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Nasdaq · USD

OPNW

OpenWorld, Inc.

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8052
SEC CIK
0001104038
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359

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 29, 2018 Filed Jul 3, 2018 20:05 UTC
Blickman Laurence JDirector · 10% owner
PurchaseCommon Stock 10,000 $0.22 $2,200.00
Disclosure

SEC source: 0001214659-18-004752 · marketforms-42411.xml · nonDerivative · entry 1

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laurence J. Blickman SEP IRA

Disclosed balance after: 1,170,529

Read SEC document
June 27, 2018 Filed Jun 29, 2018 16:05 UTC
BERG CARL EDirector · 10% owner
GrantCommon Stock 195,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-18-004644 · marketforms-42369.xml · nonDerivative · entry 1

BERG CARL E · CIK 0000901719 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,000

F1 · security: The shares shall vest every three months over a one-year period, subject to the Reporting Person's continued service for which the shares were granted on each applicable vesting date.

F2 · price: Not applicable.

Read SEC document
June 27, 2018 Filed Jun 29, 2018 20:05 UTC GrantCommon Stock 205,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-18-004640 · marketforms-42365.xml · nonDerivative · entry 1

GELLER MARSHALL S · CIK 0000925236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,000

F1 · security: The shares shall vest every three months over a one-year period, subject to the Reporting Person's continued service for which the shares were granted on each applicable vesting date.

F2 · price: Not applicable.

Read SEC document
June 27, 2018 Filed Jun 29, 2018 20:05 UTC
Blickman Laurence JDirector · 10% owner
GrantCommon Stock 235,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-18-004645 · marketforms-42379.xml · nonDerivative · entry 1

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Blickman '91 Trust

Disclosed balance after: 8,971,820

F1 · security: The shares shall vest every three months over a one-year period, subject to the Reporting Person's continued service for which the shares were granted on each applicable vesting date.

F2 · price: Not applicable.

Read SEC document
June 27, 2018 Filed Jun 29, 2018 20:05 UTC
GARDNER NORMAN ADirector · Secretary and Treasurer
GrantCommon Stock 150,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-18-004643 · marketforms-42368.xml · nonDerivative · entry 1

GARDNER NORMAN A · CIK 0001306334 · Director · Secretary and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,199,469

F1 · security: The shares shall vest every three months over a one-year period, subject to the Reporting Person's continued service for which the shares were granted on each applicable vesting date.

F2 · price: Not applicable.

Read SEC document
June 27, 2018 Filed Jun 29, 2018 20:05 UTC GrantCommon Stock 280,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-18-004641 · marketforms-42366.xml · nonDerivative · entry 1

GOLDBERG HOWARD · CIK 0001275847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,272,255

F1 · security: The shares shall vest every three months over a one-year period, subject to the Reporting Person's continued service for which the shares were granted on each applicable vesting date.

F2 · price: Not applicable.

Read SEC document
June 27, 2018 Filed Jun 29, 2018 20:05 UTC
White Patrick JosephDirector · CEO
GrantCommon Stock 150,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-18-004639 · marketforms-42363.xml · nonDerivative · entry 1

white patrick joseph · CIK 0001712944 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

F1 · security: The shares shall vest every three months over a one-year period, subject to the Reporting Person's continued service for which the shares were granted on each applicable vesting date.

F2 · price: Not applicable.

Read SEC document
June 27, 2018 Filed Jun 29, 2018 20:05 UTC GrantCommon Stock 210,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-18-004642 · marketforms-42367.xml · nonDerivative · entry 1

EISEN HARVEY P · CIK 0001104706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,940,000

F1 · security: The shares shall vest every three months over a one-year period, subject to the Reporting Person's continued service for which the shares were granted on each applicable vesting date.

F2 · price: Not applicable.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 20:05 UTC
Blickman Laurence JDirector · 10% owner
GrantCommon Stock 4,000 $0.25 $998.80
Disclosure

SEC source: 0001214659-18-004516 · marketforms-42285.xml · nonDerivative · entry 1

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laurence J. Blickman SEP IRA

Disclosed balance after: 1,160,529

F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $0.2448 to $0.25, inclusive.

