Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2018 Filed Jan 3, 2019 22:51 UTC |
Cauley Robert EDirector · CEO
|
Exercise / conversionCommon Stock | 2,103 | $6.44 | $13,543.32 |
DisclosureSEC source: 0001275477-19-000004 · form4.xml · nonDerivative · entry 1 Cauley Robert E · CIK 0001303084 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent 2,103 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2016 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2015 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2017 and concluding with the quarter ended June 30, 2019. F3 · price: The price represents the closing price of the Company's common stock on December 28, 2018. Read SEC document |
| December 10, 2018 Filed Jan 7, 2019 21:39 UTC |
Morabito PaulaDirector
|
GrantDeferred Stock Units · Derivative | 38 | $0.00 | $0.00 |
DisclosureSEC source: 0001275477-19-000008 · form4.xml · derivative · entry 3 Morabito Paula · CIK 0001726294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,170 Underlying: Common Stock · 38 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| December 10, 2018 Filed Jan 7, 2019 21:37 UTC |
Parker Ava LDirector
|
GrantDeferred Stock Units · Derivative | 38 | $0.00 | $0.00 |
DisclosureSEC source: 0001275477-19-000006 · form4.xml · derivative · entry 3 Parker Ava L · CIK 0001526207 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,170 Underlying: Common Stock · 38 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| November 09, 2018 Filed Jan 7, 2019 21:39 UTC |
Morabito PaulaDirector
|
GrantDeferred Stock Units · Derivative | 37 | $0.00 | $0.00 |
DisclosureSEC source: 0001275477-19-000008 · form4.xml · derivative · entry 2 Morabito Paula · CIK 0001726294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,132 Underlying: Common Stock · 37 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| November 09, 2018 Filed Jan 7, 2019 21:37 UTC |
Parker Ava LDirector
|
GrantDeferred Stock Units · Derivative | 37 | $0.00 | $0.00 |
DisclosureSEC source: 0001275477-19-000006 · form4.xml · derivative · entry 2 Parker Ava L · CIK 0001526207 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,132 Underlying: Common Stock · 37 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| October 10, 2018 Filed Jan 7, 2019 21:39 UTC |
Morabito PaulaDirector
|
GrantDeferred Stock Units · Derivative | 17 | $0.00 | $0.00 |
DisclosureSEC source: 0001275477-19-000008 · form4.xml · derivative · entry 1 Morabito Paula · CIK 0001726294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,095 Underlying: Common Stock · 17 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| October 10, 2018 Filed Jan 7, 2019 21:37 UTC |
Parker Ava LDirector
|
GrantDeferred Stock Units · Derivative | 17 | $0.00 | $0.00 |
DisclosureSEC source: 0001275477-19-000006 · form4.xml · derivative · entry 1 Parker Ava L · CIK 0001526207 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,095 Underlying: Common Stock · 17 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 20:55 UTC |
Morabito PaulaDirector
|
GrantDeferred Stock Units · Derivative | 1,551 | $0.00 | $0.00 |
DisclosureSEC source: 0001275477-18-000135 · form4.xml · derivative · entry 3 Morabito Paula · CIK 0001726294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,078 Underlying: Common Stock · 1,551 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 20:52 UTC |
FILIPPS FRANK PDirector
|
GrantDeferred Stock Units · Derivative | 1,551 | $0.00 | $0.00 |
DisclosureSEC source: 0001275477-18-000131 · form4.xml · derivative · entry 1 FILIPPS FRANK P · CIK 0001188562 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,047 Underlying: Common Stock · 1,551 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 20:58 UTC |
Parker Ava LDirector
|
GrantDeferred Stock Units · Derivative | 1,551 | $0.00 | $0.00 |
DisclosureSEC source: 0001275477-18-000137 · form4.xml · derivative · entry 3 Parker Ava L · CIK 0001526207 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,078 Underlying: Common Stock · 1,551 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 20:53 UTC |
Bitting W ColemanDirector
|
GrantDeferred Stock Units · Derivative | 1,551 | $0.00 | $0.00 |
DisclosureSEC source: 0001275477-18-000133 · form4.xml · derivative · entry 1 Bitting W Coleman · CIK 0001526170 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,047 Underlying: Common Stock · 1,551 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:48 UTC |
Haas G Hunter IVDirector · CFO, CIO and Secretary
|
Tax withholdingCommon Stock | 920 | $7.25 | $6,670.00 |
