Tapewire

Nasdaq · USD

OPRX

OptimizeRx Corp

Export transactions ↓
Tapewire entity
213
SEC CIK
0001448431
Parsed reports
380

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 17, 2021 Filed Nov 19, 2021 21:45 UTC
Silvestro Stephen LCHIEF COMMERCIAL OFFICER
Exercise / conversionCommon Stock 13,241 $7.51 $99,439.91
Disclosure

SEC source: 0001213900-21-060876 · ownership.xml · nonDerivative · entry 1

Silvestro Stephen L · CIK 0001773461 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 21:45 UTC
FEBBO WILLIAM JDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock (pursuant to 10B5-1 plan) 16,666 $82.18 $1,369,611.88
Disclosure

SEC source: 0001213900-21-060341 · ownership.xml · nonDerivative · entry 1

FEBBO WILLIAM J · CIK 0001413987 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,043

F1 · security: These shares sold pursuant to a plan of disposition adopted on May 28, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 21:45 UTC SaleCommon Stock (pursuant to 10B5-1 plan) 6,252 $84.38 $527,543.76
Disclosure

SEC source: 0001213900-21-059450 · ownership.xml · nonDerivative · entry 1

Spangler Patrick D · CIK 0001296525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,083

F1 · security: These shares sold pursuant to a plan of disposition adopted on September 7, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 21:45 UTC
Odence-Ford MarionGeneral Counsel and CCO
GrantRestricted Stock Units · Derivative 5,355 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-058166 · ownership.xml · derivative · entry 2

Odence-Ford Marion · CIK 0001845002 · General Counsel and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,335

Underlying: Common Stock · 5,335 shares

Expires 2024-11-08

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the OptimizeRx's common stock. The restricted stock units will vest 1/3 at the end of each anniversary from issuance. Any restricted stock unit that has not been earned and vested as of the third anniversary of the grant date will be forfeited. Vesting of the restricted stock units shall accelerate upon a qualifying termination.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of the OptimizeRx's common stock. The restricted stock units will vest 1/3 at the end of each anniversary from issuance. Any restricted stock unit that has not been earned and vested as of the third anniversary of the grant date will be forfeited. Vesting of the restricted stock units shall accelerate upon a qualifying termination.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 21:45 UTC
Odence-Ford MarionGeneral Counsel and CCO
GrantStock Option · Derivative 10,958 $0.00 Strike: $93.37 $0.00
Disclosure

SEC source: 0001213900-21-058166 · ownership.xml · derivative · entry 1

Odence-Ford Marion · CIK 0001845002 · General Counsel and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,958

Underlying: Common Stock · 10,958 shares

Expires 2026-11-08

F1 · derivative.exercise_date: The Stock Option will vest 1/3 at the end of each anniversary from issuance.

Read SEC document
November 02, 2021 Filed Nov 3, 2021 20:45 UTC
Paramore Miriam JPRES. & CHIEF STRATEGY OFFICER
Exercise / conversionStock Option · Derivative 15,000 $0.00 Strike: $7.51 $0.00
Disclosure

SEC source: 0001213900-21-056471 · ownership.xml · derivative · entry 3

Paramore Miriam J · CIK 0001713156 · PRES. & CHIEF STRATEGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,318

Underlying: Common Stock · 15,000 shares

Expires 2025-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2021 Filed Nov 3, 2021 20:45 UTC
Paramore Miriam JPRES. & CHIEF STRATEGY OFFICER
SaleCommon Stock Pursuant to 10B5-1 Plan 15,000 $95.45 $1,431,750.00
Disclosure

SEC source: 0001213900-21-056471 · ownership.xml · nonDerivative · entry 2

Paramore Miriam J · CIK 0001713156 · PRES. & CHIEF STRATEGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,607

F1 · security: These shares sold pursuant to a plan of disposition adopted on March 24, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 02, 2021 Filed Nov 3, 2021 20:45 UTC
Paramore Miriam JPRES. & CHIEF STRATEGY OFFICER
Exercise / conversionCommon Stock 15,000 $7.51 $112,650.00
Disclosure

