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Orchid Island Capital, Inc.

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4781
SEC CIK
0001518621
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346

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 27, 2017 Filed Feb 27, 2017 22:14 UTC
Cauley Robert EDirector · President, CEO
PurchaseCommon Stock 2,500 $9.68 $24,190.75
Disclosure

SEC source: 0001179110-17-003279 · edgar.xml · nonDerivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,431

Read SEC document
February 27, 2017 Filed Feb 27, 2017 22:14 UTC
Cauley Robert EDirector · President, CEO
PurchaseCommon Stock 5,000 $9.65 $48,250.00
Disclosure

SEC source: 0001179110-17-003279 · edgar.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,931

Read SEC document
January 31, 2017 Filed Feb 2, 2017 18:45 UTC GrantCommon Stock 407 $10.83 $4,407.81
Disclosure

SEC source: 0001179110-17-001555 · edgar.xml · nonDerivative · entry 1

HEUVELEN JOHN VAN · CIK 0001221440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,331

F1 · price: These shares were issued in consideration for service on the Issuer's Board of Directors at a price of $10.83 per share, which represents the closing price on December 31, 2016.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:46 UTC GrantCommon Stock 407 $10.83 $4,407.81
Disclosure

SEC source: 0001179110-17-001556 · edgar.xml · nonDerivative · entry 1

FILIPPS FRANK P · CIK 0001188562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,191

F1 · price: These shares were issued in consideration for service on the Issuer's Board of Directors at a price of $10.83 per share, which represents the closing price on December 31, 2016.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:46 UTC GrantCommon Stock 407 $10.83 $4,407.81
Disclosure

SEC source: 0001179110-17-001557 · edgar.xml · nonDerivative · entry 1

Bitting W Coleman · CIK 0001526170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,774.334

F1 · price: These shares were issued in consideration for service on the Issuer's Board of Directors at a price of $10.83 per share, which represents the closing price on December 31, 2016.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:45 UTC
Parker Ava LDirector
GrantCommon Stock 407 $10.83 $4,407.81
Disclosure

SEC source: 0001179110-17-001554 · edgar.xml · nonDerivative · entry 1

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,477

F1 · price: These shares were issued in consideration for service on the Issuer's Board of Directors at a price of $10.83 per share, which represents the closing price on December 31, 2016.

Read SEC document
December 30, 2016 Filed Jan 3, 2017 22:55 UTC
Haas G Hunter IVDirector · CFO, CIO and Secretary
Exercise / conversionCommon Stock 337 $10.83 $3,649.71
Disclosure

SEC source: 0001275477-17-000004 · form4.xml · nonDerivative · entry 5

Haas G Hunter IV · CIK 0001432283 · Director · CFO, CIO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,486.45

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 337 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on January 21, 2015 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2015 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2016 and concluding with the quarter ended June 30, 2018. The Reporting Person received cash in lieu of fractional shares.

F6 · price: The price represents the closing price of the Company's common stock on December 30, 2016.

Read SEC document
December 30, 2016 Filed Jan 3, 2017 22:52 UTC
Cauley Robert EDirector · President, CEO
Exercise / conversionCommon Stock 412 $10.83 $4,461.96
Disclosure

SEC source: 0001275477-17-000002 · form4.xml · nonDerivative · entry 3

Cauley Robert E · CIK 0001303084 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 412 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on January 21, 2015 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2015 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2016 and concluding with the quarter ended June 30, 2018. The Reporting Person received cash in lieu of fractional shares.

F5 · price: The price represents the closing price of the Company's common stock on December 30, 2016.

Read SEC document
November 28, 2016 Filed Nov 30, 2016 13:04 UTC SaleCommon Stock 1,790 $10.72 $19,188.80
Disclosure

SEC source: 0001275477-16-000211 · form4.xml · nonDerivative · entry 3

Bitting W Coleman · CIK 0001526170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,367.334

F1 · shares: The sole purpose of these transactions was to cause shares to be owned in the reporting person's tax deferred retirement accounts rather than his taxable account.

Read SEC document
November 28, 2016 Filed Nov 30, 2016 13:04 UTC PurchaseCommon Stock 1,754 $10.80 $18,943.20
Disclosure

SEC source: 0001275477-16-000211 · form4.xml · nonDerivative · entry 2

Bitting W Coleman · CIK 0001526170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,157.334

F1 · shares: The sole purpose of these transactions was to cause shares to be owned in the reporting person's tax deferred retirement accounts rather than his taxable account.

