Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 17, 2020 Filed Jul 17, 2020 16:45 UTC |
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
|
Exercise / conversionCommon Stock | 8,000 | $2.46 | $19,680.00 |
DisclosureSEC source: 0001213900-20-017818 · ownership.xml · nonDerivative · entry 2 BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,671 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These shares sold pursuant to a plan of disposition adopted on June 16, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| July 16, 2020 Filed Jul 17, 2020 16:45 UTC |
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
|
SaleCommon Stock | 6,667 | $15.00 | $100,005.00 |
DisclosureSEC source: 0001213900-20-017818 · ownership.xml · nonDerivative · entry 1 BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,671 Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:36 UTC |
Vos Ellen O'ConnorDirector
|
GrantCommon Stock | 1,937 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-016585 · ownership.xml · nonDerivative · entry 1 Vos Ellen O'Connor · CIK 0001534357 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,959 F1 · price: The Issuer issued these shares to the Reporting Person under the Director Compensation Plan. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:35 UTC |
Spangler Patrick DDirector
|
GrantCommon Stock | 1,937 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-016584 · ownership.xml · nonDerivative · entry 1 Spangler Patrick D · CIK 0001296525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,404 F1 · price: The Issuer issued these shares to the Reporting Person under the Director Compensation Plan. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:33 UTC |
Lang James PaulDirector
|
GrantCommon Stock | 1,937 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-016582 · ownership.xml · nonDerivative · entry 1 Lang James Paul · CIK 0001703090 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,729 F1 · price: The Issuer issued these shares to the Reporting Person under the Director Compensation Plan. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:33 UTC |
HALAS GUS DDirector
|
GrantCommon Stock | 1,937 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-016581 · ownership.xml · nonDerivative · entry 1 HALAS GUS D · CIK 0001230322 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,897 F1 · price: The Issuer issued these shares to the Reporting Person under the Director Compensation Plan. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:32 UTC |
FEBBO WILLIAM JDirector · CHIEF EXECUTIVE OFFICER
|
Exercise / conversionUnvested Restricted Stock Award · Derivative | 21,187 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-016579 · ownership.xml · derivative · entry 2 FEBBO WILLIAM J · CIK 0001413987 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,372 Underlying: Common Stock · 84,746 shares Expires 2020-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Reporting Person acquired these shares pursuant to a Restricted Stock Award. The award vests 25% at the end of each quarter starting on 3/31/2020, and 21,187 shares vested as of June 30, 2020. F1 · price: The Reporting Person acquired these shares pursuant to a Restricted Stock Award. The award vests 25% at the end of each quarter starting on 3/31/2020, and 21,187 shares vested as of June 30, 2020. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:32 UTC |
FEBBO WILLIAM JDirector · CHIEF EXECUTIVE OFFICER
|
Exercise / conversionCommon Stock | 21,187 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-016579 · ownership.xml · nonDerivative · entry 1 FEBBO WILLIAM J · CIK 0001413987 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person acquired these shares pursuant to a Restricted Stock Award. The award vests 25% at the end of each quarter starting on 3/31/2020, and 21,187 shares vested as of June 30, 2020. Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 12:45 UTC |
FEBBO WILLIAM JDirector · CHIEF EXECUTIVE OFFICER
|
Exercise / conversionStock Option · Derivative | 45,261 | $3.21 Strike: $3.21 | $145,287.81 |
DisclosureSEC source: 0001213900-20-015899 · ownership.xml · derivative · entry 2 FEBBO WILLIAM J · CIK 0001413987 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,739 Underlying: Common Stock · 45,261 shares Expires 2021-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 12:45 UTC |