SEC source: 0001213900-21-056471 · ownership.xml · nonDerivative · entry 1

Paramore Miriam J · CIK 0001713156 · PRES. & CHIEF STRATEGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 18, 2021 Filed Oct 19, 2021 20:45 UTC
Silvestro Stephen LCHIEF COMMERCIAL OFFICER
Exercise / conversionStock Option · Derivative 13,241 $0.00 Strike: $7.51 $0.00
Disclosure

SEC source: 0001213900-21-053526 · ownership.xml · derivative · entry 3

Silvestro Stephen L · CIK 0001773461 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,993

Underlying: Common Stock · 13,241 shares

Expires 2025-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 18, 2021 Filed Oct 19, 2021 20:45 UTC
Silvestro Stephen LCHIEF COMMERCIAL OFFICER
SaleCommon Stock pursuant to 10B5-1 plan 13,241 $85.38 $1,130,516.58
Disclosure

SEC source: 0001213900-21-053526 · ownership.xml · nonDerivative · entry 2

Silvestro Stephen L · CIK 0001773461 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: These shares sold pursuant to a plan of disposition adopted on March 11, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
October 18, 2021 Filed Oct 19, 2021 20:45 UTC
Silvestro Stephen LCHIEF COMMERCIAL OFFICER
Exercise / conversionCommon Stock 13,241 $7.51 $99,439.91
Disclosure

SEC source: 0001213900-21-053526 · ownership.xml · nonDerivative · entry 1

Silvestro Stephen L · CIK 0001773461 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 20:45 UTC
FEBBO WILLIAM JDirector · CHIEF EXECUTIVE OFFICER
GrantPerformance Stock Units · Derivative 182,398 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-053524 · ownership.xml · derivative · entry 2

FEBBO WILLIAM J · CIK 0001413987 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,398

Underlying: Common Stock · 182,398 shares

Expires 2026-10-15

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the OptimizeRx's common stock. The first 33% of the performance stock units are earned upon OptimizeRx common stock achieving an average closing price per share of $98.87 or higher for 30 consecutive trading days during the five-year performance period. Another 33% of the performance stock units are earned upon OptimizeRx common stock achieving an average closing price per share of $131.82 or higher for 30 consecutive trading days during the five-year performance period. A final 34% of the performance stock units are earned upon OptimizeRx common stock achieving an average closing price per share of $164.78 or higher for 30 consecutive trading days during the five-year performance period. If earned, the performance stock units will, subject to certain exceptions, vest ratably on the first anniversary of such performance achievement. Any performance stock unit that has not been earned and vested as of the fifth anniversary of the grant date will be forfeited. Vesting of the performance stock units shall accelerate upon a qualifying termination.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the OptimizeRx's common stock. The first 33% of the performance stock units are earned upon OptimizeRx common stock achieving an average closing price per share of $98.87 or higher for 30 consecutive trading days during the five-year performance period. Another 33% of the performance stock units are earned upon OptimizeRx common stock achieving an average closing price per share of $131.82 or higher for 30 consecutive trading days during the five-year performance period. A final 34% of the performance stock units are earned upon OptimizeRx common stock achieving an average closing price per share of $164.78 or higher for 30 consecutive trading days during the five-year performance period. If earned, the performance stock units will, subject to certain exceptions, vest ratably on the first anniversary of such performance achievement. Any performance stock unit that has not been earned and vested as of the fifth anniversary of the grant date will be forfeited. Vesting of the performance stock units shall accelerate upon a qualifying termination.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 20:45 UTC
FEBBO WILLIAM JDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock (pursuant to 10B5-1 plan) 16,666 $84.20 $1,403,277.20
Disclosure

SEC source: 0001213900-21-053524 · ownership.xml · nonDerivative · entry 1

FEBBO WILLIAM J · CIK 0001413987 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,709

F1 · security: These shares sold pursuant to a plan of disposition adopted on May 28, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
October 11, 2021 Filed Oct 13, 2021 20:45 UTC
Stelmakh EdwardCOO and CFO
GrantStock Option · Derivative 25,191 $0.00 Strike: $81.09 $0.00
Disclosure

SEC source: 0001213900-21-052644 · ownership.xml · derivative · entry 2

Stelmakh Edward · CIK 0001887046 · COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,191

Underlying: Common Stock · 25,191 shares

Expires 2026-10-11

F4 · derivative.exercise_date: The Stock Option will vest 1/3 at the end of each anniversary from issuance.

