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ORC

Orchid Island Capital, Inc.

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Tapewire entity
4781
SEC CIK
0001518621
Parsed reports
346

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 26, 2025 Filed Dec 29, 2025 13:12 UTC
Cauley Robert EDirector · Chief Executive Officer
Exercise / conversionPerformance Units · Derivative 3,694.18 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-038779 · rdgdoc.xml · derivative · entry 3

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,492.74

Underlying: Common Stock · 3,694.18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares represent 2,418 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 13, 2023 pursuant to the Issuer's 2021 Equity Incentive Plan and 2022 Long Term Equity Incentive Compensation Plan, and 1,276 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 19, 2024 pursuant to the Issuer's 2021 Equity Incentive Plan and 2023 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on December 24, 2025.

F1 · derivative.exercise_date: These shares represent 2,418 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 13, 2023 pursuant to the Issuer's 2021 Equity Incentive Plan and 2022 Long Term Equity Incentive Compensation Plan, and 1,276 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 19, 2024 pursuant to the Issuer's 2021 Equity Incentive Plan and 2023 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on December 24, 2025.

F1 · derivative.expiration_date: These shares represent 2,418 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 13, 2023 pursuant to the Issuer's 2021 Equity Incentive Plan and 2022 Long Term Equity Incentive Compensation Plan, and 1,276 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 19, 2024 pursuant to the Issuer's 2021 Equity Incentive Plan and 2023 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on December 24, 2025.

Read SEC document
December 26, 2025 Filed Dec 29, 2025 13:12 UTC
Cauley Robert EDirector · Chief Executive Officer
Tax withholdingCommon Stock 753 $7.35 $5,534.55
Disclosure

SEC source: 0001437749-25-038779 · rdgdoc.xml · nonDerivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,495

F2 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of shares.

F3 · price: This price represents the closing price of the Issuer's common stock on December 24, 2025.

Read SEC document
December 26, 2025 Filed Dec 29, 2025 13:12 UTC
Cauley Robert EDirector · Chief Executive Officer
Exercise / conversionCommon Stock 3,694 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-038779 · rdgdoc.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 2,418 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 13, 2023 pursuant to the Issuer's 2021 Equity Incentive Plan and 2022 Long Term Equity Incentive Compensation Plan, and 1,276 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 19, 2024 pursuant to the Issuer's 2021 Equity Incentive Plan and 2023 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on December 24, 2025.

Read SEC document
November 28, 2025 Filed Dec 1, 2025 21:15 UTC
Parker Ava LDirector
GrantDeferred Stock Units · Derivative 1,615 $7.29 $11,773.35
Disclosure

SEC source: 0001437749-25-036545 · rdgdoc.xml · derivative · entry 1

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,745

Underlying: Common Stock · 1,615 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · shares: The reported shares represent deferred stock units issued in lieu of the Issuer's monthly dividend pursuant to the reporting person's election.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

Read SEC document
October 31, 2025 Filed Nov 3, 2025 21:26 UTC
Parker Ava LDirector
GrantDeferred Stock Units · Derivative 1,494 $7.31 $10,921.14
Disclosure

SEC source: 0001437749-25-032784 · rdgdoc.xml · derivative · entry 1

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,130

Underlying: Common Stock · 1,494 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · shares: The reported shares represent deferred stock units issued in lieu of the Issuer's monthly dividend pursuant to the reporting person's election.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

Read SEC document
October 01, 2025 Filed Oct 2, 2025 20:28 UTC GrantDeferred Stock Units · Derivative 3,566 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-030337 · rdgdoc.xml · derivative · entry 1

Morabito Paula · CIK 0001726294 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,067

Underlying: Common Stock · 3,566 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

Read SEC document
October 01, 2025 Filed Oct 2, 2025 20:32 UTC GrantDeferred Stock Units · Derivative 3,566 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-030341 · rdgdoc.xml · derivative · entry 1

FILIPPS FRANK P · CIK 0001188562 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,256

Underlying: Common Stock · 3,566 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

Read SEC document
October 01, 2025 Filed Oct 2, 2025 20:25 UTC GrantDeferred Stock Units · Derivative 3,566 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-030334 · rdgdoc.xml · derivative · entry 1

