ORC

SEC source: 0001275477-23-000014 · form4.xml · nonDerivative · entry 1

Haas G Hunter IV · CIK 0001432283 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 812 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 27, 2022.

SEC source: 0001275477-23-000016 · form4.xml · derivative · entry 3

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,546

Underlying: Common Stock · 1,065.99 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares represent 1,065 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on December 27, 2022.

F1 · derivative.exercise_date: These shares represent 1,065 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on December 27, 2022.

F1 · derivative.expiration_date: These shares represent 1,065 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on December 27, 2022.

SEC source: 0001275477-23-000016 · form4.xml · nonDerivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,575

F2 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of shares.

F3 · price: The price represents the closing price of the Company's common stock on December 27, 2022.

SEC source: 0001275477-23-000016 · form4.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 1,065 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on December 27, 2022.

SEC source: 0001275477-23-000019 · form4.xml · derivative · entry 3

Haas G Hunter IV · CIK 0001432283 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,895

Underlying: Common Stock · 812.35 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares represent 812 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on December 27, 2022.

F1 · derivative.exercise_date: These shares represent 812 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on December 27, 2022.

F1 · derivative.expiration_date: These shares represent 812 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on December 27, 2022.

SEC source: 0001275477-23-000019 · form4.xml · nonDerivative · entry 2

Haas G Hunter IV · CIK 0001432283 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,889

F2 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of shares.

F3 · price: The price represents the closing price of the Company's common stock on December 27, 2022.

SEC source: 0001275477-23-000019 · form4.xml · nonDerivative · entry 1

Haas G Hunter IV · CIK 0001432283 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 812 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on December 27, 2022.

SEC source: 0001275477-22-000035 · form4.xml · derivative · entry 1

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,456

Underlying: Common Stock · 270 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

SEC source: 0001518621-22-000113 · form4.xml · derivative · entry 1

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,186

Underlying: Common Stock · 226 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

SEC source: 0001437749-23-008659 · rdgdoc.xml · derivative · entry 2

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,344

Underlying: Common Stock · 1,456 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F3 · shares: The reported shares represent deferred stock units granted in lieu of cash compensation.

F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

SEC source: 0001437749-23-008659 · rdgdoc.xml · derivative · entry 1

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,888

Underlying: Common Stock · 2,286 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

SEC source: 0001437749-23-009110 · rdgdoc.xml · derivative · entry 2

Morabito Paula · CIK 0001726294 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,813

Underlying: Common Stock · 2,286 shares

Expires not disclosed

F4 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F5 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F3 · balance_after: The number of shares of common stock reflects the Issuer's one-for-five reverse stock split, effective August 30, 2022.

SEC source: 0001437749-23-009106 · rdgdoc.xml · derivative · entry 1

FILIPPS FRANK P · CIK 0001188562 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,002

Underlying: Common Stock · 2,286 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F3 · balance_after: The number of shares of common stock reflects the Issuer's one-for-five reverse stock split, effective August 30, 2022.

SEC source: 0001437749-23-009113 · rdgdoc.xml · derivative · entry 2

Bitting W Coleman · CIK 0001526170 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,002

Underlying: Common Stock · 2,286 shares

Expires not disclosed

F4 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F5 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F3 · balance_after: The number of shares of common stock reflects the Issuer's one-for-five reverse stock split, effective August 30, 2022.

SEC source: 0001518621-22-000099 · form4.xml · derivative · entry 1

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,218

Underlying: Common Stock · 265 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F4 · balance_after: The number of shares of common stock reflects the one-for-five reverse stock split, effective as of August 30, 2022.

SEC source: 0001518621-22-000103 · form4.xml · derivative · entry 3

Haas G Hunter IV · CIK 0001432283 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,707

Underlying: Common Stock · 812.35 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares represent 812 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 23, 2022.

F1 · derivative.exercise_date: These shares represent 812 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 23, 2022.

F1 · derivative.expiration_date: These shares represent 812 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 23, 2022.

F5 · balance_after: The number of shares of common stock issuable upon the vesting of the remaining outstanding Performance Units was reduced as a result of the book value impairment event that occurred pursuant to the Company's Long Term Incentive Compensation Plans (the "Plans"). A book value impairment event occurs if the Company's book value per share declines by more than 15% during the quarter ended March 31, 2022 and the Company's book value per share declines from January 1, 2022 to June 30, 2022 was more than 10%. The Plans provide that if such a book value impairment event occurs, then the number of outstanding performance units that are outstanding as of the last day of such two quarter period shall be reduced by 15%.

