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Orchid Island Capital, Inc.

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4781
SEC CIK
0001518621
Parsed reports
346

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 02, 2019 Filed Oct 3, 2019 20:08 UTC
Parker Ava LDirector
GrantDeferred Stock Units · Derivative 1,956 $0.00 $0.00
Disclosure

SEC source: 0001275477-19-000136 · form4.xml · derivative · entry 2

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,101

Underlying: Common Stock · 1,956 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

Read SEC document
October 02, 2019 Filed Oct 3, 2019 20:07 UTC GrantDeferred Stock Units · Derivative 1,956 $0.00 $0.00
Disclosure

SEC source: 0001275477-19-000134 · form4.xml · derivative · entry 1

Bitting W Coleman · CIK 0001526170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,240

Underlying: Common Stock · 1,956 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:10 UTC GrantDeferred Stock Units · Derivative 126 $0.00 $0.00
Disclosure

SEC source: 0001275477-19-000138 · form4.xml · derivative · entry 1

Morabito Paula · CIK 0001726294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,145

Underlying: Common Stock · 126 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:08 UTC
Parker Ava LDirector
GrantDeferred Stock Units · Derivative 126 $0.00 $0.00
Disclosure

SEC source: 0001275477-19-000136 · form4.xml · derivative · entry 1

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,145

Underlying: Common Stock · 126 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

Read SEC document
August 30, 2019 Filed Sep 4, 2019 20:25 UTC GrantDeferred Stock Units · Derivative 129 $0.00 $0.00
Disclosure

SEC source: 0001275477-19-000124 · form4.xml · derivative · entry 1

Morabito Paula · CIK 0001726294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,019

Underlying: Common Stock · 129 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

Read SEC document
August 30, 2019 Filed Sep 4, 2019 20:29 UTC
Parker Ava LDirector
GrantDeferred Stock Units · Derivative 129 $0.00 $0.00
Disclosure

SEC source: 0001275477-19-000126 · form4.xml · derivative · entry 1

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,019

Underlying: Common Stock · 129 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 20:32 UTC GrantDeferred Stock Units · Derivative 90 $0.00 $0.00
Disclosure

SEC source: 0001275477-19-000112 · form4.xml · derivative · entry 1

Morabito Paula · CIK 0001726294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,890

Underlying: Common Stock · 90 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 20:30 UTC
Parker Ava LDirector
GrantDeferred Stock Units · Derivative 90 $0.00 $0.00
Disclosure

SEC source: 0001275477-19-000109 · form4.xml · derivative · entry 1

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,890

Underlying: Common Stock · 90 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:49 UTC GrantDeferred Stock Units · Derivative 1,768 $0.00 $0.00
Disclosure

SEC source: 0001275477-19-000092 · form4.xml · derivative · entry 4

Morabito Paula · CIK 0001726294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,800

Underlying: Common Stock · 1,768 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:59 UTC GrantDeferred Stock Units · Derivative 1,768 $0.00 $0.00
Disclosure

SEC source: 0001275477-19-000096 · form4.xml · derivative · entry 1

FILIPPS FRANK P · CIK 0001188562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,284

Underlying: Common Stock · 1,768 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:55 UTC GrantDeferred Stock Units · Derivative 1,768 $0.00 $0.00
Disclosure

SEC source: 0001275477-19-000094 · form4.xml · derivative · entry 1

Bitting W Coleman · CIK 0001526170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,284

Underlying: Common Stock · 1,768 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:41 UTC
Parker Ava LDirector
GrantDeferred Stock Units · Derivative 1,768 $0.00 $0.00
Disclosure

SEC source: 0001275477-19-000089 · form4.xml · derivative · entry 4

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,800

Underlying: Common Stock · 1,768 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 20:38 UTC
Haas G Hunter IVDirector · CFO, CIO and Secretary
Exercise / conversionCommon Stock 939 $6.37 $5,981.43
Disclosure

SEC source: 0001275477-19-000087 · form4.xml · nonDerivative · entry 3

Haas G Hunter IV · CIK 0001432283 · Director · CFO, CIO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: These shares represent 939 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 6, 2018 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2017 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2019 and concluding with the quarter ended June 30, 2021.