Read SEC document
October 11, 2021 Filed Oct 13, 2021 20:45 UTC
Stelmakh EdwardCOO and CFO
GrantRestricted Stock Units · Derivative 24,664 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-052644 · ownership.xml · derivative · entry 1

Stelmakh Edward · CIK 0001887046 · COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,664

Underlying: Common Stock · 24,664 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: Grant to the Reporting Person of restricted stock units under the OptimizeRx Corp. 2021 Equity Incentive Plan. The restricted stock units granted will vest 1/3 at the end of each anniversary from issuance, subject to continued service to the issuer through the vesting date. This restricted stock units granted are subject to accelerated vesting in the event that the recipient is subject to a qualified termination within a specified period of time prior to or following the closing of a change in control transaction.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
October 05, 2021 Filed Oct 5, 2021 16:45 UTC
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
Exercise / conversionStock Option · Derivative 10,000 $7.51 Strike: $7.51 $75,100.00
Disclosure

SEC source: 0001213900-21-051449 · ownership.xml · derivative · entry 4

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,699

Underlying: Common Stock · 10,000 shares

Expires 2025-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2021 Filed Oct 5, 2021 16:45 UTC
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
SaleCommon Stock (pursuant to 10B5-1 plan) 10,000 $82.35 $823,500.00
Disclosure

SEC source: 0001213900-21-051449 · ownership.xml · nonDerivative · entry 3

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,796

F1 · security: These shares sold pursuant to a plan of disposition adopted on March 24, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
October 05, 2021 Filed Oct 5, 2021 16:45 UTC
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 10,000 $7.51 $75,100.00
Disclosure

SEC source: 0001213900-21-051449 · ownership.xml · nonDerivative · entry 2

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2021 Filed Oct 5, 2021 16:45 UTC
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
SaleCommon Stock (pursuant to 10B5-1 plan) 4,000 $84.22 $336,880.00
Disclosure

SEC source: 0001213900-21-051449 · ownership.xml · nonDerivative · entry 1

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,796

F2 · security: These shares sold pursuant to a plan of disposition adopted on May 11, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
October 04, 2021 Filed Oct 5, 2021 20:45 UTC
Paramore Miriam JPRESIDENT AND CSO
Exercise / conversionStock Option · Derivative 15,000 $0.00 Strike: $7.51 $0.00
Disclosure

SEC source: 0001213900-21-051450 · ownership.xml · derivative · entry 3

Paramore Miriam J · CIK 0001713156 · PRESIDENT AND CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,318

Underlying: Common Stock · 15,000 shares

Expires 2025-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2021 Filed Oct 5, 2021 20:45 UTC
Paramore Miriam JPRESIDENT AND CSO
SaleCommon Stock Pursuant to 10B5-1 Plan 15,000 $84.67 $1,270,050.00
Disclosure

SEC source: 0001213900-21-051450 · ownership.xml · nonDerivative · entry 2

Paramore Miriam J · CIK 0001713156 · PRESIDENT AND CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,607

F1 · security: These shares sold pursuant to a plan of disposition adopted on March 24, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
October 04, 2021 Filed Oct 5, 2021 20:45 UTC
Paramore Miriam JPRESIDENT AND CSO
Exercise / conversionCommon Stock 15,000 $7.51 $112,650.00
Disclosure

SEC source: 0001213900-21-051450 · ownership.xml · nonDerivative · entry 1

Paramore Miriam J · CIK 0001713156 · PRESIDENT AND CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 29, 2021 Filed Oct 1, 2021 20:45 UTC GrantRestricted Stock Units · Derivative 334 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-051142 · ownership.xml · derivative · entry 1