SEC source: 0001518621-22-000103 · form4.xml · nonDerivative · entry 2

Haas G Hunter IV · CIK 0001432283 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,318

F3 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of shares.

F2 · price: The price represents the closing price of the Company's common stock on September 23, 2022.

SEC source: 0001518621-22-000103 · form4.xml · nonDerivative · entry 1

Haas G Hunter IV · CIK 0001432283 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 812 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 23, 2022.

F4 · balance_after: The number of shares of common stock reflects the one-for-five reverse stock split, effective as of August 30, 2022.

SEC source: 0001518621-22-000101 · form4.xml · derivative · entry 3

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,612

Underlying: Common Stock · 1,065.99 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares represent 1,065 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 23, 2022.

F1 · derivative.exercise_date: These shares represent 1,065 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 23, 2022.

F1 · derivative.expiration_date: These shares represent 1,065 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 23, 2022.

F5 · balance_after: The number of shares of common stock issuable upon the vesting of the remaining outstanding Performance Units was reduced as a result of the book value impairment event that occurred pursuant to the Company's Long Term Incentive Compensation Plans (the "Plans"). A book value impairment event occurs if the Company's book value per share declines by more than 15% during the quarter ended March 31, 2022 and the Company's book value per share decline from January 1, 2022 to June 30, 2022 was more than 10%. The Plans provide that if such a book value impairment event occurs, then the number of outstanding performance units that are outstanding as of the last day of such two quarter period shall be reduced by 15%.

SEC source: 0001518621-22-000101 · form4.xml · nonDerivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,634

F3 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of shares.

F2 · price: The price represents the closing price of the Company's common stock on September 23, 2022.

SEC source: 0001518621-22-000101 · form4.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 1,065 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 23, 2022.

F4 · balance_after: The number of shares of common stock reflects the one-for-five reverse stock split, effective as of August 30, 2022.

SEC source: 0001518621-22-000092 · form4.xml · derivative · entry 1

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,765

Underlying: Common Stock · 1,091 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

SEC source: 0001518621-22-000079 · form4.xml · derivative · entry 1

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,674

Underlying: Common Stock · 805 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

SEC source: 0001518621-22-000061 · form4.xml · derivative · entry 1

Morabito Paula · CIK 0001726294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,714

Underlying: Common Stock · 5,494 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

SEC source: 0001518621-22-000063 · form4.xml · derivative · entry 1

FILIPPS FRANK P · CIK 0001188562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,658

Underlying: Common Stock · 5,494 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

SEC source: 0001518621-22-000065 · form4.xml · derivative · entry 3

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,869

Underlying: Common Stock · 5,066 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The reported shares represent deferred stock units granted in lieu of cash compensation. The shares are issuable on the earlier to occur of death, disability, a change in control or separation from service.

F4 · derivative.expiration_date: The reported shares represent deferred stock units granted in lieu of cash compensation. The shares are issuable on the earlier to occur of death, disability, a change in control or separation from service.

SEC source: 0001518621-22-000065 · form4.xml · derivative · entry 2

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,803

Underlying: Common Stock · 5,494 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

SEC source: 0001518621-22-000059 · form4.xml · derivative · entry 1

Bitting W Coleman · CIK 0001526170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,658

Underlying: Common Stock · 5,494 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

SEC source: 0001518621-22-000069 · form4.xml · derivative · entry 3

Haas G Hunter IV · CIK 0001432283 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,175

Underlying: Common Stock · 4,778.5 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares represent 4,778 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on June 27, 2022.

F1 · derivative.exercise_date: These shares represent 4,778 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on June 27, 2022.

F1 · derivative.expiration_date: These shares represent 4,778 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on June 27, 2022.

SEC source: 0001518621-22-000069 · form4.xml · nonDerivative · entry 2

Haas G Hunter IV · CIK 0001432283 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,011

F3 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of shares.

F2 · price: The price represents the closing price of the Company's common stock on June 27, 2022.

