Last 12 months
Inside the activity.
33 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 32 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 31, 2018 Filed Jun 1, 2018 10:49 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 3,900 | $3.76 | $14,664.00 |
DisclosureSEC source: 0001209191-18-034529 · doc4.xml · nonDerivative · entry 2 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,850,851 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 29, 2018 Filed May 30, 2018 11:29 UTC |
Fishel Robert ScottDirector
|
PurchaseCommon Stock | 2,500 | $3.73 | $9,332.50 |
DisclosureSEC source: 0001209191-18-034061 · doc4.xml · nonDerivative · entry 1 Fishel Robert Scott · CIK 0001735476 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,058,228 F1 · ownership.nature: These securities are held by ALSAR Ltd. Partnership, of which Dr. Fishel is the President and CEO. The general partner of ALSAR Ltd. Partnership is SARAL Corporation. Dr. Fishel is the sole shareholder and the sole and exclusive beneficiary of SARAL Corporation. Read SEC document |
| May 25, 2018 Filed May 29, 2018 10:31 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 10,000 | $3.70 | $37,000.00 |
DisclosureSEC source: 0001209191-18-033653 · doc4.xml · nonDerivative · entry 2 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,846,951 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 23, 2018 Filed May 24, 2018 10:46 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 10,000 | $3.80 | $38,000.00 |
DisclosureSEC source: 0001209191-18-032805 · doc4.xml · nonDerivative · entry 5 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,836,951 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 23, 2018 Filed May 24, 2018 10:46 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 10,000 | $3.75 | $37,500.00 |
DisclosureSEC source: 0001209191-18-032805 · doc4.xml · nonDerivative · entry 4 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,826,951 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 23, 2018 Filed May 24, 2018 10:46 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 10,000 | $3.72 | $37,200.00 |
DisclosureSEC source: 0001209191-18-032805 · doc4.xml · nonDerivative · entry 3 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,816,951 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 23, 2018 Filed May 24, 2018 10:46 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 10,000 | $3.66 | $36,600.00 |
DisclosureSEC source: 0001209191-18-032805 · doc4.xml · nonDerivative · entry 2 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,806,951 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 22, 2018 Filed May 23, 2018 11:15 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 10,000 | $3.73 | $37,300.00 |
DisclosureSEC source: 0001209191-18-032488 · doc4.xml · nonDerivative · entry 2 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,796,951 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 21, 2018 Filed May 22, 2018 11:18 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 10,000 | $3.97 | $39,700.00 |
DisclosureSEC source: 0001209191-18-032172 · doc4.xml · nonDerivative · entry 11 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,786,951 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 21, 2018 Filed May 22, 2018 11:18 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 10,000 | $3.95 | $39,500.00 |
DisclosureSEC source: 0001209191-18-032172 · doc4.xml · nonDerivative · entry 10 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,776,951 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 21, 2018 Filed May 22, 2018 11:18 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 10,000 | $3.92 | $39,200.00 |
DisclosureSEC source: 0001209191-18-032172 · doc4.xml · nonDerivative · entry 9 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,766,951 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 21, 2018 Filed May 22, 2018 11:18 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 10,000 | $3.84 | $38,400.00 |
DisclosureSEC source: 0001209191-18-032172 · doc4.xml · nonDerivative · entry 8 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,756,951 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 21, 2018 Filed May 22, 2018 11:18 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 10,000 | $3.81 | $38,100.00 |
DisclosureSEC source: 0001209191-18-032172 · doc4.xml · nonDerivative · entry 7 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,746,951 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 21, 2018 Filed May 22, 2018 11:18 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 10,000 | $3.80 | $38,000.00 |
DisclosureSEC source: 0001209191-18-032172 · doc4.xml · nonDerivative · entry 6 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,736,951 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 21, 2018 Filed May 22, 2018 11:18 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 9,200 | $3.74 | $34,408.00 |
DisclosureSEC source: 0001209191-18-032172 · doc4.xml · nonDerivative · entry 5 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,726,951 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 21, 2018 Filed May 22, 2018 11:18 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 800 | $3.74 | $2,988.00 |
DisclosureSEC source: 0001209191-18-032172 · doc4.xml · nonDerivative · entry 4 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,717,751 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 21, 2018 Filed May 22, 2018 11:18 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 10,000 | $3.72 | $37,200.00 |
DisclosureSEC source: 0001209191-18-032172 · doc4.xml · nonDerivative · entry 3 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,716,951 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 21, 2018 Filed May 22, 2018 11:18 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 10,000 | $3.66 | $36,600.00 |