Lang James Paul · CIK 0001703090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334

Underlying: Common Stock · 334 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: Grant to the Reporting Person of restricted stock units under the OptimizeRx Corp. 2021 Equity Incentive Plan. The restricted stock units granted vest on September 29, 2022, subject to continued service to the issuer through the vesting date. This restricted stock units granted are subject to accelerated vesting in the event that the recipient is subject to a qualified termination within a specified period of time prior to or following the closing of a change in control transaction.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
September 29, 2021 Filed Oct 1, 2021 20:45 UTC GrantRestricted Stock Units · Derivative 334 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-051141 · ownership.xml · derivative · entry 1

WASSON GREGORY D · CIK 0001188827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334

Underlying: Common Stock · 334 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: Grant to the Reporting Person of restricted stock units under the OptimizeRx Corp. 2021 Equity Incentive Plan. The restricted stock units granted vest on September 29, 2022, subject to continued service to the issuer through the vesting date. This restricted stock units granted are subject to accelerated vesting in the event that the recipient is subject to a qualified termination within a specified period of time prior to or following the closing of a change in control transaction.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
September 29, 2021 Filed Oct 1, 2021 20:45 UTC
HALAS GUS DDirector
GrantRestricted Stock Units · Derivative 334 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-051140 · ownership.xml · derivative · entry 1

HALAS GUS D · CIK 0001230322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334

Underlying: Common Stock · 334 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: Grant to the Reporting Person of restricted stock units under the OptimizeRx Corp. 2021 Equity Incentive Plan. The restricted stock units granted vest on September 29, 2022, subject to continued service to the issuer through the vesting date. This restricted stock units granted are subject to accelerated vesting in the event that the recipient is subject to a qualified termination within a specified period of time prior to or following the closing of a change in control transaction.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
September 29, 2021 Filed Oct 1, 2021 20:45 UTC GrantRestricted Stock Units · Derivative 334 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-051138 · ownership.xml · derivative · entry 1

Spangler Patrick D · CIK 0001296525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334

Underlying: Common Stock · 334 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: Grant to the Reporting Person of restricted stock units under the OptimizeRx Corp. 2021 Equity Incentive Plan. The restricted stock units granted vest on September 29, 2022, subject to continued service to the issuer through the vesting date. This restricted stock units granted are subject to accelerated vesting in the event that the recipient is subject to a qualified termination within a specified period of time prior to or following the closing of a change in control transaction.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
September 29, 2021 Filed Oct 1, 2021 20:45 UTC GrantRestricted Stock Units · Derivative 334 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-051139 · ownership.xml · derivative · entry 1

Vos Ellen O'Connor · CIK 0001534357 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334

Underlying: Common Stock · 334 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: Grant to the Reporting Person of restricted stock units under the OptimizeRx Corp. 2021 Equity Incentive Plan. The restricted stock units granted vest on September 29, 2022, subject to continued service to the issuer through the vesting date. This restricted stock units granted are subject to accelerated vesting in the event that the recipient is subject to a qualified termination within a specified period of time prior to or following the closing of a change in control transaction.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
September 28, 2021 Filed Sep 29, 2021 16:45 UTC
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
SaleCommon Stock (pursuant to 10B5-1 plan) 2,000 $74.66 $149,320.00
Disclosure

SEC source: 0001213900-21-050600 · ownership.xml · nonDerivative · entry 1

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,796

F1 · security: These shares sold pursuant to a plan of disposition adopted on May 11, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 16:45 UTC
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
SaleCommon Stock (pursuant to 10B5-1 plan) 4,000 $70.59 $282,360.00
Disclosure

SEC source: 0001213900-21-049366 · ownership.xml · nonDerivative · entry 1

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,796

F1 · security: These shares sold pursuant to a plan of disposition adopted on May 11, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
September 17, 2021 Filed Sep 21, 2021 20:45 UTC Exercise / conversionStock Option · Derivative 13,242 $0.00 Strike: $7.51 $0.00
Disclosure

