Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 10, 2019 Filed May 13, 2019 08:45 UTC |
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
|
Exercise / conversionCommon Stock | 8,334 | $3.15 | $26,252.10 |
DisclosureSEC source: 0001213900-19-008357 · ownership.xml · nonDerivative · entry 1 BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,885 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2019 Filed May 13, 2019 20:42 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 25,000 | $13.76 | $343,885.00 |
DisclosureSEC source: 0001535264-19-000041 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnership Disclosed balance after: 1,271,528 F1 · price: This is a weighted average price. Read SEC document |
| May 09, 2019 Filed May 13, 2019 20:42 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 50,000 | $13.57 | $678,595.00 |
DisclosureSEC source: 0001535264-19-000041 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnership Disclosed balance after: 1,296,528 F1 · price: This is a weighted average price. Read SEC document |
| May 02, 2019 Filed May 3, 2019 17:12 UTC |
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
|
Exercise / conversionStock Option · Derivative | 5,000 | $3.15 Strike: $3.15 | $15,750.00 |
DisclosureSEC source: 0001213900-19-007810 · ownership.xml · derivative · entry 2 BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,334 Underlying: Common Stock · 5,000 shares Expires 2019-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2019 Filed May 3, 2019 17:12 UTC |
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
|
Exercise / conversionCommon Stock | 5,000 | $3.15 | $15,750.00 |
DisclosureSEC source: 0001213900-19-007810 · ownership.xml · nonDerivative · entry 1 BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2019 Filed May 3, 2019 21:08 UTC |
Silvestro Stephen LCHIEF COMMERCIAL OFFICER
|
GrantUnvested Restricted Stock Grant · Derivative | 90,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-19-007808 · ownership.xml · derivative · entry 1 Silvestro Stephen L · CIK 0001773461 · CHIEF COMMERCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2024-05-02 F1 · derivative.exercise_price: The Reporting Person received 90,000 shares of the Issuer's restricted stock that will vest all at one time upon completion of 5 years of service. F1 · price: The Reporting Person received 90,000 shares of the Issuer's restricted stock that will vest all at one time upon completion of 5 years of service. Read SEC document |
| March 29, 2019 Filed Mar 29, 2019 20:23 UTC |
Vos Ellen O'ConnorDirector
|
GrantCommon Stock | 2,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-005248 · ownership.xml · nonDerivative · entry 1 Vos Ellen O'Connor · CIK 0001534357 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,386 F1 · price: The Issuer issued these shares to the Reporting Person under the Director Compensation Plan. Read SEC document |
| March 29, 2019 Filed Mar 29, 2019 20:20 UTC |
Lang James PaulDirector
|
GrantCommon Stock | 2,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-005244 · ownership.xml · nonDerivative · entry 1 Lang James Paul · CIK 0001703090 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,585 F1 · price: The Issuer issued these shares to the Reporting Person under the Director Compensation Plan. Read SEC document |
| March 29, 2019 Filed Mar 29, 2019 20:21 UTC |
Spangler Patrick DDirector
|
GrantCommon Stock | 2,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-005245 · ownership.xml · nonDerivative · entry 1 Spangler Patrick D · CIK 0001296525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,347 F1 · price: The Issuer issued these shares to the Reporting Person under the Director Compensation Plan. Read SEC document |
| March 29, 2019 Filed Mar 29, 2019 20:18 UTC |
HALAS GUS DDirector
|
GrantCommon Stock | 2,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-005240 · ownership.xml · nonDerivative · entry 1 HALAS GUS D · CIK 0001230322 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,008 F1 · price: The Issuer issued these shares to the Reporting Person under the Director Compensation Plan. Read SEC document |
| March 28, 2019 Filed Mar 29, 2019 20:17 UTC |
FEBBO WILLIAM JDirector · CHIEF EXECUTIVE OFFICER
|
ConversionContingent Stock Grant · Derivative | 80,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-19-005239 · ownership.xml · derivative · entry 2 FEBBO WILLIAM J · CIK 0001413987 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 80,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The reporting person received a contingent stock grant subject to achievement of the Issuer's 2018 year-end revenue performance goals that were achieved for the year. F1 · price: The reporting person received a contingent stock grant subject to achievement of the Issuer's 2018 year-end revenue performance goals that were achieved for the year. F1 · derivative.exercise_date: The reporting person received a contingent stock grant subject to achievement of the Issuer's 2018 year-end revenue performance goals that were achieved for the year. F2 · derivative.expiration_date: Not applicable. Read SEC document |