Bitting W Coleman · CIK 0001526170 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,256

Underlying: Common Stock · 3,566 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

Read SEC document
October 01, 2025 Filed Oct 2, 2025 20:23 UTC
Parker Ava LDirector
GrantDeferred Stock Units · Derivative 2,050 $7.01 $14,370.50
Disclosure

SEC source: 0001437749-25-030329 · rdgdoc.xml · derivative · entry 3

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,636

Underlying: Common Stock · 2,050 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F4 · shares: The reported shares represent deferred stock units granted in lieu of cash compensation.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

Read SEC document
October 01, 2025 Filed Oct 2, 2025 20:23 UTC
Parker Ava LDirector
GrantDeferred Stock Units · Derivative 3,566 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-030329 · rdgdoc.xml · derivative · entry 2

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,586

Underlying: Common Stock · 3,566 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

Read SEC document
September 30, 2025 Filed Oct 2, 2025 20:23 UTC
Parker Ava LDirector
GrantDeferred Stock Units · Derivative 1,553 $6.91 $10,731.23
Disclosure

SEC source: 0001437749-25-030329 · rdgdoc.xml · derivative · entry 1

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,020

Underlying: Common Stock · 1,553 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · shares: The reported shares represent deferred stock units issued in lieu of the Issuer's monthly dividend pursuant to the reporting person's election.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

Read SEC document
September 26, 2025 Filed Sep 30, 2025 20:36 UTC
Haas G Hunter IVDirector · Chief Financial Officer
Exercise / conversionPerformance Units · Derivative 3,031.72 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-030123 · rdgdoc.xml · derivative · entry 3

Haas G Hunter IV · CIK 0001432283 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,851.11

Underlying: Common Stock · 3,031.72 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares represent 1,842 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 13, 2023 pursuant to the Issuer's 2021 Equity Incentive Plan and 2022 Long Term Equity Incentive Compensation Plan, and 1,189 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 19, 2024 pursuant to the Issuer's 2021 Equity Incentive Plan and 2023 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 25, 2025.

F1 · derivative.exercise_date: These shares represent 1,842 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 13, 2023 pursuant to the Issuer's 2021 Equity Incentive Plan and 2022 Long Term Equity Incentive Compensation Plan, and 1,189 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 19, 2024 pursuant to the Issuer's 2021 Equity Incentive Plan and 2023 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 25, 2025.

F1 · derivative.expiration_date: These shares represent 1,842 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 13, 2023 pursuant to the Issuer's 2021 Equity Incentive Plan and 2022 Long Term Equity Incentive Compensation Plan, and 1,189 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 19, 2024 pursuant to the Issuer's 2021 Equity Incentive Plan and 2023 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 25, 2025.

Read SEC document
September 26, 2025 Filed Sep 30, 2025 20:36 UTC
Haas G Hunter IVDirector · Chief Financial Officer
Tax withholdingCommon Stock 1,133 $6.99 $7,919.67
Disclosure

SEC source: 0001437749-25-030123 · rdgdoc.xml · nonDerivative · entry 2

Haas G Hunter IV · CIK 0001432283 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,600

F2 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of shares.

F3 · price: The price represents the closing price of the Company's common stock on September 25, 2025.

Read SEC document
September 26, 2025 Filed Sep 30, 2025 20:36 UTC
Haas G Hunter IVDirector · Chief Financial Officer
Exercise / conversionCommon Stock 3,031 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-030123 · rdgdoc.xml · nonDerivative · entry 1

Haas G Hunter IV · CIK 0001432283 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 1,842 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 13, 2023 pursuant to the Issuer's 2021 Equity Incentive Plan and 2022 Long Term Equity Incentive Compensation Plan, and 1,189 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 19, 2024 pursuant to the Issuer's 2021 Equity Incentive Plan and 2023 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 25, 2025.

Read SEC document
September 26, 2025 Filed Sep 30, 2025 20:35 UTC
Cauley Robert EDirector · Chief Executive Officer
Exercise / conversionPerformance Units · Derivative 3,694.18 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-030121 · rdgdoc.xml · derivative · entry 3

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,186.92

Underlying: Common Stock · 3,694.18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares represent 2,418 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 13, 2023 pursuant to the Issuer's 2021 Equity Incentive Plan and 2022 Long Term Equity Incentive Compensation Plan, and 1,276 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 19, 2024 pursuant to the Issuer's 2021 Equity Incentive Plan and 2023 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 25, 2025.

