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Nasdaq · USD

OPNW

OpenWorld, Inc.

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8052
SEC CIK
0001104038
Parsed reports
359

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 28, 2017 Filed Feb 13, 2018 23:17 UTC
Blickman Laurence JDirector · 10% owner
GiftWarrants · Derivative 100,000 $0.00 Strike: $0.15 $0.00
Disclosure

SEC source: 0001214659-18-001171 · marketforms-41004.xml · derivative · entry 6

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laurence J Blickman '91 Trust

Disclosed balance after: 2,494,039

Underlying: Common Stock · 100,000 shares

Expires 2022-06-30

F2 · kind: This transaction involved a gift of securities by the reporting person to his son, who does not share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his son's shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 22:34 UTC SaleCommon Stock 53,557 $0.11 $5,623.49
Disclosure

SEC source: 0001214659-17-006785 · marketforms-40155.xml · nonDerivative · entry 1

GOLDBERG HOWARD · CIK 0001275847 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 2013 Goldberg Investment Trust

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.105 to $0.11, inclusive. The reporting person undertakes to provide to 2013 Goldberg Investment Trust, any security holder of 2013 Goldberg Investment Trust, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

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October 17, 2017 Filed Oct 20, 2017 00:26 UTC GrantCommon Stock 464,775 $0.07 $32,534.25
Disclosure

SEC source: 0001214659-17-006130 · marketforms-39965.xml · nonDerivative · entry 1

KLAPPER PAUL F · CIK 0001404519 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Managing Partner of PFK Acquisition Group II LLC

Disclosed balance after: 799,157

F1 · security: Includes 300,000 shares of unvested common stock.

F1 · balance_after: Includes 300,000 shares of unvested common stock.

Read SEC document
October 16, 2017 Filed Oct 16, 2017 20:42 UTC PurchaseCommon Stock 70,468 $0.07 $4,756.59
Disclosure

SEC source: 0001214659-17-006065 · marketforms-39936.xml · nonDerivative · entry 3

Blickman Laurence J · CIK 0001713046 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laurence J. Blickman '91 Trust

Disclosed balance after: 1,068,524

F1 · balance_after: The beneficial ownership includes 300,000 shares for which Laurence Blickman is the direct owner. The beneficial ownership does not include certain shares of common stock beneficially owned by Laurence Blickman. Once he and the Company can reconcile his beneficial ownership, this Form 4 will be amended.

Read SEC document
October 13, 2017 Filed Oct 16, 2017 20:42 UTC PurchaseCommon Stock 129,532 $0.07 $8,743.41
Disclosure

SEC source: 0001214659-17-006065 · marketforms-39936.xml · nonDerivative · entry 2

Blickman Laurence J · CIK 0001713046 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laurence J. Blickman '91 Trust

Disclosed balance after: 998,056

F1 · balance_after: The beneficial ownership includes 300,000 shares for which Laurence Blickman is the direct owner. The beneficial ownership does not include certain shares of common stock beneficially owned by Laurence Blickman. Once he and the Company can reconcile his beneficial ownership, this Form 4 will be amended.

Read SEC document
October 12, 2017 Filed Oct 16, 2017 20:42 UTC PurchaseCommon Stock 200,000 $0.07 $13,800.00
Disclosure

SEC source: 0001214659-17-006065 · marketforms-39936.xml · nonDerivative · entry 1

Blickman Laurence J · CIK 0001713046 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laurence J. Blickman '91 Trust

Disclosed balance after: 868,524

F1 · balance_after: The beneficial ownership includes 300,000 shares for which Laurence Blickman is the direct owner. The beneficial ownership does not include certain shares of common stock beneficially owned by Laurence Blickman. Once he and the Company can reconcile his beneficial ownership, this Form 4 will be amended.

Read SEC document
September 27, 2017 Filed Sep 27, 2017 20:20 UTC GrantCommon Stock 300,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-17-005750 · marketforms-39786.xml · nonDerivative · entry 1

SCHAFRAN LAWRENCE G · CIK 0001207572 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,301,000

F1 · security: The securities vest every three months over a one-year period beginning August 9, 2017, with the first vesting date being three months from August 9, 2017, subject to continued service on each applicable vesting date. The securities were not previously issued due to a scrivener's error.

