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Nasdaq · USD

OPRX

OptimizeRx Corp

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213
SEC CIK
0001448431
Parsed reports
380

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2021 Filed Apr 2, 2021 16:33 UTC
HALAS GUS DDirector
GrantCommon Stock 539 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-019875 · ownership.xml · nonDerivative · entry 1

HALAS GUS D · CIK 0001230322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,421

F1 · price: The Issuer issued these shares to the Reporting Person under the Director Compensation Plan.

Read SEC document
March 25, 2021 Filed Mar 26, 2021 20:45 UTC
FEBBO WILLIAM JDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionStock Option · Derivative 394,739 Not disclosed Strike: $3.21 Not disclosed
Disclosure

SEC source: 0001213900-21-018006 · ownership.xml · derivative · entry 5

FEBBO WILLIAM J · CIK 0001413987 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 394,739 shares

Expires 2021-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The transactions reported in the above Table 1 Rows 3 and 4 reflect the cashless exercise of a soon to expire stock option. The cashless exercise of the option is reported in two lines. The first line of the cashless exercise transaction is coded M in Column 3 of Table 1 and reports in Column 4 the number of shares issuable upon exercise of the option had cash been paid to exercise the option, together with the exercise price with code A for acquired. The line coded F in Column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with code D for disposal. The price in Column D reflects the closing price on the date of the cashless exercise. The number of shares on a net basis is actually owned by the Reporting Person after the cashless exercise. The transactions reported in Table II above reflect the disposition of the same stock option whose cashless exercise is disclosed in Table I above. The sales reflected in Table 1, Rows 1 and 2, were sales to generate funds to pay the taxes associated with the cashless exercise.

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March 25, 2021 Filed Mar 26, 2021 20:45 UTC
FEBBO WILLIAM JDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingCommon Stock 26,710 $47.44 $1,267,122.40
Disclosure

SEC source: 0001213900-21-018006 · ownership.xml · nonDerivative · entry 4

FEBBO WILLIAM J · CIK 0001413987 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561,307

Read SEC document
March 25, 2021 Filed Mar 26, 2021 20:45 UTC
FEBBO WILLIAM JDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 394,739 $3.21 $1,267,112.19
Disclosure

SEC source: 0001213900-21-018006 · ownership.xml · nonDerivative · entry 3

FEBBO WILLIAM J · CIK 0001413987 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 588,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 25, 2021 Filed Mar 26, 2021 20:45 UTC
FEBBO WILLIAM JDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 80,000 $46.10 $3,688,000.00
Disclosure

SEC source: 0001213900-21-018006 · ownership.xml · nonDerivative · entry 2

FEBBO WILLIAM J · CIK 0001413987 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,278

Read SEC document
March 24, 2021 Filed Mar 26, 2021 20:45 UTC
FEBBO WILLIAM JDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 20,000 $50.50 $1,010,000.00
Disclosure

SEC source: 0001213900-21-018006 · ownership.xml · nonDerivative · entry 1

FEBBO WILLIAM J · CIK 0001413987 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,278

Read SEC document
February 11, 2021 Filed Feb 12, 2021 21:46 UTC
Odence-Ford MarionGeneral Counsel and CCO
GrantUnvested Restricted Stock Award · Derivative 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-009036 · ownership.xml · derivative · entry 1

Odence-Ford Marion · CIK 0001845002 · General Counsel and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common · 20,000 shares

Expires 2026-02-11

F1 · derivative.exercise_price: The Reporting Person acquired these shares pursuant to a Restricted Stock Award. The award vests 1/5 at the end of each anniversary from issuance.

F1 · price: The Reporting Person acquired these shares pursuant to a Restricted Stock Award. The award vests 1/5 at the end of each anniversary from issuance.

F1 · derivative.exercise_date: The Reporting Person acquired these shares pursuant to a Restricted Stock Award. The award vests 1/5 at the end of each anniversary from issuance.