F1 · derivative.exercise_date: These shares represent 2,418 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 13, 2023 pursuant to the Issuer's 2021 Equity Incentive Plan and 2022 Long Term Equity Incentive Compensation Plan, and 1,276 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 19, 2024 pursuant to the Issuer's 2021 Equity Incentive Plan and 2023 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 25, 2025.

F1 · derivative.expiration_date: These shares represent 2,418 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 13, 2023 pursuant to the Issuer's 2021 Equity Incentive Plan and 2022 Long Term Equity Incentive Compensation Plan, and 1,276 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 19, 2024 pursuant to the Issuer's 2021 Equity Incentive Plan and 2023 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 25, 2025.

Read SEC document
September 26, 2025 Filed Sep 30, 2025 20:35 UTC
Cauley Robert EDirector · Chief Executive Officer
Tax withholdingCommon Stock 742 $6.99 $5,186.58
Disclosure

SEC source: 0001437749-25-030121 · rdgdoc.xml · nonDerivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,554

F2 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of shares.

F3 · price: This price represents the closing price of the Issuer's common stock on September 25, 2025.

Read SEC document
September 26, 2025 Filed Sep 30, 2025 20:35 UTC
Cauley Robert EDirector · Chief Executive Officer
Exercise / conversionCommon Stock 3,694 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-030121 · rdgdoc.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 2,418 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 13, 2023 pursuant to the Issuer's 2021 Equity Incentive Plan and 2022 Long Term Equity Incentive Compensation Plan, and 1,276 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 19, 2024 pursuant to the Issuer's 2021 Equity Incentive Plan and 2023 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on September 25, 2025.

Read SEC document
August 28, 2025 Filed Sep 2, 2025 20:13 UTC
Parker Ava LDirector
GrantDeferred Stock Units · Derivative 1,493 $7.07 $10,555.51
Disclosure

SEC source: 0001437749-25-028145 · rdgdoc.xml · derivative · entry 1

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,467

Underlying: Common Stock · 1,493 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · shares: The reported shares represent deferred stock units issued in lieu of the Issuer's monthly dividend pursuant to the reporting person's election.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

Read SEC document
July 31, 2025 Filed Aug 4, 2025 20:08 UTC
Parker Ava LDirector
GrantDeferred Stock Units · Derivative 1,359 $7.15 $9,716.85
Disclosure

SEC source: 0001437749-25-024606 · rdgdoc.xml · derivative · entry 1

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,974

Underlying: Common Stock · 1,359 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · shares: The reported shares represent deferred stock units issued in lieu of the Issuer's monthly dividend pursuant to the reporting person's election.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 20:19 UTC GrantDeferred Stock Units · Derivative 3,566 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-021981 · rdgdoc.xml · derivative · entry 1

Morabito Paula · CIK 0001726294 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,501

Underlying: Common Stock · 3,566 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 20:15 UTC GrantDeferred Stock Units · Derivative 3,566 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-021975 · rdgdoc.xml · derivative · entry 1

FILIPPS FRANK P · CIK 0001188562 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,690

Underlying: Common Stock · 3,566 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 20:22 UTC
Parker Ava LDirector
GrantDeferred Stock Units · Derivative 2,050 $7.01 $14,370.50
Disclosure

SEC source: 0001437749-25-021988 · rdgdoc.xml · derivative · entry 3

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,615

Underlying: Common Stock · 2,050 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F4 · shares: The reported shares represent deferred stock units granted in lieu of cash compensation.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 20:22 UTC
Parker Ava LDirector
GrantDeferred Stock Units · Derivative 3,566 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-021988 · rdgdoc.xml · derivative · entry 2

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,865

Underlying: Common Stock · 3,566 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 20:13 UTC GrantDeferred Stock Units · Derivative 3,566 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-021968 · rdgdoc.xml · derivative · entry 1

Bitting W Coleman · CIK 0001526170 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,690

