Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 29, 2020 Filed Jul 1, 2020 22:57 UTC |
Morabito PaulaDirector
|
GrantDeferred Stock Units · Derivative | 217 | $0.00 | $0.00 |
DisclosureSEC source: 0001518621-20-000042 · form4.xml · derivative · entry 1 Morabito Paula · CIK 0001726294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,568 Underlying: Common Stock · 217 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| June 29, 2020 Filed Jul 1, 2020 22:59 UTC |
Parker Ava LDirector
|
GrantDeferred Stock Units · Derivative | 217 | $0.00 | $0.00 |
DisclosureSEC source: 0001518621-20-000044 · form4.xml · derivative · entry 1 Parker Ava L · CIK 0001526207 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,568 Underlying: Common Stock · 217 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| May 28, 2020 Filed May 29, 2020 20:22 UTC |
Morabito PaulaDirector
|
GrantDeferred Stock Unit · Derivative | 222 | $0.00 | $0.00 |
DisclosureSEC source: 0001518621-20-000031 · form4.xml · derivative · entry 1 Morabito Paula · CIK 0001726294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,351 Underlying: Common Stock · 222 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| May 28, 2020 Filed May 29, 2020 20:24 UTC |
Parker Ava LDirector
|
GrantDeferred Stock Unit · Derivative | 222 | $0.00 | $0.00 |
DisclosureSEC source: 0001518621-20-000033 · form4.xml · derivative · entry 1 Parker Ava L · CIK 0001526207 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,351 Underlying: Common Stock · 222 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| April 29, 2020 Filed Apr 30, 2020 20:28 UTC |
Morabito PaulaDirector
|
GrantDeferred Stock Units · Derivative | 190 | $0.00 | $0.00 |
DisclosureSEC source: 0001518621-20-000011 · form4.xml · derivative · entry 1 Morabito Paula · CIK 0001726294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,129 Underlying: Common Stock · 190 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| April 29, 2020 Filed Apr 30, 2020 20:30 UTC |
Parker Ava LDirector
|
GrantDeferred Stock Units · Derivative | 190 | $0.00 | $0.00 |
DisclosureSEC source: 0001518621-20-000013 · form4.xml · derivative · entry 1 Parker Ava L · CIK 0001526207 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,129 Underlying: Common Stock · 190 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 20:49 UTC |
Morabito PaulaDirector
|
GrantDeferred Stock Units · Derivative | 3,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001275477-20-000062 · form4.xml · derivative · entry 2 Morabito Paula · CIK 0001726294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,939 Underlying: Common Stock · 3,813 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 20:49 UTC |
Morabito PaulaDirector
|
GrantDeferred Stock Units · Derivative | 316 | $0.00 | $0.00 |
DisclosureSEC source: 0001275477-20-000062 · form4.xml · derivative · entry 1 Morabito Paula · CIK 0001726294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,126 Underlying: Common Stock · 316 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 20:39 UTC |
Haas G Hunter IVDirector · CFO, CIO and Secretary
|
Exercise / conversionCommon Stock | 939 | $2.95 | $2,770.05 |
DisclosureSEC source: 0001275477-20-000052 · form4.xml · nonDerivative · entry 2 Haas G Hunter IV · CIK 0001432283 · Director · CFO, CIO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,122 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These shares represent 939 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 6, 2018 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2017 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2019 and concluding with the quarter ended June 30, 2021. F3 · price: The price represents the closing price of the Company's common stock on March 30, 2020. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 20:39 UTC |
Haas G Hunter IVDirector · CFO, CIO and Secretary
|
Exercise / conversionCommon Stock | 615 | $2.95 | $1,814.25 |
DisclosureSEC source: 0001275477-20-000052 · form4.xml · nonDerivative · entry 1 Haas G Hunter IV · CIK 0001432283 · Director · CFO, CIO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,183 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent 615 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2017 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2016 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2018 and concluding with the quarter ended June 30, 2020. F3 · price: The price represents the closing price of the Company's common stock on March 30, 2020. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 20:44 UTC |
FILIPPS FRANK PDirector
|