SEC source: 0001518621-22-000069 · form4.xml · nonDerivative · entry 1

Haas G Hunter IV · CIK 0001432283 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 4,778 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on June 27, 2022.

SEC source: 0001518621-22-000067 · form4.xml · derivative · entry 3

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,516

Underlying: Common Stock · 6,270.5 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares represent 6,270 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on June 27, 2022.

F1 · derivative.exercise_date: These shares represent 6,270 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on June 27, 2022.

F1 · derivative.expiration_date: These shares represent 6,270 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on June 27, 2022.

SEC source: 0001518621-22-000067 · form4.xml · nonDerivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,599

F3 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of shares.

F2 · price: The price represents the closing price of the Company's common stock on June 27, 2022.

SEC source: 0001518621-22-000067 · form4.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 6,270 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on June 27, 2022.

SEC source: 0001518621-22-000065 · form4.xml · derivative · entry 1

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,309

Underlying: Common Stock · 882 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

SEC source: 0001518621-22-000051 · form4.xml · derivative · entry 1

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,427

Underlying: Common Stock · 810 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

SEC source: 0001518621-22-000047 · form4.xml · derivative · entry 1

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,617

Underlying: Common Stock · 706 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

SEC source: 0001518621-22-000035 · form4.xml · derivative · entry 1

Morabito Paula · CIK 0001726294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,220

Underlying: Common Stock · 4,615 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

SEC source: 0001518621-22-000033 · form4.xml · derivative · entry 1

FILIPPS FRANK P · CIK 0001188562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,164

Underlying: Common Stock · 4,615 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

SEC source: 0001518621-22-000031 · form4.xml · derivative · entry 1

Bitting W Coleman · CIK 0001526170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,164

Underlying: Common Stock · 4,615 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

SEC source: 0001518621-22-000029 · form4.xml · derivative · entry 4

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,911

Underlying: Common Stock · 4,750 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The reported shares represent deferred stock units granted in lieu of cash compensation. The shares are issuable on the earlier to occur of death, disability, a change in control or separation from service.

F4 · derivative.expiration_date: The reported shares represent deferred stock units granted in lieu of cash compensation. The shares are issuable on the earlier to occur of death, disability, a change in control or separation from service.

SEC source: 0001518621-22-000029 · form4.xml · derivative · entry 3

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,161

Underlying: Common Stock · 4,615 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

SEC source: 0001518621-22-000029 · form4.xml · derivative · entry 2

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,546

Underlying: Common Stock · 718 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

SEC source: 0001518621-22-000027 · form4.xml · derivative · entry 6

Haas G Hunter IV · CIK 0001432283 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,953.5

Underlying: Common Stock · 58,947 shares

Expires not disclosed

F7 · derivative.exercise_price: Performance units issued under the 2021 Equity Incentive Compensation Plan and the 2017 Long-Term Incentive Compensation Plan, the 2019 Long-Term Incentive Compensation Plan and the 2021 Long Term Incentive Compensation Plan. Each performance unit represents a contingent right to receive one share of the Issuer's common stock. The performance units are earned at the rate of 10% per quarter commencing with the quarter ending March 31, 2023 and concluding with the quarter ending June 30, 2025. The number of performance units actually earned by the Reporting Person is subject to adjustment based on the Issuer's achievement of certain performance goals as set forth in a performance unit award agreement by and between the Issuer and the Reporting Person.

F7 · derivative.exercise_date: Performance units issued under the 2021 Equity Incentive Compensation Plan and the 2017 Long-Term Incentive Compensation Plan, the 2019 Long-Term Incentive Compensation Plan and the 2021 Long Term Incentive Compensation Plan. Each performance unit represents a contingent right to receive one share of the Issuer's common stock. The performance units are earned at the rate of 10% per quarter commencing with the quarter ending March 31, 2023 and concluding with the quarter ending June 30, 2025. The number of performance units actually earned by the Reporting Person is subject to adjustment based on the Issuer's achievement of certain performance goals as set forth in a performance unit award agreement by and between the Issuer and the Reporting Person.