| March 28, 2019 Filed Mar 29, 2019 20:17 UTC |
FEBBO WILLIAM JDirector · CHIEF EXECUTIVE OFFICER
|
GrantCommon Stock | 80,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-19-005239 · ownership.xml · nonDerivative · entry 1 FEBBO WILLIAM J · CIK 0001413987 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,267 F1 · price: The reporting person received a contingent stock grant subject to achievement of the Issuer's 2018 year-end revenue performance goals that were achieved for the year. Read SEC document |
| March 27, 2019 Filed Mar 29, 2019 16:26 UTC |
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
|
GrantCommon Stock | 16,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-19-005250 · ownership.xml · nonDerivative · entry 1 BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,551 F1 · price: The reporting person received a contingent stock grant subject to achievement of the Issuer's 2018 year-end revenue performance goals that were achieved for the year. Read SEC document |
| March 27, 2019 Filed Mar 29, 2019 16:15 UTC |
Hamilton TerrenceSVP OF SALES
|
ConversionContingent Stock Grant · Derivative | 16,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-19-005235 · ownership.xml · derivative · entry 2 Hamilton Terrence · CIK 0001466060 · SVP OF SALES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,333 Underlying: Common Stock · 16,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The reporting person received a contingent stock grant subject to achievement of the Issuer's 2018 year-end revenue performance goals that were achieved for the year. F1 · price: The reporting person received a contingent stock grant subject to achievement of the Issuer's 2018 year-end revenue performance goals that were achieved for the year. F1 · derivative.exercise_date: The reporting person received a contingent stock grant subject to achievement of the Issuer's 2018 year-end revenue performance goals that were achieved for the year. F2 · derivative.expiration_date: Not applicable Read SEC document |
| March 27, 2019 Filed Mar 29, 2019 16:15 UTC |
Hamilton TerrenceSVP OF SALES
|
GrantCommon Stock | 16,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-19-005235 · ownership.xml · nonDerivative · entry 1 Hamilton Terrence · CIK 0001466060 · SVP OF SALES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,471 F1 · price: The reporting person received a contingent stock grant subject to achievement of the Issuer's 2018 year-end revenue performance goals that were achieved for the year. Read SEC document |
| March 27, 2019 Filed Mar 29, 2019 20:15 UTC |
Paramore Miriam JRESIDENT
|
ConversionContingent Stock Grant · Derivative | 16,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-19-005237 · ownership.xml · derivative · entry 2 Paramore Miriam J · CIK 0001713156 · RESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 16,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The reporting person received a contingent stock grant subject to achievement of the Issuer's 2018 year-end revenue performance goals that were achieved for the year. F1 · price: The reporting person received a contingent stock grant subject to achievement of the Issuer's 2018 year-end revenue performance goals that were achieved for the year. F1 · derivative.exercise_date: The reporting person received a contingent stock grant subject to achievement of the Issuer's 2018 year-end revenue performance goals that were achieved for the year. F2 · derivative.expiration_date: Not applicable Read SEC document |
| March 27, 2019 Filed Mar 29, 2019 20:15 UTC |
Paramore Miriam JRESIDENT
|
GrantCommon Stock | 16,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-19-005237 · ownership.xml · nonDerivative · entry 1 Paramore Miriam J · CIK 0001713156 · RESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,079 F1 · price: The reporting person received a contingent stock grant subject to achievement of the Issuer's 2018 year-end revenue performance goals that were achieved for the year. Read SEC document |
| March 18, 2019 Filed Mar 19, 2019 20:16 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 7,760 | $15.15 | $117,553.14 |
