May 03, 2024 Filed May 6, 2024 16:52 UTC Exercise / conversionCommon Stock 20,000 $42.02 $840,400.00
Disclosure

SEC source: 0001127602-24-014294 · form4.xml · nonDerivative · entry 1

CONRADES GEORGE H · CIK 0001106231 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2024 Filed May 2, 2024 20:35 UTC Exercise / conversionStock Option · Derivative 25,000 $0.00 Strike: $42.02 $0.00
Disclosure

SEC source: 0001127602-24-014031 · form4.xml · derivative · entry 3

CONRADES GEORGE H · CIK 0001106231 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 25,000 shares

Expires 2024-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the shares subject to the option vested annually on each anniversary of the grant date.

Read SEC document
May 01, 2024 Filed May 2, 2024 20:35 UTC SaleCommon Stock 25,000 $116.13 $2,903,190.00
Disclosure

SEC source: 0001127602-24-014031 · form4.xml · nonDerivative · entry 2

CONRADES GEORGE H · CIK 0001106231 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,836

F1 · price: This transaction was executed in multiple trades at prices ranging from $116.00 to $116.29. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 01, 2024 Filed May 2, 2024 20:35 UTC Exercise / conversionCommon Stock 25,000 $42.02 $1,050,500.00
Disclosure

SEC source: 0001127602-24-014031 · form4.xml · nonDerivative · entry 1

CONRADES GEORGE H · CIK 0001106231 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2024 Filed Apr 26, 2024 18:57 UTC
Levey StuartEVP, Chief Legal Officer
GrantRestricted Stock Unit · Derivative 137.369 $115.34 $15,844.14
Disclosure

SEC source: 0001127602-24-013421 · form4.xml · derivative · entry 1

Levey Stuart · CIK 0001952913 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,169.666

Underlying: Common Stock · 137.369 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalents accrued with respect to earned restricted stock units that were granted on November 5, 2022, which the reporting person has elected to defer. The number of dividend equivalents reported was calculated using Oracle's closing stock price on April 24, 2024 ($115.34), the date on which dividends were paid on Oracle's common stock.

F1 · derivative.exercise_date: Represents dividend equivalents accrued with respect to earned restricted stock units that were granted on November 5, 2022, which the reporting person has elected to defer. The number of dividend equivalents reported was calculated using Oracle's closing stock price on April 24, 2024 ($115.34), the date on which dividends were paid on Oracle's common stock.

F1 · derivative.expiration_date: Represents dividend equivalents accrued with respect to earned restricted stock units that were granted on November 5, 2022, which the reporting person has elected to defer. The number of dividend equivalents reported was calculated using Oracle's closing stock price on April 24, 2024 ($115.34), the date on which dividends were paid on Oracle's common stock.

Read SEC document
April 24, 2024 Filed Apr 26, 2024 19:01 UTC
Screven EdwardChief Corporate Architect
GrantRestricted Stock Unit · Derivative 1,810.361 $115.34 $208,807.04
Disclosure

SEC source: 0001127602-24-013426 · form4.xml · derivative · entry 2

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 523,827.91

Underlying: Common Stock · 1,810.361 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents dividend equivalents accrued with respect to earned restricted stock units that were granted on December 5, 2018, which the reporting person has elected to defer. The number of dividend equivalents reported was calculated using Oracle's closing stock price on April 24, 2024 ($115.34), the date on which dividends were paid on Oracle's common stock.

F2 · derivative.exercise_date: Represents dividend equivalents accrued with respect to earned restricted stock units that were granted on December 5, 2018, which the reporting person has elected to defer. The number of dividend equivalents reported was calculated using Oracle's closing stock price on April 24, 2024 ($115.34), the date on which dividends were paid on Oracle's common stock.

F2 · derivative.expiration_date: Represents dividend equivalents accrued with respect to earned restricted stock units that were granted on December 5, 2018, which the reporting person has elected to defer. The number of dividend equivalents reported was calculated using Oracle's closing stock price on April 24, 2024 ($115.34), the date on which dividends were paid on Oracle's common stock.

Read SEC document
April 24, 2024 Filed Apr 26, 2024 19:01 UTC
Screven EdwardChief Corporate Architect
GrantRestricted Stock Unit · Derivative 230.947 $115.34 $26,637.43
Disclosure

SEC source: 0001127602-24-013426 · form4.xml · derivative · entry 1

Screven Edward · CIK 0001723056 · Chief Corporate Architect

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,824.641

Underlying: Common Stock · 230.947 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalents accrued with respect to earned restricted stock units that were granted on September 5, 2017, which the reporting person has elected to defer. The number of dividend equivalents reported was calculated using Oracle's closing stock price on April 24, 2024 ($115.34), the date on which dividends were paid on Oracle's common stock.

