ORC

SEC source: 0001437749-24-008685 · rdgdoc.xml · nonDerivative · entry 2

Haas G Hunter IV · CIK 0001432283 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,875

F2 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the awarding of shares that occurred on March 19, 2024.

F3 · price: This price represents the closing price of the Issuer's common stock on March 18, 2024.

SEC source: 0001437749-24-008685 · rdgdoc.xml · nonDerivative · entry 1

Haas G Hunter IV · CIK 0001432283 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,305

F1 · shares: Unrestricted shares of the Issuer's common stock issued under the 2021 Equity Incentive Compensation Plan and the 2019 Long-Term Incentive Compensation Plan, the 2021 Long-Term Incentive Compensation Plan and the 2023 Long-Term Incentive Compensation Plan.

SEC source: 0001437749-24-008687 · rdgdoc.xml · derivative · entry 3

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,182.6

Underlying: Common Stock · 12,761 shares

Expires not disclosed

F4 · derivative.exercise_price: Performance units issued under the 2021 Equity Incentive Compensation Plan and the 2019 Long-Term Incentive Compensation Plan, the 2021 Long-Term Incentive Compensation Plan and the 2023 Long Term Incentive Compensation Plan. Each performance unit represents a contingent right to receive one share of the Issuer's common stock. The performance units are earned at the rate of 10% per quarter commencing with the quarter ending March 31, 2025 and concluding with the quarter ending June 30, 2027. The number of performance units actually earned by the Reporting Person is subject to adjustment based on the Issuer's achievement of certain performance goals as set forth in a performance unit award agreement by and between the Issuer and the Reporting Person.

F4 · derivative.exercise_date: Performance units issued under the 2021 Equity Incentive Compensation Plan and the 2019 Long-Term Incentive Compensation Plan, the 2021 Long-Term Incentive Compensation Plan and the 2023 Long Term Incentive Compensation Plan. Each performance unit represents a contingent right to receive one share of the Issuer's common stock. The performance units are earned at the rate of 10% per quarter commencing with the quarter ending March 31, 2025 and concluding with the quarter ending June 30, 2027. The number of performance units actually earned by the Reporting Person is subject to adjustment based on the Issuer's achievement of certain performance goals as set forth in a performance unit award agreement by and between the Issuer and the Reporting Person.

F4 · derivative.expiration_date: Performance units issued under the 2021 Equity Incentive Compensation Plan and the 2019 Long-Term Incentive Compensation Plan, the 2021 Long-Term Incentive Compensation Plan and the 2023 Long Term Incentive Compensation Plan. Each performance unit represents a contingent right to receive one share of the Issuer's common stock. The performance units are earned at the rate of 10% per quarter commencing with the quarter ending March 31, 2025 and concluding with the quarter ending June 30, 2027. The number of performance units actually earned by the Reporting Person is subject to adjustment based on the Issuer's achievement of certain performance goals as set forth in a performance unit award agreement by and between the Issuer and the Reporting Person.

F5 · balance_after: The number of shares of common stock issuable upon the vesting of the remaining outstanding Performance Units was reduced as a result of the book value impairment event that occurred pursuant to the Company's Long Term Incentive Compensation Plans (the "Plans"). A book value impairment event occurs if the Company's book value per share declines by more than 15% during the quarter ended September 30, 2023 and the Company's book value per share decline from July 1, 2023 to December 31, 2023 was more than 10%. The Plans provide that if such a book value impairment event occurs, then the number of outstanding performance units that are outstanding as of the last day of such two quarter period shall be reduced by 15%.

SEC source: 0001437749-24-008687 · rdgdoc.xml · nonDerivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,532

F2 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the awarding of shares that occurred on March 19, 2024.

F3 · price: This price represents the closing price of the Issuer's common stock on March 18, 2024.

SEC source: 0001437749-24-008687 · rdgdoc.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,741

F1 · shares: Unrestricted shares of the Issuer's common stock issued under the 2021 Equity Incentive Compensation Plan and the 2019 Long-Term Incentive Compensation Plan, the 2021 Long-Term Incentive Compensation Plan and the 2023 Long-Term Incentive Compensation Plan.

SEC source: 0001437749-24-006288 · rdgdoc.xml · derivative · entry 1

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,930

Underlying: Common Stock · 595 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · shares: The reported shares represent deferred stock units issued in lieu of the Issuer's monthly dividend pursuant to the reporting person's election.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

SEC source: 0001437749-24-002830 · rdgdoc.xml · derivative · entry 1

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,335

Underlying: Common Stock · 517 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · shares: The reported shares represent deferred stock units issued in lieu of the Issuer's monthly dividend pursuant to the reporting person's election.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

SEC source: 0001437749-24-000679 · rdgdoc.xml · derivative · entry 1

Morabito Paula · CIK 0001726294 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,431

Underlying: Common Stock · 2,520 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

SEC source: 0001437749-24-000681 · rdgdoc.xml · derivative · entry 1

FILIPPS FRANK P · CIK 0001188562 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,620

Underlying: Common Stock · 2,520 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

SEC source: 0001437749-24-000683 · rdgdoc.xml · derivative · entry 1

Bitting W Coleman · CIK 0001526170 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,620

Underlying: Common Stock · 2,520 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

SEC source: 0001437749-24-000677 · rdgdoc.xml · derivative · entry 2

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,818

Underlying: Common Stock · 1,705 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F3 · shares: The reported shares represent deferred stock units granted in lieu of cash compensation.