F2 · price: Not applicable.

Read SEC document
September 05, 2017 Filed Sep 6, 2017 20:20 UTC GrantWarrants (right to buy) · Derivative 1,430,000 Not disclosed Strike: $0.15 Not disclosed
Disclosure

SEC source: 0001214659-17-005513 · marketforms-39577.xml · derivative · entry 2

GOLDBERG HOWARD · CIK 0001275847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,430,000

Underlying: Common Stock · 1,430,000 shares

Expires 2022-09-05

F1 · security: The common stock and warrants were issued for a combination of securities owed for payment of a prior loan, cancellation of options, and services rather than cash as part of the Company's ongoing private placement. Because the future service period covers the four months ended December 31, 2017, 75,075 shares of common stock and 75,075 warrants shall vest on the last day of each of September, October, November, and December 2017.

F2 · price: Not applicable.

Read SEC document
September 05, 2017 Filed Sep 6, 2017 20:20 UTC GrantCommon Stock 1,430,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-17-005513 · marketforms-39577.xml · nonDerivative · entry 1

GOLDBERG HOWARD · CIK 0001275847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,831,312

F1 · security: The common stock and warrants were issued for a combination of securities owed for payment of a prior loan, cancellation of options, and services rather than cash as part of the Company's ongoing private placement. Because the future service period covers the four months ended December 31, 2017, 75,075 shares of common stock and 75,075 warrants shall vest on the last day of each of September, October, November, and December 2017.

F2 · price: Not applicable.

Read SEC document
September 05, 2017 Filed Dec 12, 2017 21:05 UTC GrantWarrants · Derivative 1,144,000 $0.00 Strike: $0.15 $0.00
Disclosure

SEC source: 0001214659-17-007272 · marketforms-40428.xml · derivative · entry 3

GELLER MARSHALL S · CIK 0000925236 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Marshall & Patricia Geller Living Trust

Disclosed balance after: 1,144,000

Underlying: Common Stock · 1,144,000 shares

Expires 2022-09-05

Read SEC document
September 05, 2017 Filed Dec 12, 2017 21:05 UTC GrantCommon Stock 1,144,000 $0.07 $80,080.00
Disclosure

SEC source: 0001214659-17-007272 · marketforms-40428.xml · nonDerivative · entry 1

GELLER MARSHALL S · CIK 0000925236 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Marshall & Patricia Geller Living Trust

Disclosed balance after: 1,144,000

Read SEC document
August 22, 2017 Filed Aug 23, 2017 20:05 UTC
Blickman Laurence JDirector · 10% owner
PurchaseCommon Stock 1,800 $0.04 $71.10
Disclosure

SEC source: 0001214659-17-005256 · marketforms-39494.xml · nonDerivative · entry 1

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laurence J. Blickman '91 Trust

Disclosed balance after: 368,524

F1 · balance_after: The beneficial ownership does not include certain shares of common stock beneficially owned by Mr. Blickman. Once he and the Company can reconcile his beneficial ownership, this Form 4 will be amended.

Read SEC document
August 18, 2017 Filed Aug 21, 2017 21:40 UTC GiftCommon Stock 6,566 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-005236 · marketforms-39481.xml · nonDerivative · entry 1

GOLDBERG HOWARD · CIK 0001275847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,312

Read SEC document
August 15, 2017 Filed Aug 18, 2017 22:29 UTC
Blickman Laurence JDirector · 10% owner
PurchaseCommon Stock 1,530 $0.04 $53.70
Disclosure

SEC source: 0001214659-17-005209 · marketforms-39479.xml · nonDerivative · entry 1

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laurence J. Blickman '91 Trust

Disclosed balance after: 366,724

F1 · balance_after: The beneficial ownership does not include certain shares of common stock beneficially owned by Mr. Blickman. Once he and the Company can reconcile his beneficial ownership, this Form 4 will be amended

Read SEC document
August 11, 2017 Filed Aug 15, 2017 21:04 UTC
Blickman Laurence JDirector · 10% owner
PurchaseCommon Stock 4,900 $0.04 $171.99
Disclosure

SEC source: 0001214659-17-005149 · marketforms-39451.xml · nonDerivative · entry 2

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laurence J. Blickman '91 Trust

Disclosed balance after: 365,194

F1 · balance_after: The beneficial ownership does not include certain shares of common stock beneficially owned by Mr. Blickman. Once he and the Company can reconcile his beneficial ownership, this Form 4 will be amended.