F4 · price: The price represents the closing price of the Company's common stock on June 28, 2019.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 20:38 UTC
Haas G Hunter IVDirector · CFO, CIO and Secretary
Exercise / conversionCommon Stock 615 $6.37 $3,917.55
Disclosure

SEC source: 0001275477-19-000087 · form4.xml · nonDerivative · entry 2

Haas G Hunter IV · CIK 0001432283 · Director · CFO, CIO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These shares represent 615 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2017 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2016 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2018 and concluding with the quarter ended June 30, 2020.

F4 · price: The price represents the closing price of the Company's common stock on June 28, 2019.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 20:38 UTC
Haas G Hunter IVDirector · CFO, CIO and Secretary
Exercise / conversionCommon Stock 1,721 $6.37 $10,962.77
Disclosure

SEC source: 0001275477-19-000087 · form4.xml · nonDerivative · entry 1

Haas G Hunter IV · CIK 0001432283 · Director · CFO, CIO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,471

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 1,721 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2016 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2015 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2017 and concluding with the quarter ended June 30, 2019.

F4 · price: The price represents the closing price of the Company's common stock on June 28, 2019.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 20:34 UTC
Cauley Robert EDirector · CEO
Tax withholdingCommon Stock 784 $6.37 $4,994.08
Disclosure

SEC source: 0001275477-19-000085 · form4.xml · nonDerivative · entry 4

Cauley Robert E · CIK 0001303084 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,796

F5 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of shares that occurred on July 1, 2019.

F4 · price: The price represents the closing price of the Company's common stock on June 28, 2019.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 20:34 UTC
Cauley Robert EDirector · CEO
Exercise / conversionCommon Stock 1,148 $6.37 $7,312.76
Disclosure

SEC source: 0001275477-19-000085 · form4.xml · nonDerivative · entry 3

Cauley Robert E · CIK 0001303084 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: These shares represent 1,148 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 6, 2018 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2017 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2019 and concluding with the quarter ended June 30, 2021.

F4 · price: The price represents the closing price of the Company's common stock on June 28, 2019.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 20:34 UTC
Cauley Robert EDirector · CEO
Exercise / conversionCommon Stock 691 $6.37 $4,401.67
Disclosure

SEC source: 0001275477-19-000085 · form4.xml · nonDerivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,432

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These shares represent 691 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2017 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2016 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2018 and concluding with the quarter ended June 30, 2020.

F4 · price: The price represents the closing price of the Company's common stock on June 28, 2019.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 20:34 UTC
Cauley Robert EDirector · CEO
Exercise / conversionCommon Stock 2,103 $6.37 $13,396.11
Disclosure

SEC source: 0001275477-19-000085 · form4.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,741

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 2,103 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2016 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2015 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2017 and concluding with the quarter ended June 30, 2019.

F4 · price: The price represents the closing price of the Company's common stock on June 28, 2019.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:49 UTC GrantDeferred Stock Units · Derivative 87 $0.00 $0.00
Disclosure

SEC source: 0001275477-19-000092 · form4.xml · derivative · entry 3

Morabito Paula · CIK 0001726294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,032

Underlying: Common Stock · 87 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:41 UTC
Parker Ava LDirector
GrantDeferred Stock Units · Derivative 87 $0.00 $0.00
Disclosure

SEC source: 0001275477-19-000089 · form4.xml · derivative · entry 3

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,032

Underlying: Common Stock · 87 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

Read SEC document
May 31, 2019 Filed Jul 2, 2019 20:49 UTC GrantDeferred Stock Units · Derivative 90 $0.00 $0.00
Disclosure

SEC source: 0001275477-19-000092 · form4.xml · derivative · entry 2

Morabito Paula · CIK 0001726294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,945

Underlying: Common Stock · 90 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

