Last 12 months
Inside the activity.
23 purchase rows · 13 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 14 | 2 |
| Sep 2026 | 9 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 26, 2025 Filed Mar 28, 2025 21:35 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
Disposition to issuerClass V Common Stock | 125,654 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-001021 · form4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 61,259,740 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F2 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F2 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| March 25, 2025 Filed Mar 26, 2025 21:02 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
Exercise / conversionClass A Common Units · Derivative | 34,479 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-001009 · form4.xml · derivative · entry 19 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 750,147 Underlying: Class A Common Stock · 34,479 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · security: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F10 · derivative.exercise_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F10 · derivative.expiration_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). Read SEC document |
| March 25, 2025 Filed Mar 26, 2025 21:02 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
Exercise / conversionClass A Common Units · Derivative | 68,958 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-001009 · form4.xml · derivative · entry 18 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Capital Group LP Disclosed balance after: 23,387,654 Underlying: Class A Common Stock · 68,958 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · security: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F10 · derivative.exercise_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F10 · derivative.expiration_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F5 · ownership.nature: The reporting person is the manager of the general partner of LTHS Capital Group LP and may be deemed to beneficially own the securities held by LTHS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| March 25, 2025 Filed Mar 26, 2025 21:02 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
SaleClass A Common Stock | 34,479 | $10.85 | $374,210.93 |
DisclosureSEC source: 0000905148-25-001009 · form4.xml · nonDerivative · entry 14 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 0 F6 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2024. F9 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $10.63 to $11.09 for a weighted average sale price of $10.8533. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 25, 2025 Filed Mar 26, 2025 21:02 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
Exercise / conversionClass A Common Stock | 34,479 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-001009 · form4.xml · nonDerivative · entry 13 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 34,479 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Reflects shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer received in connection with the exercise of the Exchange Rights. F4 · price: Reflects shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer received in connection with the exercise of the Exchange Rights. Read SEC document |
| March 25, 2025 Filed Mar 26, 2025 21:02 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
SaleClass A Common Stock | 68,958 | $10.85 | $748,421.86 |
DisclosureSEC source: 0000905148-25-001009 · form4.xml · nonDerivative · entry 12 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Capital Group LP Disclosed balance after: 0 F6 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2024. F9 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $10.63 to $11.09 for a weighted average sale price of $10.8533. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: The reporting person is the manager of the general partner of LTHS Capital Group LP and may be deemed to beneficially own the securities held by LTHS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| March 25, 2025 Filed Mar 26, 2025 21:02 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
Exercise / conversionClass A Common Stock | 68,958 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-001009 · form4.xml · nonDerivative · entry 11 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Capital Group LP Disclosed balance after: 68,958 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Reflects shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer received in connection with the exercise of the Exchange Rights. F4 · price: Reflects shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer received in connection with the exercise of the Exchange Rights. F5 · ownership.nature: The reporting person is the manager of the general partner of LTHS Capital Group LP and may be deemed to beneficially own the securities held by LTHS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| March 25, 2025 Filed Mar 26, 2025 21:02 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
Disposition to issuerClass V Common Stock | 34,479 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-001009 · form4.xml · nonDerivative · entry 10 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 24,137,801 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of OppFi Inc. (the "Issuer") represent voting, non-economic interests in the Issuer. Except as provided in the Issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the Issuer's stockholders generally. The shares of Class V Common Stock will be cancelled by the Issuer if the reporting person exercises (or causes LTHS Capital Group LP or LTHS Revocable Trust to exercise) Exchange Rights (as defined below in footnote 10). F2 · kind: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F2 · shares: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F2 · price: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. The reporting person has the indirect right to cause OFS to dispose of the shares of Class V Common Stock reported in Table I hereof to the Issuer pursuant to the reporting person's (or LTHS Capital Group LP's or LTHS Revocable Trust's) Exchange Rights. Read SEC document |
| March 25, 2025 Filed Mar 26, 2025 21:02 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