Read SEC document
November 28, 2016 Filed Nov 30, 2016 13:04 UTC PurchaseCommon Stock 48 $10.97 $526.56
Disclosure

SEC source: 0001275477-16-000211 · form4.xml · nonDerivative · entry 1

Bitting W Coleman · CIK 0001526170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,403.334

F1 · shares: The sole purpose of these transactions was to cause shares to be owned in the reporting person's tax deferred retirement accounts rather than his taxable account.

Read SEC document
November 14, 2016 Filed Nov 14, 2016 18:21 UTC GrantCommon Stock 719 $10.42 $7,491.98
Disclosure

SEC source: 0001275477-16-000203 · form4.xml · nonDerivative · entry 2

HEUVELEN JOHN VAN · CIK 0001221440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,924

F2 · shares: These shares were issued in consideration for service on the Issuer's Board of Directors at a price of $10.42 per share, which represents the closing price of the stock on September 30, 2016.

F2 · price: These shares were issued in consideration for service on the Issuer's Board of Directors at a price of $10.42 per share, which represents the closing price of the stock on September 30, 2016.

Read SEC document
November 14, 2016 Filed Nov 14, 2016 23:13 UTC GrantCommon Stock 719 $10.42 $7,491.98
Disclosure

SEC source: 0001275477-16-000198 · form4.xml · nonDerivative · entry 2

FILIPPS FRANK P · CIK 0001188562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,784

F2 · shares: These shares were issued in consideration for service on the Issuer's Board of Directors at a price of $10.42 per share, which represents the closing price of the stock on September 30, 2016.

F2 · price: These shares were issued in consideration for service on the Issuer's Board of Directors at a price of $10.42 per share, which represents the closing price of the stock on September 30, 2016.

Read SEC document
November 14, 2016 Filed Nov 14, 2016 23:11 UTC
Parker Ava LDirector
GrantCommon Stock 719 $10.42 $7,491.98
Disclosure

SEC source: 0001275477-16-000196 · form4.xml · nonDerivative · entry 2

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,070

F2 · shares: These shares were issued in consideration for service on the Issuer's Board of Directors at a price of $10.42 per share, which represents the closing price of the stock on September 30, 2016.

F2 · price: These shares were issued in consideration for service on the Issuer's Board of Directors at a price of $10.42 per share, which represents the closing price of the stock on September 30, 2016.

Read SEC document
November 14, 2016 Filed Nov 14, 2016 23:16 UTC GrantCommon Stock 719 $10.42 $7,491.98
Disclosure

SEC source: 0001275477-16-000200 · form4.xml · nonDerivative · entry 1

Bitting W Coleman · CIK 0001526170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,355.334

F1 · price: These shares were issued in consideration for service on the Issuer's Board of Directors at a price of $10.42 per share, which represents the closing price of the stock on September 30, 2016.

Read SEC document
September 30, 2016 Filed Jan 3, 2017 22:55 UTC
Haas G Hunter IVDirector · CFO, CIO and Secretary
Exercise / conversionCommon Stock 337 $10.42 $3,511.54
Disclosure

SEC source: 0001275477-17-000004 · form4.xml · nonDerivative · entry 4

Haas G Hunter IV · CIK 0001432283 · Director · CFO, CIO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,149

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 337 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on January 21, 2015 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2015 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2016 and concluding with the quarter ended June 30, 2018. The Reporting Person received cash in lieu of fractional shares.

F2 · shares: This small acquisition was exempt from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6.

F5 · price: The price represents the closing price of the Company's common stock on September 30, 2016.

Read SEC document
September 30, 2016 Filed Jan 3, 2017 22:55 UTC
Haas G Hunter IVDirector · CFO, CIO and Secretary
PurchaseCommon Stock 87 $10.50 $913.50
Disclosure

SEC source: 0001275477-17-000004 · form4.xml · nonDerivative · entry 3

Haas G Hunter IV · CIK 0001432283 · Director · CFO, CIO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,812

F2 · shares: This small acquisition was exempt from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6.

F3 · shares: These shares were purchased through an automatic re-investment of dividends in the Reporting Person's brokerage account.