GrantDeferred Stock Units · Derivative | 3,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001275477-20-000056 · form4.xml · derivative · entry 1 FILIPPS FRANK P · CIK 0001188562 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,976 Underlying: Common Stock · 3,813 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 20:42 UTC |
Cauley Robert EDirector · CEO
|
Exercise / conversionCommon Stock | 1,147 | $2.95 | $3,383.65 |
DisclosureSEC source: 0001275477-20-000054 · form4.xml · nonDerivative · entry 2 Cauley Robert E · CIK 0001303084 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These shares represent 1,147 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 6, 2018 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2017 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2019 and concluding with the quarter ended June 30, 2021. F3 · price: The price represents the closing price of the Company's common stock on March 30, 2020. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 20:42 UTC |
Cauley Robert EDirector · CEO
|
Exercise / conversionCommon Stock | 691 | $2.95 | $2,038.45 |
DisclosureSEC source: 0001275477-20-000054 · form4.xml · nonDerivative · entry 1 Cauley Robert E · CIK 0001303084 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,943 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent 691 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2017 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2016 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2018 and concluding with the quarter ended June 30, 2020. F3 · price: The price represents the closing price of the Company's common stock on March 30, 2020. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 20:48 UTC |
Parker Ava LDirector
|
GrantDeferred Stock Units · Derivative | 3,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001275477-20-000060 · form4.xml · derivative · entry 2 Parker Ava L · CIK 0001526207 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,939 Underlying: Common Stock · 3,813 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 20:48 UTC |
Parker Ava LDirector
|
GrantDeferred Stock Units · Derivative | 316 | $0.00 | $0.00 |
DisclosureSEC source: 0001275477-20-000060 · form4.xml · derivative · entry 1 Parker Ava L · CIK 0001526207 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,126 Underlying: Common Stock · 316 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 20:46 UTC |
Bitting W ColemanDirector
|
GrantDeferred Stock Units · Derivative | 3,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001275477-20-000058 · form4.xml · derivative · entry 1 Bitting W Coleman · CIK 0001526170 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,976 Underlying: Common Stock · 3,813 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| March 16, 2020 Filed Mar 16, 2020 18:59 UTC |
Haas G Hunter IVDirector · CFO, CIO and Secretary
|
PurchaseCommon Stock | 12,860 | $3.86 | $49,639.60 |
DisclosureSEC source: 0001275477-20-000038 · form4.xml · nonDerivative · entry 4 Haas G Hunter IV · CIK 0001432283 · Director · CFO, CIO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,568 Read SEC document |
| March 16, 2020 Filed Mar 16, 2020 18:59 UTC |
Haas G Hunter IVDirector · CFO, CIO and Secretary
|
PurchaseCommon Stock | 2,140 | $3.78 | $8,089.20 |
DisclosureSEC source: 0001275477-20-000038 · form4.xml · nonDerivative · entry 3 Haas G Hunter IV · CIK 0001432283 · Director · CFO, CIO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,708 Read SEC document |
| March 16, 2020 Filed Mar 16, 2020 18:59 UTC |
Haas G Hunter IVDirector · CFO, CIO and Secretary
|
PurchaseCommon Stock | 9,800 | $3.73 | $36,554.00 |
DisclosureSEC source: 0001275477-20-000038 · form4.xml · nonDerivative · entry 2 Haas G Hunter IV · CIK 0001432283 · Director · CFO, CIO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,568 Read SEC document |
| March 16, 2020 Filed Mar 16, 2020 18:59 UTC |
Haas G Hunter IVDirector · CFO, CIO and Secretary
|
PurchaseCommon Stock | 200 | $3.72 | $744.00 |
DisclosureSEC source: 0001275477-20-000038 · form4.xml · nonDerivative · entry 1 Haas G Hunter IV · CIK 0001432283 · Director · CFO, CIO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,768 Read SEC document |
| March 13, 2020 Filed Mar 13, 2020 19:41 UTC |
Cauley Robert EDirector · CEO
|
PurchaseCommon Stock | 10,000 | $3.88 | $38,825.00 |
DisclosureSEC source: 0001275477-20-000036 · form4.xml · nonDerivative · entry 4 Cauley Robert E · CIK 0001303084 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,252 Read SEC document |
| March 13, 2020 Filed Mar 13, 2020 19:41 UTC |
Cauley Robert EDirector · CEO