Disposition to issuerClass V Common Stock | 68,958 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-001009 · form4.xml · nonDerivative · entry 9 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 24,172,280 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of OppFi Inc. (the "Issuer") represent voting, non-economic interests in the Issuer. Except as provided in the Issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the Issuer's stockholders generally. The shares of Class V Common Stock will be cancelled by the Issuer if the reporting person exercises (or causes LTHS Capital Group LP or LTHS Revocable Trust to exercise) Exchange Rights (as defined below in footnote 10). F2 · kind: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F2 · shares: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F2 · price: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. The reporting person has the indirect right to cause OFS to dispose of the shares of Class V Common Stock reported in Table I hereof to the Issuer pursuant to the reporting person's (or LTHS Capital Group LP's or LTHS Revocable Trust's) Exchange Rights. Read SEC document |
| March 25, 2025 Filed Mar 26, 2025 21:02 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
Disposition to issuerClass V Common Stock | 103,437 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-001008 · form4.xml · nonDerivative · entry 2 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 61,385,394 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F2 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F2 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| March 24, 2025 Filed Mar 26, 2025 21:02 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
Exercise / conversionClass A Common Units · Derivative | 55,058 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-001009 · form4.xml · derivative · entry 17 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 784,626 Underlying: Class A Common Stock · 55,058 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · security: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F10 · derivative.exercise_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F10 · derivative.expiration_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). Read SEC document |
| March 24, 2025 Filed Mar 26, 2025 21:02 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
Exercise / conversionClass A Common Units · Derivative | 110,116 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-001009 · form4.xml · derivative · entry 16 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Capital Group LP Disclosed balance after: 23,456,612 Underlying: Class A Common Stock · 110,116 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · security: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F10 · derivative.exercise_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F10 · derivative.expiration_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F5 · ownership.nature: The reporting person is the manager of the general partner of LTHS Capital Group LP and may be deemed to beneficially own the securities held by LTHS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| March 24, 2025 Filed Mar 26, 2025 21:02 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
SaleClass A Common Stock | 5,837 | $10.94 | $63,869.04 |
DisclosureSEC source: 0000905148-25-001009 · form4.xml · nonDerivative · entry 8 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 0 F6 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2024. F8 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $10.92 to $10.975 for a weighted average sale price of $10.9421. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 24, 2025 Filed Mar 26, 2025 21:02 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
SaleClass A Common Stock | 49,221 | $10.53 | $518,538.31 |
DisclosureSEC source: 0000905148-25-001009 · form4.xml · nonDerivative · entry 7 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 5,837 F6 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2024. F7 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $9.92 to $10.915 for a weighted average sale price of $10.5349. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 24, 2025 Filed Mar 26, 2025 21:02 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
Exercise / conversionClass A Common Stock | 55,058 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-001009 · form4.xml · nonDerivative · entry 6 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 55,058 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Reflects shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer received in connection with the exercise of the Exchange Rights. F4 · price: Reflects shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer received in connection with the exercise of the Exchange Rights. Read SEC document |
| March 24, 2025 Filed Mar 26, 2025 21:02 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
SaleClass A Common Stock | 11,675 | $10.94 | $127,749.02 |
DisclosureSEC source: 0000905148-25-001009 · form4.xml · nonDerivative · entry 5 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Capital Group LP Disclosed balance after: 0 F6 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2024. F8 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $10.92 to $10.975 for a weighted average sale price of $10.9421. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: The reporting person is the manager of the general partner of LTHS Capital Group LP and may be deemed to beneficially own the securities held by LTHS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| March 24, 2025 Filed Mar 26, 2025 21:02 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
SaleClass A Common Stock | 98,441 | $10.53 | $1,037,066.09 |
DisclosureSEC source: 0000905148-25-001009 · form4.xml · nonDerivative · entry 4 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Capital Group LP Disclosed balance after: 11,675 F6 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2024. F7 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $9.92 to $10.915 for a weighted average sale price of $10.5349. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: The reporting person is the manager of the general partner of LTHS Capital Group LP and may be deemed to beneficially own the securities held by LTHS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| March 24, 2025 Filed Mar 26, 2025 21:02 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
Exercise / conversionClass A Common Stock | 110,116 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-001009 · form4.xml · nonDerivative · entry 3 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Capital Group LP Disclosed balance after: 110,116 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Reflects shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer received in connection with the exercise of the Exchange Rights. F4 · price: Reflects shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer received in connection with the exercise of the Exchange Rights. F5 · ownership.nature: The reporting person is the manager of the general partner of LTHS Capital Group LP and may be deemed to beneficially own the securities held by LTHS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| March 24, 2025 Filed Mar 26, 2025 21:02 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