Read SEC document
May 31, 2019 Filed Jul 2, 2019 20:41 UTC
Parker Ava LDirector
GrantDeferred Stock Units · Derivative 90 $0.00 $0.00
Disclosure

SEC source: 0001275477-19-000089 · form4.xml · derivative · entry 2

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,945

Underlying: Common Stock · 90 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

Read SEC document
April 30, 2019 Filed Jul 2, 2019 20:49 UTC GrantDeferred Stock Units · Derivative 61 $0.00 $0.00
Disclosure

SEC source: 0001275477-19-000092 · form4.xml · derivative · entry 1

Morabito Paula · CIK 0001726294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,855

Underlying: Common Stock · 61 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

Read SEC document
April 30, 2019 Filed Jul 2, 2019 20:41 UTC
Parker Ava LDirector
GrantDeferred Stock Units · Derivative 61 $0.00 $0.00
Disclosure

SEC source: 0001275477-19-000089 · form4.xml · derivative · entry 1

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,855

Underlying: Common Stock · 61 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 21:04 UTC GrantDeferred Stock Units · Derivative 1,709 $0.00 $0.00
Disclosure

SEC source: 0001275477-19-000041 · form4.xml · derivative · entry 4

Morabito Paula · CIK 0001726294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,794

Underlying: Common Stock · 1,709 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 21:14 UTC
Haas G Hunter IVDirector · CFO, CIO and Secretary
Exercise / conversionCommon Stock 939 $6.58 $6,178.62
Disclosure

SEC source: 0001275477-19-000049 · form4.xml · nonDerivative · entry 3

Haas G Hunter IV · CIK 0001432283 · Director · CFO, CIO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: These shares represent 939 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 6, 2018 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2017 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2019 and concluding with the quarter ended June 30, 2021.

F4 · price: The price represents the closing price of the Company's common stock on March 28, 2019.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 21:14 UTC
Haas G Hunter IVDirector · CFO, CIO and Secretary
Exercise / conversionCommon Stock 615 $6.58 $4,046.70
Disclosure

SEC source: 0001275477-19-000049 · form4.xml · nonDerivative · entry 2

Haas G Hunter IV · CIK 0001432283 · Director · CFO, CIO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These shares represent 615 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2017 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2016 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2018 and concluding with the quarter ended June 30, 2020.

F4 · price: The price represents the closing price of the Company's common stock on March 28, 2019.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 21:14 UTC
Haas G Hunter IVDirector · CFO, CIO and Secretary
Exercise / conversionCommon Stock 1,721 $6.58 $11,324.18
Disclosure

SEC source: 0001275477-19-000049 · form4.xml · nonDerivative · entry 1

Haas G Hunter IV · CIK 0001432283 · Director · CFO, CIO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 1,721 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2016 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2015 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2017 and concluding with the quarter ended June 30, 2019.

F4 · price: The price represents the closing price of the Company's common stock on March 28, 2019.

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April 02, 2019 Filed Apr 4, 2019 21:07 UTC GrantDeferred Stock Units · Derivative 1,709 $0.00 $0.00
Disclosure

SEC source: 0001275477-19-000045 · form4.xml · derivative · entry 1

FILIPPS FRANK P · CIK 0001188562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,516

Underlying: Common Stock · 1,709 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

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April 02, 2019 Filed Apr 4, 2019 21:11 UTC
Cauley Robert EDirector · CEO
Tax withholdingCommon Stock 792 $6.58 $5,211.36
Disclosure

SEC source: 0001275477-19-000047 · form4.xml · nonDerivative · entry 4

Cauley Robert E · CIK 0001303084 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,638

F5 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of shares that occurred on April 2, 2019.

F4 · price: The price represents the closing price of the Company's common stock on March 28, 2019.

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April 02, 2019 Filed Apr 4, 2019 21:11 UTC
Cauley Robert EDirector · CEO
Exercise / conversionCommon Stock 1,148 $6.58 $7,553.84
Disclosure

SEC source: 0001275477-19-000047 · form4.xml · nonDerivative · entry 3

Cauley Robert E · CIK 0001303084 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: These shares represent 1,148 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on April 6, 2018 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2017 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2019 and concluding with the quarter ended June 30, 2021.