Read SEC document
August 10, 2017 Filed Aug 15, 2017 21:04 UTC
Blickman Laurence JDirector · 10% owner
PurchaseCommon Stock 10,294 $0.04 $361.32
Disclosure

SEC source: 0001214659-17-005149 · marketforms-39451.xml · nonDerivative · entry 1

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laurence J. Blickman '91 Trust

Disclosed balance after: 360,294

F1 · balance_after: The beneficial ownership does not include certain shares of common stock beneficially owned by Mr. Blickman. Once he and the Company can reconcile his beneficial ownership, this Form 4 will be amended.

Read SEC document
August 10, 2017 Filed Feb 13, 2018 23:17 UTC
Blickman Laurence JDirector · 10% owner
GrantCommon Stock 300,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-18-001171 · marketforms-41004.xml · nonDerivative · entry 2

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laurence J Blickman '91 Trust

Disclosed balance after: 6,058,641

F1 · price: Not applicable.

Read SEC document
August 10, 2017 Filed Feb 13, 2018 23:17 UTC
Blickman Laurence JDirector · 10% owner
Disposition to issuerCommon Stock 300,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-18-001171 · marketforms-41004.xml · nonDerivative · entry 1

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Not applicable.

Read SEC document
August 09, 2017 Filed Aug 11, 2017 20:59 UTC GrantCommon Stock 300,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-17-005004 · marketforms-39432.xml · nonDerivative · entry 1

GELLER MARSHALL S · CIK 0000925236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

F1 · security: The securities vest every three months over a one-year period, with the first vesting date being three months from the Transaction Date, subject to continued service on each applicable vesting date.

F2 · price: Not applicable.

Read SEC document
August 09, 2017 Filed Aug 11, 2017 21:01 UTC GrantCommon Stock 300,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-17-005006 · marketforms-39430.xml · nonDerivative · entry 1

GOLDBERG HOWARD · CIK 0001275847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,746

F1 · security: The securities vest every three months over a one-year period, with the first vesting date being three months from the Transaction Date, subject to continued service on each applicable vesting date.

F2 · price: Not applicable.

Read SEC document
August 09, 2017 Filed Aug 11, 2017 21:00 UTC GrantCommon Stock 300,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-17-005005 · marketforms-39438.xml · nonDerivative · entry 1

Blickman Laurence J · CIK 0001713046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

F1 · security: The securities vest every three months over a one-year period, with the first vesting date being three months from the Transaction Date, subject to continued service on each applicable vesting date.

F2 · price: Not applicable.

Read SEC document
August 09, 2017 Filed Aug 11, 2017 20:58 UTC GrantCommon Stock 300,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-17-005003 · marketforms-39437.xml · nonDerivative · entry 1

KLAPPER PAUL F · CIK 0001404519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

F1 · security: The securities vest every three months over a one-year period, with the first vesting date being three months from the Transaction Date, subject to continued service on each applicable vesting date.

F2 · price: Not applicable.

Read SEC document
August 02, 2017 Filed Aug 15, 2017 21:00 UTC
Blickman Laurence JDirector · 10% owner
PurchaseCommon Stock 350,000 $0.04 $12,250.00
Disclosure

SEC source: 0001214659-17-005147 · marketforms-39450.xml · nonDerivative · entry 1

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laurence J. Blickman '91 Trust

Disclosed balance after: 350,000

F1 · balance_after: The beneficial ownership does not include certain shares of common stock beneficially owned by Mr. Blickman. Once he and the Company can reconcile his beneficial ownership, this Form 4 will be amended.