Read SEC document
September 30, 2016 Filed Jan 3, 2017 22:52 UTC
Cauley Robert EDirector · President, CEO
Exercise / conversionCommon Stock 412 $10.42 $4,293.04
Disclosure

SEC source: 0001275477-17-000002 · form4.xml · nonDerivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 412 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on January 21, 2015 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2015 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2016 and concluding with the quarter ended June 30, 2018. The Reporting Person received cash in lieu of fractional shares.

F2 · shares: This small acquisition was exempt from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6.

F4 · price: The price represents the closing price of the Company's common stock on September 30, 2016.

Read SEC document
August 31, 2016 Filed Jan 3, 2017 22:55 UTC
Haas G Hunter IVDirector · CFO, CIO and Secretary
PurchaseCommon Stock 86 $10.53 $905.58
Disclosure

SEC source: 0001275477-17-000004 · form4.xml · nonDerivative · entry 2

Haas G Hunter IV · CIK 0001432283 · Director · CFO, CIO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,725

F2 · shares: This small acquisition was exempt from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6.

F3 · shares: These shares were purchased through an automatic re-investment of dividends in the Reporting Person's brokerage account.

Read SEC document
July 18, 2016 Filed Nov 14, 2016 18:21 UTC OtherCommon Stock 446 $10.68 $4,763.28
Disclosure

SEC source: 0001275477-16-000203 · form4.xml · nonDerivative · entry 1

HEUVELEN JOHN VAN · CIK 0001221440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,205

F1 · shares: These shares were issued in consideration for service on the Issuer's Board of Directors at a price of $10.68 per share, which represents the closing price of the stock on July 14, 2018. This small acquisition was exempt from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6.

F1 · price: These shares were issued in consideration for service on the Issuer's Board of Directors at a price of $10.68 per share, which represents the closing price of the stock on July 14, 2018. This small acquisition was exempt from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6.

Read SEC document
July 18, 2016 Filed Nov 14, 2016 23:13 UTC OtherCommon Stock 446 $10.68 $4,763.28
Disclosure

SEC source: 0001275477-16-000198 · form4.xml · nonDerivative · entry 1

FILIPPS FRANK P · CIK 0001188562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,065

F1 · shares: These shares were issued in consideration for service on the Issuer's Board of Directors at a price of $10.68 per share, which represents the closing price of the stock on July 14, 2018. This small acquisition was exempt from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6.

F1 · price: These shares were issued in consideration for service on the Issuer's Board of Directors at a price of $10.68 per share, which represents the closing price of the stock on July 14, 2018. This small acquisition was exempt from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6.

Read SEC document
July 18, 2016 Filed Nov 14, 2016 23:11 UTC
Parker Ava LDirector
OtherCommon Stock 446 $10.68 $4,763.28
Disclosure

SEC source: 0001275477-16-000196 · form4.xml · nonDerivative · entry 1

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,351

F1 · shares: These shares were issued in consideration for service on the Issuer's Board of Directors at a price of $10.68 per share, which represents the closing price of the stock on July 14, 2018. This small acquisition was exempt from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6.

F1 · price: These shares were issued in consideration for service on the Issuer's Board of Directors at a price of $10.68 per share, which represents the closing price of the stock on July 14, 2018. This small acquisition was exempt from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6.

Read SEC document
July 01, 2016 Filed Jan 3, 2017 22:55 UTC
Haas G Hunter IVDirector · CFO, CIO and Secretary
Exercise / conversionCommon Stock 337 $10.29 $3,467.73
Disclosure

SEC source: 0001275477-17-000004 · form4.xml · nonDerivative · entry 1

Haas G Hunter IV · CIK 0001432283 · Director · CFO, CIO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 337 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on January 21, 2015 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2015 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2016 and concluding with the quarter ended June 30, 2018. The Reporting Person received cash in lieu of fractional shares.

F2 · shares: This small acquisition was exempt from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6.

F4 · price: The price represents the closing price of the Company's common stock on June 30, 2016.

Read SEC document
July 01, 2016 Filed Jan 3, 2017 22:52 UTC
Cauley Robert EDirector · President, CEO
Exercise / conversionCommon Stock 412 $10.29 $4,239.48
Disclosure

SEC source: 0001275477-17-000002 · form4.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 412 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on January 21, 2015 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2015 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2016 and concluding with the quarter ended June 30, 2018. The Reporting Person received cash in lieu of fractional shares.

F2 · shares: This small acquisition was exempt from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6.

F3 · price: The price represents the closing price of the Company's common stock on June 30, 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.