FEBBO WILLIAM JDirector · CHIEF EXECUTIVE OFFICER
|
Exercise / conversionCommon Stock | 45,261 | $3.21 | $145,287.81 |
DisclosureSEC source: 0001213900-20-015899 · ownership.xml · nonDerivative · entry 1 FEBBO WILLIAM J · CIK 0001413987 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,528 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 03, 2020 Filed Jun 4, 2020 16:15 UTC |
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
|
Exercise / conversionStock Option · Derivative | 23,302 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001213900-20-014108 · ownership.xml · derivative · entry 2 BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,559 Underlying: Common Stock · 23,302 shares Expires 2020-06-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 03, 2020 Filed Jun 4, 2020 16:15 UTC |
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
|
Exercise / conversionCommon Stock | 17,421 | $3.15 | $54,876.15 |
DisclosureSEC source: 0001213900-20-014108 · ownership.xml · nonDerivative · entry 1 BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This Form is being filed to report the exercise of expiring stock options for a total of 23,302 shares by means of a cashless exercise. A cashless exercise is a method of exercising a stock option in which the option holder pays the exercise price using shares the reporting person would have received pursuant to the option exercise. As a result of this cashless exercise, the Reporting Person, on a net basis, acquired ownership of an additional 17,421 shares of common stock. Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 16:10 UTC |
Vos Ellen O'ConnorDirector
|
PurchaseCommon Stock | 1,000 | $8.75 | $8,750.00 |
DisclosureSEC source: 0001213900-20-008316 · ownership.xml · nonDerivative · entry 1 Vos Ellen O'Connor · CIK 0001534357 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,022 Read SEC document |
| March 31, 2020 Filed Jan 5, 2021 21:45 UTC |
FEBBO WILLIAM JDirector · CHIEF EXECUTIVE OFFICER
|
Exercise / conversionUnvested Restricted Stock Award · Derivative | 21,187 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-21-000454 · ownership.xml · derivative · entry 4 FEBBO WILLIAM J · CIK 0001413987 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,559 Underlying: Common Stock · 84,746 shares Expires 2020-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Reporting Person acquired these shares pursuant to a Restricted Stock Award. The award vests 25% at the end of each quarter starting on 3/31/2020, and 21,187, 21,187, 21,186 and 21,186 shares vested as of March 31, 2020, June 30, 2020, September 30, 2020 and December 31, 2020, respectively. F1 · price: The Reporting Person acquired these shares pursuant to a Restricted Stock Award. The award vests 25% at the end of each quarter starting on 3/31/2020, and 21,187, 21,187, 21,186 and 21,186 shares vested as of March 31, 2020, June 30, 2020, September 30, 2020 and December 31, 2020, respectively. Read SEC document |
| March 31, 2020 Filed Jan 5, 2021 21:45 UTC |
FEBBO WILLIAM JDirector · CHIEF EXECUTIVE OFFICER
|
Exercise / conversionCommon Stock | 21,187 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-21-000454 · ownership.xml · nonDerivative · entry 1 FEBBO WILLIAM J · CIK 0001413987 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,906 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person acquired these shares pursuant to a Restricted Stock Award. The award vests 25% at the end of each quarter starting on 3/31/2020, and 21,187, 21,187, 21,186 and 21,186 shares vested as of March 31, 2020, June 30, 2020, September 30, 2020 and December 31, 2020, respectively. Read SEC document |
| March 30, 2020 Filed Mar 31, 2020 12:46 UTC |
Vos Ellen O'ConnorDirector
|
GrantCommon Stock | 2,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-008138 · ownership.xml · nonDerivative · entry 1 Vos Ellen O'Connor · CIK 0001534357 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,022 F1 · price: The Issuer issued these shares to the Reporting Person under the Director Compensation Plan. Read SEC document |
| March 30, 2020 Filed Mar 31, 2020 12:47 UTC |
Spangler Patrick DDirector
|
GrantCommon Stock | 2,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-008140 · ownership.xml · nonDerivative · entry 1 Spangler Patrick D · CIK 0001296525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,467 F1 · price: The Issuer issued these shares to the Reporting Person under the Director Compensation Plan. Read SEC document |