SEC source: 0001213900-21-049127 · ownership.xml · derivative · entry 3

Silvestro Stephen L · CIK 0001773461 · CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,234

Underlying: Common Stock · 13,242 shares

Expires 2025-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2021 Filed Sep 21, 2021 20:45 UTC SaleCommon Stock pursuant to 10B5-1 plan 13,242 $69.79 $924,159.18
Disclosure

SEC source: 0001213900-21-049127 · ownership.xml · nonDerivative · entry 2

Silvestro Stephen L · CIK 0001773461 · CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: These shares sold pursuant to a plan of disposition adopted on March 11, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
September 17, 2021 Filed Sep 21, 2021 20:45 UTC Exercise / conversionCommon Stock 13,242 $7.51 $99,447.42
Disclosure

SEC source: 0001213900-21-049127 · ownership.xml · nonDerivative · entry 1

Silvestro Stephen L · CIK 0001773461 · CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 20:45 UTC
FEBBO WILLIAM JDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock (pursuant to 10B5-1 plan) 16,666 $65.74 $1,095,622.84
Disclosure

SEC source: 0001213900-21-048613 · ownership.xml · nonDerivative · entry 1

FEBBO WILLIAM J · CIK 0001413987 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 519,375

F1 · security: These shares sold pursuant to a plan of disposition adopted on May 28, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
September 14, 2021 Filed Sep 15, 2021 16:45 UTC
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
SaleCommon Stock (pursuant to 10B5-1 plan) 3,768 $65.57 $247,067.76
Disclosure

SEC source: 0001213900-21-048250 · ownership.xml · nonDerivative · entry 1

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,796

F1 · security: These shares sold pursuant to a plan of disposition adopted on May 11, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 20:45 UTC
FEBBO WILLIAM JDirector · CHIEF EXECUTIVE OFFICER
GiftCommon Stock 8,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-048251 · ownership.xml · nonDerivative · entry 1

FEBBO WILLIAM J · CIK 0001413987 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536,041

F1 · shares: Shares represent a charitable gift/donation to the National Philanthropic Trust/William and Vanessa Febbo. The Reporting Person is not a Trustee and has no pecuniary interest or investment discretion.

F2 · price: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.

Read SEC document
September 08, 2021 Filed Sep 9, 2021 16:46 UTC
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
Exercise / conversionStock Option · Derivative 10,000 $7.51 Strike: $7.51 $75,100.00
Disclosure

SEC source: 0001213900-21-047223 · ownership.xml · derivative · entry 4

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,699

Underlying: Common Stock · 10,000 shares

Expires 2022-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2021 Filed Sep 9, 2021 16:46 UTC
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
SaleCommon Stock (pursuant to 10B5-1 plan) 10,000 $67.25 $672,500.00
Disclosure

SEC source: 0001213900-21-047223 · ownership.xml · nonDerivative · entry 3

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,564

F1 · security: These shares sold pursuant to a plan of disposition adopted on March 24, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
September 08, 2021 Filed Sep 9, 2021 16:46 UTC
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 10,000 $7.51 $75,100.00
Disclosure

SEC source: 0001213900-21-047223 · ownership.xml · nonDerivative · entry 2

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2021 Filed Sep 9, 2021 16:46 UTC
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
SaleCommon Stock (pursuant to 10B5-1 plan) 2,232 $70.53 $157,422.96
Disclosure

SEC source: 0001213900-21-047223 · ownership.xml · nonDerivative · entry 1

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,564

F2 · security: These shares sold pursuant to a plan of disposition adopted on May 11, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
September 02, 2021 Filed Sep 3, 2021 20:45 UTC
Paramore Miriam JPRESIDENT AND CSO
Exercise / conversionStock Option · Derivative 15,000 $0.00 Strike: $7.51 $0.00
Disclosure

SEC source: 0001213900-21-046665 · ownership.xml · derivative · entry 3

Paramore Miriam J · CIK 0001713156 · PRESIDENT AND CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,318