Read SEC document
January 29, 2021 Filed Jan 29, 2021 16:46 UTC
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
Exercise / conversionStock Option · Derivative 4,315 $7.51 Strike: $7.51 $32,405.65
Disclosure

SEC source: 0001213900-21-005406 · ownership.xml · derivative · entry 3

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,134

Underlying: Common Stock · 4,315 shares

Expires 2025-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2021 Filed Jan 29, 2021 16:46 UTC
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 4,315 $7.51 $32,405.65
Disclosure

SEC source: 0001213900-21-005406 · ownership.xml · nonDerivative · entry 2

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2021 Filed Jan 29, 2021 16:46 UTC
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
SaleCommon Stock 5,032 $47.25 $237,762.00
Disclosure

SEC source: 0001213900-21-005406 · ownership.xml · nonDerivative · entry 1

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,902

F1 · security: These shares sold pursuant to a plan of disposition adopted on September 22, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This sale completes the plan.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 16:45 UTC
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
Exercise / conversionStock Option · Derivative 5,000 $7.51 Strike: $7.51 $37,550.00
Disclosure

SEC source: 0001213900-21-002568 · ownership.xml · derivative · entry 3

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,993

Underlying: Common Stock · 5,000 shares

Expires 2025-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 16:45 UTC
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 5,000 $7.51 $37,550.00
Disclosure

SEC source: 0001213900-21-002568 · ownership.xml · nonDerivative · entry 2

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 16:45 UTC
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
SaleCommon Stock 5,000 $38.89 $194,450.00
Disclosure

SEC source: 0001213900-21-002568 · ownership.xml · nonDerivative · entry 1

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,937

F1 · security: These shares sold pursuant to a plan of disposition adopted on September 22, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended

Read SEC document
January 07, 2021 Filed Jan 11, 2021 19:04 UTC
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
GrantStock Option · Derivative 14,456 $0.00 Strike: $37.50 $0.00
Disclosure

SEC source: 0001213900-21-001537 · ownership.xml · derivative · entry 1

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,449

Underlying: Common Stock · 14,456 shares

Expires 2024-01-07

F1 · derivative.exercise_date: The Stock Option will vest 1/3 at the end of each anniversary from issuance.

Read SEC document
January 07, 2021 Filed Jan 12, 2021 00:05 UTC
Silvestro Stephen LCHIEF COMMERCIAL OFFICER
GrantStock Option · Derivative 38,511 $0.00 Strike: $37.50 $0.00
Disclosure

SEC source: 0001213900-21-001540 · ownership.xml · derivative · entry 1

Silvestro Stephen L · CIK 0001773461 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,444

Underlying: Common Stock · 38,511 shares

Expires 2024-01-07

F1 · derivative.exercise_date: The Stock Option will vest 1/3 at the end of each anniversary from issuance.

Read SEC document
January 07, 2021 Filed Jan 12, 2021 00:04 UTC GrantStock Option · Derivative 24,093 $0.00 Strike: $37.50 $0.00
Disclosure

SEC source: 0001213900-21-001539 · ownership.xml · derivative · entry 1

Paramore Miriam J · CIK 0001713156 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,318

Underlying: Common Stock · 24,093 shares

Expires 2024-01-07

F1 · derivative.exercise_date: The Stock Option will vest 1/3 at the end of each anniversary from issuance.

Read SEC document
January 07, 2021 Filed Jan 12, 2021 00:04 UTC
FEBBO WILLIAM JDirector · CHIEF EXECUTIVE OFFICER
GrantUnvested Restricted Stock Award · Derivative 28,883 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-001538 · ownership.xml · derivative · entry 1

FEBBO WILLIAM J · CIK 0001413987 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,883

Underlying: Common · 28,883 shares

Expires 2024-01-07

F1 · derivative.exercise_price: The Reporting Person acquired these shares pursuant to a Restricted Stock Award. The award vests 1/3 at the end of each anniversary from issuance.