| March 30, 2020 Filed Mar 31, 2020 12:46 UTC |
HALAS GUS DDirector
|
GrantCommon Stock | 2,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-008139 · ownership.xml · nonDerivative · entry 1 HALAS GUS D · CIK 0001230322 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,960 F1 · price: The Issuer issued these shares to the Reporting Person under the Director Compensation Plan. Read SEC document |
| March 30, 2020 Filed Mar 31, 2020 12:46 UTC |
Lang James PaulDirector
|
GrantCommon Stock | 2,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-008137 · ownership.xml · nonDerivative · entry 1 Lang James Paul · CIK 0001703090 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,792 F1 · price: The Issuer issued these shares to the Reporting Person under the Director Compensation Plan. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 17:20 UTC |
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
|
GrantStock Option · Derivative | 63,558 | $0.00 Strike: $7.51 | $0.00 |
DisclosureSEC source: 0001213900-20-006358 · ownership.xml · derivative · entry 1 BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,861 Underlying: Common Stock · 63,558 shares Expires 2025-03-11 F1 · derivative.exercise_date: The Stock Option will vest 25% at the end of each quarter starting on 3/31/2020. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 21:21 UTC |
FEBBO WILLIAM JDirector · CHIEF EXECUTIVE OFFICER
|
GrantUnvested Restricted Stock Award · Derivative | 84,746 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-006361 · ownership.xml · derivative · entry 1 FEBBO WILLIAM J · CIK 0001413987 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,746 Underlying: 12/31/20 · 84,746 shares Expires 2020-12-31 F1 · derivative.exercise_price: The Reporting Person acquired these shares pursuant to a Restricted Stock Award. The award vests 25% at the end of each quarter starting on 3/31/2020. F1 · price: The Reporting Person acquired these shares pursuant to a Restricted Stock Award. The award vests 25% at the end of each quarter starting on 3/31/2020. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 21:21 UTC |
Silvestro Stephen LCHIEF COMMERCIAL OFFICER
|
GrantStock Option · Derivative | 105,933 | $0.00 Strike: $7.51 | $0.00 |
DisclosureSEC source: 0001213900-20-006360 · ownership.xml · derivative · entry 1 Silvestro Stephen L · CIK 0001773461 · CHIEF COMMERCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,933 Underlying: Common Stock · 105,933 shares Expires 2025-03-11 F1 · derivative.exercise_date: The Stock Option will vest 25% at the end of each quarter starting on 3/31/2020. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 21:20 UTC |
Paramore Miriam JPRESIDENT
|
GrantStock Option · Derivative | 63,558 | $0.00 Strike: $7.51 | $0.00 |
DisclosureSEC source: 0001213900-20-006356 · ownership.xml · derivative · entry 1 Paramore Miriam J · CIK 0001713156 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,225 Underlying: Common Stock · 63,558 shares Expires 2025-03-11 F1 · derivative.exercise_date: The Stock Option will vest 25% at the end of each quarter starting on 3/31/2020. Read SEC document |
| March 04, 2020 Filed Mar 5, 2020 18:24 UTC |
FEBBO WILLIAM JDirector · CHIEF EXECUTIVE OFFICER
|
Exercise / conversionStock Option · Derivative | 30,000 | $3.21 Strike: $3.21 | $96,300.00 |
DisclosureSEC source: 0001213900-20-005495 · ownership.xml · derivative · entry 2 FEBBO WILLIAM J · CIK 0001413987 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,000 Underlying: Common Stock · 30,000 shares Expires 2021-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2020 Filed Mar 5, 2020 18:24 UTC |
FEBBO WILLIAM JDirector · CHIEF EXECUTIVE OFFICER
|
Exercise / conversionCommon Stock | 30,000 | $3.21 | $96,300.00 |
DisclosureSEC source: 0001213900-20-005495 · ownership.xml · nonDerivative · entry 1 FEBBO WILLIAM J · CIK 0001413987 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,267 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2020 Filed Jan 30, 2020 16:15 UTC |
BAKER DOUGLAS PChief Financial Officer
|
Exercise / conversionStock Option · Derivative | 5,032 | $3.15 Strike: $3.15 | $15,850.80 |