|
PurchaseCommon Stock | 5,000 | $3.86 | $19,288.50 |
DisclosureSEC source: 0001275477-20-000036 · form4.xml · nonDerivative · entry 3 Cauley Robert E · CIK 0001303084 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,252 Read SEC document |
| March 13, 2020 Filed Mar 13, 2020 19:41 UTC |
Cauley Robert EDirector · CEO
|
PurchaseCommon Stock | 5,000 | $3.80 | $19,016.50 |
DisclosureSEC source: 0001275477-20-000036 · form4.xml · nonDerivative · entry 2 Cauley Robert E · CIK 0001303084 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,252 Read SEC document |
| March 13, 2020 Filed Mar 13, 2020 19:41 UTC |
Cauley Robert EDirector · CEO
|
PurchaseCommon Stock | 5,000 | $3.81 | $19,047.50 |
DisclosureSEC source: 0001275477-20-000036 · form4.xml · nonDerivative · entry 1 Cauley Robert E · CIK 0001303084 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,252 Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 00:10 UTC |
Morabito PaulaDirector
|
GrantDeferred Stock Units · Derivative | 190 | $0.00 | $0.00 |
DisclosureSEC source: 0001275477-20-000034 · form4.xml · derivative · entry 2 Morabito Paula · CIK 0001726294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,810 Underlying: Common Stock · 190 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 00:08 UTC |
Parker Ava LDirector
|
GrantDeferred Stock Units · Derivative | 190 | $0.00 | $0.00 |
DisclosureSEC source: 0001275477-20-000032 · form4.xml · derivative · entry 2 Parker Ava L · CIK 0001526207 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,810 Underlying: Common Stock · 190 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| February 03, 2020 Filed Mar 5, 2020 00:10 UTC |
Morabito PaulaDirector
|
GrantDeferred Stock Units · Derivative | 152 | $0.00 | $0.00 |
DisclosureSEC source: 0001275477-20-000034 · form4.xml · derivative · entry 1 Morabito Paula · CIK 0001726294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,620 Underlying: Common Stock · 152 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| February 03, 2020 Filed Mar 5, 2020 00:08 UTC |
Parker Ava LDirector
|
GrantDeferred Stock Units · Derivative | 152 | $0.00 | $0.00 |
DisclosureSEC source: 0001275477-20-000032 · form4.xml · derivative · entry 1 Parker Ava L · CIK 0001526207 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,620 Underlying: Common Stock · 152 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:26 UTC |
Morabito PaulaDirector
|
GrantDeferred Stock Units · Derivative | 1,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001275477-20-000012 · form4.xml · derivative · entry 2 Morabito Paula · CIK 0001726294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,468 Underlying: Common Stock · 1,923 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:26 UTC |
Morabito PaulaDirector
|
GrantDeferred Stock Units · Derivative | 148 | $0.00 | $0.00 |
DisclosureSEC source: 0001275477-20-000012 · form4.xml · derivative · entry 1 Morabito Paula · CIK 0001726294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,545 Underlying: Common Stock · 148 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:16 UTC |
Haas G Hunter IVDirector · CFO, CIO and Secretary
|
Tax withholdingCommon Stock | 565 | $5.84 | $3,299.60 |
DisclosureSEC source: 0001275477-20-000002 · form4.xml · nonDerivative · entry 3 Haas G Hunter IV · CIK 0001432283 · Director · CFO, CIO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,568 F4 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of shares that occurred on January 2, 2020. F3 · price: The price represents the closing price of the Company's common stock on December 30, 2019. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:16 UTC |
Haas G Hunter IVDirector · CFO, CIO and Secretary
|
Exercise / conversionCommon Stock | 939 | $5.84 | $5,483.76 |
DisclosureSEC source: 0001275477-20-000002 · form4.xml · nonDerivative · entry 2 Haas G Hunter IV · CIK 0001432283 · Director · CFO, CIO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,133 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These shares represent 939 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 6, 2018 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2017 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2019 and concluding with the quarter ended June 30, 2021. F3 · price: The price represents the closing price of the Company's common stock on December 30, 2019. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:16 UTC |
Haas G Hunter IVDirector · CFO, CIO and Secretary
|
Exercise / conversionCommon Stock | 615 | $5.84 | $3,591.60 |