F1 · derivative.exercise_date: Represents dividend equivalents accrued with respect to earned restricted stock units that were granted on September 5, 2017, which the reporting person has elected to defer. The number of dividend equivalents reported was calculated using Oracle's closing stock price on April 24, 2024 ($115.34), the date on which dividends were paid on Oracle's common stock.

F1 · derivative.expiration_date: Represents dividend equivalents accrued with respect to earned restricted stock units that were granted on September 5, 2017, which the reporting person has elected to defer. The number of dividend equivalents reported was calculated using Oracle's closing stock price on April 24, 2024 ($115.34), the date on which dividends were paid on Oracle's common stock.

Read SEC document
March 27, 2024 Filed Mar 27, 2024 23:02 UTC
CATZ SAFRADirector · Chief Executive Officer
Exercise / conversionStock Option · Derivative 1,000 $0.00 Strike: $38.89 $0.00
Disclosure

SEC source: 0001127602-24-011322 · form4.xml · derivative · entry 18

CATZ SAFRA · CIK 0001205005 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2024-10-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: 25% of the shares subject to the option vested annually on each anniversary of the grant date.

Read SEC document
March 27, 2024 Filed Mar 27, 2024 23:02 UTC
CATZ SAFRADirector · Chief Executive Officer
Exercise / conversionStock Option · Derivative 809,000 $0.00 Strike: $40.47 $0.00
Disclosure

SEC source: 0001127602-24-011322 · form4.xml · derivative · entry 17

CATZ SAFRA · CIK 0001205005 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 809,000 shares

Expires 2024-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: 25% of the shares subject to the option vested annually on each anniversary of the grant date.

Read SEC document
March 27, 2024 Filed Mar 27, 2024 23:02 UTC
CATZ SAFRADirector · Chief Executive Officer
SaleCommon Stock 10,624 $126.71 $1,346,120.29
Disclosure

SEC source: 0001127602-24-011322 · form4.xml · nonDerivative · entry 12

CATZ SAFRA · CIK 0001205005 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,118,592

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan adopted on August 1, 2023.

F7 · price: This transaction was executed in multiple trades at prices ranging from $126.495 to $127.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 27, 2024 Filed Mar 27, 2024 23:02 UTC
CATZ SAFRADirector · Chief Executive Officer
SaleCommon Stock 44,993 $126.02 $5,669,999.86
Disclosure

SEC source: 0001127602-24-011322 · form4.xml · nonDerivative · entry 11

CATZ SAFRA · CIK 0001205005 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,129,216

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan adopted on August 1, 2023.

F6 · price: This transaction was executed in multiple trades at prices ranging from $125.475 to $126.46. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 27, 2024 Filed Mar 27, 2024 23:02 UTC
CATZ SAFRADirector · Chief Executive Officer
SaleCommon Stock 754,383 $124.97 $94,278,487.36
Disclosure

SEC source: 0001127602-24-011322 · form4.xml · nonDerivative · entry 10

CATZ SAFRA · CIK 0001205005 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,174,209

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan adopted on August 1, 2023.

F5 · price: This transaction was executed in multiple trades at prices ranging from $124.4729 to $125.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 27, 2024 Filed Mar 27, 2024 23:02 UTC
CATZ SAFRADirector · Chief Executive Officer
Exercise / conversionCommon Stock 1,000 $38.89 $38,890.00
Disclosure

SEC source: 0001127602-24-011322 · form4.xml · nonDerivative · entry 9

CATZ SAFRA · CIK 0001205005 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,928,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 27, 2024 Filed Mar 27, 2024 23:02 UTC
CATZ SAFRADirector · Chief Executive Officer
Exercise / conversionCommon Stock 809,000 $40.47 $32,740,230.00
Disclosure

SEC source: 0001127602-24-011322 · form4.xml · nonDerivative · entry 8

CATZ SAFRA · CIK 0001205005 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,927,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 26, 2024 Filed Mar 27, 2024 23:02 UTC
CATZ SAFRADirector · Chief Executive Officer
Exercise / conversionStock Option · Derivative 290,000 $0.00 Strike: $38.89 $0.00
Disclosure

SEC source: 0001127602-24-011322 · form4.xml · derivative · entry 16

CATZ SAFRA · CIK 0001205005 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 290,000 shares

Expires 2024-10-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: 25% of the shares subject to the option vested annually on each anniversary of the grant date.