DisclosureSEC source: 0001275477-18-000127 · form4.xml · nonDerivative · entry 3 Haas G Hunter IV · CIK 0001432283 · Director · CFO, CIO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,183 F4 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of shares that occurred on September 28, 2018. F3 · price: The price represents the closing price of the Company's common stock on September 27, 2018. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:48 UTC |
Haas G Hunter IVDirector · CFO, CIO and Secretary
|
Exercise / conversionCommon Stock | 615 | $7.25 | $4,458.75 |
DisclosureSEC source: 0001275477-18-000127 · form4.xml · nonDerivative · entry 2 Haas G Hunter IV · CIK 0001432283 · Director · CFO, CIO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These shares represent 615 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2017 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2016 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2018 and concluding with the quarter ended June 30, 2020. F3 · price: The price represents the closing price of the Company's common stock on September 27, 2018. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:48 UTC |
Haas G Hunter IVDirector · CFO, CIO and Secretary
|
Exercise / conversionCommon Stock | 1,721 | $7.25 | $12,477.25 |
DisclosureSEC source: 0001275477-18-000127 · form4.xml · nonDerivative · entry 1 Haas G Hunter IV · CIK 0001432283 · Director · CFO, CIO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,488 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent 1,721 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2016 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2015 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2017 and concluding with the quarter ended June 30, 2019. F3 · price: The price represents the closing price of the Company's common stock on September 27, 2018. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:50 UTC |
Cauley Robert EDirector · CEO
|
Exercise / conversionCommon Stock | 691 | $7.25 | $5,009.75 |
DisclosureSEC source: 0001275477-18-000129 · form4.xml · nonDerivative · entry 2 Cauley Robert E · CIK 0001303084 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These shares represent 691 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2017 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2016 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2018 and concluding with the quarter ended June 30, 2020. F3 · price: The price represents the closing price of the Company's common stock on September 27, 2018. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:50 UTC |
Cauley Robert EDirector · CEO
|
Exercise / conversionCommon Stock | 2,103 | $7.25 | $15,246.75 |
DisclosureSEC source: 0001275477-18-000129 · form4.xml · nonDerivative · entry 1 Cauley Robert E · CIK 0001303084 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,635 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent 2,103 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2016 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2015 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2017 and concluding with the quarter ended June 30, 2019. F3 · price: The price represents the closing price of the Company's common stock on September 27, 2018. Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 20:38 UTC |
Bitting W ColemanDirector
|
PurchaseCommon Stock | 330 | $7.45 | $2,458.50 |
DisclosureSEC source: 0001275477-18-000119 · form4.xml · nonDerivative · entry 3 Bitting W Coleman · CIK 0001526170 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,944.334 Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 20:38 UTC |
Bitting W ColemanDirector
|
PurchaseCommon Stock | 1,600 | $7.44 | $11,904.00 |
DisclosureSEC source: 0001275477-18-000119 · form4.xml · nonDerivative · entry 2 Bitting W Coleman · CIK 0001526170 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,614.334 Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 20:38 UTC |
Bitting W ColemanDirector
|
SaleCommon Stock | 1,880 | $7.43 | $13,968.40 |
DisclosureSEC source: 0001275477-18-000119 · form4.xml · nonDerivative · entry 1 Bitting W Coleman · CIK 0001526170 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,014.334 Read SEC document |
| September 10, 2018 Filed Oct 2, 2018 20:55 UTC |
Morabito PaulaDirector
|
GrantDeferred Stock Units · Derivative | 15 | $0.00 | $0.00 |
DisclosureSEC source: 0001275477-18-000135 · form4.xml · derivative · entry 2 Morabito Paula · CIK 0001726294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,527 Underlying: Common Stock · 15 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| September 10, 2018 Filed Oct 2, 2018 20:58 UTC |
Parker Ava LDirector
|
GrantDeferred Stock Units · Derivative | 15 | $0.00 | $0.00 |