Read SEC document
July 24, 2017 Filed Aug 28, 2017 20:05 UTC GrantWarrants (right to buy) · Derivative 625,625 Not disclosed Strike: $0.15 Not disclosed
Disclosure

SEC source: 0001214659-17-005326 · marketforms-39503.xml · derivative · entry 4

SCHAFRAN LAWRENCE G · CIK 0001207572 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625,625

Underlying: Common Stock · 625,625 shares

Expires not disclosed

F2 · price: The reporting person acquired the securities in a private placement and paid $43,750 for the common stock and warrants on the Transaction Date of July 24, 2017.

F3 · derivative.exercise_date: Exercisable on the Transaction date. The expiration date on the warrants is five years from the Transaction Date.

F3 · derivative.expiration_date: Exercisable on the Transaction date. The expiration date on the warrants is five years from the Transaction Date.

Read SEC document
July 24, 2017 Filed Aug 28, 2017 20:05 UTC GrantCommon Stock 625,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-17-005326 · marketforms-39503.xml · nonDerivative · entry 2

SCHAFRAN LAWRENCE G · CIK 0001207572 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,001,000

F2 · price: The reporting person acquired the securities in a private placement and paid $43,750 for the common stock and warrants on the Transaction Date of July 24, 2017.

Read SEC document
June 30, 2017 Filed Aug 28, 2017 20:05 UTC GrantWarrants (right to buy) · Derivative 375,375 Not disclosed Strike: $0.15 Not disclosed
Disclosure

SEC source: 0001214659-17-005326 · marketforms-39503.xml · derivative · entry 3

SCHAFRAN LAWRENCE G · CIK 0001207572 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,375

Underlying: Common Stock · 375,375 shares

Expires not disclosed

F1 · price: The reporting person acquired the securities in a private placement and paid $26,250 for the common stock and warrants on the Transaction Date of June 30, 2017.

F3 · derivative.exercise_date: Exercisable on the Transaction date. The expiration date on the warrants is five years from the Transaction Date.

F3 · derivative.expiration_date: Exercisable on the Transaction date. The expiration date on the warrants is five years from the Transaction Date.

Read SEC document
June 30, 2017 Filed Aug 28, 2017 20:05 UTC GrantCommon Stock 375,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-17-005326 · marketforms-39503.xml · nonDerivative · entry 1

SCHAFRAN LAWRENCE G · CIK 0001207572 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,375

F1 · price: The reporting person acquired the securities in a private placement and paid $26,250 for the common stock and warrants on the Transaction Date of June 30, 2017.

Read SEC document
June 30, 2017 Filed Dec 13, 2017 22:16 UTC GrantWarrants · Derivative 1,089,043 $0.00 Strike: $0.15 $0.00
Disclosure

SEC source: 0001214659-17-007289 · marketforms-40470.xml · derivative · entry 11

KLAPPER PAUL F · CIK 0001404519 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Clydesdale Partners II LLC

Disclosed balance after: 1,089,043

Underlying: Common Stock · 1,089,043 shares

Expires 2022-06-30

Read SEC document
June 30, 2017 Filed Dec 13, 2017 22:16 UTC GrantWarrants · Derivative 655,603 $0.00 Strike: $0.15 $0.00
Disclosure

SEC source: 0001214659-17-007289 · marketforms-40470.xml · derivative · entry 10

KLAPPER PAUL F · CIK 0001404519 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Managing Partner of PFK Acquisition Group II LLC

Disclosed balance after: 655,603

Underlying: Common Stock · 655,603 shares

Expires 2022-06-30

Read SEC document
June 30, 2017 Filed Dec 13, 2017 22:16 UTC GrantWarrants · Derivative 371,800 $0.00 Strike: $0.15 $0.00
Disclosure

SEC source: 0001214659-17-007289 · marketforms-40470.xml · derivative · entry 9

KLAPPER PAUL F · CIK 0001404519 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Managing Partner of PFK Acquisition Group II LLC

Disclosed balance after: 371,800

Underlying: Common Stock · 371,800 shares

Expires 2022-06-30

Read SEC document
June 30, 2017 Filed Dec 13, 2017 22:16 UTC GrantCommon Stock 1,089,043 $0.07 $76,233.01
Disclosure

SEC source: 0001214659-17-007289 · marketforms-40470.xml · nonDerivative · entry 7

KLAPPER PAUL F · CIK 0001404519 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Clydesdale Partners II LLC