F1 · price: The Reporting Person acquired these shares pursuant to a Restricted Stock Award. The award vests 1/3 at the end of each anniversary from issuance.

F1 · derivative.exercise_date: The Reporting Person acquired these shares pursuant to a Restricted Stock Award. The award vests 1/3 at the end of each anniversary from issuance.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 16:47 UTC
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
Exercise / conversionStock Option · Derivative 4,000 $7.51 Strike: $7.51 $30,040.00
Disclosure

SEC source: 0001213900-21-000459 · ownership.xml · derivative · entry 5

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,993

Underlying: Common Stock · 4,000 shares

Expires 2025-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 16:47 UTC
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
Exercise / conversionStock Option · Derivative 4,566 $2.46 Strike: $2.46 $11,232.36
Disclosure

SEC source: 0001213900-21-000459 · ownership.xml · derivative · entry 4

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,993

Underlying: Common Stock · 4,566 shares

Expires 2022-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 16:47 UTC
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 4,000 $7.51 $30,040.00
Disclosure

SEC source: 0001213900-21-000459 · ownership.xml · nonDerivative · entry 3

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 16:47 UTC
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 4,566 $2.46 $11,232.36
Disclosure

SEC source: 0001213900-21-000459 · ownership.xml · nonDerivative · entry 2

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 16:47 UTC
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
SaleCommon Stock 8,334 $32.88 $274,021.92
Disclosure

SEC source: 0001213900-21-000459 · ownership.xml · nonDerivative · entry 1

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,371

F1 · security: These shares sold pursuant to a plan of disposition adopted on September 22, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:46 UTC GrantCommon Stock 802 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-000458 · ownership.xml · nonDerivative · entry 2

WASSON GREGORY D · CIK 0001188827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,985

F1 · price: The Issuer issued these shares to the Reporting Person under the Director Compensation Plan.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:45 UTC
HALAS GUS DDirector
GrantCommon Stock 802 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-000455 · ownership.xml · nonDerivative · entry 2

HALAS GUS D · CIK 0001230322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,882

F1 · price: The Issuer issued these shares to the Reporting Person under the Director Compensation Plan.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:46 UTC GrantCommon Stock 802 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-000457 · ownership.xml · nonDerivative · entry 2

Vos Ellen O'Connor · CIK 0001534357 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,944

F1 · price: The Issuer issued these shares to the Reporting Person under the Director Compensation Plan.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:45 UTC
FEBBO WILLIAM JDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionUnvested Restricted Stock Award · Derivative 21,186 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-000454 · ownership.xml · derivative · entry 6

FEBBO WILLIAM J · CIK 0001413987 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 84,746 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person acquired these shares pursuant to a Restricted Stock Award. The award vests 25% at the end of each quarter starting on 3/31/2020, and 21,187, 21,187, 21,186 and 21,186 shares vested as of March 31, 2020, June 30, 2020, September 30, 2020 and December 31, 2020, respectively.

F1 · price: The Reporting Person acquired these shares pursuant to a Restricted Stock Award. The award vests 25% at the end of each quarter starting on 3/31/2020, and 21,187, 21,187, 21,186 and 21,186 shares vested as of March 31, 2020, June 30, 2020, September 30, 2020 and December 31, 2020, respectively.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:45 UTC
FEBBO WILLIAM JDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 21,186 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-000454 · ownership.xml · nonDerivative · entry 3

FEBBO WILLIAM J · CIK 0001413987 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person acquired these shares pursuant to a Restricted Stock Award. The award vests 25% at the end of each quarter starting on 3/31/2020, and 21,187, 21,187, 21,186 and 21,186 shares vested as of March 31, 2020, June 30, 2020, September 30, 2020 and December 31, 2020, respectively.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:45 UTC GrantCommon Stock 802 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-000456 · ownership.xml · nonDerivative · entry 2

Spangler Patrick D · CIK 0001296525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,389

F1 · price: The Issuer issued these shares to the Reporting Person under the Director Compensation Plan.