Underlying: Common Stock · 3,566 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 20:22 UTC
Parker Ava LDirector
GrantDeferred Stock Units · Derivative 1,359 $7.03 $9,553.77
Disclosure

SEC source: 0001437749-25-021988 · rdgdoc.xml · derivative · entry 1

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,999

Underlying: Common Stock · 1,359 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · shares: The reported shares represent deferred stock units issued in lieu of the Issuer's monthly dividend pursuant to the reporting person's election.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

Read SEC document
June 26, 2025 Filed Jun 26, 2025 21:17 UTC
Haas G Hunter IVDirector · Chief Financial Officer
Exercise / conversionPerformance Units · Derivative 3,755.73 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-021359 · rdgdoc.xml · derivative · entry 3

Haas G Hunter IV · CIK 0001432283 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,882.83

Underlying: Common Stock · 3,755.73 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares represent 724 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Equity Incentive Plan and 2021 Long Term Equity Incentive Compensation Plan, 1,842 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 13, 2023 pursuant to the Issuer's 2021 Equity Incentive Plan and 2022 Long Term Equity Incentive Compensation Plan, and 1,189 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 19, 2024 pursuant to the Issuer's 2021 Equity Incentive Plan and 2023 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on June 25, 2025.

F1 · derivative.exercise_date: These shares represent 724 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Equity Incentive Plan and 2021 Long Term Equity Incentive Compensation Plan, 1,842 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 13, 2023 pursuant to the Issuer's 2021 Equity Incentive Plan and 2022 Long Term Equity Incentive Compensation Plan, and 1,189 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 19, 2024 pursuant to the Issuer's 2021 Equity Incentive Plan and 2023 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on June 25, 2025.

F1 · derivative.expiration_date: These shares represent 724 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Equity Incentive Plan and 2021 Long Term Equity Incentive Compensation Plan, 1,842 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 13, 2023 pursuant to the Issuer's 2021 Equity Incentive Plan and 2022 Long Term Equity Incentive Compensation Plan, and 1,189 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 19, 2024 pursuant to the Issuer's 2021 Equity Incentive Plan and 2023 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on June 25, 2025.

Read SEC document
June 26, 2025 Filed Jun 26, 2025 21:17 UTC
Haas G Hunter IVDirector · Chief Financial Officer
Tax withholdingCommon Stock 1,403 $7.01 $9,835.03
Disclosure

SEC source: 0001437749-25-021359 · rdgdoc.xml · nonDerivative · entry 2

Haas G Hunter IV · CIK 0001432283 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,702

F2 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of shares.

F3 · price: The price represents the closing price of the Company's common stock on June 25, 2025.

Read SEC document
June 26, 2025 Filed Jun 26, 2025 21:17 UTC
Haas G Hunter IVDirector · Chief Financial Officer
Exercise / conversionCommon Stock 3,755 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-021359 · rdgdoc.xml · nonDerivative · entry 1

Haas G Hunter IV · CIK 0001432283 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 724 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Equity Incentive Plan and 2021 Long Term Equity Incentive Compensation Plan, 1,842 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 13, 2023 pursuant to the Issuer's 2021 Equity Incentive Plan and 2022 Long Term Equity Incentive Compensation Plan, and 1,189 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 19, 2024 pursuant to the Issuer's 2021 Equity Incentive Plan and 2023 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on June 25, 2025.

Read SEC document
June 26, 2025 Filed Jun 26, 2025 21:15 UTC
Cauley Robert EDirector · Chief Executive Officer
Exercise / conversionPerformance Units · Derivative 4,644.26 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-021356 · rdgdoc.xml · derivative · entry 3

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,881.1

Underlying: Common Stock · 4,644.26 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares represent 950 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Equity Incentive Plan and 2021 Long Term Equity Incentive Compensation Plan, 2,418 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 13, 2023 pursuant to the Issuer's 2021 Equity Incentive Plan and 2022 Long Term Equity Incentive Compensation Plan, and 1,276 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 19, 2024 pursuant to the Issuer's 2021 Equity Incentive Plan and 2023 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on June 25, 2025.