DisclosureSEC source: 0001535264-19-000038 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,346,528 F2 · shares: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN) and Special Situations Private Equity Fund, L.P. (PE together with QP and CAYMAN the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 799,427 of Common Stock of the Issuer (the Shares) held by QP, 298,979 Shares held by CAYMAN and 248,122 Shares held by PE. F3 · shares: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F4 · shares: These shares reflect the 1 for 3 reverse split effective 5/14/2018. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN) and Special Situations Private Equity Fund, L.P. (PE together with QP and CAYMAN the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 799,427 of Common Stock of the Issuer (the Shares) held by QP, 298,979 Shares held by CAYMAN and 248,122 Shares held by PE. F3 · balance_after: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F4 · balance_after: These shares reflect the 1 for 3 reverse split effective 5/14/2018. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN) and Special Situations Private Equity Fund, L.P. (PE together with QP and CAYMAN the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 799,427 of Common Stock of the Issuer (the Shares) held by QP, 298,979 Shares held by CAYMAN and 248,122 Shares held by PE. F3 · ownership.direct: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN) and Special Situations Private Equity Fund, L.P. (PE together with QP and CAYMAN the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 799,427 of Common Stock of the Issuer (the Shares) held by QP, 298,979 Shares held by CAYMAN and 248,122 Shares held by PE. F3 · ownership.nature: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 20:16 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 13,637 | $15.00 | $204,555.00 |
DisclosureSEC source: 0001535264-19-000038 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,354,288 F1 · price: This is a weighted average price. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 17:16 UTC |
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
|
GrantRestricted Stock Grant · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-003162 · ownership.xml · derivative · entry 1 BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,667 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock grant represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The reporting person received a restricted stock grant that may vest on February 1, 2020, subject to achievement of the Issuer's year-end revenue performance goals. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 22:20 UTC |
Paramore Miriam JPRESIDENT
|
GrantRestricted Stock Grant · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-003166 · ownership.xml · derivative · entry 1 Paramore Miriam J · CIK 0001713156 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,667 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock grant represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The reporting person received a restricted stock grant that may vest on February 1, 2020, subject to achievement of the Issuer's year-end revenue performance goals. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 22:19 UTC |
FEBBO WILLIAM JDirector · CHIEF EXECUTIVE OFFICER
|
GrantRestricted Stock Grant · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-003164 · ownership.xml · derivative · entry 2 FEBBO WILLIAM J · CIK 0001413987 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,000 Underlying: Common Stock · 30,000 shares Expires not disclosed F1 · derivative.exercise_price: Not applicable. F3 · derivative.exercise_date: Each restricted stock grant represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.expiration_date: The reporting person received a restricted stock grant that may vest on February 1, 2020, subject to achievement of the Issuer's year-end revenue performance goals. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 22:19 UTC |
FEBBO WILLIAM JDirector · CHIEF EXECUTIVE OFFICER
|
OtherOption · Derivative | 100,000 | Not disclosed Strike: $1.07 | Not disclosed |
DisclosureSEC source: 0001213900-19-003164 · ownership.xml · derivative · entry 1 FEBBO WILLIAM J · CIK 0001413987 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 100,000 shares Expires 2021-02-28 F1 · price: Not applicable. F2 · derivative.exercise_date: The Issuer and the Reporting Person amended the Reporting Person's employment agreement to vest his options as of February 28, 2019. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 15:00 UTC |
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
|
Exercise / conversionStock Option · Derivative | 5,000 | $3.15 Strike: $3.15 | $15,750.00 |
DisclosureSEC source: 0001213900-19-000132 · ownership.xml · derivative · entry 2 BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,334 Underlying: Common Stock · 5,000 shares Expires 2019-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 15:00 UTC |
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
|
Exercise / conversionCommon Stock | 5,000 | $3.15 | $15,750.00 |
DisclosureSEC source: 0001213900-19-000132 · ownership.xml · nonDerivative · entry 1 BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,884 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2018 Filed Dec 20, 2018 21:36 UTC |
WPP plc10% owner
WPP Luxembourg Gamma Three S.a.r.l.10% owner
|
