Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 22, 2021 Filed Mar 23, 2021 21:00 UTC |
Cauley Robert EDirector · Chief Executive Officer
|
GrantPerformance Units · Derivative | 62,705 | $5.88 | $368,705.40 |
DisclosureSEC source: 0001518621-21-000049 · form4.xml · derivative · entry 3 Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,656 Underlying: Comon Stock · 62,705 shares Expires 2024-06-28 F4 · derivative.exercise_price: Each performance unit shall be settled by the issuance of one share of the Company's common stock, at which time the performance unit shall be cancelled. Each performance unit is subject to adjustment as set forth in a performance unit award agreement by and between the Issuer and the Reporting Person. F3 · shares: Performance units issued under the 2012 Equity Incentive Compensation Plan and the 2020 Long-Term Incentive Compensation Plan. The price is based on the average market closing price for the 10 day period ending on March 19, 2021. The performance units are earned at the rate of 10% per quarter commencing with the quarter ending March 31, 2022 and concluding with the quarter ending June 30, 2024. F4 · shares: Each performance unit shall be settled by the issuance of one share of the Company's common stock, at which time the performance unit shall be cancelled. Each performance unit is subject to adjustment as set forth in a performance unit award agreement by and between the Issuer and the Reporting Person. F3 · derivative.underlying_shares: Performance units issued under the 2012 Equity Incentive Compensation Plan and the 2020 Long-Term Incentive Compensation Plan. The price is based on the average market closing price for the 10 day period ending on March 19, 2021. The performance units are earned at the rate of 10% per quarter commencing with the quarter ending March 31, 2022 and concluding with the quarter ending June 30, 2024. F4 · derivative.underlying_shares: Each performance unit shall be settled by the issuance of one share of the Company's common stock, at which time the performance unit shall be cancelled. Each performance unit is subject to adjustment as set forth in a performance unit award agreement by and between the Issuer and the Reporting Person. Read SEC document |
| March 22, 2021 Filed Mar 23, 2021 21:00 UTC |
Cauley Robert EDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 23,667 | $5.88 | $139,161.96 |
DisclosureSEC source: 0001518621-21-000049 · form4.xml · nonDerivative · entry 2 Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,602 F2 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the grant of shares that occurred on March 22, 2021. F2 · price: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the grant of shares that occurred on March 22, 2021. Read SEC document |
| March 22, 2021 Filed Mar 23, 2021 21:00 UTC |
Cauley Robert EDirector · Chief Executive Officer
|
GrantCommon Stock | 62,705 | $5.88 | $368,705.40 |
DisclosureSEC source: 0001518621-21-000049 · form4.xml · nonDerivative · entry 1 Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,269 F1 · shares: Shares of the Company's common stock issued under the 2012 Equity Incentive Compensation Plan and the 2020 Long-Term Incentive Compensation Plan. The price is based on the average market closing price for the 10 day period ending on March 19, 2021. F1 · price: Shares of the Company's common stock issued under the 2012 Equity Incentive Compensation Plan and the 2020 Long-Term Incentive Compensation Plan. The price is based on the average market closing price for the 10 day period ending on March 19, 2021. Read SEC document |
| March 22, 2021 Filed Mar 25, 2021 20:13 UTC Amendment |
Haas G Hunter IVDirector · Chief Financial Officer
|
GrantPerformance Units · Derivative | 47,785 | $0.00 | $0.00 |
DisclosureSEC source: 0001518621-21-000055 · form4.xml · derivative · entry 3 Haas G Hunter IV · CIK 0001432283 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,382 Underlying: Common Stock · 47,785 shares Expires not disclosed F2 · derivative.exercise_price: Performance units issued under the 2012 Equity Incentive Compensation Plan and the 2016 Long-Term Incentive Compensation Plan, the 2018 Long-Term Incentive Compensation Plan and the 2020 Long Term Incentive Compensation Plan. Each performance unit represents a contingent right to receive one share of the Issuer's common stock. The performance units are earned at the rate of 10% per quarter commencing with the quarter ending March 31, 2022 and concluding