F1 · derivative.exercise_date: These shares represent 950 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Equity Incentive Plan and 2021 Long Term Equity Incentive Compensation Plan, 2,418 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 13, 2023 pursuant to the Issuer's 2021 Equity Incentive Plan and 2022 Long Term Equity Incentive Compensation Plan, and 1,276 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 19, 2024 pursuant to the Issuer's 2021 Equity Incentive Plan and 2023 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on June 25, 2025.

F1 · derivative.expiration_date: These shares represent 950 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Equity Incentive Plan and 2021 Long Term Equity Incentive Compensation Plan, 2,418 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 13, 2023 pursuant to the Issuer's 2021 Equity Incentive Plan and 2022 Long Term Equity Incentive Compensation Plan, and 1,276 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 19, 2024 pursuant to the Issuer's 2021 Equity Incentive Plan and 2023 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on June 25, 2025.

Read SEC document
June 26, 2025 Filed Jun 26, 2025 21:15 UTC
Cauley Robert EDirector · Chief Executive Officer
Tax withholdingCommon Stock 993 $7.01 $6,960.93
Disclosure

SEC source: 0001437749-25-021356 · rdgdoc.xml · nonDerivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,602

F2 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of shares.

F3 · price: This price represents the closing price of the Issuer's common stock on June 25, 2025.

Read SEC document
June 26, 2025 Filed Jun 26, 2025 21:15 UTC
Cauley Robert EDirector · Chief Executive Officer
Exercise / conversionCommon Stock 4,644 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-021356 · rdgdoc.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 950 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Equity Incentive Plan and 2021 Long Term Equity Incentive Compensation Plan, 2,418 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 13, 2023 pursuant to the Issuer's 2021 Equity Incentive Plan and 2022 Long Term Equity Incentive Compensation Plan, and 1,276 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 19, 2024 pursuant to the Issuer's 2021 Equity Incentive Plan and 2023 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on June 25, 2025.

Read SEC document
May 30, 2025 Filed Jun 2, 2025 20:59 UTC
Parker Ava LDirector
GrantDeferred Stock Units · Derivative 1,334 $7.04 $9,391.36
Disclosure

SEC source: 0001437749-25-019184 · rdgdoc.xml · derivative · entry 1

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,640

Underlying: Common Stock · 1,334 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · shares: The reported shares represent deferred stock units issued in lieu of the Issuer's monthly dividend pursuant to the reporting person's election.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

Read SEC document
April 30, 2025 Filed May 1, 2025 20:34 UTC
Parker Ava LDirector
GrantDeferred Stock Units · Derivative 1,176 $7.33 $8,620.08
Disclosure

SEC source: 0001437749-25-014116 · rdgdoc.xml · derivative · entry 1

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,306

Underlying: Common Stock · 1,176 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · shares: The reported shares represent deferred stock units issued in lieu of the Issuer's monthly dividend pursuant to the reporting person's election.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

Read SEC document
April 01, 2025 Filed Apr 1, 2025 20:13 UTC GrantDeferred Stock Units · Derivative 3,324 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-010461 · rdgdoc.xml · derivative · entry 1

Morabito Paula · CIK 0001726294 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,935

Underlying: Common Stock · 3,324 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

Read SEC document
April 01, 2025 Filed Apr 1, 2025 20:07 UTC GrantDeferred Stock Units · Derivative 3,324 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-010454 · rdgdoc.xml · derivative · entry 1

FILIPPS FRANK P · CIK 0001188562 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,124

Underlying: Common Stock · 3,324 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

Read SEC document
April 01, 2025 Filed Apr 1, 2025 20:10 UTC
Parker Ava LDirector
GrantDeferred Stock Units · Derivative 1,912 $7.52 $14,378.24
Disclosure

SEC source: 0001437749-25-010456 · rdgdoc.xml · derivative · entry 3

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,130

Underlying: Common Stock · 1,912 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F4 · shares: The reported shares represent deferred stock units granted in lieu of cash compensation.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

Read SEC document
April 01, 2025 Filed Apr 1, 2025 20:10 UTC
Parker Ava LDirector
GrantDeferred Stock Units · Derivative 3,324 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-010456 · rdgdoc.xml · derivative · entry 2

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,218

Underlying: Common Stock · 3,324 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