DisclosureSEC source: 0001275477-20-000002 · form4.xml · nonDerivative · entry 1 Haas G Hunter IV · CIK 0001432283 · Director · CFO, CIO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,194 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent 615 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2017 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2016 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2018 and concluding with the quarter ended June 30, 2020. F3 · price: The price represents the closing price of the Company's common stock on December 30, 2019. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:22 UTC |
FILIPPS FRANK PDirector
|
GrantDeferred Stock Units · Derivative | 1,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001275477-20-000008 · form4.xml · derivative · entry 1 FILIPPS FRANK P · CIK 0001188562 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,163 Underlying: Common Stock · 1,923 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:18 UTC |
Cauley Robert EDirector · CEO
|
Exercise / conversionCommon Stock | 1,147 | $5.84 | $6,698.48 |
DisclosureSEC source: 0001275477-20-000004 · form4.xml · nonDerivative · entry 2 Cauley Robert E · CIK 0001303084 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,252 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These shares represent 1,147 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 6, 2018 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2017 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2019 and concluding with the quarter ended June 30, 2021. F3 · price: The price represents the closing price of the Company's common stock on December 30, 2019. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:18 UTC |
Cauley Robert EDirector · CEO
|
Exercise / conversionCommon Stock | 691 | $5.84 | $4,035.44 |
DisclosureSEC source: 0001275477-20-000004 · form4.xml · nonDerivative · entry 1 Cauley Robert E · CIK 0001303084 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,105 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent 691 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2017 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2016 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2018 and concluding with the quarter ended June 30, 2020. F3 · price: The price represents the closing price of the Company's common stock on December 30, 2019. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:24 UTC |
Parker Ava LDirector
|
GrantDeferred Stock Units · Derivative | 1,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001275477-20-000010 · form4.xml · derivative · entry 2 Parker Ava L · CIK 0001526207 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,468 Underlying: Common Stock · 1,923 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:24 UTC |
Parker Ava LDirector
|
GrantDeferred Stock Units · Derivative | 148 | $0.00 | $0.00 |
DisclosureSEC source: 0001275477-20-000010 · form4.xml · derivative · entry 1 Parker Ava L · CIK 0001526207 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,545 Underlying: Common Stock · 148 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:20 UTC |
Bitting W ColemanDirector
|
GrantDeferred Stock Units · Derivative | 1,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001275477-20-000006 · form4.xml · derivative · entry 1 Bitting W Coleman · CIK 0001526170 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,163 Underlying: Common Stock · 1,923 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 21:22 UTC |
Morabito PaulaDirector
|
GrantDeferred Stock Units · Derivative | 165 | $0.00 | $0.00 |
DisclosureSEC source: 0001275477-19-000157 · form4.xml · derivative · entry 1 Morabito Paula · CIK 0001726294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,397 Underlying: Common Stock · 165 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 21:24 UTC |
Parker Ava LDirector
|
GrantDeferred Stock Units · Derivative | 165 | $0.00 | $0.00 |
DisclosureSEC source: 0001275477-19-000159 · form4.xml · derivative · entry 1 Parker Ava L · CIK 0001526207 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,397 Underlying: Common Stock · 165 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| November 01, 2019 Filed Nov 4, 2019 22:07 UTC |
Morabito PaulaDirector
|
GrantDeferred Stock Units · Derivative | 131 | $0.00 | $0.00 |
DisclosureSEC source: 0001518621-19-000009 · form4.xml · derivative · entry 1 Morabito Paula · CIK 0001726294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,232 Underlying: Common Stock · 131 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| November 01, 2019 Filed Nov 4, 2019 22:08 UTC |
Parker Ava LDirector
|
GrantDeferred Stock Units · Derivative | 131 | $0.00 | $0.00 |