DisclosureSEC source: 0001275477-18-000137 · form4.xml · derivative · entry 2 Parker Ava L · CIK 0001526207 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,527 Underlying: Common Stock · 15 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| August 10, 2018 Filed Oct 2, 2018 20:55 UTC |
Morabito PaulaDirector
|
GrantDeferred Stock Units · Derivative | 16 | $0.00 | $0.00 |
DisclosureSEC source: 0001275477-18-000135 · form4.xml · derivative · entry 1 Morabito Paula · CIK 0001726294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,512 Underlying: Common Stock · 16 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| August 10, 2018 Filed Oct 2, 2018 20:58 UTC |
Parker Ava LDirector
|
GrantDeferred Stock Units · Derivative | 16 | $0.00 | $0.00 |
DisclosureSEC source: 0001275477-18-000137 · form4.xml · derivative · entry 1 Parker Ava L · CIK 0001526207 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,512 Underlying: Common Stock · 16 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election. F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| July 03, 2018 Filed Jul 6, 2018 20:19 UTC |
Morabito PaulaDirector
|
GrantDeferred Stock Units · Derivative | 1,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001275477-18-000100 · form4.xml · derivative · entry 1 Morabito Paula · CIK 0001726294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,496 Underlying: Common Stock · 1,496 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| July 03, 2018 Filed Jul 6, 2018 20:09 UTC |
FILIPPS FRANK PDirector
|
GrantDeferred Stock Units · Derivative | 1,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001275477-18-000093 · form4.xml · derivative · entry 1 FILIPPS FRANK P · CIK 0001188562 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,496 Underlying: Common Stock · 1,496 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| July 03, 2018 Filed Jul 6, 2018 20:17 UTC |
Bitting W ColemanDirector
|
GrantDeferred Stock Units · Derivative | 1,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001275477-18-000098 · form4.xml · derivative · entry 1 Bitting W Coleman · CIK 0001526170 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,496 Underlying: Common Stock · 1,496 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| July 03, 2018 Filed Jul 6, 2018 20:14 UTC |
Parker Ava LDirector
|
GrantDeferred Stock Units · Derivative | 1,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001275477-18-000096 · form4.xml · derivative · entry 1 Parker Ava L · CIK 0001526207 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,496 Underlying: Common Stock · 1,496 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer. Read SEC document |
| June 29, 2018 Filed Jul 4, 2018 00:25 UTC |
Haas G Hunter IVDirector · CFO, CIO and Secretary
|
Tax withholdingCommon Stock | 1,053 | $7.50 | $7,897.50 |
DisclosureSEC source: 0001275477-18-000091 · form4.xml · nonDerivative · entry 4 Haas G Hunter IV · CIK 0001432283 · Director · CFO, CIO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,767 F5 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of shares that occurred on June 29, 2018. F4 · price: The price represents the closing price of the Company's common stock on June 28, 2018. Read SEC document |
| June 29, 2018 Filed Jul 4, 2018 00:25 UTC |
Haas G Hunter IVDirector · CFO, CIO and Secretary
|
Exercise / conversionCommon Stock | 615 | $7.50 | $4,612.50 |
DisclosureSEC source: 0001275477-18-000091 · form4.xml · nonDerivative · entry 3 Haas G Hunter IV · CIK 0001432283 · Director · CFO, CIO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,820 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These shares represent 615 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2017 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2016 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2018 and concluding with the quarter ended June 30, 2020. F4 · price: The price represents the closing price of the Company's common stock on June 28, 2018. Read SEC document |
| June 29, 2018 Filed Jul 4, 2018 00:25 UTC |
Haas G Hunter IVDirector · CFO, CIO and Secretary
|
Exercise / conversionCommon Stock | 1,722 | $7.50 | $12,915.00 |
DisclosureSEC source: 0001275477-18-000091 · form4.xml · nonDerivative · entry 2 Haas G Hunter IV · CIK 0001432283 · Director · CFO, CIO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,205 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These shares represent 1,722 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2016 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2015 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2017 and concluding with the quarter ended June 30, 2019. F4 · price: The price represents the closing price of the Company's common stock on June 28, 2018. Read SEC document |