Read SEC document
April 01, 2025 Filed Apr 1, 2025 20:06 UTC GrantDeferred Stock Units · Derivative 3,324 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-010452 · rdgdoc.xml · derivative · entry 6

Bitting W Coleman · CIK 0001526170 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,124

Underlying: Common Stock · 3,324 shares

Expires not disclosed

F2 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

Read SEC document
March 31, 2025 Filed Apr 1, 2025 20:10 UTC
Parker Ava LDirector
GrantDeferred Stock Units · Derivative 1,108 $7.66 $8,487.28
Disclosure

SEC source: 0001437749-25-010456 · rdgdoc.xml · derivative · entry 1

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,894

Underlying: Common Stock · 1,108 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · shares: The reported shares represent deferred stock units issued in lieu of the Issuer's monthly dividend pursuant to the reporting person's election.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

Read SEC document
March 27, 2025 Filed Mar 31, 2025 22:31 UTC
Haas G Hunter IVDirector · Chief Financial Officer
Exercise / conversionPerformance Units · Derivative 3,755.73 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-010315 · rdgdoc.xml · derivative · entry 3

Haas G Hunter IV · CIK 0001432283 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,638.56

Underlying: Common Stock · 3,755.73 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares represent 724 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Equity Incentive Plan and 2021 Long Term Equity Incentive Compensation Plan, 1,842 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 13, 2023 pursuant to the Issuer's 2021 Equity Incentive Plan and 2022 Long Term Equity Incentive Compensation Plan, and 1,189 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 19, 2024 pursuant to the Issuer's 2021 Equity Incentive Plan and 2023 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on March 26, 2025.

F1 · derivative.exercise_date: These shares represent 724 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Equity Incentive Plan and 2021 Long Term Equity Incentive Compensation Plan, 1,842 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 13, 2023 pursuant to the Issuer's 2021 Equity Incentive Plan and 2022 Long Term Equity Incentive Compensation Plan, and 1,189 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 19, 2024 pursuant to the Issuer's 2021 Equity Incentive Plan and 2023 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on March 26, 2025.

F1 · derivative.expiration_date: These shares represent 724 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Equity Incentive Plan and 2021 Long Term Equity Incentive Compensation Plan, 1,842 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 13, 2023 pursuant to the Issuer's 2021 Equity Incentive Plan and 2022 Long Term Equity Incentive Compensation Plan, and 1,189 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 19, 2024 pursuant to the Issuer's 2021 Equity Incentive Plan and 2023 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on March 26, 2025.

Read SEC document
March 27, 2025 Filed Mar 31, 2025 22:31 UTC
Haas G Hunter IVDirector · Chief Financial Officer
Tax withholdingCommon Stock 1,403 $7.98 $11,195.94
Disclosure

SEC source: 0001437749-25-010315 · rdgdoc.xml · nonDerivative · entry 2

Haas G Hunter IV · CIK 0001432283 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,350

F2 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of shares.

F3 · price: The price represents the closing price of the Company's common stock on March 26, 2025.

Read SEC document
March 27, 2025 Filed Mar 31, 2025 22:31 UTC
Haas G Hunter IVDirector · Chief Financial Officer
Exercise / conversionCommon Stock 3,755 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-010315 · rdgdoc.xml · nonDerivative · entry 1

Haas G Hunter IV · CIK 0001432283 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 724 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Equity Incentive Plan and 2021 Long Term Equity Incentive Compensation Plan, 1,842 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 13, 2023 pursuant to the Issuer's 2021 Equity Incentive Plan and 2022 Long Term Equity Incentive Compensation Plan, and 1,189 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 19, 2024 pursuant to the Issuer's 2021 Equity Incentive Plan and 2023 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on March 26, 2025.

Read SEC document
March 27, 2025 Filed Mar 31, 2025 22:33 UTC
Cauley Robert EDirector · Chief Executive Officer
Exercise / conversionPerformance Units · Derivative 4,644.26 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-010317 · rdgdoc.xml · derivative · entry 3

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,525.36

Underlying: Common Stock · 4,644.26 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares represent 950 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Equity Incentive Plan and 2021 Long Term Equity Incentive Compensation Plan, 2,418 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 13, 2023 pursuant to the Issuer's 2021 Equity Incentive Plan and 2022 Long Term Equity Incentive Compensation Plan, and 1,276 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 19, 2024 pursuant to the Issuer's 2021 Equity Incentive Plan and 2023 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on March 26, 2025.