DisclosureSEC source: 0001213900-20-002149 · ownership.xml · derivative · entry 2 BAKER DOUGLAS P · CIK 0001028775 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,303 Underlying: Common Stock · 5,032 shares Expires 2020-06-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2020 Filed Jan 30, 2020 16:15 UTC |
BAKER DOUGLAS PChief Financial Officer
|
Exercise / conversionCommon Stock | 5,032 | $3.15 | $15,850.80 |
DisclosureSEC source: 0001213900-20-002149 · ownership.xml · nonDerivative · entry 1 BAKER DOUGLAS P · CIK 0001028775 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 21:30 UTC |
Lang James PaulDirector
|
GrantCommon Stock | 2,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-000382 · ownership.xml · nonDerivative · entry 1 Lang James Paul · CIK 0001703090 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,008 F1 · price: The Issuer issued these shares to the Reporting Person under the Director Compensation Plan. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 21:30 UTC |
HALAS GUS DDirector
|
GrantCommon Stock | 2,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-000381 · ownership.xml · nonDerivative · entry 1 HALAS GUS D · CIK 0001230322 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,176 F1 · price: The Issuer issued these shares to the Reporting Person under the Director Compensation Plan. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 21:31 UTC |
Vos Ellen O'ConnorDirector
|
GrantCommon Stock | 2,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-000385 · ownership.xml · nonDerivative · entry 1 Vos Ellen O'Connor · CIK 0001534357 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,238 F1 · price: The Issuer issued these shares to the Reporting Person under the Director Compensation Plan. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 21:31 UTC |
Spangler Patrick DDirector
|
GrantCommon Stock | 2,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-000384 · ownership.xml · nonDerivative · entry 1 Spangler Patrick D · CIK 0001296525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,683 F1 · price: The Issuer issued these shares to the Reporting Person under the Director Compensation Plan. Read SEC document |
| December 04, 2019 Filed Dec 5, 2019 13:45 UTC |
FEBBO WILLIAM JDirector · CHIEF EXECUTIVE OFFICER
|
Exercise / conversionStock Option · Derivative | 30,000 | $3.21 Strike: $3.21 | $96,300.00 |
DisclosureSEC source: 0001213900-19-025356 · ownership.xml · derivative · entry 2 FEBBO WILLIAM J · CIK 0001413987 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,000 Underlying: Common Stock · 30,000 shares Expires 2021-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2019 Filed Dec 5, 2019 13:45 UTC |
FEBBO WILLIAM JDirector · CHIEF EXECUTIVE OFFICER
|
Exercise / conversionCommon Stock | 30,000 | $3.21 | $96,300.00 |
DisclosureSEC source: 0001213900-19-025356 · ownership.xml · nonDerivative · entry 1 FEBBO WILLIAM J · CIK 0001413987 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,267 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2019 Filed Nov 13, 2019 21:10 UTC |
HALAS GUS DDirector
|
PurchaseCommon Stock | 5,000 | $9.80 | $49,000.00 |
DisclosureSEC source: 0001213900-19-023179 · ownership.xml · nonDerivative · entry 1 HALAS GUS D · CIK 0001230322 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,092 Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 16:23 UTC |
Vos Ellen O'ConnorDirector
|
PurchaseCommon Stock | 600 | $9.62 | $5,772.00 |
DisclosureSEC source: 0001213900-19-023370 · ownership.xml · nonDerivative · entry 1 Vos Ellen O'Connor · CIK 0001534357 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,154 Read SEC document |
| November 07, 2019 Filed Nov 7, 2019 16:24 UTC |
BAKER DOUGLAS PChief Financial Officer
|
Exercise / conversionStock Option · Derivative | 5,000 | $3.15 Strike: $3.15 | $15,750.00 |
DisclosureSEC source: 0001213900-19-022369 · ownership.xml · derivative · entry 2 BAKER DOUGLAS P · CIK 0001028775 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,335 Underlying: Common Stock · 5,000 shares Expires 2020-06-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2019 Filed Nov 7, 2019 16:24 UTC |
BAKER DOUGLAS PChief Financial Officer
|
Exercise / conversionCommon Stock | 5,000 | $3.15 | $15,750.00 |
DisclosureSEC source: 0001213900-19-022369 · ownership.xml · nonDerivative · entry 1 BAKER DOUGLAS P · CIK 0001028775 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,885 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2019 Filed Nov 6, 2019 21:15 UTC |