Disposition to issuerClass V Common Stock | 55,058 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-001009 · form4.xml · nonDerivative · entry 2 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 24,241,238 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of OppFi Inc. (the "Issuer") represent voting, non-economic interests in the Issuer. Except as provided in the Issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the Issuer's stockholders generally. The shares of Class V Common Stock will be cancelled by the Issuer if the reporting person exercises (or causes LTHS Capital Group LP or LTHS Revocable Trust to exercise) Exchange Rights (as defined below in footnote 10). F2 · kind: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F2 · shares: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F2 · price: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. The reporting person has the indirect right to cause OFS to dispose of the shares of Class V Common Stock reported in Table I hereof to the Issuer pursuant to the reporting person's (or LTHS Capital Group LP's or LTHS Revocable Trust's) Exchange Rights. Read SEC document |
| March 24, 2025 Filed Mar 26, 2025 21:02 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
Disposition to issuerClass V Common Stock | 110,116 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-001009 · form4.xml · nonDerivative · entry 1 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 24,296,296 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of OppFi Inc. (the "Issuer") represent voting, non-economic interests in the Issuer. Except as provided in the Issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the Issuer's stockholders generally. The shares of Class V Common Stock will be cancelled by the Issuer if the reporting person exercises (or causes LTHS Capital Group LP or LTHS Revocable Trust to exercise) Exchange Rights (as defined below in footnote 10). F2 · kind: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F2 · shares: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F2 · price: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. The reporting person has the indirect right to cause OFS to dispose of the shares of Class V Common Stock reported in Table I hereof to the Issuer pursuant to the reporting person's (or LTHS Capital Group LP's or LTHS Revocable Trust's) Exchange Rights. Read SEC document |
| March 24, 2025 Filed Mar 26, 2025 21:02 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
Disposition to issuerClass V Common Stock | 165,174 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-001008 · form4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 61,488,831 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F2 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F2 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| March 21, 2025 Filed Mar 24, 2025 23:27 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
Exercise / conversionClass A Common Units · Derivative | 19,588 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-000999 · form4.xml · derivative · entry 17 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 839,684 Underlying: Class A Common Stock · 19,588 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · security: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F9 · derivative.exercise_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F9 · derivative.expiration_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). Read SEC document |
| March 21, 2025 Filed Mar 24, 2025 23:27 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
Exercise / conversionClass A Common Units · Derivative | 39,176 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-000999 · form4.xml · derivative · entry 16 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Capital Group LP Disclosed balance after: 23,566,728 Underlying: Class A Common Stock · 39,176 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · security: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F9 · derivative.exercise_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F9 · derivative.expiration_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F5 · ownership.nature: The reporting person is the manager of the general partner of LTHS Capital Group LP and may be deemed to beneficially own the securities held by LTHS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| March 21, 2025 Filed Mar 24, 2025 23:27 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
SaleClass A Common Stock | 19,588 | $9.60 | $188,019.34 |
DisclosureSEC source: 0000905148-25-000999 · form4.xml · nonDerivative · entry 12 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 0 F6 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2024. F8 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $9.33 to $9.785 for a weighted average sale price of $9.5987. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 21, 2025 Filed Mar 24, 2025 23:27 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
Exercise / conversionClass A Common Stock | 19,588 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-000999 · form4.xml · nonDerivative · entry 11 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 19,588 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Reflects shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer received in connection with the exercise of the Exchange Rights. F4 · price: Reflects shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer received in connection with the exercise of the Exchange Rights. Read SEC document |
| March 21, 2025 Filed Mar 24, 2025 23:27 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
SaleClass A Common Stock | 39,176 | $9.60 | $376,038.67 |
DisclosureSEC source: 0000905148-25-000999 · form4.xml · nonDerivative · entry 10 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Capital Group LP Disclosed balance after: 0 F6 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2024. F8 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $9.33 to $9.785 for a weighted average sale price of $9.5987. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: The reporting person is the manager of the general partner of LTHS Capital Group LP and may be deemed to beneficially own the securities held by LTHS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| March 21, 2025 Filed Mar 24, 2025 23:27 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