F4 · price: The price represents the closing price of the Company's common stock on March 28, 2019.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 21:11 UTC
Cauley Robert EDirector · CEO
Exercise / conversionCommon Stock 691 $6.58 $4,546.78
Disclosure

SEC source: 0001275477-19-000047 · form4.xml · nonDerivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These shares represent 691 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2017 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2016 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2018 and concluding with the quarter ended June 30, 2020.

F4 · price: The price represents the closing price of the Company's common stock on March 28, 2019.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 21:11 UTC
Cauley Robert EDirector · CEO
Exercise / conversionCommon Stock 2,103 $6.58 $13,837.74
Disclosure

SEC source: 0001275477-19-000047 · form4.xml · nonDerivative · entry 1

Cauley Robert E · CIK 0001303084 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 2,103 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2016 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2015 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2017 and concluding with the quarter ended June 30, 2019.

F4 · price: The price represents the closing price of the Company's common stock on March 28, 2019.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 21:05 UTC GrantDeferred Stock Units · Derivative 1,709 $0.00 $0.00
Disclosure

SEC source: 0001275477-19-000043 · form4.xml · derivative · entry 1

Bitting W Coleman · CIK 0001526170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,516

Underlying: Common Stock · 1,709 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 21:02 UTC
Parker Ava LDirector
GrantDeferred Stock Units · Derivative 1,709 $0.00 $0.00
Disclosure

SEC source: 0001275477-19-000039 · form4.xml · derivative · entry 4

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,794

Underlying: Common Stock · 1,709 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

Read SEC document
March 29, 2019 Filed Apr 4, 2019 21:04 UTC GrantDeferred Stock Units · Derivative 67 $0.00 $0.00
Disclosure

SEC source: 0001275477-19-000041 · form4.xml · derivative · entry 3

Morabito Paula · CIK 0001726294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,085

Underlying: Common Stock · 67 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

Read SEC document
March 29, 2019 Filed Apr 4, 2019 21:02 UTC
Parker Ava LDirector
GrantDeferred Stock Units · Derivative 61 $0.00 $0.00
Disclosure

SEC source: 0001275477-19-000039 · form4.xml · derivative · entry 3

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,085

Underlying: Common Stock · 61 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

Read SEC document
February 08, 2019 Filed Apr 4, 2019 21:04 UTC GrantDeferred Stock Units · Derivative 57 $0.00 $0.00
Disclosure

SEC source: 0001275477-19-000041 · form4.xml · derivative · entry 2

Morabito Paula · CIK 0001726294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,024

Underlying: Common Stock · 57 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

Read SEC document
February 08, 2019 Filed Apr 4, 2019 21:02 UTC
Parker Ava LDirector
GrantDeferred Stock Units · Derivative 57 $0.00 $0.00
Disclosure

SEC source: 0001275477-19-000039 · form4.xml · derivative · entry 2

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,024

Underlying: Common Stock · 57 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

Read SEC document
January 10, 2019 Filed Apr 4, 2019 21:04 UTC GrantDeferred Stock Units · Derivative 37 $0.00 $0.00
Disclosure

SEC source: 0001275477-19-000041 · form4.xml · derivative · entry 1

Morabito Paula · CIK 0001726294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,967

Underlying: Common Stock · 37 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

Read SEC document
January 03, 2019 Filed Jan 7, 2019 21:45 UTC GrantDeferred Stock Units · Derivative 1,760 $0.00 $0.00
Disclosure

SEC source: 0001275477-19-000013 · form4.xml · derivative · entry 1

FILIPPS FRANK P · CIK 0001188562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,807

Underlying: Common Stock · 1,760 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

Read SEC document
January 02, 2019 Filed Jan 7, 2019 21:39 UTC GrantDeferred Stock Units · Derivative 1,760 $0.00 $0.00
Disclosure

SEC source: 0001275477-19-000008 · form4.xml · derivative · entry 4

Morabito Paula · CIK 0001726294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,930