Read SEC document
March 26, 2024 Filed Mar 27, 2024 23:02 UTC
CATZ SAFRADirector · Chief Executive Officer
Exercise / conversionStock Option · Derivative 500,000 $0.00 Strike: $40.47 $0.00
Disclosure

SEC source: 0001127602-24-011322 · form4.xml · derivative · entry 15

CATZ SAFRA · CIK 0001205005 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 809,000

Underlying: Common Stock · 500,000 shares

Expires 2024-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: 25% of the shares subject to the option vested annually on each anniversary of the grant date.

Read SEC document
March 26, 2024 Filed Mar 27, 2024 23:02 UTC
CATZ SAFRADirector · Chief Executive Officer
SaleCommon Stock 790,000 $126.54 $99,970,313.00
Disclosure

SEC source: 0001127602-24-011322 · form4.xml · nonDerivative · entry 7

CATZ SAFRA · CIK 0001205005 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,118,592

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan adopted on August 1, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $126.00 to $126.935. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 26, 2024 Filed Mar 27, 2024 23:02 UTC
CATZ SAFRADirector · Chief Executive Officer
Exercise / conversionCommon Stock 290,000 $38.89 $11,278,100.00
Disclosure

SEC source: 0001127602-24-011322 · form4.xml · nonDerivative · entry 6

CATZ SAFRA · CIK 0001205005 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,908,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 26, 2024 Filed Mar 27, 2024 23:02 UTC
CATZ SAFRADirector · Chief Executive Officer
Exercise / conversionCommon Stock 500,000 $40.47 $20,235,000.00
Disclosure

SEC source: 0001127602-24-011322 · form4.xml · nonDerivative · entry 5

CATZ SAFRA · CIK 0001205005 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,618,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 23:02 UTC
CATZ SAFRADirector · Chief Executive Officer
Exercise / conversionStock Option · Derivative 209,000 $0.00 Strike: $38.89 $0.00
Disclosure

SEC source: 0001127602-24-011322 · form4.xml · derivative · entry 14

CATZ SAFRA · CIK 0001205005 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 291,000

Underlying: Common Stock · 209,000 shares

Expires 2024-10-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: 25% of the shares subject to the option vested annually on each anniversary of the grant date.

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March 25, 2024 Filed Mar 27, 2024 23:02 UTC
CATZ SAFRADirector · Chief Executive Officer
Exercise / conversionStock Option · Derivative 941,000 $0.00 Strike: $40.47 $0.00
Disclosure

SEC source: 0001127602-24-011322 · form4.xml · derivative · entry 13

CATZ SAFRA · CIK 0001205005 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,309,000

Underlying: Common Stock · 941,000 shares

Expires 2024-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: 25% of the shares subject to the option vested annually on each anniversary of the grant date.

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March 25, 2024 Filed Mar 27, 2024 23:02 UTC
CATZ SAFRADirector · Chief Executive Officer
SaleCommon Stock 63,033 $127.20 $8,017,539.16
Disclosure

SEC source: 0001127602-24-011322 · form4.xml · nonDerivative · entry 4

CATZ SAFRA · CIK 0001205005 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,118,592

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan adopted on August 1, 2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $127.055 to $127.45. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

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March 25, 2024 Filed Mar 27, 2024 23:02 UTC
CATZ SAFRADirector · Chief Executive Officer
SaleCommon Stock 1,086,967 $126.49 $137,487,521.02
Disclosure

SEC source: 0001127602-24-011322 · form4.xml · nonDerivative · entry 3

CATZ SAFRA · CIK 0001205005 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,181,625

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan adopted on August 1, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $126.05 to $127.05. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

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March 25, 2024 Filed Mar 27, 2024 23:02 UTC
CATZ SAFRADirector · Chief Executive Officer
Exercise / conversionCommon Stock 209,000 $38.89 $8,128,010.00
Disclosure

SEC source: 0001127602-24-011322 · form4.xml · nonDerivative · entry 2

CATZ SAFRA · CIK 0001205005 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,268,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 25, 2024 Filed Mar 27, 2024 23:02 UTC
CATZ SAFRADirector · Chief Executive Officer
Exercise / conversionCommon Stock 941,000 $40.47 $38,082,270.00
Disclosure

SEC source: 0001127602-24-011322 · form4.xml · nonDerivative · entry 1

CATZ SAFRA · CIK 0001205005 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,059,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 18, 2024 Filed Mar 19, 2024 20:33 UTC
BERG JEFFREYDirector
Exercise / conversionStock Option · Derivative 45,000 $0.00 Strike: $42.02 $0.00
Disclosure

SEC source: 0001127602-24-010618 · form4.xml · derivative · entry 5

BERG JEFFREY · CIK 0001206104 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,000 shares

Expires 2024-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the shares subject to the option vested annually on each anniversary of the grant date.