Exercise / conversionClass A Common Stock | 39,176 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-000999 · form4.xml · nonDerivative · entry 9 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Capital Group LP Disclosed balance after: 39,176 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Reflects shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer received in connection with the exercise of the Exchange Rights. F4 · price: Reflects shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer received in connection with the exercise of the Exchange Rights. F5 · ownership.nature: The reporting person is the manager of the general partner of LTHS Capital Group LP and may be deemed to beneficially own the securities held by LTHS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| March 21, 2025 Filed Mar 24, 2025 23:27 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
Disposition to issuerClass V Common Stock | 19,588 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-000999 · form4.xml · nonDerivative · entry 8 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 24,406,412 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of OppFi Inc. (the "Issuer") represent voting, non-economic interests in the Issuer. Except as provided in the Issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the Issuer's stockholders generally. The shares of Class V Common Stock will be cancelled by the Issuer if the reporting person exercises (or causes LTHS Capital Group LP or LTHS Revocable Trust to exercise) Exchange Rights (as defined below in footnote 9). F2 · kind: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F2 · shares: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F2 · price: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. The reporting person has the indirect right to cause OFS to dispose of the shares of Class V Common Stock reported in Table I hereof to the Issuer pursuant to the reporting person's (or LTHS Capital Group LP's or LTHS Revocable Trust's) Exchange Rights. Read SEC document |
| March 21, 2025 Filed Mar 24, 2025 23:27 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
Disposition to issuerClass V Common Stock | 39,176 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-000999 · form4.xml · nonDerivative · entry 7 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 24,426,000 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of OppFi Inc. (the "Issuer") represent voting, non-economic interests in the Issuer. Except as provided in the Issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the Issuer's stockholders generally. The shares of Class V Common Stock will be cancelled by the Issuer if the reporting person exercises (or causes LTHS Capital Group LP or LTHS Revocable Trust to exercise) Exchange Rights (as defined below in footnote 9). F2 · kind: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F2 · shares: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F2 · price: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. The reporting person has the indirect right to cause OFS to dispose of the shares of Class V Common Stock reported in Table I hereof to the Issuer pursuant to the reporting person's (or LTHS Capital Group LP's or LTHS Revocable Trust's) Exchange Rights. Read SEC document |
| March 21, 2025 Filed Mar 24, 2025 23:27 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
Disposition to issuerClass V Common Stock | 58,764 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-001000 · form4.xml · nonDerivative · entry 2 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 61,654,005 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F2 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F2 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| March 20, 2025 Filed Mar 24, 2025 23:27 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
Exercise / conversionClass A Common Units · Derivative | 34,304 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-000999 · form4.xml · derivative · entry 15 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 859,272 Underlying: Class A Common Stock · 34,304 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · security: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F9 · derivative.exercise_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F9 · derivative.expiration_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). Read SEC document |
| March 20, 2025 Filed Mar 24, 2025 23:27 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
Exercise / conversionClass A Common Units · Derivative | 68,606 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-000999 · form4.xml · derivative · entry 14 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Capital Group LP Disclosed balance after: 23,605,904 Underlying: Class A Common Stock · 68,606 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · security: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F9 · derivative.exercise_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F9 · derivative.expiration_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F5 · ownership.nature: The reporting person is the manager of the general partner of LTHS Capital Group LP and may be deemed to beneficially own the securities held by LTHS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| March 20, 2025 Filed Mar 24, 2025 23:27 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
SaleClass A Common Stock | 34,304 | $9.90 | $339,527.27 |
DisclosureSEC source: 0000905148-25-000999 · form4.xml · nonDerivative · entry 6 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 0 F6 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2024. F7 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $9.585 to $10.095 for a weighted average sale price of $9.8976. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 20, 2025 Filed Mar 24, 2025 23:27 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
Exercise / conversionClass A Common Stock | 34,304 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-000999 · form4.xml · nonDerivative · entry 5 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 34,304 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Reflects shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer received in connection with the exercise of the Exchange Rights. F4 · price: Reflects shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer received in connection with the exercise of the Exchange Rights. Read SEC document |
| March 20, 2025 Filed Mar 24, 2025 23:27 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
SaleClass A Common Stock | 68,606 | $9.90 | $679,034.75 |