F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

SEC source: 0001437749-24-000677 · rdgdoc.xml · derivative · entry 1

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,113

Underlying: Common Stock · 2,520 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

SEC source: 0001437749-23-035490 · rdgdoc.xml · derivative · entry 1

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,593

Underlying: Common Stock · 505 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · shares: The reported shares represent deferred stock units issued in lieu of the Issuer's monthly dividend pursuant to the reporting person's election.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

SEC source: 0001437749-25-010452 · rdgdoc.xml · nonDerivative · entry 5

Bitting W Coleman · CIK 0001526170 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,292

F1 · shares: Represents shares acquired through inadvertent automatic enrollment in a dividend reinvestment program within the personal brokerage account of the reporting person. On the applicable transaction dates, the reporting person was unaware of the automatic enrollment in the reinvestment program, and this Form 4 is consequently being filed late.

SEC source: 0001437749-23-035446 · rdgdoc.xml · derivative · entry 3

Haas G Hunter IV · CIK 0001432283 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,170.71

Underlying: Common Stock · 1,542.28 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares represent 690 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan, and 852 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Long Term Incentive Compensation Plan and 2021 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on December 22, 2023.

F1 · derivative.exercise_date: These shares represent 690 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan, and 852 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Long Term Incentive Compensation Plan and 2021 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on December 22, 2023.

F1 · derivative.expiration_date: These shares represent 690 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan, and 852 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Long Term Incentive Compensation Plan and 2021 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on December 22, 2023.

SEC source: 0001437749-23-035446 · rdgdoc.xml · nonDerivative · entry 2

Haas G Hunter IV · CIK 0001432283 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,415

F2 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of shares.

F3 · price: This price represents the closing price of the Issuer's common stock on December 22, 2023.

SEC source: 0001437749-23-035446 · rdgdoc.xml · nonDerivative · entry 1

Haas G Hunter IV · CIK 0001432283 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 690 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan, and 852 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Long Term Incentive Compensation Plan and 2021 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on December 22, 2023.

SEC source: 0001437749-23-035444 · rdgdoc.xml · derivative · entry 3

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,966.58

Underlying: Common Stock · 2,023.82 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares represent 906 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan, and 1,117 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Long Term Incentive Compensation Plan and 2021 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on December 22, 2023.

F1 · derivative.exercise_date: These shares represent 906 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan, and 1,117 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Long Term Incentive Compensation Plan and 2021 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on December 22, 2023.

F1 · derivative.expiration_date: These shares represent 906 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan, and 1,117 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Long Term Incentive Compensation Plan and 2021 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on December 22, 2023.

SEC source: 0001437749-23-035444 · rdgdoc.xml · nonDerivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,980

F2 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of shares.

F3 · price: This price represents the closing price of the Issuer's common stock on December 22, 2023.

SEC source: 0001437749-23-035444 · rdgdoc.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 906 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan, and 1,117 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Long Term Incentive Compensation Plan and 2021 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on December 22, 2023.

SEC source: 0001437749-23-034994 · rdgdoc.xml · nonDerivative · entry 3

Haas G Hunter IV · CIK 0001432283 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,450

SEC source: 0001437749-23-034994 · rdgdoc.xml · nonDerivative · entry 2

Haas G Hunter IV · CIK 0001432283 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,256

SEC source: 0001437749-23-034994 · rdgdoc.xml · nonDerivative · entry 1

Haas G Hunter IV · CIK 0001432283 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,532

SEC source: 0001437749-23-033432 · rdgdoc.xml · derivative · entry 1

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,088

Underlying: Common Stock · 584 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · shares: The reported shares represent deferred stock units issued in lieu of the Issuer's monthly dividend pursuant to the reporting person's election.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

SEC source: 0001437749-25-010452 · rdgdoc.xml · nonDerivative · entry 4

Bitting W Coleman · CIK 0001526170 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,286.634

F1 · shares: Represents shares acquired through inadvertent automatic enrollment in a dividend reinvestment program within the personal brokerage account of the reporting person. On the applicable transaction dates, the reporting person was unaware of the automatic enrollment in the reinvestment program, and this Form 4 is consequently being filed late.

SEC source: 0001437749-23-029827 · rdgdoc.xml · derivative · entry 1

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,504

Underlying: Common Stock · 838 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · shares: The reported shares represent deferred stock units issued in lieu of the Issuer's monthly dividend pursuant to the reporting person's election.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

SEC source: 0001437749-25-010452 · rdgdoc.xml · nonDerivative · entry 3

Bitting W Coleman · CIK 0001526170 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,279.296

F1 · shares: Represents shares acquired through inadvertent automatic enrollment in a dividend reinvestment program within the personal brokerage account of the reporting person. On the applicable transaction dates, the reporting person was unaware of the automatic enrollment in the reinvestment program, and this Form 4 is consequently being filed late.