Read SEC document
May 21, 2018 Filed May 22, 2018 20:05 UTC
Blickman Laurence JDirector · 10% owner
GrantCommon Stock 9,790 $0.24 $2,345.68
Disclosure

SEC source: 0001214659-18-003945 · marketforms-42068.xml · nonDerivative · entry 2

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laurence J. Blickman Defined Benefit Plan

Disclosed balance after: 5,178,171

F2 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $0.231 to $0.2457, inclusive.

Read SEC document
May 21, 2018 Filed May 22, 2018 20:05 UTC
Blickman Laurence JDirector · 10% owner
GrantCommon Stock 20,000 $0.23 $4,600.00
Disclosure

SEC source: 0001214659-18-003945 · marketforms-42068.xml · nonDerivative · entry 1

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laurence J. Blickman '91 Trust

Disclosed balance after: 9,034,820

F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $0.228 to $0.23, inclusive.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:05 UTC
Blickman Laurence JDirector · 10% owner
OtherWarrants · Derivative 78,339 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001214659-18-003923 · marketforms-42045.xml · derivative · entry 5

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laurence J. Blickman '91 Trust

Disclosed balance after: 0

Underlying: Common Stock · 78,339 shares

Expires 2022-11-28

F1 · security: The exercise of the warrants was exempt under Rule 16b-6.

F2 · derivative.exercise_price: The Reporting Person exercised the warrants at a reduced exercise price of $0.10 per share in accordance with the issuer's warrant reduction program as disclosed in the issuer's Form 8-K's filed on February 25, 2018 and March 22, 2018.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:05 UTC
Blickman Laurence JDirector · 10% owner
OtherCommon Stock 78,339 $0.10 $7,833.90
Disclosure

SEC source: 0001214659-18-003923 · marketforms-42045.xml · nonDerivative · entry 1

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laurence J. Blickman '91 Trust

Disclosed balance after: 9,014,820

Read SEC document
May 16, 2018 Filed May 17, 2018 21:19 UTC
Blickman Laurence JDirector · 10% owner
GrantCommon Stock 10,000 $0.23 $2,250.00
Disclosure

SEC source: 0001214659-18-003857 · marketforms-42029.xml · nonDerivative · entry 2

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laurence J. Blickman Defined Benefit Plan

Disclosed balance after: 5,168,381

Read SEC document
May 15, 2018 Filed May 17, 2018 21:19 UTC
Blickman Laurence JDirector · 10% owner
OtherWarrants · Derivative 1,000,000 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001214659-18-003857 · marketforms-42029.xml · derivative · entry 5

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laurence J. Blickman '91 Trust

Disclosed balance after: 78,339

Underlying: Common Stock · 1,000,000 shares

Expires 2022-11-28

F1 · security: The exercise of the warrants was exempt under Rule 16b-6.

F2 · derivative.exercise_price: The Reporting Person exercised the warrants at a reduced exercise price of $0.10 per share in accordance with the issuer's warrant reduction program as disclosed in the issuer's Form 8-K's filed on February 25, 2018 and March 22, 2018.

Read SEC document
May 15, 2018 Filed May 17, 2018 21:19 UTC
Blickman Laurence JDirector · 10% owner
OtherCommon Stock 1,000,000 $0.10 $100,000.00
Disclosure

SEC source: 0001214659-18-003857 · marketforms-42029.xml · nonDerivative · entry 1

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laurence J. Blickman '91 Trust

Disclosed balance after: 8,936,481

Read SEC document
May 07, 2018 Filed May 9, 2018 20:05 UTC
Blickman Laurence JDirector · 10% owner
GrantCommon Stock 10,000 $0.27 $2,652.00
Disclosure

SEC source: 0001214659-18-003496 · marketforms-41949.xml · nonDerivative · entry 1

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laurence J. Blickman '91 Trust

Disclosed balance after: 7,936,481

Read SEC document
May 04, 2018 Filed May 8, 2018 20:05 UTC
Blickman Laurence JDirector · 10% owner
GrantCommon Stock 10,000 $0.27 $2,700.00
Disclosure

SEC source: 0001214659-18-003425 · marketforms-41940.xml · nonDerivative · entry 1

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Blickman 2005 Family Trust

Disclosed balance after: 688,426

Read SEC document
May 03, 2018 Filed May 4, 2018 20:05 UTC
Blickman Laurence JDirector · 10% owner
GrantCommon Stock 4,000 $0.26 $1,039.20
Disclosure

SEC source: 0001214659-18-003323 · marketforms-41895.xml · nonDerivative · entry 2

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Blickman 2005 Family Trust

Disclosed balance after: 678,426

F2 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $0.2559 to $0.2599, inclusive.