SaleCommon Stock | 2,103,702 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-031481 · doc4.xml · nonDerivative · entry 1 WPP plc · CIK 0000806968 · 10% owner WPP Luxembourg Gamma Three S.a.r.l. · CIK 0001626653 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · price: These shares were disposed of on December 20, 2018 in an underwritten public offering (the "Offering"), pursuant to the underwriting agreement, dated December 18, 2018 (the "2018 Underwriting Agreement"), by and among OptimizeRx Corporation (the "Company"), WPP Luxembourg Gamma Three S.a r.l. ("Lux Gamma Three") and William Blair & Company, L.L.C. and B. Riley FBR, Inc. as representatives of the several Underwriters named in Schedule II thereto (the "Underwriters"). Pursuant to the Underwriting Agreement, Lux Gamma Three sold the shares to the Underwriters at a price per share of U.S. $9.45. As a result of the completion of the Offering, WPP plc and Lux Gamma Three ceased to be beneficial owners of more than ten percent of the outstanding shares of common stock of the Company. F2 · ownership.nature: The disposed shares were owned directly by Lux Gamma Three, which is a wholly-owned subsidiary of WPP plc that WPP plc owns indirectly through a series of intervening holding companies. WPP plc was an indirect beneficial owner of the reported securities. Read SEC document |
| December 19, 2018 Filed Dec 20, 2018 13:31 UTC |
Paramore Miriam JPRESIDENT
|
PurchaseCommon Stock | 1,015 | $9.85 | $9,997.75 |
DisclosureSEC source: 0001213900-18-017586 · ownership.xml · nonDerivative · entry 1 Paramore Miriam J · CIK 0001713156 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,412 Read SEC document |
| December 19, 2018 Filed Dec 20, 2018 13:30 UTC |
FEBBO WILLIAM JDirector · CHIEF EXECUTIVE OFFICER
|
PurchaseCommon Stock | 2,000 | $9.94 | $19,880.00 |
DisclosureSEC source: 0001213900-18-017585 · ownership.xml · nonDerivative · entry 1 FEBBO WILLIAM J · CIK 0001413987 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,267 Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 14:16 UTC |
HALAS GUS DDirector
|
GrantCommon Stock | 3,000 | $14.30 | $42,900.00 |
DisclosureSEC source: 0001213900-18-016264 · ownership.xml · nonDerivative · entry 1 HALAS GUS D · CIK 0001230322 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,924 Read SEC document |
| November 07, 2018 Filed Nov 8, 2018 13:45 UTC |
FEBBO WILLIAM JDirector · CHIEF EXECUTIVE OFFICER
|
PurchaseCommon Stock | 600 | $16.32 | $9,791.82 |
DisclosureSEC source: 0001213900-18-015112 · ownership.xml · nonDerivative · entry 1 FEBBO WILLIAM J · CIK 0001413987 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,267 Read SEC document |
| October 08, 2018 Filed Oct 10, 2018 21:20 UTC |
Spangler Patrick DDirector
|
PurchaseCommon Stock | 2,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-18-013768 · ownership.xml · nonDerivative · entry 1 Spangler Patrick D · CIK 0001296525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,263 F1 · price: The Issuer issued these shares to the Reporting Person under the Director Compensation Plan. Read SEC document |
| October 08, 2018 Filed Oct 10, 2018 21:20 UTC |
Vos Ellen O'ConnorDirector
|
PurchaseCommon Stock | 2,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-18-013770 · ownership.xml · nonDerivative · entry 1 Vos Ellen O'Connor · CIK 0001534357 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,302 F1 · price: The Issuer issued these shares to the Reporting Person under the Director Compensation Plan. Read SEC document |
| October 08, 2018 Filed Oct 10, 2018 21:18 UTC |
HALAS GUS DDirector
|
GrantCommon Stock | 2,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-18-013765 · ownership.xml · nonDerivative · entry 1 HALAS GUS D · CIK 0001230322 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,924 F1 · price: The Issuer issued these shares to the Reporting Person under the Director Compensation Plan. Read SEC document |
| October 08, 2018 Filed Oct 12, 2018 10:07 UTC |
Lang James PaulDirector
|
GrantCommon Stock | 2,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-18-013822 · ownership.xml · nonDerivative · entry 1 Lang James Paul · CIK 0001703090 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,501 F1 · price: The Issuer issued these shares to the Reporting Person under the Director Compensation Plan. Read SEC document |
| August 10, 2018 Filed Aug 10, 2018 17:03 UTC |
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
|
Exercise / conversionStock Option · Derivative | 15,000 | $3.15 Strike: $3.15 | $47,250.00 |
DisclosureSEC source: 0001213900-18-010721 · ownership.xml · derivative · entry 6 BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,669 Underlying: Common · 15,000 shares Expires 2019-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2018 Filed Aug 10, 2018 17:03 UTC |
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
|
Exercise / conversionCommon | 15,000 | $3.15 | $47,250.00 |
DisclosureSEC source: 0001213900-18-010721 · ownership.xml · nonDerivative · entry 5 BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,884 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2018 Filed Aug 10, 2018 17:03 UTC |