| June 29, 2018 Filed Jul 4, 2018 00:25 UTC |
Haas G Hunter IVDirector · CFO, CIO and Secretary
|
Exercise / conversionCommon Stock | 337 | $7.50 | $2,527.50 |
DisclosureSEC source: 0001275477-18-000091 · form4.xml · nonDerivative · entry 1 Haas G Hunter IV · CIK 0001432283 · Director · CFO, CIO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,483 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent 337 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on January 21, 2015 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2016 and concluding with the quarter ended June 30, 2018. The Reporting Person received cash in lieu of fractional shares. F4 · price: The price represents the closing price of the Company's common stock on June 28, 2018. Read SEC document |
| June 29, 2018 Filed Jul 4, 2018 00:22 UTC |
Cauley Robert EDirector · CEO
|
Exercise / conversionCommon Stock | 691 | $7.50 | $5,182.50 |
DisclosureSEC source: 0001275477-18-000089 · form4.xml · nonDerivative · entry 3 Cauley Robert E · CIK 0001303084 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These shares represent 691 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2017 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2016 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2018 and concluding with the quarter ended June 30, 2020. F4 · price: The price represents the closing price of the Company's common stock on June 28, 2018. Read SEC document |
| June 29, 2018 Filed Jul 4, 2018 00:22 UTC |
Cauley Robert EDirector · CEO
|
Exercise / conversionCommon Stock | 2,104 | $7.50 | $15,780.00 |
DisclosureSEC source: 0001275477-18-000089 · form4.xml · nonDerivative · entry 2 Cauley Robert E · CIK 0001303084 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,841 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These shares represent 2,104 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2016 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2015 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2017 and concluding with the quarter ended June 30, 2019. F4 · price: The price represents the closing price of the Company's common stock on June 28, 2018. Read SEC document |
| June 29, 2018 Filed Jul 4, 2018 00:22 UTC |
Cauley Robert EDirector · CEO
|
Exercise / conversionCommon Stock | 412 | $7.50 | $3,090.00 |
DisclosureSEC source: 0001275477-18-000089 · form4.xml · nonDerivative · entry 1 Cauley Robert E · CIK 0001303084 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,737 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent 412 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on January 21, 2015 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2016 and concluding with the quarter ended June 30, 2018. The Reporting Person received cash in lieu of fractional shares. F4 · price: The price represents the closing price of the Company's common stock on June 28, 2018. Read SEC document |
| April 06, 2018 Filed Apr 10, 2018 20:25 UTC |
Haas G Hunter IVDirector · CFO, CIO and Secretary
|
GrantPerformance Units · Derivative | 9,389.8 | $7.45 | $69,954.01 |
DisclosureSEC source: 0001275477-18-000057 · form4.xml · derivative · entry 3 Haas G Hunter IV · CIK 0001432283 · Director · CFO, CIO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,870.69 Underlying: Common Stock · 9,389.8 shares Expires 2021-06-30 F4 · derivative.exercise_price: Each performance unit shall be settled by the issuance of one share of the Company's common stock, at which time the performance unit shall be cancelled. Each performance unit is subject to adjustment as set forth in a performance unit award agreement by and between the Issuer and the Reporting Person. F3 · shares: Performance units issued under the 2012 Long Term Incentive Compensation Plan and the 2017 Long-Term Equity Incentive Compensation Plan. The price is based on the market closing price on April 5, 2018. The performance units are earned at the rate of 10% per quarter commencing with the quarter ending March 31, 2019 and concluding with the quarter ending June 30, 2021. F4 · shares: Each performance unit shall be settled by the issuance of one share of the Company's common stock, at which time the performance unit shall be cancelled. Each performance unit is subject to adjustment as set forth in a performance unit award agreement by and between the Issuer and the Reporting Person. F3 · price: Performance units issued under the 2012 Long Term Incentive Compensation Plan and the 2017 Long-Term Equity Incentive Compensation Plan. The price is based on the market closing price on April 5, 2018. The performance units are earned at the rate of 10% per quarter commencing with the quarter ending March 31, 