F7 · derivative.expiration_date: Performance units issued under the 2021 Equity Incentive Compensation Plan and the 2017 Long-Term Incentive Compensation Plan, the 2019 Long-Term Incentive Compensation Plan and the 2021 Long Term Incentive Compensation Plan. Each performance unit represents a contingent right to receive one share of the Issuer's common stock. The performance units are earned at the rate of 10% per quarter commencing with the quarter ending March 31, 2023 and concluding with the quarter ending June 30, 2025. The number of performance units actually earned by the Reporting Person is subject to adjustment based on the Issuer's achievement of certain performance goals as set forth in a performance unit award agreement by and between the Issuer and the Reporting Person.

SEC source: 0001518621-22-000027 · form4.xml · nonDerivative · entry 4

Haas G Hunter IV · CIK 0001432283 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,970

F5 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the awarding of shares that occurred on March 28, 2022.

F6 · price: The price represents the closing price of the Company's common stock on March 28, 2022.

SEC source: 0001518621-22-000027 · form4.xml · nonDerivative · entry 3

Haas G Hunter IV · CIK 0001432283 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,398

F4 · shares: Unrestricted shares of the Issuer's common stock issued under the 2021 Equity Incentive Compensation Plan and the 2017 Long-Term Incentive Compensation Plan, the 2019 Long-Term Incentive Compensation Plan and the 2021 Long-Term Incentive Compensation Plan.

SEC source: 0001518621-22-000025 · form4.xml · derivative · entry 5

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,786.5

Underlying: Common Stock · 77,352 shares

Expires not disclosed

F5 · derivative.exercise_price: Performance units issued under the 2021 Equity Incentive Compensation Plan and the 2017 Long-Term Incentive Compensation Plan, the 2019 Long-Term Incentive Compensation Plan and the 2021 Long Term Incentive Compensation Plan. Each performance unit represents a contingent right to receive one share of the Issuer's common stock. The performance units are earned at the rate of 10% per quarter commencing with the quarter ending March 31, 2023 and concluding with the quarter ending June 30, 2025. The number of performance units actually earned by the Reporting Person is subject to adjustment based on the Issuer's achievement of certain performance goals as set forth in a performance unit award agreement by and between the Issuer and the Reporting Person.

F5 · derivative.exercise_date: Performance units issued under the 2021 Equity Incentive Compensation Plan and the 2017 Long-Term Incentive Compensation Plan, the 2019 Long-Term Incentive Compensation Plan and the 2021 Long Term Incentive Compensation Plan. Each performance unit represents a contingent right to receive one share of the Issuer's common stock. The performance units are earned at the rate of 10% per quarter commencing with the quarter ending March 31, 2023 and concluding with the quarter ending June 30, 2025. The number of performance units actually earned by the Reporting Person is subject to adjustment based on the Issuer's achievement of certain performance goals as set forth in a performance unit award agreement by and between the Issuer and the Reporting Person.

F5 · derivative.expiration_date: Performance units issued under the 2021 Equity Incentive Compensation Plan and the 2017 Long-Term Incentive Compensation Plan, the 2019 Long-Term Incentive Compensation Plan and the 2021 Long Term Incentive Compensation Plan. Each performance unit represents a contingent right to receive one share of the Issuer's common stock. The performance units are earned at the rate of 10% per quarter commencing with the quarter ending March 31, 2023 and concluding with the quarter ending June 30, 2025. The number of performance units actually earned by the Reporting Person is subject to adjustment based on the Issuer's achievement of certain performance goals as set forth in a performance unit award agreement by and between the Issuer and the Reporting Person.

SEC source: 0001518621-22-000025 · form4.xml · nonDerivative · entry 3

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,484

F3 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the awarding of shares that occurred on March 28, 2022.

F4 · price: The price represents the closing price of the Company's common stock on March 28, 2022.

SEC source: 0001518621-22-000025 · form4.xml · nonDerivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,074

F2 · shares: Unrestricted shares of the Issuer's common stock issued under the 2021 Equity Incentive Compensation Plan and the 2017 Long-Term Incentive Compensation Plan, the 2019 Long-Term Incentive Compensation Plan and the 2021 Long-Term Incentive Compensation Plan.

SEC source: 0001518621-22-000027 · form4.xml · derivative · entry 5

Haas G Hunter IV · CIK 0001432283 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,006.5

Underlying: Common Stock · 4,778.5 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares represent 4,778 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on March 25, 2022.

F1 · derivative.exercise_date: These shares represent 4,778 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on March 25, 2022.

F1 · derivative.expiration_date: These shares represent 4,778 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on March 25, 2022.