Underlying: Common Stock · 1,760 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · shares: Deferred stock units issued in lieu of the issuer's monthly dividend pursuant to the reporting person's election.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

Read SEC document
January 02, 2019 Filed Jan 7, 2019 21:41 UTC GrantDeferred Stock Units · Derivative 1,760 $0.00 $0.00
Disclosure

SEC source: 0001275477-19-000010 · form4.xml · derivative · entry 1

Bitting W Coleman · CIK 0001526170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,807

Underlying: Common Stock · 1,760 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

Read SEC document
January 02, 2019 Filed Jan 7, 2019 21:37 UTC
Parker Ava LDirector
GrantDeferred Stock Units · Derivative 1,760 $0.00 $0.00
Disclosure

SEC source: 0001275477-19-000006 · form4.xml · derivative · entry 4

Parker Ava L · CIK 0001526207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,930

Underlying: Common Stock · 1,760 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

F3 · derivative.expiration_date: The deferred stock units are 100% vested but do not become payable until the reporting person's separation from service as a director of the Issuer.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:48 UTC
Haas G Hunter IVDirector · CFO, CIO and Secretary
Tax withholdingCommon Stock 1,044 $6.44 $6,723.36
Disclosure

SEC source: 0001275477-19-000002 · form4.xml · nonDerivative · entry 3

Haas G Hunter IV · CIK 0001432283 · Director · CFO, CIO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,475

F4 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of shares that occurred on December 31, 2018.

F3 · price: The price represents the closing price of the Company's common stock on December 28, 2018.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:48 UTC
Haas G Hunter IVDirector · CFO, CIO and Secretary
Exercise / conversionCommon Stock 615 $6.44 $3,960.60
Disclosure

SEC source: 0001275477-19-000002 · form4.xml · nonDerivative · entry 2

Haas G Hunter IV · CIK 0001432283 · Director · CFO, CIO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These shares represent 615 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2017 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2016 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2018 and concluding with the quarter ended June 30, 2020.

F3 · price: The price represents the closing price of the Company's common stock on December 28, 2018.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:48 UTC
Haas G Hunter IVDirector · CFO, CIO and Secretary
Exercise / conversionCommon Stock 1,721 $6.44 $11,083.24
Disclosure

SEC source: 0001275477-19-000002 · form4.xml · nonDerivative · entry 1

Haas G Hunter IV · CIK 0001432283 · Director · CFO, CIO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent 1,721 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2016 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2015 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2017 and concluding with the quarter ended June 30, 2019.

F3 · price: The price represents the closing price of the Company's common stock on December 28, 2018.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:51 UTC
Cauley Robert EDirector · CEO
Tax withholdingCommon Stock 632 $6.44 $4,070.08
Disclosure

SEC source: 0001275477-19-000004 · form4.xml · nonDerivative · entry 3

Cauley Robert E · CIK 0001303084 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,488

F4 · shares: The Reporting Person disposed of these shares of the Company's common stock to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of shares that occurred on December 31, 2018.

F3 · price: The price represents the closing price of the Company's common stock on December 28, 2018.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:51 UTC
Cauley Robert EDirector · CEO
Exercise / conversionCommon Stock 691 $6.44 $4,450.04
Disclosure

SEC source: 0001275477-19-000004 · form4.xml · nonDerivative · entry 2

Cauley Robert E · CIK 0001303084 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These shares represent 691 shares of the Company's common stock issued upon the vesting of Performance Units awarded to the Reporting Person on March 15, 2017 pursuant to the Issuer's 2012 Long Term Incentive Compensation Plan and 2016 Long Term Equity Incentive Compensation Plan. Each Performance Unit represents the right to receive one share of the Company's common stock subject to the Reporting Person continuing to serve as an executive officer of the Issuer, and are earned at a rate of 10% per quarter commencing with the quarter ended March 31, 2018 and concluding with the quarter ended June 30, 2020.

F3 · price: The price represents the closing price of the Company's common stock on December 28, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.