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
|
SaleCommon Stock | 1,000 | $12.05 | $12,050.00 |
DisclosureSEC source: 0001213900-18-010721 · ownership.xml · nonDerivative · entry 4 BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,884 Read SEC document |
| August 10, 2018 Filed Aug 10, 2018 17:03 UTC |
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
|
SaleCommon Stock | 1,000 | $12.01 | $12,010.00 |
DisclosureSEC source: 0001213900-18-010721 · ownership.xml · nonDerivative · entry 3 BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,884 Read SEC document |
| August 10, 2018 Filed Aug 10, 2018 17:03 UTC |
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
|
SaleCommon Stock | 2,000 | $12.00 | $24,000.00 |
DisclosureSEC source: 0001213900-18-010721 · ownership.xml · nonDerivative · entry 2 BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,884 Read SEC document |
| August 09, 2018 Filed Aug 10, 2018 17:03 UTC |
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
|
SaleCommon Stock | 784 | $12.00 | $9,408.00 |
DisclosureSEC source: 0001213900-18-010721 · ownership.xml · nonDerivative · entry 1 BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,884 Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 18:43 UTC |
Vos Ellen O'ConnorDirector
|
PurchaseCommon Stock | 2,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-18-008681 · ownership.xml · nonDerivative · entry 1 Vos Ellen O'Connor · CIK 0001534357 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,218 F1 · price: The Issuer issued these shares to the Reporting Person under the Director Compensation Plan. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 18:43 UTC |
Spangler Patrick DDirector
|
PurchaseCommon Stock | 2,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-18-008680 · ownership.xml · nonDerivative · entry 1 Spangler Patrick D · CIK 0001296525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,179 F1 · price: The Issuer issued these shares to the Reporting Person under the Director Compensation Plan. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 18:42 UTC |
HALAS GUS DDirector
|
GrantCommon Stock | 2,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-18-008677 · ownership.xml · nonDerivative · entry 1 HALAS GUS D · CIK 0001230322 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,840 F1 · price: The Issuer issued these shares to the Reporting Person under the Director Compensation Plan. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 18:42 UTC |
Lang James PaulDirector
|
GrantCommon Stock | 2,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-18-008679 · ownership.xml · nonDerivative · entry 1 Lang James Paul · CIK 0001703090 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,417 F1 · price: The Issuer issued these shares to the Reporting Person under the Director Compensation Plan. Read SEC document |
| June 27, 2018 Filed Jun 28, 2018 16:55 UTC |
Spangler Patrick DDirector
|
PurchaseCommon Stock | 95 | $9.95 | $945.25 |
DisclosureSEC source: 0001213900-18-008414 · ownership.xml · nonDerivative · entry 1 Spangler Patrick D · CIK 0001296525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95 Read SEC document |
| June 25, 2018 Filed Jun 27, 2018 16:03 UTC |
Vos Ellen O'ConnorDirector
|
PurchaseCommon Stock | 250 | $10.72 | $2,680.00 |
DisclosureSEC source: 0001213900-18-008317 · ownership.xml · nonDerivative · entry 4 Vos Ellen O'Connor · CIK 0001534357 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,134 Read SEC document |
| June 25, 2018 Filed Jun 27, 2018 16:03 UTC |
Vos Ellen O'ConnorDirector
|
PurchaseCommon Stock | 1,100 | $10.47 | $11,517.00 |
DisclosureSEC source: 0001213900-18-008317 · ownership.xml · nonDerivative · entry 3 Vos Ellen O'Connor · CIK 0001534357 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,884 Read SEC document |
| June 22, 2018 Filed Jun 25, 2018 20:23 UTC |
FEBBO WILLIAM JDirector · CHIEF EXECUTIVE OFFICER
|
PurchaseCommon Stock | 1,000 | $10.50 | $10,500.00 |
DisclosureSEC source: 0001213900-18-008163 · ownership.xml · nonDerivative · entry 1 FEBBO WILLIAM J · CIK 0001413987 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,667 Read SEC document |
| June 22, 2018 Filed Jun 26, 2018 20:15 UTC |
Paramore Miriam JPRESIDENT
|
PurchaseCommon Stock | 100 | $10.50 | $1,050.00 |
DisclosureSEC source: 0001213900-18-008259 · ownership.xml · nonDerivative · entry 1 Paramore Miriam J · CIK 0001713156 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,397 Read SEC document |
| June 22, 2018 Filed Jun 27, 2018 16:03 UTC |
Vos Ellen O'ConnorDirector
|
PurchaseCommon Stock | 50 | $10.29 | $514.50 |
DisclosureSEC source: 0001213900-18-008317 · ownership.xml · nonDerivative · entry 2 Vos Ellen O'Connor · CIK 0001534357 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,784 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.