Read SEC document
May 03, 2018 Filed May 4, 2018 20:05 UTC
Blickman Laurence JDirector · 10% owner
GrantCommon Stock 6,300 $0.26 $1,646.82
Disclosure

SEC source: 0001214659-18-003323 · marketforms-41895.xml · nonDerivative · entry 1

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laurence J. Blickman '91 Trust

Disclosed balance after: 7,926,481

F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $0.2559 to $0.2625, inclusive.

Read SEC document
May 01, 2018 Filed May 2, 2018 20:10 UTC
Blickman Laurence JDirector · 10% owner
GrantCommon Stock 10,000 $0.27 $2,699.00
Disclosure

SEC source: 0001214659-18-003272 · marketforms-41870.xml · nonDerivative · entry 1

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laurence J. Blickman '91 Trust

Disclosed balance after: 7,920,181

F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $0.2642 to $0.27, inclusive.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:05 UTC
Blickman Laurence JDirector · 10% owner
GrantCommon Stock 10,000 $0.28 $2,790.00
Disclosure

SEC source: 0001214659-18-003271 · marketforms-41869.xml · nonDerivative · entry 1

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laurence J. Blickman '91 Trust

Disclosed balance after: 7,910,181

F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $0.2712 to $0.28, inclusive.

Read SEC document
April 25, 2018 Filed Apr 27, 2018 20:05 UTC GrantCommon Stock 300,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-18-003109 · marketforms-41817.xml · nonDerivative · entry 1

EISEN HARVEY P · CIK 0001104706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,730,000

F1 · price: Not applicable.

Read SEC document
April 20, 2018 Filed Apr 23, 2018 20:05 UTC
Blickman Laurence JDirector · 10% owner
GrantCommon Stock 32,350 $0.27 $8,783.03
Disclosure

SEC source: 0001214659-18-002938 · marketforms-41775.xml · nonDerivative · entry 1

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laurence J. Blickman '91 Trust

Disclosed balance after: 7,900,181

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.268 to $0.275, inclusive.

Read SEC document
April 10, 2018 Filed Apr 12, 2018 20:09 UTC
Blickman Laurence JDirector · 10% owner
OtherWarrants · Derivative 23,545 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001214659-18-002766 · marketforms-41733.xml · derivative · entry 13

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Blickman 2005 Family Trust

Disclosed balance after: 0

Underlying: Common Stock · 23,545 shares

Expires 2022-06-30

F2 · security: The exercise of the warrants was exempt under Rule 16b-6.

F3 · derivative.exercise_price: The Reporting Person exercised the warrants at a reduced exercise price of $0.10 per share in accordance with the issuer's warrant reduction program as disclosed in the issuer's Form 8-K's filed on February 25, 2018 and March 22, 2018.

Read SEC document
April 10, 2018 Filed Apr 12, 2018 20:09 UTC
Blickman Laurence JDirector · 10% owner
OtherWarrants · Derivative 9,354 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001214659-18-002766 · marketforms-41733.xml · derivative · entry 12

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laurence J. Blickman '91 Trust

Disclosed balance after: 0

Underlying: Common Stock · 9,354 shares

Expires 2019-10-09

F2 · security: The exercise of the warrants was exempt under Rule 16b-6.

F3 · derivative.exercise_price: The Reporting Person exercised the warrants at a reduced exercise price of $0.10 per share in accordance with the issuer's warrant reduction program as disclosed in the issuer's Form 8-K's filed on February 25, 2018 and March 22, 2018.

Read SEC document
April 10, 2018 Filed Apr 12, 2018 20:09 UTC
Blickman Laurence JDirector · 10% owner
OtherWarrants · Derivative 52,355 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001214659-18-002766 · marketforms-41733.xml · derivative · entry 11

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laurence J. Blickman '91 Trust

Disclosed balance after: 0

Underlying: Common Stock · 52,355 shares

Expires 2022-06-30

F2 · security: The exercise of the warrants was exempt under Rule 16b-6.