Disclosed balance after: 1,689,874

Read SEC document
June 30, 2017 Filed Dec 13, 2017 22:16 UTC GrantCommon Stock 371,800 $0.07 $26,026.00
Disclosure

SEC source: 0001214659-17-007289 · marketforms-40470.xml · nonDerivative · entry 4

KLAPPER PAUL F · CIK 0001404519 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Managing Partner of PFK Acquisition Group II LLC

Disclosed balance after: 1,626,267

Read SEC document
June 30, 2017 Filed Dec 13, 2017 22:16 UTC GrantCommon Stock 655,603 $0.07 $45,892.21
Disclosure

SEC source: 0001214659-17-007289 · marketforms-40470.xml · nonDerivative · entry 3

KLAPPER PAUL F · CIK 0001404519 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Managing Partner of PFK Acquisition Group II LLC

Disclosed balance after: 1,254,467

Read SEC document
January 11, 2017 Filed Dec 13, 2017 22:16 UTC GrantCommon Stock 23,500 $0.40 $9,400.00
Disclosure

SEC source: 0001214659-17-007289 · marketforms-40470.xml · nonDerivative · entry 2

KLAPPER PAUL F · CIK 0001404519 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Managing Partner of PFK Acquisition Group II LLC

Disclosed balance after: 598,864

Read SEC document
January 03, 2017 Filed Jan 8, 2018 23:06 UTC
Blickman Laurence JDirector · 10% owner
GrantWarrants · Derivative 600,600 $0.00 Strike: $0.15 $0.00
Disclosure

SEC source: 0001214659-18-000277 · marketforms-40693.xml · derivative · entry 8

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laurence J. Blickman Defined Benefit Plan

Disclosed balance after: 2,029,172

Underlying: Common Stock · 600,600 shares

Expires 2023-01-03

Read SEC document
January 03, 2017 Filed Jan 8, 2018 23:06 UTC
Blickman Laurence JDirector · 10% owner
GrantWarrants · Derivative 738,824 $0.00 Strike: $0.15 $0.00
Disclosure

SEC source: 0001214659-18-000277 · marketforms-40693.xml · derivative · entry 7

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laurence J. Blickman '91 Trust

Disclosed balance after: 3,332,863

Underlying: Common Stock · 738,824 shares

Expires 2023-01-03

Read SEC document
January 03, 2017 Filed Jan 8, 2018 23:06 UTC
Blickman Laurence JDirector · 10% owner
GrantWarrants · Derivative 104,876 $0.00 Strike: $0.15 $0.00
Disclosure

SEC source: 0001214659-18-000277 · marketforms-40693.xml · derivative · entry 6

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laurence J. Blickman SEP IRA

Disclosed balance after: 104,876

Underlying: Common Stock · 104,876 shares

Expires 2023-01-03

Read SEC document
December 21, 2016 Filed Apr 17, 2017 20:05 UTC GrantStock Options (Right to Buy) · Derivative 250,000 Not disclosed Strike: $0.25 Not disclosed
Disclosure

SEC source: 0001214659-17-002586 · marketforms-38534.xml · derivative · entry 2

SCHAFRAN LAWRENCE G · CIK 0001207572 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2026-12-21

F1 · price: Not applicable.

Read SEC document
December 21, 2016 Filed Apr 17, 2017 20:05 UTC GrantStock Options (Right to Buy) · Derivative 75,000 Not disclosed Strike: $0.11 Not disclosed
Disclosure

SEC source: 0001214659-17-002586 · marketforms-38534.xml · derivative · entry 1

SCHAFRAN LAWRENCE G · CIK 0001207572 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2026-12-21

F1 · price: Not applicable.

Read SEC document
December 21, 2016 Filed Apr 17, 2017 20:06 UTC
GARDNER NORMAN ADirector · CEO
GrantStock Options (Right to Buy) · Derivative 250,000 Not disclosed Strike: $0.25 Not disclosed
Disclosure

SEC source: 0001214659-17-002588 · marketforms-38570.xml · derivative · entry 2

GARDNER NORMAN A · CIK 0001306334 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2026-12-21

F1 · price: Not applicable.