FEBBO WILLIAM JDirector · CHIEF EXECUTIVE OFFICER
|
PurchaseCommon Stock | 5,000 | $9.50 | $47,500.00 |
DisclosureSEC source: 0001213900-19-022200 · ownership.xml · nonDerivative · entry 1 FEBBO WILLIAM J · CIK 0001413987 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,267 Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 21:16 UTC |
Lang James PaulDirector
|
GrantCommon Stock | 2,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-019542 · ownership.xml · nonDerivative · entry 1 Lang James Paul · CIK 0001703090 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,924 F1 · price: The Issuer issued these shares to the Reporting Person under the Director Compensation Plan. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 21:18 UTC |
Vos Ellen O'ConnorDirector
|
GrantCommon Stock | 2,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-019545 · ownership.xml · nonDerivative · entry 1 Vos Ellen O'Connor · CIK 0001534357 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,554 F1 · price: The Issuer issued these shares to the Reporting Person under the Director Compensation Plan. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 21:17 UTC |
Spangler Patrick DDirector
|
GrantCommon Stock | 2,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-019543 · ownership.xml · nonDerivative · entry 1 Spangler Patrick D · CIK 0001296525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,599 F1 · price: The Issuer issued these shares to the Reporting Person under the Director Compensation Plan. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 21:15 UTC |
HALAS GUS DDirector
|
GrantCommon Stock | 2,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-019541 · ownership.xml · nonDerivative · entry 1 HALAS GUS D · CIK 0001230322 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,092 F1 · price: The Issuer issued these shares to the Reporting Person under the Director Compensation Plan. Read SEC document |
| May 14, 2019 Filed May 17, 2019 20:04 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 4,400 | $13.63 | $59,966.72 |
DisclosureSEC source: 0001535264-19-000043 · primary_doc.xml · nonDerivative · entry 3 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnership Disclosed balance after: 1,221,528 F2 · shares: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN) and Special Situations Private Equity Fund, L.P. (PE together with QP and CAYMAN the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 725,215 of Common Stock of the Issuer (the Shares) held by QP, 271,224 Shares held by CAYMAN and 225,089 Shares held by PE. F3 · shares: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN) and Special Situations Private Equity Fund, L.P. (PE together with QP and CAYMAN the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 725,215 of Common Stock of the Issuer (the Shares) held by QP, 271,224 Shares held by CAYMAN and 225,089 Shares held by PE. F3 · balance_after: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN) and Special Situations Private Equity Fund, L.P. (PE together with QP and CAYMAN the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 725,215 of Common Stock of the Issuer (the Shares) held by QP, 271,224 Shares held by CAYMAN and 225,089 Shares held by PE. F3 · ownership.direct: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN) and Special Situations Private Equity Fund, L.P. (PE together with QP and CAYMAN the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 725,215 of Common Stock of the Issuer (the Shares) held by QP, 271,224 Shares held by CAYMAN and 225,089 Shares held by PE. F3 · ownership.nature: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 14, 2019 Filed May 17, 2019 20:04 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 20,000 | $13.60 | $272,004.00 |
DisclosureSEC source: 0001535264-19-000043 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnership Disclosed balance after: 1,225,928 F1 · price: This is a weighted average price. Read SEC document |
| May 14, 2019 Filed May 17, 2019 20:04 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 18,474 | $13.60 | $251,248.25 |
DisclosureSEC source: 0001535264-19-000043 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnership Disclosed balance after: 1,245,928 F1 · price: This is a weighted average price. Read SEC document |
| May 14, 2019 Filed May 22, 2019 21:03 UTC Amendment |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 4,400 | $13.63 | $59,966.72 |