F3 · derivative.exercise_price: The Reporting Person exercised the warrants at a reduced exercise price of $0.10 per share in accordance with the issuer's warrant reduction program as disclosed in the issuer's Form 8-K's filed on February 25, 2018 and March 22, 2018.

Read SEC document
April 10, 2018 Filed Apr 12, 2018 20:09 UTC
Blickman Laurence JDirector · 10% owner
GrantWarrants · Derivative 23,545 $0.00 Strike: $0.15 $0.00
Disclosure

SEC source: 0001214659-18-002766 · marketforms-41733.xml · derivative · entry 10

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Blickman 2005 Family Trust

Disclosed balance after: 23,545

Underlying: Common Stock · 23,545 shares

Expires 2022-06-30

Read SEC document
April 10, 2018 Filed Apr 12, 2018 20:09 UTC
Blickman Laurence JDirector · 10% owner
GrantWarrants · Derivative 9,354 $0.00 Strike: $0.15 $0.00
Disclosure

SEC source: 0001214659-18-002766 · marketforms-41733.xml · derivative · entry 9

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laurence J. Blickman '91 Trust

Disclosed balance after: 9,354

Underlying: Common Stock · 9,354 shares

Expires 2019-10-09

Read SEC document
April 10, 2018 Filed Apr 12, 2018 20:09 UTC
Blickman Laurence JDirector · 10% owner
GrantWarrants · Derivative 52,355 $0.00 Strike: $0.15 $0.00
Disclosure

SEC source: 0001214659-18-002766 · marketforms-41733.xml · derivative · entry 8

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laurence J. Blickman '91 Trust

Disclosed balance after: 52,355

Underlying: Common Stock · 52,355 shares

Expires 2022-06-30

Read SEC document
April 10, 2018 Filed Apr 12, 2018 20:09 UTC
Blickman Laurence JDirector · 10% owner
OtherCommon Stock 23,545 $0.10 $2,354.50
Disclosure

SEC source: 0001214659-18-002766 · marketforms-41733.xml · nonDerivative · entry 5

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Blickman 2005 Family Trust

Disclosed balance after: 674,426

F2 · security: The exercise of the warrants was exempt under Rule 16b-6.

Read SEC document
April 10, 2018 Filed Apr 12, 2018 20:09 UTC
Blickman Laurence JDirector · 10% owner
OtherCommon Stock 9,354 $0.10 $935.40
Disclosure

SEC source: 0001214659-18-002766 · marketforms-41733.xml · nonDerivative · entry 4

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laurence J. Blickman '91 Trust

Disclosed balance after: 7,867,831

F2 · security: The exercise of the warrants was exempt under Rule 16b-6.

Read SEC document
April 10, 2018 Filed Apr 12, 2018 20:09 UTC
Blickman Laurence JDirector · 10% owner
OtherCommon Stock 52,355 $0.10 $5,235.50
Disclosure

SEC source: 0001214659-18-002766 · marketforms-41733.xml · nonDerivative · entry 3

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laurence J. Blickman '91 Trust

Disclosed balance after: 7,858,477

F2 · security: The exercise of the warrants was exempt under Rule 16b-6.

Read SEC document
April 10, 2018 Filed Apr 12, 2018 20:09 UTC
Blickman Laurence JDirector · 10% owner
GrantCommon Stock 36,578 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-18-002766 · marketforms-41733.xml · nonDerivative · entry 2

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Blickman 2005 Family Trust

Disclosed balance after: 650,881

F1 · price: The Reporting Person acquired the shares and warrants from the distribution of shares from a fund operated by a third party.

Read SEC document
April 10, 2018 Filed Apr 12, 2018 20:09 UTC
Blickman Laurence JDirector · 10% owner
GrantCommon Stock 93,976 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-18-002766 · marketforms-41733.xml · nonDerivative · entry 1

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laurence J. Blickman '91 Trust

Disclosed balance after: 7,806,122

F1 · price: The Reporting Person acquired the shares and warrants from the distribution of shares from a fund operated by a third party.

Read SEC document
April 10, 2018 Filed Oct 3, 2018 22:15 UTC Amendment
Blickman Laurence JDirector · 10% owner
OtherWarrants · Derivative 23,545 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001214659-18-006356 · marketforms-43006.xml · derivative · entry 13

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Blickman 2005 Family Trust

Disclosed balance after: 0

Underlying: Common Stock · 23,545 shares

Expires 2022-06-30

F2 · security: The exercise of the warrants was exempt under Rule 16b-6.