DisclosureSEC source: 0001209191-18-032172 · doc4.xml · nonDerivative · entry 2 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,706,951 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 18, 2018 Filed May 21, 2018 10:24 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 4,900 | $4.34 | $21,266.00 |
DisclosureSEC source: 0001209191-18-031619 · doc4.xml · nonDerivative · entry 24 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,696,951 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 18, 2018 Filed May 21, 2018 10:24 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 100 | $4.34 | $433.50 |
DisclosureSEC source: 0001209191-18-031619 · doc4.xml · nonDerivative · entry 23 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,692,051 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 18, 2018 Filed May 21, 2018 10:24 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 5,000 | $4.31 | $21,550.00 |
DisclosureSEC source: 0001209191-18-031619 · doc4.xml · nonDerivative · entry 22 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,691,951 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 18, 2018 Filed May 21, 2018 10:24 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 10,000 | $4.20 | $42,000.00 |
DisclosureSEC source: 0001209191-18-031619 · doc4.xml · nonDerivative · entry 21 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,686,951 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 18, 2018 Filed May 21, 2018 10:24 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 5,000 | $4.16 | $20,800.00 |
DisclosureSEC source: 0001209191-18-031619 · doc4.xml · nonDerivative · entry 20 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,676,951 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 18, 2018 Filed May 21, 2018 10:24 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 1,347 | $4.15 | $5,590.05 |
DisclosureSEC source: 0001209191-18-031619 · doc4.xml · nonDerivative · entry 19 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,671,951 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 18, 2018 Filed May 21, 2018 10:24 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 2,853 | $4.14 | $11,811.42 |
DisclosureSEC source: 0001209191-18-031619 · doc4.xml · nonDerivative · entry 18 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,670,604 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 18, 2018 Filed May 21, 2018 10:24 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 800 | $4.14 | $3,308.00 |
DisclosureSEC source: 0001209191-18-031619 · doc4.xml · nonDerivative · entry 17 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,667,751 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 18, 2018 Filed May 21, 2018 10:24 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 3,000 | $4.07 | $12,210.00 |
DisclosureSEC source: 0001209191-18-031619 · doc4.xml · nonDerivative · entry 16 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,666,951 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 18, 2018 Filed May 21, 2018 10:24 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 3,000 | $4.02 | $12,060.00 |
DisclosureSEC source: 0001209191-18-031619 · doc4.xml · nonDerivative · entry 15 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,663,951 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 18, 2018 Filed May 21, 2018 10:24 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 34,200 | $4.00 | $136,800.00 |
DisclosureSEC source: 0001209191-18-031619 · doc4.xml · nonDerivative · entry 14 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,660,951 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 18, 2018 Filed May 21, 2018 10:24 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 1,800 | $4.00 | $7,191.00 |
DisclosureSEC source: 0001209191-18-031619 · doc4.xml · nonDerivative · entry 13 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,626,751 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 18, 2018 Filed May 21, 2018 10:24 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 3,000 | $3.99 | $11,970.00 |
DisclosureSEC source: 0001209191-18-031619 · doc4.xml · nonDerivative · entry 12 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,624,951 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 18, 2018 Filed May 21, 2018 10:24 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 2,833 | $3.96 | $11,218.68 |
DisclosureSEC source: 0001209191-18-031619 · doc4.xml · nonDerivative · entry 11 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,621,951 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 18, 2018 Filed May 21, 2018 10:24 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 600 | $3.96 | $2,373.00 |
DisclosureSEC source: 0001209191-18-031619 · doc4.xml · nonDerivative · entry 10 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,619,118 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 18, 2018 Filed May 21, 2018 10:24 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 200 | $3.95 | $790.00 |
DisclosureSEC source: 0001209191-18-031619 · doc4.xml · nonDerivative · entry 9 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,618,518 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 18, 2018 Filed May 21, 2018 10:24 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 1,367 | $3.94 | $5,385.98 |
DisclosureSEC source: 0001209191-18-031619 · doc4.xml · nonDerivative · entry 8 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,618,318 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 18, 2018 Filed May 21, 2018 10:24 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 4,600 | $3.90 | $17,940.00 |