DisclosureSEC source: 0000905148-25-000999 · form4.xml · nonDerivative · entry 4 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Capital Group LP Disclosed balance after: 0 F6 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2024. F7 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $9.585 to $10.095 for a weighted average sale price of $9.8976. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: The reporting person is the manager of the general partner of LTHS Capital Group LP and may be deemed to beneficially own the securities held by LTHS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| March 20, 2025 Filed Mar 24, 2025 23:27 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
Exercise / conversionClass A Common Stock | 68,606 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-000999 · form4.xml · nonDerivative · entry 3 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Capital Group LP Disclosed balance after: 68,606 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Reflects shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer received in connection with the exercise of the Exchange Rights. F4 · price: Reflects shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer received in connection with the exercise of the Exchange Rights. F5 · ownership.nature: The reporting person is the manager of the general partner of LTHS Capital Group LP and may be deemed to beneficially own the securities held by LTHS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| March 20, 2025 Filed Mar 24, 2025 23:27 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
Disposition to issuerClass V Common Stock | 34,304 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-000999 · form4.xml · nonDerivative · entry 2 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 24,465,176 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of OppFi Inc. (the "Issuer") represent voting, non-economic interests in the Issuer. Except as provided in the Issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the Issuer's stockholders generally. The shares of Class V Common Stock will be cancelled by the Issuer if the reporting person exercises (or causes LTHS Capital Group LP or LTHS Revocable Trust to exercise) Exchange Rights (as defined below in footnote 9). F2 · kind: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F2 · shares: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F2 · price: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. The reporting person has the indirect right to cause OFS to dispose of the shares of Class V Common Stock reported in Table I hereof to the Issuer pursuant to the reporting person's (or LTHS Capital Group LP's or LTHS Revocable Trust's) Exchange Rights. Read SEC document |
| March 20, 2025 Filed Mar 24, 2025 23:27 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
Disposition to issuerClass V Common Stock | 68,606 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-000999 · form4.xml · nonDerivative · entry 1 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 24,499,480 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of OppFi Inc. (the "Issuer") represent voting, non-economic interests in the Issuer. Except as provided in the Issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the Issuer's stockholders generally. The shares of Class V Common Stock will be cancelled by the Issuer if the reporting person exercises (or causes LTHS Capital Group LP or LTHS Revocable Trust to exercise) Exchange Rights (as defined below in footnote 9). F2 · kind: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F2 · shares: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F2 · price: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. The reporting person has the indirect right to cause OFS to dispose of the shares of Class V Common Stock reported in Table I hereof to the Issuer pursuant to the reporting person's (or LTHS Capital Group LP's or LTHS Revocable Trust's) Exchange Rights. Read SEC document |
| March 20, 2025 Filed Mar 24, 2025 23:27 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
Disposition to issuerClass V Common Stock | 102,910 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-001000 · form4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 61,712,769 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F2 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F2 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| March 19, 2025 Filed Mar 20, 2025 23:51 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
Exercise / conversionClass A Common Units · Derivative | 35,202 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-000987 · form4.xml · derivative · entry 17 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 893,576 Underlying: Class A Common Stock · 35,202 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · security: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F9 · derivative.exercise_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F9 · derivative.expiration_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). Read SEC document |
| March 19, 2025 Filed Mar 20, 2025 23:51 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
Exercise / conversionClass A Common Units · Derivative | 70,404 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-000987 · form4.xml · derivative · entry 16 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Capital Group LP Disclosed balance after: 23,674,510 Underlying: Class A Common Stock · 70,404 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · security: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F9 · derivative.exercise_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F9 · derivative.expiration_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F5 · ownership.nature: The reporting person is the manager of the general partner of LTHS Capital Group LP and may be deemed to beneficially own the securities held by LTHS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| March 19, 2025 Filed Mar 20, 2025 23:51 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
SaleClass A Common Stock | 35,202 | $9.57 | $337,016.91 |
DisclosureSEC source: 0000905148-25-000987 · form4.xml · nonDerivative · entry 12 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 0 F6 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2024. F8 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $9.175 to $9.78 for a weighted average sale price of $9.5738. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 19, 2025 Filed Mar 20, 2025 23:51 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