with the quarter ending June 30, 2024. The number of performance units actually earned by the Reporting Person is subject to adjustment based on the Issuer's achievement of certain performance goals as set forth in a performance unit award agreement by and between the Issuer and the Reporting Person. F2 · derivative.exercise_date: Performance units issued under the 2012 Equity Incentive Compensation Plan and the 2016 Long-Term Incentive Compensation Plan, the 2018 Long-Term Incentive Compensation Plan and the 2020 Long Term Incentive Compensation Plan. Each performance unit represents a contingent right to receive one share of the Issuer's common stock. The performance units are earned at the rate of 10% per quarter commencing with the quarter ending March 31, 2022 and concluding with the quarter ending June 30, 2024. The number of performance units actually earned by the Reporting Person is subject to adjustment based on the Issuer's achievement of certain performance goals as set forth in a performance unit award agreement by and between the Issuer and the Reporting Person. F2 · derivative.expiration_date: Performance units issued under the 2012 Equity Incentive Compensation Plan and the 2016 Long-Term Incentive Compensation Plan, the 2018 Long-Term Incentive Compensation Plan and the 2020 Long Term Incentive Compensation Plan. Each performance unit represents a contingent right to receive one share of the Issuer's common stock. The performance units are earned at the rate of 10% per quarter commencing with the quarter ending March 31, 2022 and concluding with the quarter ending June 30, 2024. The number of performance units actually earned by the Reporting Person is subject to adjustment based on the Issuer's achievement of certain performance goals as set forth in a performance unit award agreement by and between the Issuer and the Reporting Person. Read SEC document |
| March 22, 2021 Filed Mar 25, 2021 20:13 UTC Amendment |
Haas G Hunter IVDirector · Chief Financial Officer
|
Tax withholdingCommon Stock | 17,370 | $6.03 | $104,741.10 |
DisclosureSEC source: 0001518621-21-000055 · form4.xml · nonDerivative · entry 2 Haas G Hunter IV · CIK 0001432283 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,396 Read SEC document |
| March 22, 2021 Filed Mar 25, 2021 20:13 UTC Amendment |
Haas G Hunter IVDirector · Chief Financial Officer
|
GrantCommon Stock | 47,785 | $0.00 | $0.00 |
DisclosureSEC source: 0001518621-21-000055 · form4.xml · nonDerivative · entry 1 Haas G Hunter IV · CIK 0001432283 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,766 F1 · shares: Unrestricted shares of the Issuer's common stock issued under the 2012 Equity Incentive Compensation Plan and the 2016 Long-Term Incentive Compensation Plan, the 2018 Long-Term Incentive Compensation Plan and the 2020 Long-Term Incentive Compensation Plan. Read SEC document |
| March 22, 2021 Filed Mar 25, 2021 20:12 UTC Amendment |
Cauley Robert EDirector · Chief Executive Officer
|
GrantPerformance Units · Derivative | 62,705 | $0.00 | $0.00 |
DisclosureSEC source: 0001518621-21-000053 · form4.xml · derivative · entry 3 Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,656 Underlying: Common Stock · 62,705 shares Expires not disclosed F2 · derivative.exercise_price: Performance units issued under the 2012 Equity Incentive Compensation Plan and the 2016 Long-Term Incentive Compensation Plan, the 2018 Long-Term Incentive Compensation Plan and the 2020 Long Term Incentive Compensation Plan. Each performance unit represents a contingent right to receive one share of the Issuer's common stock. The performance units are earned at the rate of 10% per quarter commencing with the quarter ending March 31, 2022 and concluding with the quarter ending June 30, 2024. The number of performance units actually earned by the Reporting Person is subject to adjustment based on the Issuer's achievement of certain performance goals as set forth in a performance unit award agreement by and between the Issuer and the Reporting Person. F2 · derivative.exercise_date: Performance units issued under the 2012 Equity Incentive Compensation Plan and the 2016 Long-Term Incentive Compensation Plan, the 2018 Long-Term Incentive Compensation Plan and the 2020 Long Term Incentive Compensation Plan. Each performance unit represents a contingent right to receive one share of the Issuer's common stock. The performance units are earned at the rate of 10% per quarter commencing with the quarter ending March 31, 