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March 18, 2024 Filed Mar 19, 2024 20:33 UTC
BERG JEFFREYDirector
SaleCommon Stock 5,167 $128.31 $662,986.04
Disclosure

SEC source: 0001127602-24-010618 · form4.xml · nonDerivative · entry 3

BERG JEFFREY · CIK 0001206104 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Berg Family Trust

Disclosed balance after: 207,409

F2 · price: This transaction was executed in multiple trades at prices ranging from $128.17 to $128.69. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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March 18, 2024 Filed Mar 19, 2024 20:33 UTC
BERG JEFFREYDirector
SaleCommon Stock 39,833 $127.73 $5,087,948.76
Disclosure

SEC source: 0001127602-24-010618 · form4.xml · nonDerivative · entry 2

BERG JEFFREY · CIK 0001206104 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Berg Family Trust

Disclosed balance after: 212,576

F1 · price: This transaction was executed in multiple trades at prices ranging from $127.17 to $128.16. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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March 18, 2024 Filed Mar 19, 2024 20:33 UTC
BERG JEFFREYDirector
Exercise / conversionCommon Stock 45,000 $42.02 $1,890,900.00
Disclosure

SEC source: 0001127602-24-010618 · form4.xml · nonDerivative · entry 1

BERG JEFFREY · CIK 0001206104 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Berg Family Trust

Disclosed balance after: 252,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 20:31 UTC
HENLEY JEFFREYDirector · Vice Chairman
Exercise / conversionStock Option · Derivative 400,000 $0.00 Strike: $40.47 $0.00
Disclosure

SEC source: 0001127602-24-010134 · form4.xml · derivative · entry 8

HENLEY JEFFREY · CIK 0001206100 · Director · Vice Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 400,000 shares

Expires 2024-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 25% of the shares subject to the option vested annually on each anniversary of the grant date.

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March 12, 2024 Filed Mar 14, 2024 20:31 UTC
HENLEY JEFFREYDirector · Vice Chairman
SaleCommon Stock 26,294 $129.03 $3,392,643.83
Disclosure

SEC source: 0001127602-24-010134 · form4.xml · nonDerivative · entry 6

HENLEY JEFFREY · CIK 0001206100 · Director · Vice Chairman

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 1,107,916

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan adopted on October 9, 2023.

F6 · price: This transaction was executed in multiple trades at prices ranging from $128.83. to $129.37. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 12, 2024 Filed Mar 14, 2024 20:31 UTC
HENLEY JEFFREYDirector · Vice Chairman
SaleCommon Stock 79,507 $128.33 $10,203,284.37
Disclosure

SEC source: 0001127602-24-010134 · form4.xml · nonDerivative · entry 5

HENLEY JEFFREY · CIK 0001206100 · Director · Vice Chairman

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 1,134,210

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan adopted on October 9, 2023.

F5 · price: This transaction was executed in multiple trades at prices ranging from $127.81. to $128.77. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 12, 2024 Filed Mar 14, 2024 20:31 UTC
HENLEY JEFFREYDirector · Vice Chairman
SaleCommon Stock 106,654 $127.09 $13,554,283.57
Disclosure

SEC source: 0001127602-24-010134 · form4.xml · nonDerivative · entry 4

HENLEY JEFFREY · CIK 0001206100 · Director · Vice Chairman

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 1,213,717

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan adopted on October 9, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $126.78. to $127.74. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 12, 2024 Filed Mar 14, 2024 20:31 UTC
HENLEY JEFFREYDirector · Vice Chairman
SaleCommon Stock 126,567 $126.26 $15,980,235.51
Disclosure

SEC source: 0001127602-24-010134 · form4.xml · nonDerivative · entry 3

HENLEY JEFFREY · CIK 0001206100 · Director · Vice Chairman

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 1,320,371

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan adopted on October 9, 2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $125.76. to $126.72. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 12, 2024 Filed Mar 14, 2024 20:31 UTC
HENLEY JEFFREYDirector · Vice Chairman
SaleCommon Stock 60,978 $125.25 $7,637,634.75
Disclosure

SEC source: 0001127602-24-010134 · form4.xml · nonDerivative · entry 2

HENLEY JEFFREY · CIK 0001206100 · Director · Vice Chairman

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 1,446,938

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan adopted on October 9, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $124.75. to $125.74. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.