DisclosureSEC source: 0001535264-19-000044 · primary_doc.xml · nonDerivative · entry 3 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnership Disclosed balance after: 1,221,528 F2 · shares: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN) and Special Situations Private Equity Fund, L.P. (PE together with QP and CAYMAN the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 725,215 of Common Stock of the Issuer (the Shares) held by QP, 271,224 Shares held by CAYMAN and 225,089 Shares held by PE. F3 · shares: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN) and Special Situations Private Equity Fund, L.P. (PE together with QP and CAYMAN the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 725,215 of Common Stock of the Issuer (the Shares) held by QP, 271,224 Shares held by CAYMAN and 225,089 Shares held by PE. F3 · balance_after: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN) and Special Situations Private Equity Fund, L.P. (PE together with QP and CAYMAN the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 725,215 of Common Stock of the Issuer (the Shares) held by QP, 271,224 Shares held by CAYMAN and 225,089 Shares held by PE. F3 · ownership.direct: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN) and Special Situations Private Equity Fund, L.P. (PE together with QP and CAYMAN the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 725,215 of Common Stock of the Issuer (the Shares) held by QP, 271,224 Shares held by CAYMAN and 225,089 Shares held by PE. F3 · ownership.nature: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 14, 2019 Filed May 22, 2019 21:03 UTC Amendment |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 20,000 | $13.60 | $272,004.00 |
DisclosureSEC source: 0001535264-19-000044 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnership Disclosed balance after: 1,225,928 F1 · price: This is a weighted average price. Read SEC document |
| May 14, 2019 Filed May 22, 2019 21:03 UTC Amendment |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 18,474 | $13.60 | $251,248.25 |
DisclosureSEC source: 0001535264-19-000044 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnership Disclosed balance after: 1,245,928 F1 · price: This is a weighted average price. Read SEC document |
| May 13, 2019 Filed May 13, 2019 20:42 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 7,126 | $13.72 | $97,744.49 |
DisclosureSEC source: 0001535264-19-000041 · primary_doc.xml · nonDerivative · entry 3 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,264,402 F2 · shares: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN) and Special Situations Private Equity Fund, L.P. (PE together with QP and CAYMAN the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 750,669 of Common Stock of the Issuer (the Shares) held by QP, 280,744 Shares held by CAYMAN and 232,989 Shares held by PE. F3 · shares: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN) and Special Situations Private Equity Fund, L.P. (PE together with QP and CAYMAN the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 750,669 of Common Stock of the Issuer (the Shares) held by QP, 280,744 Shares held by CAYMAN and 232,989 Shares held by PE. F3 · balance_after: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN) and Special Situations Private Equity Fund, L.P. (PE together with QP and CAYMAN the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 750,669 of Common Stock of the Issuer (the Shares) held by QP, 280,744 Shares held by CAYMAN and 232,989 Shares held by PE. F3 · ownership.direct: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN) and Special Situations Private Equity Fund, L.P. (PE together with QP and CAYMAN the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 750,669 of Common Stock of the Issuer (the Shares) held by QP, 280,744 Shares held by CAYMAN and 232,989 Shares held by PE. F3 · ownership.nature: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 10, 2019 Filed May 13, 2019 08:45 UTC |
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
|
Exercise / conversionStock Option · Derivative | 8,334 | $3.15 Strike: $3.15 | $26,252.10 |
DisclosureSEC source: 0001213900-19-008357 · ownership.xml · derivative · entry 2 BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,334 shares Expires 2019-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.