F3 · derivative.exercise_price: The Reporting Person exercised the warrants at a reduced exercise price of $0.10 per share in accordance with the issuer's warrant reduction program as disclosed in the issuer's Form 8-K's filed on February 25, 2018 and March 22, 2018.

Read SEC document
April 10, 2018 Filed Oct 3, 2018 22:15 UTC Amendment
Blickman Laurence JDirector · 10% owner
OtherWarrants · Derivative 9,354 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001214659-18-006356 · marketforms-43006.xml · derivative · entry 12

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laurence J. Blickman '91 Trust

Disclosed balance after: 0

Underlying: Common Stock · 9,354 shares

Expires 2019-10-09

F2 · security: The exercise of the warrants was exempt under Rule 16b-6.

F3 · derivative.exercise_price: The Reporting Person exercised the warrants at a reduced exercise price of $0.10 per share in accordance with the issuer's warrant reduction program as disclosed in the issuer's Form 8-K's filed on February 25, 2018 and March 22, 2018.

Read SEC document
April 10, 2018 Filed Oct 3, 2018 22:15 UTC Amendment
Blickman Laurence JDirector · 10% owner
OtherWarrants · Derivative 52,355 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001214659-18-006356 · marketforms-43006.xml · derivative · entry 11

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laurence J. Blickman '91 Trust

Disclosed balance after: 0

Underlying: Common Stock · 52,355 shares

Expires 2022-06-30

F2 · security: The exercise of the warrants was exempt under Rule 16b-6.

F3 · derivative.exercise_price: The Reporting Person exercised the warrants at a reduced exercise price of $0.10 per share in accordance with the issuer's warrant reduction program as disclosed in the issuer's Form 8-K's filed on February 25, 2018 and March 22, 2018.

Read SEC document
April 10, 2018 Filed Oct 3, 2018 22:15 UTC Amendment
Blickman Laurence JDirector · 10% owner
GrantWarrants · Derivative 23,545 $0.00 Strike: $0.15 $0.00
Disclosure

SEC source: 0001214659-18-006356 · marketforms-43006.xml · derivative · entry 10

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Blickman 2005 Family Trust

Disclosed balance after: 23,545

Underlying: Common Stock · 23,545 shares

Expires 2022-06-30

Read SEC document
April 10, 2018 Filed Oct 3, 2018 22:15 UTC Amendment
Blickman Laurence JDirector · 10% owner
GrantWarrants · Derivative 9,354 $0.00 Strike: $0.15 $0.00
Disclosure

SEC source: 0001214659-18-006356 · marketforms-43006.xml · derivative · entry 9

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laurence J. Blickman '91 Trust

Disclosed balance after: 9,354

Underlying: Common Stock · 9,354 shares

Expires 2019-10-09

Read SEC document
April 10, 2018 Filed Oct 3, 2018 22:15 UTC Amendment
Blickman Laurence JDirector · 10% owner
GrantWarrants · Derivative 52,355 $0.00 Strike: $0.15 $0.00
Disclosure

SEC source: 0001214659-18-006356 · marketforms-43006.xml · derivative · entry 8

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laurence J. Blickman '91 Trust

Disclosed balance after: 52,355

Underlying: Common Stock · 52,355 shares

Expires 2022-06-30

Read SEC document
April 10, 2018 Filed Oct 3, 2018 22:15 UTC Amendment
Blickman Laurence JDirector · 10% owner
OtherCommon Stock 23,545 $0.10 $2,354.50
Disclosure

SEC source: 0001214659-18-006356 · marketforms-43006.xml · nonDerivative · entry 5

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Blickman 2005 Family Trust

Disclosed balance after: 674,426

F2 · security: The exercise of the warrants was exempt under Rule 16b-6.

Read SEC document
April 10, 2018 Filed Oct 3, 2018 22:15 UTC Amendment
Blickman Laurence JDirector · 10% owner
OtherCommon Stock 9,354 $0.10 $935.40
Disclosure

SEC source: 0001214659-18-006356 · marketforms-43006.xml · nonDerivative · entry 4

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laurence J. Blickman '91 Trust

Disclosed balance after: 7,867,831

F2 · security: The exercise of the warrants was exempt under Rule 16b-6.