2022 and concluding with the quarter ending June 30, 2024. The number of performance units actually earned by the Reporting Person is subject to adjustment based on the Issuer's achievement of certain performance goals as set forth in a performance unit award agreement by and between the Issuer and the Reporting Person. F2 · derivative.expiration_date: Performance units issued under the 2012 Equity Incentive Compensation Plan and the 2016 Long-Term Incentive Compensation Plan, the 2018 Long-Term Incentive Compensation Plan and the 2020 Long Term Incentive Compensation Plan. Each performance unit represents a contingent right to receive one share of the Issuer's common stock. The performance units are earned at the rate of 10% per quarter commencing with the quarter ending March 31, 2022 and concluding with the quarter ending June 30, 2024. The number of performance units actually earned by the Reporting Person is subject to adjustment based on the Issuer's achievement of certain performance goals as set forth in a performance unit award agreement by and between the Issuer and the Reporting Person. Read SEC document |
| March 22, 2021 Filed Mar 25, 2021 20:12 UTC Amendment |
Cauley Robert EDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 23,667 | $6.03 | $142,712.01 |
DisclosureSEC source: 0001518621-21-000053 · form4.xml · nonDerivative · entry 2 Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,602 Read SEC document |
| March 22, 2021 Filed Mar 25, 2021 20:12 UTC Amendment |
Cauley Robert EDirector · Chief Executive Officer
|
GrantCommon Stock | 62,705 | $0.00 | $0.00 |
DisclosureSEC source: 0001518621-21-000053 · form4.xml · nonDerivative · entry 1 Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,269 F1 · shares: Unrestricted shares of the Company's common stock issued under the 2012 Equity Incentive Compensation Plan and the 2016 Long-Term Incentive Compensation Plan, the 2018 Long-Term Incentive Compensation Plan and the 2020 Long-Term Incentive Compensation Plan. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 21:39 UTC |
Morabito PaulaDirector
|
GrantDeferred Stock Units · Derivative | 303 | $0.00 | $0.00 |
DisclosureSEC source: 0001518621-21-000032 · form4.xml · derivative · entry 1 Morabito Paula · CIK 0001726294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,619 Underlying: Common Stock · 303 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 21:42 UTC |
Parker Ava LDirector
|
GrantDeferred Stock Units · Derivative | 303 | $0.00 | $0.00 |
DisclosureSEC source: 0001518621-21-000034 · form4.xml · derivative · entry 1 Parker Ava L · CIK 0001526207 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,619 Underlying: Common Stock · 303 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 21:13 UTC |
Morabito PaulaDirector
|
GrantDeferred Stock Units · Derivative | 297 | $0.00 | $0.00 |
DisclosureSEC source: 0001518621-21-000020 · form4.xml · derivative · entry 1 Morabito Paula · CIK 0001726294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,316 Underlying: Common Stock · 297 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 21:16 UTC |
Parker Ava LDirector
|
GrantDeferred Stock Units · Derivative | 297 | $0.00 | $0.00 |
DisclosureSEC source: 0001518621-21-000022 · form4.xml · derivative · entry 1 Parker Ava L · CIK 0001526207 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,316 Underlying: Common Stock · 297 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| January 04, 2021 Filed Jan 4, 2021 21:16 UTC |
Morabito PaulaDirector
|
GrantDeferred Stock Units · Derivative | 2,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001518621-21-000008 · form4.xml · derivative · entry 2 Morabito Paula · CIK 0001726294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,019 Underlying: Common Stock · 2,155 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| January 04, 2021 Filed Jan 4, 2021 21:13 UTC |
FILIPPS FRANK PDirector
|
GrantDeferred Stock Units · Derivative | 2,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001518621-21-000004 · form4.xml · derivative · entry 1 FILIPPS FRANK P · CIK 0001188562 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,764 Underlying: Common Stock · 2,155 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| January 04, 2021 Filed Jan 4, 2021 21:14 UTC |
Parker Ava LDirector
|