Read SEC document
December 31, 2020 Filed Jan 21, 2021 01:23 UTC GrantCommon Stock 802 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-003294 · ownership.xml · nonDerivative · entry 2

Lang James Paul · CIK 0001703090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,714

F1 · price: The Issuer issued these shares to the Reporting Person under the Director Compensation Plan.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 17:05 UTC
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
Exercise / conversionStock Option · Derivative 15,000 $2.46 Strike: $2.46 $36,900.00
Disclosure

SEC source: 0001213900-20-036981 · ownership.xml · derivative · entry 3

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,559

Underlying: Common Stock · 15,000 shares

Expires 2022-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 17:05 UTC
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 15,000 $2.46 $36,900.00
Disclosure

SEC source: 0001213900-20-036981 · ownership.xml · nonDerivative · entry 2

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 17:05 UTC
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
SaleCommon Stock 15,000 $24.05 $360,750.00
Disclosure

SEC source: 0001213900-20-036981 · ownership.xml · nonDerivative · entry 1

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,705

F1 · security: These shares sold pursuant to a plan of disposition adopted on June 16, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
September 30, 2020 Filed Jan 5, 2021 21:46 UTC GrantCommon Stock 1,183 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-000458 · ownership.xml · nonDerivative · entry 1

WASSON GREGORY D · CIK 0001188827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,183

F1 · price: The Issuer issued these shares to the Reporting Person under the Director Compensation Plan.

Read SEC document
September 30, 2020 Filed Jan 5, 2021 21:45 UTC
HALAS GUS DDirector
GrantCommon Stock 1,183 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-000455 · ownership.xml · nonDerivative · entry 1

HALAS GUS D · CIK 0001230322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,080

F1 · price: The Issuer issued these shares to the Reporting Person under the Director Compensation Plan.

Read SEC document
September 30, 2020 Filed Jan 5, 2021 21:46 UTC GrantCommon Stock 1,183 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-000457 · ownership.xml · nonDerivative · entry 1

Vos Ellen O'Connor · CIK 0001534357 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,142

F1 · price: The Issuer issued these shares to the Reporting Person under the Director Compensation Plan.

Read SEC document
September 30, 2020 Filed Jan 5, 2021 21:45 UTC
FEBBO WILLIAM JDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionUnvested Restricted Stock Award · Derivative 21,186 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-000454 · ownership.xml · derivative · entry 5

FEBBO WILLIAM J · CIK 0001413987 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,186

Underlying: Common Stock · 84,746 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person acquired these shares pursuant to a Restricted Stock Award. The award vests 25% at the end of each quarter starting on 3/31/2020, and 21,187, 21,187, 21,186 and 21,186 shares vested as of March 31, 2020, June 30, 2020, September 30, 2020 and December 31, 2020, respectively.

F1 · price: The Reporting Person acquired these shares pursuant to a Restricted Stock Award. The award vests 25% at the end of each quarter starting on 3/31/2020, and 21,187, 21,187, 21,186 and 21,186 shares vested as of March 31, 2020, June 30, 2020, September 30, 2020 and December 31, 2020, respectively.

Read SEC document
September 30, 2020 Filed Jan 5, 2021 21:45 UTC
FEBBO WILLIAM JDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 21,186 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-000454 · ownership.xml · nonDerivative · entry 2

FEBBO WILLIAM J · CIK 0001413987 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person acquired these shares pursuant to a Restricted Stock Award. The award vests 25% at the end of each quarter starting on 3/31/2020, and 21,187, 21,187, 21,186 and 21,186 shares vested as of March 31, 2020, June 30, 2020, September 30, 2020 and December 31, 2020, respectively.