Exercise / conversionClass A Common Stock | 35,202 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-000987 · form4.xml · nonDerivative · entry 11 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 35,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Reflects shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer received in connection with the exercise of the Exchange Rights. F4 · price: Reflects shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer received in connection with the exercise of the Exchange Rights. Read SEC document |
| March 19, 2025 Filed Mar 20, 2025 23:51 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
SaleClass A Common Stock | 70,404 | $9.57 | $674,033.82 |
DisclosureSEC source: 0000905148-25-000987 · form4.xml · nonDerivative · entry 10 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Capital Group LP Disclosed balance after: 0 F6 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2024. F8 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $9.175 to $9.78 for a weighted average sale price of $9.5738. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: The reporting person is the manager of the general partner of LTHS Capital Group LP and may be deemed to beneficially own the securities held by LTHS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| March 19, 2025 Filed Mar 20, 2025 23:51 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
Exercise / conversionClass A Common Stock | 70,404 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-000987 · form4.xml · nonDerivative · entry 9 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Capital Group LP Disclosed balance after: 70,404 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Reflects shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer received in connection with the exercise of the Exchange Rights. F4 · price: Reflects shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer received in connection with the exercise of the Exchange Rights. F5 · ownership.nature: The reporting person is the manager of the general partner of LTHS Capital Group LP and may be deemed to beneficially own the securities held by LTHS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| March 19, 2025 Filed Mar 20, 2025 23:51 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
Disposition to issuerClass V Common Stock | 35,202 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-000987 · form4.xml · nonDerivative · entry 8 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 24,568,086 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of OppFi Inc. (the "Issuer") represent voting, non-economic interests in the Issuer. Except as provided in the Issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the Issuer's stockholders generally. The shares of Class V Common Stock will be cancelled by the Issuer if the reporting person exercises (or causes LTHS Capital Group LP or LTHS Revocable Trust to exercise) Exchange Rights (as defined below in footnote 9). F2 · kind: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F2 · shares: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F2 · price: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. The reporting person has the indirect right to cause OFS to dispose of the shares of Class V Common Stock reported in Table I hereof to the Issuer pursuant to the reporting person's (or LTHS Capital Group LP's or LTHS Revocable Trust's) Exchange Rights. Read SEC document |
| March 19, 2025 Filed Mar 20, 2025 23:51 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
Disposition to issuerClass V Common Stock | 70,404 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-000987 · form4.xml · nonDerivative · entry 7 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 24,603,288 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of OppFi Inc. (the "Issuer") represent voting, non-economic interests in the Issuer. Except as provided in the Issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the Issuer's stockholders generally. The shares of Class V Common Stock will be cancelled by the Issuer if the reporting person exercises (or causes LTHS Capital Group LP or LTHS Revocable Trust to exercise) Exchange Rights (as defined below in footnote 9). F2 · kind: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F2 · shares: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F2 · price: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. The reporting person has the indirect right to cause OFS to dispose of the shares of Class V Common Stock reported in Table I hereof to the Issuer pursuant to the reporting person's (or LTHS Capital Group LP's or LTHS Revocable Trust's) Exchange Rights. Read SEC document |
| March 19, 2025 Filed Mar 20, 2025 23:51 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
Disposition to issuerClass V Common Stock | 105,606 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-000988 · form4.xml · nonDerivative · entry 2 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 61,815,679 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F2 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F2 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| March 18, 2025 Filed Mar 20, 2025 23:51 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
Exercise / conversionClass A Common Units · Derivative | 18,116 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-000987 · form4.xml · derivative · entry 15 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 928,778 Underlying: Class A Common Stock · 18,116 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · security: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F9 · derivative.exercise_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F9 · derivative.expiration_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). Read SEC document |
| March 18, 2025 Filed Mar 20, 2025 23:51 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
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Exercise / conversionClass A Common Units · Derivative | 36,230 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-000987 · form4.xml · derivative · entry 14 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Capital Group LP Disclosed balance after: 23,744,914 Underlying: Class A Common Stock · 36,230 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · security: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F9 · derivative.exercise_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F9 · derivative.expiration_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F5 · ownership.nature: The reporting person is the manager of the general partner of LTHS Capital Group LP and may be deemed to beneficially own the securities held by LTHS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.