GrantDeferred Stock Units · Derivative | 2,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001518621-21-000006 · form4.xml · derivative · entry 2 Parker Ava L · CIK 0001526207 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,019 Underlying: Common Stock · 2,155 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| January 04, 2021 Filed Jan 4, 2021 21:10 UTC |
Bitting W ColemanDirector
|
GrantDeferred Stock Units · Derivative | 2,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001518621-21-000002 · form4.xml · derivative · entry 1 Bitting W Coleman · CIK 0001526170 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,764 Underlying: Common Stock · 2,155 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 21:20 UTC |
Haas G Hunter IVDirector · Chief Financial Officer
|
Exercise / conversionCommon Stock | 798 | $5.20 | $4,149.60 |
DisclosureSEC source: 0001518621-21-000012 · form4.xml · nonDerivative · entry 1 Haas G Hunter IV · CIK 0001432283 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,981 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent 798 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 6, 2018 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2017 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2019 and concluding with the quarter ended June 30, 2021. F2 · price: The price represents the closing price of the Company's common stock on December 30, 2020. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 21:18 UTC |
Cauley Robert EDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 95 | $5.20 | $494.00 |
DisclosureSEC source: 0001518621-21-000010 · form4.xml · nonDerivative · entry 2 Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,564 F3 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of shares that occurred on December 31, 2020. F2 · price: The price represents the closing price of the Company's common stock on December 30, 2020. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 21:18 UTC |
Cauley Robert EDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 975 | $5.20 | $5,070.00 |
DisclosureSEC source: 0001518621-21-000010 · form4.xml · nonDerivative · entry 1 Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,659 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent 975 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 6, 2018 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2017 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2019 and concluding with the quarter ended June 30, 2021. F2 · price: The price represents the closing price of the Company's common stock on December 30, 2020. Read SEC document |
| December 31, 2020 Filed Apr 1, 2021 20:48 UTC |
Cauley Robert EDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 100 | $5.20 | $520.00 |
DisclosureSEC source: 0001518621-21-000065 · form4.xml · nonDerivative · entry 2 Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,477 F3 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of shares that occurred on March 31, 2021. F2 · price: The price represents the closing price of the Company's common stock on March 31, 2021. Read SEC document |
| December 31, 2020 Filed Apr 1, 2021 20:48 UTC |
Cauley Robert EDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 975 | $5.20 | $5,070.00 |
DisclosureSEC source: 0001518621-21-000065 · form4.xml · nonDerivative · entry 1 Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,577 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent 975 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 6, 2018 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2017 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2019 and concluding with the quarter ended June 30, 2021. F2 · price: The price represents the closing price of the Company's common stock on March 31, 2021. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 21:16 UTC |
Morabito PaulaDirector
|
GrantDeferred Stock Units · Derivative | 303 | $0.00 | $0.00 |
DisclosureSEC source: 0001518621-21-000008 · form4.xml · derivative · entry 1 Morabito Paula · CIK 0001726294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,864 Underlying: Common Stock · 303 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 21:14 UTC |
Parker Ava LDirector
|
GrantDeferred Stock Units · Derivative | 303 | $0.00 | $0.00 |
DisclosureSEC source: 0001518621-21-000006 · form4.xml · derivative · entry 1 Parker Ava L · CIK 0001526207 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,864 Underlying: Common Stock · 303 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 21:45 UTC |
Morabito PaulaDirector
|
GrantDeferred Stock Units · Derivative | 279 | $0.00 | $0.00 |