Read SEC document
September 30, 2020 Filed Jan 5, 2021 21:45 UTC GrantCommon Stock 1,183 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-000456 · ownership.xml · nonDerivative · entry 1

Spangler Patrick D · CIK 0001296525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,587

F1 · price: The Issuer issued these shares to the Reporting Person under the Director Compensation Plan.

Read SEC document
September 30, 2020 Filed Jan 21, 2021 01:23 UTC GrantCommon Stock 1,183 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-003294 · ownership.xml · nonDerivative · entry 1

Lang James Paul · CIK 0001703090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,912

F1 · price: The Issuer issued these shares to the Reporting Person under the Director Compensation Plan.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 16:45 UTC
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
Exercise / conversionStock Option · Derivative 10,000 $2.46 Strike: $2.46 $24,600.00
Disclosure

SEC source: 0001213900-20-025434 · ownership.xml · derivative · entry 3

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,559

Underlying: Common Stock · 10,000 shares

Expires 2022-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 02, 2020 Filed Sep 4, 2020 16:45 UTC
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 10,000 $2.46 $24,600.00
Disclosure

SEC source: 0001213900-20-025434 · ownership.xml · nonDerivative · entry 2

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 02, 2020 Filed Sep 4, 2020 16:45 UTC
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
SaleCommon Stock 10,000 $20.00 $200,000.00
Disclosure

SEC source: 0001213900-20-025434 · ownership.xml · nonDerivative · entry 1

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,705

F1 · security: These shares sold pursuant to a plan of disposition adopted on June 16, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

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August 14, 2020 Filed Aug 14, 2020 17:15 UTC
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
Exercise / conversionStock Option · Derivative 10,000 $2.46 Strike: $2.46 $24,600.00
Disclosure

SEC source: 0001213900-20-022333 · ownership.xml · derivative · entry 3

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,559

Underlying: Common Stock · 10,000 shares

Expires 2022-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2020 Filed Aug 14, 2020 17:15 UTC
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 10,000 $2.46 $24,600.00
Disclosure

SEC source: 0001213900-20-022333 · ownership.xml · nonDerivative · entry 2

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2020 Filed Aug 14, 2020 17:15 UTC
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
SaleCommon Stock 10,000 $18.00 $180,000.00
Disclosure

SEC source: 0001213900-20-022333 · ownership.xml · nonDerivative · entry 1

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,671

F1 · security: These shares sold pursuant to a plan of disposition adopted on June 16, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 07, 2020 Filed Aug 7, 2020 17:27 UTC
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
Exercise / conversionStock Option · Derivative 10,000 $2.46 Strike: $2.46 $24,600.00
Disclosure

SEC source: 0001213900-20-020933 · ownership.xml · derivative · entry 3

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,559

Underlying: Common Stock · 10,000 shares

Expires 2022-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2020 Filed Aug 7, 2020 17:27 UTC
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 10,000 $2.46 $24,600.00
Disclosure

SEC source: 0001213900-20-020933 · ownership.xml · nonDerivative · entry 2

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 15:44 UTC PurchaseCommon Stock 15,000 $17.49 $262,350.00
Disclosure

SEC source: 0001213900-20-021359 · ownership.xml · nonDerivative · entry 1

WASSON GREGORY D · CIK 0001188827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Read SEC document
August 06, 2020 Filed Aug 7, 2020 17:27 UTC
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
SaleCommon Stock 10,000 $17.01 $170,100.00
Disclosure

SEC source: 0001213900-20-020933 · ownership.xml · nonDerivative · entry 1

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,671

F1 · security: These shares sold pursuant to a plan of disposition adopted on June 16, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
July 17, 2020 Filed Jul 17, 2020 16:45 UTC
BAKER DOUGLAS PCHIEF FINANCIAL OFFICER
Exercise / conversionStock Option · Derivative 8,000 $2.46 Strike: $2.46 $19,680.00
Disclosure

SEC source: 0001213900-20-017818 · ownership.xml · derivative · entry 3

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,559

Underlying: Common Stock · 5,032 shares

Expires 2022-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.