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April 10, 2018 Filed Oct 3, 2018 22:15 UTC Amendment
Blickman Laurence JDirector · 10% owner
OtherCommon Stock 52,355 $0.10 $5,235.50
Disclosure

SEC source: 0001214659-18-006356 · marketforms-43006.xml · nonDerivative · entry 3

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laurence J. Blickman '91 Trust

Disclosed balance after: 7,858,477

F2 · security: The exercise of the warrants was exempt under Rule 16b-6.

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April 10, 2018 Filed Oct 3, 2018 22:15 UTC Amendment
Blickman Laurence JDirector · 10% owner
GrantCommon Stock 36,653 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-18-006356 · marketforms-43006.xml · nonDerivative · entry 2

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Blickman 2005 Family Trust

Disclosed balance after: 650,956

F1 · price: The Reporting Person acquired the shares and warrants from the distribution of shares from a fund operated by a third party.

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April 10, 2018 Filed Oct 3, 2018 22:15 UTC Amendment
Blickman Laurence JDirector · 10% owner
GrantCommon Stock 93,863 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-18-006356 · marketforms-43006.xml · nonDerivative · entry 1

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laurence J. Blickman '91 Trust

Disclosed balance after: 7,806,009

F1 · price: The Reporting Person acquired the shares and warrants from the distribution of shares from a fund operated by a third party.

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March 21, 2018 Filed Mar 23, 2018 16:05 UTC
BERG CARL EDirector · 10% owner
OtherWarrants · Derivative 2,860,000 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001214659-18-002327 · marketforms-41530.xml · derivative · entry 5

BERG CARL E · CIK 0000901719 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Berg & Berg Enterprises, LLC

Disclosed balance after: 0

Underlying: Common Stock · 2,860,000 shares

Expires 2023-01-16

F1 · security: The exercise of warrants is exempt under Rule 16b-6.

F2 · ownership.nature: The securities are held by Berg & Berg Enterprises, LLC, ("BB") and are beneficially owned by Carl E. Berg, who is the managing member and primary owner of BB.

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March 21, 2018 Filed Mar 23, 2018 16:05 UTC
BERG CARL EDirector · 10% owner
OtherWarrants · Derivative 1,430,000 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001214659-18-002327 · marketforms-41530.xml · derivative · entry 4

BERG CARL E · CIK 0000901719 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Berg & Berg Enterprises, LLC

Disclosed balance after: 0

Underlying: Common Stock · 1,430,000 shares

Expires 2022-10-05

F1 · security: The exercise of warrants is exempt under Rule 16b-6.

F2 · ownership.nature: The securities are held by Berg & Berg Enterprises, LLC, ("BB") and are beneficially owned by Carl E. Berg, who is the managing member and primary owner of BB.

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March 21, 2018 Filed Mar 23, 2018 16:05 UTC
BERG CARL EDirector · 10% owner
OtherWarrants · Derivative 1,430,000 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001214659-18-002327 · marketforms-41530.xml · derivative · entry 3

BERG CARL E · CIK 0000901719 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Berg & Berg Enterprises, LLC

Disclosed balance after: 0

Underlying: Common Stock · 1,430,000 shares

Expires 2022-08-31

F1 · security: The exercise of warrants is exempt under Rule 16b-6.

F2 · ownership.nature: The securities are held by Berg & Berg Enterprises, LLC, ("BB") and are beneficially owned by Carl E. Berg, who is the managing member and primary owner of BB.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 16:05 UTC
BERG CARL EDirector · 10% owner
OtherCommon Stock 5,720,000 $0.10 $572,000.00
Disclosure

SEC source: 0001214659-18-002327 · marketforms-41530.xml · nonDerivative · entry 1

BERG CARL E · CIK 0000901719 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Berg & Berg Enterprises, LLC

Disclosed balance after: 11,440,000

F1 · security: The exercise of warrants is exempt under Rule 16b-6.

F2 · ownership.nature: The securities are held by Berg & Berg Enterprises, LLC, ("BB") and are beneficially owned by Carl E. Berg, who is the managing member and primary owner of BB.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.