DisclosureSEC source: 0001518621-20-000122 · form4.xml · derivative · entry 1 Morabito Paula · CIK 0001726294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,561 Underlying: Common Stock · 279 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 21:43 UTC |
Parker Ava LDirector
|
GrantDeferred Stock Units · Derivative | 279 | $0.00 | $0.00 |
DisclosureSEC source: 0001518621-20-000120 · form4.xml · derivative · entry 1 Parker Ava L · CIK 0001526207 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,561 Underlying: Common Stock · 279 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 21:32 UTC |
Morabito PaulaDirector
|
GrantDeferred Stock Units · Derivative | 275 | $0.00 | $0.00 |
DisclosureSEC source: 0001518621-20-000107 · form4.xml · derivative · entry 1 Morabito Paula · CIK 0001726294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,282 Underlying: Common Stock · 275 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 21:34 UTC |
Parker Ava LDirector
|
GrantDeferred Stock Units · Derivative | 275 | $0.00 | $0.00 |
DisclosureSEC source: 0001518621-20-000109 · form4.xml · derivative · entry 1 Parker Ava L · CIK 0001526207 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,282 Underlying: Common Stock · 275 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| October 01, 2020 Filed Oct 1, 2020 21:36 UTC |
Morabito PaulaDirector
|
GrantDeferred Stock Units · Derivative | 2,245 | $0.00 | $0.00 |
DisclosureSEC source: 0001518621-20-000089 · form4.xml · derivative · entry 2 Morabito Paula · CIK 0001726294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,007 Underlying: Common Stock · 2,245 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| October 01, 2020 Filed Oct 1, 2020 21:42 UTC |
FILIPPS FRANK PDirector
|
GrantDeferred Stock Units · Derivative | 2,245 | $0.00 | $0.00 |
DisclosureSEC source: 0001518621-20-000095 · form4.xml · derivative · entry 1 FILIPPS FRANK P · CIK 0001188562 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,609 Underlying: Common Stock · 2,245 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| October 01, 2020 Filed Oct 1, 2020 21:40 UTC |
Bitting W ColemanDirector
|
GrantDeferred Stock Units · Derivative | 2,245 | $0.00 | $0.00 |
DisclosureSEC source: 0001518621-20-000093 · form4.xml · derivative · entry 1 Bitting W Coleman · CIK 0001526170 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,609 Underlying: Common Stock · 2,245 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| October 01, 2020 Filed Oct 1, 2020 21:38 UTC |
Parker Ava LDirector
|
GrantDeferred Stock Units · Derivative | 2,245 | $0.00 | $0.00 |
DisclosureSEC source: 0001518621-20-000091 · form4.xml · derivative · entry 2 Parker Ava L · CIK 0001526207 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,007 Underlying: Common Stock · 2,245 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 21:34 UTC |
Haas G Hunter IVDirector · Chief Financial Officer
|
Tax withholdingCommon Stock | 291 | $5.05 | $1,469.55 |
DisclosureSEC source: 0001518621-20-000087 · form4.xml · nonDerivative · entry 2 Haas G Hunter IV · CIK 0001432283 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,183 F4 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of shares that occurred on September 30, 2020. F3 · price: The price represents the closing price of the Company's common stock on September 29, 2020. Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 21:34 UTC |
Haas G Hunter IVDirector · Chief Financial Officer
|
Exercise / conversionCommon Stock | 798 | $5.05 | $4,029.90 |
DisclosureSEC source: 0001518621-20-000087 · form4.xml · nonDerivative · entry 1 Haas G Hunter IV · CIK 0001432283 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,474 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent 798 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 6, 2018 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2017 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2019 and concluding with the quarter ended June 30, 2021. F2 · shares: The number of shares of common stock issuable upon the vesting of the remaining outstanding Performance Units was reduced as a result of the book value impairment event that occurred pursuant to the Company's Long Term Incentive Compensation Plans (the "Plans"). The book value impairment event occurred if the Company's book value per share declined by more that 15% during the quarter ended March 31, 2020 and the Company's book value per share decline from January 1, 2020 to June 30, 2020 was more than 10%. The Plans provide that is such a book value impairment event occurs, then the number of outstanding performance units that are outstanding as of the last day of such two quarter period shall be reduced by 15%. As of September 30, 2020, Mr. Haas had 2,3,94.40 unvested Performance Units. F3 · price: The price represents the closing price of the Company's common stock on September 29, 2020. Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 21:31 UTC |