F1 · derivative.exercise_date: These shares represent 950 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Equity Incentive Plan and 2021 Long Term Equity Incentive Compensation Plan, 2,418 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 13, 2023 pursuant to the Issuer's 2021 Equity Incentive Plan and 2022 Long Term Equity Incentive Compensation Plan, and 1,276 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 19, 2024 pursuant to the Issuer's 2021 Equity Incentive Plan and 2023 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on March 26, 2025.

F1 · derivative.expiration_date: These shares represent 950 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Equity Incentive Plan and 2021 Long Term Equity Incentive Compensation Plan, 2,418 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 13, 2023 pursuant to the Issuer's 2021 Equity Incentive Plan and 2022 Long Term Equity Incentive Compensation Plan, and 1,276 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 19, 2024 pursuant to the Issuer's 2021 Equity Incentive Plan and 2023 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on March 26, 2025.

Read SEC document
March 27, 2025 Filed Mar 31, 2025 22:33 UTC
Cauley Robert EDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,042 $7.98 $8,315.16
Disclosure

SEC source: 0001437749-25-010317 · rdgdoc.xml · nonDerivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,951

F2 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of shares.

F3 · price: This price represents the closing price of the Issuer's common stock on March 26, 2025.

Read SEC document
March 27, 2025 Filed Mar 31, 2025 22:33 UTC
Cauley Robert EDirector · Chief Executive Officer
Exercise / conversionCommon Stock 4,644 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-010317 · rdgdoc.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 950 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 28, 2022 pursuant to the Issuer's 2021 Equity Incentive Plan and 2021 Long Term Equity Incentive Compensation Plan, 2,418 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 13, 2023 pursuant to the Issuer's 2021 Equity Incentive Plan and 2022 Long Term Equity Incentive Compensation Plan, and 1,276 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 19, 2024 pursuant to the Issuer's 2021 Equity Incentive Plan and 2023 Long Term Equity Incentive Compensation Plan. Cash was paid in lieu of issuing fractional shares based on the closing price of the Company's common stock on March 26, 2025.

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February 28, 2025 Filed Mar 3, 2025 21:06 UTC
Parker Ava LDirector
GrantDeferred Stock Units · Derivative 959 $8.73 $8,372.07
Disclosure

SEC source: 0001437749-25-005912 · rdgdoc.xml · derivative · entry 1

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,786

Underlying: Common Stock · 959 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · shares: The reported shares represent deferred stock units issued in lieu of the Issuer's monthly dividend pursuant to the reporting person's election.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

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January 31, 2025 Filed Feb 3, 2025 21:47 UTC
Parker Ava LDirector
GrantDeferred Stock Units · Derivative 953 $8.03 $7,652.59
Disclosure

SEC source: 0001437749-25-002612 · rdgdoc.xml · derivative · entry 1

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,827

Underlying: Common Stock · 953 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · shares: The reported shares represent deferred stock units issued in lieu of the Issuer's monthly dividend pursuant to the reporting person's election.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

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January 02, 2025 Filed Jan 3, 2025 13:44 UTC GrantDeferred Stock Units · Derivative 3,213 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-000113 · rdgdoc.xml · derivative · entry 1

Morabito Paula · CIK 0001726294 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,611

Underlying: Common Stock · 3,213 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

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January 02, 2025 Filed Jan 3, 2025 13:47 UTC GrantDeferred Stock Units · Derivative 3,213 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-000117 · rdgdoc.xml · derivative · entry 1

FILIPPS FRANK P · CIK 0001188562 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,800

Underlying: Common Stock · 3,213 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

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January 02, 2025 Filed Jan 3, 2025 13:48 UTC GrantDeferred Stock Units · Derivative 3,213 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-000119 · rdgdoc.xml · derivative · entry 1

Bitting W Coleman · CIK 0001526170 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,800

Underlying: Common Stock · 3,213 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.