SEC source: 0001437749-23-028218 · rdgdoc.xml · nonDerivative · entry 4

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,309

SEC source: 0001437749-23-028218 · rdgdoc.xml · nonDerivative · entry 3

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,309

SEC source: 0001437749-23-028218 · rdgdoc.xml · nonDerivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,309

SEC source: 0001437749-23-028218 · rdgdoc.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,809

SEC source: 0001437749-23-027554 · rdgdoc.xml · nonDerivative · entry 5

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,309

SEC source: 0001437749-23-027554 · rdgdoc.xml · nonDerivative · entry 4

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,809

SEC source: 0001437749-23-027554 · rdgdoc.xml · nonDerivative · entry 3

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,309

SEC source: 0001437749-23-027554 · rdgdoc.xml · nonDerivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,809

SEC source: 0001437749-23-027554 · rdgdoc.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,309

SEC source: 0001437749-23-027556 · rdgdoc.xml · derivative · entry 1

Morabito Paula · CIK 0001726294 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,911

Underlying: Common Stock · 2,497 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

SEC source: 0001437749-23-027558 · rdgdoc.xml · derivative · entry 1

FILIPPS FRANK P · CIK 0001188562 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,100

Underlying: Common Stock · 2,497 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

SEC source: 0001437749-23-027562 · rdgdoc.xml · derivative · entry 1

Bitting W Coleman · CIK 0001526170 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,100

Underlying: Common Stock · 2,497 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

SEC source: 0001437749-23-027560 · rdgdoc.xml · derivative · entry 2

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,666

Underlying: Common Stock · 1,512 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F3 · shares: The reported shares represent deferred stock units granted in lieu of cash compensation.

F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

SEC source: 0001437749-23-027560 · rdgdoc.xml · derivative · entry 1

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,154

Underlying: Common Stock · 2,497 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

SEC source: 0001437749-23-027035 · rdgdoc.xml · derivative · entry 1

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,657

Underlying: Common Stock · 578 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · shares: The reported shares represent deferred stock units issued in lieu of the Issuer's monthly dividend pursuant to the reporting person's election.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

SEC source: 0001437749-25-010452 · rdgdoc.xml · nonDerivative · entry 2

Bitting W Coleman · CIK 0001526170 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,267.928

F1 · shares: Represents shares acquired through inadvertent automatic enrollment in a dividend reinvestment program within the personal brokerage account of the reporting person. On the applicable transaction dates, the reporting person was unaware of the automatic enrollment in the reinvestment program, and this Form 4 is consequently being filed late.

SEC source: 0001437749-23-027043 · rdgdoc.xml · derivative · entry 3

Haas G Hunter IV · CIK 0001432283 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,712.99

Underlying: Common Stock · 1,542.28 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares represent 690 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan, and 852 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Long Term Incentive Compensation Plan and 2021 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 25, 2023.

F1 · derivative.exercise_date: These shares represent 690 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan, and 852 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Long Term Incentive Compensation Plan and 2021 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 25, 2023.

F1 · derivative.expiration_date: These shares represent 690 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan, and 852 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Long Term Incentive Compensation Plan and 2021 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 25, 2023.

SEC source: 0001437749-23-027043 · rdgdoc.xml · nonDerivative · entry 2

Haas G Hunter IV · CIK 0001432283 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,450

F2 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of shares.

F3 · price: This price represents the closing price of the Issuer's common stock on September 25, 2023.

SEC source: 0001437749-23-027043 · rdgdoc.xml · nonDerivative · entry 1

Haas G Hunter IV · CIK 0001432283 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 690 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan, and 852 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Long Term Incentive Compensation Plan and 2021 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 25, 2023.

SEC source: 0001437749-23-027047 · rdgdoc.xml · derivative · entry 3

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,990.4

Underlying: Common Stock · 2,023.82 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares represent 906 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan, and 1,117 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Long Term Incentive Compensation Plan and 2021 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 25, 2023.

F1 · derivative.exercise_date: These shares represent 906 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan, and 1,117 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Long Term Incentive Compensation Plan and 2021 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 25, 2023.

F1 · derivative.expiration_date: These shares represent 906 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan, and 1,117 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Long Term Incentive Compensation Plan and 2021 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 25, 2023.

SEC source: 0001437749-23-027047 · rdgdoc.xml · nonDerivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,309

F2 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of shares.

F3 · price: This price represents the closing price of the Issuer's common stock on September 25, 2023.

SEC source: 0001437749-23-027047 · rdgdoc.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 906 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 22, 2021 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2020 Long Term Equity Incentive Compensation Plan, and 1,117 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Long Term Incentive Compensation Plan and 2021 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 25, 2023.

SEC source: 0001437749-24-030205 · rdgdoc.xml · nonDerivative · entry 1

Haas G Hunter IV · CIK 0001432283 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 724 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Equity Incentive Plan and 2021 Long Term Equity Incentive Compensation Plan, and 1,842 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 13, 2023 pursuant to the Issuer's 2021 Equity Incentive Plan and 2022 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 25, 2024.