2019 and concluding with the quarter ending June 30, 2021. F3 · derivative.underlying_shares: Performance units issued under the 2012 Long Term Incentive Compensation Plan and the 2017 Long-Term Equity Incentive Compensation Plan. The price is based on the market closing price on April 5, 2018. The performance units are earned at the rate of 10% per quarter commencing with the quarter ending March 31, 2019 and concluding with the quarter ending June 30, 2021. F4 · derivative.underlying_shares: Each performance unit shall be settled by the issuance of one share of the Company's common stock, at which time the performance unit shall be cancelled. Each performance unit is subject to adjustment as set forth in a performance unit award agreement by and between the Issuer and the Reporting Person. F3 · balance_after: Performance units issued under the 2012 Long Term Incentive Compensation Plan and the 2017 Long-Term Equity Incentive Compensation Plan. The price is based on the market closing price on April 5, 2018. The performance units are earned at the rate of 10% per quarter commencing with the quarter ending March 31, 2019 and concluding with the quarter ending June 30, 2021. Read SEC document |
| April 06, 2018 Filed Apr 10, 2018 20:25 UTC |
Haas G Hunter IVDirector · CFO, CIO and Secretary
|
Tax withholdingCommon Stock | 2,918 | $7.45 | $21,739.10 |
DisclosureSEC source: 0001275477-18-000057 · form4.xml · nonDerivative · entry 2 Haas G Hunter IV · CIK 0001432283 · Director · CFO, CIO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,146 F2 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the grant of shares that occurred on April 6, 2018. F2 · price: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the grant of shares that occurred on April 6, 2018. Read SEC document |
| April 06, 2018 Filed Apr 10, 2018 20:25 UTC |
Haas G Hunter IVDirector · CFO, CIO and Secretary
|
GrantCommon Stock | 9,389 | $7.45 | $69,948.05 |
DisclosureSEC source: 0001275477-18-000057 · form4.xml · nonDerivative · entry 1 Haas G Hunter IV · CIK 0001432283 · Director · CFO, CIO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,064 F1 · shares: Shares of the Company's common stock issued under the 2012 Long Term Incentive Compensation Plan and the 2017 Long-Term Equity Incentive Compensation Plan. The price is based on the market closing price on April 5, 2018. F1 · price: Shares of the Company's common stock issued under the 2012 Long Term Incentive Compensation Plan and the 2017 Long-Term Equity Incentive Compensation Plan. The price is based on the market closing price on April 5, 2018. Read SEC document |
| April 06, 2018 Filed Apr 10, 2018 20:28 UTC |
Cauley Robert EDirector · CEO
|
GrantPerformance Units · Derivative | 11,476.5 | $7.45 | $85,499.93 |
DisclosureSEC source: 0001275477-18-000059 · form4.xml · derivative · entry 3 Cauley Robert E · CIK 0001303084 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,628.06 Underlying: Common Stock · 11,476.5 shares Expires 2021-06-30 F4 · derivative.exercise_price: Each performance unit shall be settled by the issuance of one share of the Company's common stock, at which time the performance unit shall be cancelled. Each performance unit is subject to adjustment as set forth in a performance unit award agreement by and between the Issuer and the Reporting Person. F3 · shares: Performance units issued under the 2012 Long Term Incentive Compensation Plan and the 2017 Long-Term Equity Incentive Compensation Plan. The price is based on the market closing price on April 5, 2018. The performance units are earned at the rate of 10% per quarter commencing with the quarter ending March 31, 2019 and concluding with the quarter ending June 30, 2021. F4 · shares: Each performance unit shall be settled by the issuance of one share of the Company's common stock, at which time the performance unit shall be cancelled. Each performance unit is subject to adjustment as set forth in a performance unit award agreement by and between the Issuer and the Reporting Person. F3 · price: Performance units issued under the 2012 Long Term Incentive Compensation Plan and the 2017 Long-Term Equity Incentive Compensation Plan. The price is based on the market closing price on April 5, 2018. The performance units are earned at the rate of 10% per quarter commencing with the quarter ending March 31, 2019 and concluding with the quarter ending June 30, 2021. F3 · derivative.underlying_shares: Performance units issued under the 2012 Long Term Incentive Compensation Plan and the 2017 Long-Term Equity Incentive Compensation Plan. The price is based on the market closing price on April 5, 2018. The performance units are earned at the rate of 10% per