DisclosureSEC source: 0001209191-18-031619 · doc4.xml · nonDerivative · entry 7 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,616,951 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 18, 2018 Filed May 21, 2018 10:24 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 400 | $3.90 | $1,558.00 |
DisclosureSEC source: 0001209191-18-031619 · doc4.xml · nonDerivative · entry 6 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,612,351 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 18, 2018 Filed May 21, 2018 10:24 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 4,400 | $3.84 | $16,896.00 |
DisclosureSEC source: 0001209191-18-031619 · doc4.xml · nonDerivative · entry 5 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,611,951 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 18, 2018 Filed May 21, 2018 10:24 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 4,500 | $3.84 | $17,268.75 |
DisclosureSEC source: 0001209191-18-031619 · doc4.xml · nonDerivative · entry 4 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,607,551 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 18, 2018 Filed May 21, 2018 10:24 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 1,100 | $3.84 | $4,218.50 |
DisclosureSEC source: 0001209191-18-031619 · doc4.xml · nonDerivative · entry 3 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,603,051 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 18, 2018 Filed May 21, 2018 10:24 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 5,000 | $3.83 | $19,150.00 |
DisclosureSEC source: 0001209191-18-031619 · doc4.xml · nonDerivative · entry 2 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,601,951 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 14, 2018 Filed May 15, 2018 20:13 UTC |
LERNER RICHARD ADirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $3.43 | $0.00 |
DisclosureSEC source: 0001209191-18-030187 · doc4.xml · derivative · entry 7 LERNER RICHARD A · CIK 0001316274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2018-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option vested as follows: 8,333 shares on each of June 9, 2012 and June 9, 2013, and 8,334 shares on June 9, 2014. Read SEC document |
| May 14, 2018 Filed May 15, 2018 20:13 UTC |
LERNER RICHARD ADirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $3.43 | $0.00 |
DisclosureSEC source: 0001209191-18-030187 · doc4.xml · derivative · entry 6 LERNER RICHARD A · CIK 0001316274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2018-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2018 Filed May 15, 2018 20:13 UTC |
LERNER RICHARD ADirector
|
GiftCommon Stock | 12,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030187 · doc4.xml · nonDerivative · entry 4 LERNER RICHARD A · CIK 0001316274 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 178,881 F3 · ownership.nature: Securites held by the Lerner Family Trust, Richard A & Nicola G Lerner Trustees U/A Dated 11/14/1994. Read SEC document |
| May 14, 2018 Filed May 15, 2018 20:13 UTC |
LERNER RICHARD ADirector
|
GiftCommon Stock | 12,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030187 · doc4.xml · nonDerivative · entry 3 LERNER RICHARD A · CIK 0001316274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 14, 2018 Filed May 15, 2018 20:13 UTC |
LERNER RICHARD ADirector
|
Tax withholdingCommon Stock | 32,291 | $4.78 | $154,350.98 |
DisclosureSEC source: 0001209191-18-030187 · doc4.xml · nonDerivative · entry 2 LERNER RICHARD A · CIK 0001316274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,709 F1 · shares: Represents number of shares withheld by the Company at the direction of the reporting person for the payment of exercise price. No shares of Common Stock were sold by the reporting person in connection with this transaction. The reporting person has retained the net number of shares issued upon the exercise of the option (12,709 shares). F2 · price: Closing market price of the Company's common stock on the transaction date. Read SEC document |
| May 14, 2018 Filed May 15, 2018 20:13 UTC |
LERNER RICHARD ADirector
|
Exercise / conversionCommon Stock | 45,000 | $3.43 | $154,350.00 |
DisclosureSEC source: 0001209191-18-030187 · doc4.xml · nonDerivative · entry 1 LERNER RICHARD A · CIK 0001316274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2018 Filed May 15, 2018 10:04 UTC |
Fishel Robert ScottDirector
|
PurchaseCommon Stock | 1,800 | $4.79 | $8,622.00 |
DisclosureSEC source: 0001209191-18-030093 · doc4.xml · nonDerivative · entry 1 Fishel Robert Scott · CIK 0001735476 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · ALSAR Ltd. Partnership Disclosed balance after: 4,055,728 F1 · ownership.nature: These securities are held by ALSAR Ltd. Partnership, of which Dr. Fishel is the President and CEO. The general partner of ALSAR Ltd. Partnership is SARAL Corporation. Dr. Fishel is the sole shareholder and the sole and exclusive beneficiary of SARAL Corporation. Read SEC document |
| May 04, 2018 Filed May 7, 2018 10:58 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 16,000 | $3.14 | $50,240.00 |
DisclosureSEC source: 0001209191-18-028210 · doc4.xml · nonDerivative · entry 3 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,596,951 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 04, 2018 Filed May 7, 2018 10:58 UTC |
FROST PHILLIP MD ET ALDirector · CEO & Chairman · 10% owner
Frost Nevada Investments Trust10% owner
|
PurchaseCommon Stock | 10,000 | $3.13 | $31,300.00 |
DisclosureSEC source: 0001209191-18-028210 · doc4.xml · nonDerivative · entry 2 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · CEO & Chairman · 10% owner Frost Nevada Investments Trust · CIK 0001464124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,580,951 F1 · ownership.nature: These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.