Cauley Robert EDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 975 | $5.05 | $4,923.75 |
DisclosureSEC source: 0001518621-20-000085 · form4.xml · nonDerivative · entry 1 Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,684 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent 976 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 6, 2018 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2017 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2019 and concluding with the quarter ended June 30, 2021. F2 · shares: The number of shares of common stock issuable upon the vesting of the remaining outstanding Performance Units was reduced as a result of the book value impairment event that occurred pursuant to the Company's Long Term Incentive Compensation Plans (the "Plans"). The book value impairment event occurred if the Company's book value per share declined by more that 15% during the quarter ended March 31, 2020 and the Company's book value per share decline from January 1, 2020 to June 30, 2020 was more than 10%. The Plans provide that is such a book value impairment event occurs, then the number of outstanding performance units that are outstanding as of the last day of such two quarter period shall be reduced by 15%. As of September 30, 2020, Mr. Cauley had 2,926.51 unvested Performance Units. F3 · price: The price represents the closing price of the Company's common stock on September 29, 2020. Read SEC document |
| September 29, 2020 Filed Oct 1, 2020 21:36 UTC |
Morabito PaulaDirector
|
GrantDeferred Stock Units · Derivative | 265 | $0.00 | $0.00 |
DisclosureSEC source: 0001518621-20-000089 · form4.xml · derivative · entry 1 Morabito Paula · CIK 0001726294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,762 Underlying: Common Stock · 265 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| September 29, 2020 Filed Oct 1, 2020 21:38 UTC |
Parker Ava LDirector
|
GrantDeferred Stock Units · Derivative | 265 | $0.00 | $0.00 |
DisclosureSEC source: 0001518621-20-000091 · form4.xml · derivative · entry 1 Parker Ava L · CIK 0001526207 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,762 Underlying: Common Stock · 265 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 20:37 UTC |
Morabito PaulaDirector
|
GrantDeferred Stock Units · Derivative | 249 | $0.00 | $0.00 |
DisclosureSEC source: 0001518621-20-000078 · form4.xml · derivative · entry 1 Morabito Paula · CIK 0001726294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,497 Underlying: Common Stock · 249 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 20:39 UTC |
Parker Ava LDirector
|
GrantDeferred Stock Units · Derivative | 249 | $0.00 | $0.00 |
DisclosureSEC source: 0001518621-20-000080 · form4.xml · derivative · entry 1 Parker Ava L · CIK 0001526207 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,497 Underlying: Common Stock · 249 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| July 29, 2020 Filed Jul 31, 2020 20:14 UTC |
Morabito PaulaDirector
|
GrantDeferred Stock Units · Derivative | 292 | $0.00 | $0.00 |
DisclosureSEC source: 0001518621-20-000062 · form4.xml · derivative · entry 1 Morabito Paula · CIK 0001726294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,248 Underlying: Common Stock · 292 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| July 29, 2020 Filed Jul 31, 2020 20:16 UTC |
Parker Ava LDirector
|
GrantDeferred Stock Units · Derivative | 292 | $0.00 | $0.00 |
DisclosureSEC source: 0001518621-20-000064 · form4.xml · derivative · entry 1 Parker Ava L · CIK 0001526207 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,248 Underlying: Common Stock · 292 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| July 01, 2020 Filed Jul 1, 2020 22:57 UTC |
Morabito PaulaDirector
|
GrantDeferred Stock Units · Derivative | 2,388 | $0.00 | $0.00 |
DisclosureSEC source: 0001518621-20-000042 · form4.xml · derivative · entry 2 Morabito Paula · CIK 0001726294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,956 Underlying: Common Stock · 2,388 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| July 01, 2020 Filed Jul 1, 2020 23:04 UTC |