quarter commencing with the quarter ending March 31, 2019 and concluding with the quarter ending June 30, 2021. F4 · derivative.underlying_shares: Each performance unit shall be settled by the issuance of one share of the Company's common stock, at which time the performance unit shall be cancelled. Each performance unit is subject to adjustment as set forth in a performance unit award agreement by and between the Issuer and the Reporting Person. F3 · balance_after: Performance units issued under the 2012 Long Term Incentive Compensation Plan and the 2017 Long-Term Equity Incentive Compensation Plan. The price is based on the market closing price on April 5, 2018. The performance units are earned at the rate of 10% per quarter commencing with the quarter ending March 31, 2019 and concluding with the quarter ending June 30, 2021. Read SEC document |
| April 06, 2018 Filed Apr 10, 2018 20:28 UTC |
Cauley Robert EDirector · CEO
|
Tax withholdingCommon Stock | 3,705 | $7.45 | $27,602.25 |
DisclosureSEC source: 0001275477-18-000059 · form4.xml · nonDerivative · entry 2 Cauley Robert E · CIK 0001303084 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,325 F2 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the grant of shares that occurred on April 6, 2018. F2 · price: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the grant of shares that occurred on April 6, 2018. Read SEC document |
| April 06, 2018 Filed Apr 10, 2018 20:28 UTC |
Cauley Robert EDirector · CEO
|
GrantCommon Stock | 11,476 | $7.45 | $85,496.20 |
DisclosureSEC source: 0001275477-18-000059 · form4.xml · nonDerivative · entry 1 Cauley Robert E · CIK 0001303084 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,030 F1 · shares: Shares of the Company's common stock issued under the 2012 Long Term Incentive Compensation Plan and the 2017 Long-Term Equity Incentive Compensation Plan. The price is based on the market closing price on April 5, 2018. F1 · price: Shares of the Company's common stock issued under the 2012 Long Term Incentive Compensation Plan and the 2017 Long-Term Equity Incentive Compensation Plan. The price is based on the market closing price on April 5, 2018. Read SEC document |
| April 03, 2018 Filed Apr 5, 2018 20:26 UTC |
Morabito PaulaDirector
|
GrantCommon Stock | 1,526 | $7.37 | $11,246.62 |
DisclosureSEC source: 0001275477-18-000049 · form4.xml · nonDerivative · entry 1 Morabito Paula · CIK 0001726294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,776 F1 · shares: These shares were issued in consideration for service on the Issuer's Board of Directors at a price of $7.37 per share, which represents the closing price on March 29, 2018. F1 · price: These shares were issued in consideration for service on the Issuer's Board of Directors at a price of $7.37 per share, which represents the closing price on March 29, 2018. Read SEC document |
| April 03, 2018 Filed Apr 5, 2018 20:29 UTC |
FILIPPS FRANK PDirector
|
GrantCommon Stock | 1,526 | $7.37 | $11,246.62 |
DisclosureSEC source: 0001275477-18-000051 · form4.xml · nonDerivative · entry 1 FILIPPS FRANK P · CIK 0001188562 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,299 F1 · shares: These shares were issued in consideration for service on the Issuer's Board of Directors at a price of $7.37 per share, which represents the closing price on March 29, 2018. F1 · price: These shares were issued in consideration for service on the Issuer's Board of Directors at a price of $7.37 per share, which represents the closing price on March 29, 2018. Read SEC document |
| April 03, 2018 Filed Apr 5, 2018 20:34 UTC |
Parker Ava LDirector
|
GrantCommon Stock | 1,526 | $7.37 | $11,246.62 |
DisclosureSEC source: 0001275477-18-000055 · form4.xml · nonDerivative · entry 1 Parker Ava L · CIK 0001526207 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,108 F1 · shares: These shares were issued in consideration for service on the Issuer's Board of Directors at a price of $7.37 per share, which represents the closing price on March 29, 2018. F1 · price: These shares were issued in consideration for service on the Issuer's Board of Directors at a price of $7.37 per share, which represents the closing price on March 29, 2018. Read SEC document |
| April 03, 2018 Filed Apr 5, 2018 20:31 UTC |
Bitting W ColemanDirector
|
GrantCommon Stock | 1,526 | $7.37 | $11,246.62 |
DisclosureSEC source: 0001275477-18-000053 · form4.xml · nonDerivative · entry 1 Bitting W Coleman · CIK 0001526170 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,894.334 F1 · shares: These shares were issued in consideration for service on the Issuer's Board of Directors at a price of $7.37 per share, which represents the closing price on March 29, 2018. F1 · price: These shares were issued in consideration for service on the Issuer's Board of Directors at a price of $7.37 per share, which represents the closing price on March 29, 2018. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:16 UTC |