DisclosureSEC source: 0001518621-19-000011 · form4.xml · derivative · entry 1 Parker Ava L · CIK 0001526207 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,232 Underlying: Common Stock · 131 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| October 02, 2019 Filed Oct 3, 2019 20:10 UTC |
Morabito PaulaDirector
|
GrantDeferred Stock Units · Derivative | 1,956 | $0.00 | $0.00 |
DisclosureSEC source: 0001275477-19-000138 · form4.xml · derivative · entry 2 Morabito Paula · CIK 0001726294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,101 Underlying: Common Stock · 1,956 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| October 02, 2019 Filed Oct 3, 2019 20:06 UTC |
Haas G Hunter IVDirector · CFO, CIO and Secretary
|
Exercise / conversionCommon Stock | 939 | $5.65 | $5,305.35 |
DisclosureSEC source: 0001275477-19-000132 · form4.xml · nonDerivative · entry 2 Haas G Hunter IV · CIK 0001432283 · Director · CFO, CIO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,579 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These shares represent 939 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 6, 2018 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2017 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2019 and concluding with the quarter ended June 30, 2021. F3 · price: The price represents the closing price of the Company's common stock on September 27, 2019. Read SEC document |
| October 02, 2019 Filed Oct 3, 2019 20:06 UTC |
Haas G Hunter IVDirector · CFO, CIO and Secretary
|
Exercise / conversionCommon Stock | 615 | $5.65 | $3,474.75 |
DisclosureSEC source: 0001275477-19-000132 · form4.xml · nonDerivative · entry 1 Haas G Hunter IV · CIK 0001432283 · Director · CFO, CIO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,640 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent 615 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2017 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2016 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2018 and concluding with the quarter ended June 30, 2020. F3 · price: The price represents the closing price of the Company's common stock on September 27, 2019. Read SEC document |
| October 02, 2019 Filed Oct 3, 2019 20:04 UTC |
FILIPPS FRANK PDirector
|
GrantDeferred Stock Units · Derivative | 1,956 | $0.00 | $0.00 |
DisclosureSEC source: 0001275477-19-000130 · form4.xml · derivative · entry 1 FILIPPS FRANK P · CIK 0001188562 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,240 Underlying: Common Stock · 1,956 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| October 02, 2019 Filed Oct 3, 2019 20:11 UTC |
Cauley Robert EDirector · CEO
|
Tax withholdingCommon Stock | 220 | $5.65 | $1,243.00 |
DisclosureSEC source: 0001275477-19-000140 · form4.xml · nonDerivative · entry 3 Cauley Robert E · CIK 0001303084 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,414 F4 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of shares that occurred on October 1, 2019. F3 · price: The price represents the closing price of the Company's common stock on September 27, 2019. Read SEC document |
| October 02, 2019 Filed Oct 3, 2019 20:11 UTC |
Cauley Robert EDirector · CEO
|
Exercise / conversionCommon Stock | 1,147 | $5.65 | $6,480.55 |
DisclosureSEC source: 0001275477-19-000140 · form4.xml · nonDerivative · entry 2 Cauley Robert E · CIK 0001303084 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,634 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These shares represent 1,147 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 6, 2018 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2017 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2019 and concluding with the quarter ended June 30, 2021. F3 · price: The price represents the closing price of the Company's common stock on September 27, 2019. Read SEC document |
| October 02, 2019 Filed Oct 3, 2019 20:11 UTC |
Cauley Robert EDirector · CEO
|
Exercise / conversionCommon Stock | 691 | $5.65 | $3,904.15 |
DisclosureSEC source: 0001275477-19-000140 · form4.xml · nonDerivative · entry 1 Cauley Robert E · CIK 0001303084 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,487 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent 691 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2017 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2016 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2018 and concluding with the quarter ended June 30, 2020. F3 · price: The price represents the closing price of the Company's common stock on September 27, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.