Underlying: Common Stock · 15,000 shares

Expires 2025-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2021 Filed Sep 3, 2021 20:45 UTC
Paramore Miriam JPRESIDENT AND CSO
SaleCommon Stock Pursuant to 10B5-1 Plan 15,000 $68.39 $1,025,850.00
Disclosure

SEC source: 0001213900-21-046665 · ownership.xml · nonDerivative · entry 2

Paramore Miriam J · CIK 0001713156 · PRESIDENT AND CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,607

F1 · security: These shares sold pursuant to a plan of disposition adopted on March 24, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
September 02, 2021 Filed Sep 3, 2021 20:45 UTC
Paramore Miriam JPRESIDENT AND CSO
Exercise / conversionCommon Stock 15,000 $7.51 $112,650.00
Disclosure

SEC source: 0001213900-21-046665 · ownership.xml · nonDerivative · entry 1

Paramore Miriam J · CIK 0001713156 · PRESIDENT AND CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 16:46 UTC
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
SaleCommon Stock (pursuant to 10B5-1 plan) 4,000 $66.62 $266,480.00
Disclosure

SEC source: 0001213900-21-046409 · ownership.xml · nonDerivative · entry 1

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,796

F1 · security: These shares sold pursuant to a plan of disposition adopted on May 11, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 24, 2021 Filed Aug 24, 2021 16:45 UTC
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
SaleCommon Stock (pursuant to 10B5-1 plan) 4,000 $61.50 $246,000.00
Disclosure

SEC source: 0001213900-21-044609 · ownership.xml · nonDerivative · entry 2

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,796

F2 · security: These shares sold pursuant to a plan of disposition adopted on May 11, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 20, 2021 Filed Aug 24, 2021 16:45 UTC
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
SaleCommon Stock (pursuant to 10B5-1 plan) 5,000 $58.45 $292,250.00
Disclosure

SEC source: 0001213900-21-044609 · ownership.xml · nonDerivative · entry 1

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,796

F1 · security: These shares sold pursuant to a plan of disposition adopted on June 18, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 17, 2021 Filed Aug 17, 2021 16:46 UTC
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
SaleCommon Stock (pursuant to 10B5-1 plan) 4,000 $58.46 $233,840.00
Disclosure

SEC source: 0001213900-21-043479 · ownership.xml · nonDerivative · entry 2

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,796

F2 · security: These shares sold pursuant to a plan of disposition adopted on May 11, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 17, 2021 Filed Aug 19, 2021 20:45 UTC
Silvestro Stephen LCHIEF COMMERCIAL OFFICER
Exercise / conversionStock Option · Derivative 13,242 $0.00 Strike: $7.51 $0.00
Disclosure

SEC source: 0001213900-21-043903 · ownership.xml · derivative · entry 3

Silvestro Stephen L · CIK 0001773461 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,476

Underlying: Common Stock · 13,242 shares

Expires 2025-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2021 Filed Aug 19, 2021 20:45 UTC
Silvestro Stephen LCHIEF COMMERCIAL OFFICER
SaleCommon Stock pursuant to 10B5-1 plan 13,242 $58.41 $773,465.22
Disclosure

SEC source: 0001213900-21-043903 · ownership.xml · nonDerivative · entry 2

Silvestro Stephen L · CIK 0001773461 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: These shares sold pursuant to a plan of disposition adopted on March 11, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 17, 2021 Filed Aug 19, 2021 20:45 UTC
Silvestro Stephen LCHIEF COMMERCIAL OFFICER
Exercise / conversionCommon Stock 13,242 $7.51 $99,447.42
Disclosure

SEC source: 0001213900-21-043903 · ownership.xml · nonDerivative · entry 1

Silvestro Stephen L · CIK 0001773461 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 20:46 UTC
FEBBO WILLIAM JDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock (pursuant to 10B5-1 plan) 16,666 $60.46 $1,007,626.36
Disclosure

SEC source: 0001213900-21-043480 · ownership.xml · nonDerivative · entry 1

FEBBO WILLIAM J · CIK 0001413987 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,641

F1 · security: These shares sold pursuant to a plan of disposition adopted on May 28, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.