Haas G Hunter IVDirector · CFO, CIO and Secretary
|
Exercise / conversionCommon Stock | 616 | $7.33 | $4,515.28 |
DisclosureSEC source: 0001275477-18-000045 · form4.xml · nonDerivative · entry 3 Haas G Hunter IV · CIK 0001432283 · Director · CFO, CIO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,675 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These shares represent 616 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2017 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2016 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2018 and concluding with the quarter ended June 30, 2020. F4 · price: The price represents the closing price of the Company's common stock on March 28, 2018. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:16 UTC |
Haas G Hunter IVDirector · CFO, CIO and Secretary
|
Exercise / conversionCommon Stock | 1,722 | $7.33 | $12,622.26 |
DisclosureSEC source: 0001275477-18-000045 · form4.xml · nonDerivative · entry 2 Haas G Hunter IV · CIK 0001432283 · Director · CFO, CIO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,059 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These shares represent 1,722 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2016 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2015 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2017 and concluding with the quarter ended June 30, 2019. F4 · price: The price represents the closing price of the Company's common stock on March 28, 2018. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:16 UTC |
Haas G Hunter IVDirector · CFO, CIO and Secretary
|
Exercise / conversionCommon Stock | 337 | $7.33 | $2,470.21 |
DisclosureSEC source: 0001275477-18-000045 · form4.xml · nonDerivative · entry 1 Haas G Hunter IV · CIK 0001432283 · Director · CFO, CIO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,337 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent 337 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on January 21, 2015 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2016 and concluding with the quarter ended June 30, 2018. The Reporting Person received cash in lieu of fractional shares. F4 · price: The price represents the closing price of the Company's common stock on March 28, 2018. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:18 UTC |
Cauley Robert EDirector · CEO
|
Exercise / conversionCommon Stock | 691 | $7.33 | $5,065.03 |
DisclosureSEC source: 0001275477-18-000047 · form4.xml · nonDerivative · entry 3 Cauley Robert E · CIK 0001303084 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,554 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These shares represent 691 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2017 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2016 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2018 and concluding with the quarter ended June 30, 2020 F4 · price: The price represents the closing price of the Company's common stock on March 28, 2018. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:18 UTC |
Cauley Robert EDirector · CEO
|
Exercise / conversionCommon Stock | 2,107 | $7.33 | $15,444.31 |
DisclosureSEC source: 0001275477-18-000047 · form4.xml · nonDerivative · entry 2 Cauley Robert E · CIK 0001303084 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,863 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These shares represent 2,107 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2016 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2015 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2017 and concluding with the quarter ended June 30, 2019. F4 · price: The price represents the closing price of the Company's common stock on March 28, 2018. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:18 UTC |
Cauley Robert EDirector · CEO
|
Exercise / conversionCommon Stock | 412 | $7.33 | $3,019.96 |
DisclosureSEC source: 0001275477-18-000047 · form4.xml · nonDerivative · entry 1 Cauley Robert E · CIK 0001303084 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent 412 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on January 21, 2015 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2016 and concluding with the quarter ended June 30, 2018. The Reporting Person received cash in lieu of fractional shares. F4 · price: The price represents the closing price of the Company's common stock on March 28, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.