Read SEC document
December 21, 2016 Filed Apr 17, 2017 20:06 UTC
GARDNER NORMAN ADirector · CEO
GrantStock Options (Right to Buy) · Derivative 165,000 Not disclosed Strike: $0.11 Not disclosed
Disclosure

SEC source: 0001214659-17-002588 · marketforms-38570.xml · derivative · entry 1

GARDNER NORMAN A · CIK 0001306334 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,000

Underlying: Common Stock · 165,000 shares

Expires 2026-12-21

F1 · price: Not applicable.

Read SEC document
December 21, 2016 Filed Apr 17, 2017 20:05 UTC GrantStock Options (Right to Buy) · Derivative 250,000 Not disclosed Strike: $0.25 Not disclosed
Disclosure

SEC source: 0001214659-17-002587 · marketforms-38567.xml · derivative · entry 2

Weinberger Jonathan · CIK 0001563511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2026-12-21

F1 · price: Not applicable.

Read SEC document
December 21, 2016 Filed Apr 17, 2017 20:05 UTC GrantStock Options (Right to Buy) · Derivative 175,000 Not disclosed Strike: $0.11 Not disclosed
Disclosure

SEC source: 0001214659-17-002587 · marketforms-38567.xml · derivative · entry 1

Weinberger Jonathan · CIK 0001563511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 175,000 shares

Expires 2026-12-21

F1 · price: Not applicable.

Read SEC document
December 21, 2016 Filed Apr 17, 2017 20:05 UTC GrantStock Options (Right to Buy) · Derivative 250,000 Not disclosed Strike: $0.25 Not disclosed
Disclosure

SEC source: 0001214659-17-002585 · marketforms-38535.xml · derivative · entry 2

McPherson Scott Alan · CIK 0001611486 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2026-12-21

F1 · price: Not applicable.

Read SEC document
December 21, 2016 Filed Apr 17, 2017 20:05 UTC GrantStock Options (Right to Buy) · Derivative 300,000 Not disclosed Strike: $0.11 Not disclosed
Disclosure

SEC source: 0001214659-17-002585 · marketforms-38535.xml · derivative · entry 1

McPherson Scott Alan · CIK 0001611486 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2026-12-21

F1 · price: Not applicable.

Read SEC document
December 21, 2016 Filed Apr 17, 2017 20:05 UTC GrantStock Options (Right to Buy) · Derivative 250,000 Not disclosed Strike: $0.25 Not disclosed
Disclosure

SEC source: 0001214659-17-002583 · marketforms-38568.xml · derivative · entry 2

BALLARD CLAUDIO R. · CIK 0001573990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2026-12-21

F1 · price: Not applicable.

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December 21, 2016 Filed Apr 17, 2017 20:05 UTC GrantStock Options (Right to Buy) · Derivative 75,000 Not disclosed Strike: $0.11 Not disclosed
Disclosure

SEC source: 0001214659-17-002583 · marketforms-38568.xml · derivative · entry 1

BALLARD CLAUDIO R. · CIK 0001573990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2026-12-21

F1 · price: Not applicable.

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October 17, 2016 Filed Dec 13, 2017 22:16 UTC GrantWarrants · Derivative 3,700,000 $0.00 Strike: $0.40 $0.00
Disclosure

SEC source: 0001214659-17-007289 · marketforms-40470.xml · derivative · entry 12

KLAPPER PAUL F · CIK 0001404519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,700,000

Underlying: Common Stock · 3,700,000 shares

Expires 2021-10-17

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August 26, 2016 Filed Dec 13, 2017 22:16 UTC GrantCommon Stock 568,805 $0.40 $227,522.00
Disclosure

SEC source: 0001214659-17-007289 · marketforms-40470.xml · nonDerivative · entry 6

KLAPPER PAUL F · CIK 0001404519 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Clydesdale Partners II LLC

Disclosed balance after: 600,831

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February 19, 2016 Filed Dec 13, 2017 22:16 UTC GrantCommon Stock 32,026 $0.40 $12,810.40
Disclosure

SEC source: 0001214659-17-007289 · marketforms-40470.xml · nonDerivative · entry 5

KLAPPER PAUL F · CIK 0001404519 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Clydesdale Partners II LLC

Disclosed balance after: 32,026

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.