FILIPPS FRANK PDirector
|
GrantDeferred Stock Units · Derivative | 2,388 | $0.00 | $0.00 |
DisclosureSEC source: 0001518621-20-000048 · form4.xml · derivative · entry 1 FILIPPS FRANK P · CIK 0001188562 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,364 Underlying: Common Stock · 2,388 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| July 01, 2020 Filed Jul 1, 2020 23:02 UTC |
Bitting W ColemanDirector
|
GrantDeferred Stock Units · Derivative | 2,388 | $0.00 | $0.00 |
DisclosureSEC source: 0001518621-20-000046 · form4.xml · derivative · entry 1 Bitting W Coleman · CIK 0001526170 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,364 Underlying: Common Stock · 2,388 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| July 01, 2020 Filed Jul 1, 2020 22:59 UTC |
Parker Ava LDirector
|
GrantDeferred Stock Units · Derivative | 2,388 | $0.00 | $0.00 |
DisclosureSEC source: 0001518621-20-000044 · form4.xml · derivative · entry 2 Parker Ava L · CIK 0001526207 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,956 Underlying: Common Stock · 2,388 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 23:10 UTC |
Haas G Hunter IVDirector · Chief Financial Officer
|
Exercise / conversionCommon Stock | 939 | $4.70 | $4,413.30 |
DisclosureSEC source: 0001518621-20-000052 · form4.xml · nonDerivative · entry 2 Haas G Hunter IV · CIK 0001432283 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,676 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These shares represent 939 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 6, 2018 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2017 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2019 and concluding with the quarter ended June 30, 2021. F3 · price: The price represents the closing price of the Company's common stock on June 29, 2020. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 23:10 UTC |
Haas G Hunter IVDirector · Chief Financial Officer
|
Exercise / conversionCommon Stock | 615 | $4.70 | $2,890.50 |
DisclosureSEC source: 0001518621-20-000052 · form4.xml · nonDerivative · entry 1 Haas G Hunter IV · CIK 0001432283 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,737 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent 615 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2017 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2016 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2018 and concluding with the quarter ended June 30, 2020. F3 · price: The price represents the closing price of the Company's common stock on June 29, 2020. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 23:07 UTC |
Cauley Robert EDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 219 | $4.70 | $1,029.30 |
DisclosureSEC source: 0001518621-20-000050 · form4.xml · nonDerivative · entry 3 Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,709 F4 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of shares that occurred on June 30, 2020. F3 · price: The price represents the closing price of the Company's common stock on June 29, 2020. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 23:07 UTC |
Cauley Robert EDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 1,147 | $4.70 | $5,390.90 |
DisclosureSEC source: 0001518621-20-000050 · form4.xml · nonDerivative · entry 2 Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,928 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These shares represent 1,147 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 6, 2018 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2017 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2019 and concluding with the quarter ended June 30, 2021. F3 · price: The price represents the closing price of the Company's common stock on June 29, 2020. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 23:07 UTC |
Cauley Robert EDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 691 | $4.70 | $3,247.70 |
DisclosureSEC source: 0001518621-20-000050 · form4.xml · nonDerivative · entry 1 Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent 691 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2017 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2016 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2018 and concluding with the quarter ended June 30, 2020. F3 · price: The price represents the closing price of the Company's common stock on June 29, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.