Last 12 months
Inside the activity.
23 purchase rows · 13 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 14 | 2 |
| Sep 2026 | 9 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 09, 2023 Filed Jan 12, 2023 00:19 UTC |
Moore JocelynDirector
|
SaleClass A Common Stock | 100 | $2.15 | $215.00 |
DisclosureSEC source: 0001209191-23-003069 · doc4.xml · nonDerivative · entry 1 Moore Jocelyn · CIK 0001825006 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,384 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2022. Read SEC document |
| December 22, 2022 Filed Dec 23, 2022 00:30 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
Disposition to issuerClass V Common Stock | 20,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-062524 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 94,987,285 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F2 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F2 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| December 09, 2022 Filed Dec 12, 2022 23:22 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
PurchaseClass A Common Stock | 7,225 | $2.50 | $18,027.10 |
DisclosureSEC source: 0001209191-22-060751 · doc4.xml · nonDerivative · entry 2 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 461,835 F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.46 to $2.52 for a weighted average sale price of $2.4951. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. Read SEC document |
| December 09, 2022 Filed Dec 12, 2022 23:24 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 18,484 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-060755 · doc4.xml · derivative · entry 5 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 18,484 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: On December 9, 2022, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on July 20, 2022. F8 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share, and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan. On October 1, 2021, the reporting person was granted 18,484 RSUs which vested on July 20, 2022 and were settled on December 9, 2022. F8 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share, and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan. On October 1, 2021, the reporting person was granted 18,484 RSUs which vested on July 20, 2022 and were settled on December 9, 2022. Read SEC document |
| December 09, 2022 Filed Dec 12, 2022 23:24 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
Disposition to issuerClass V Common Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-060755 · doc4.xml · nonDerivative · entry 4 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 95,007,369 F5 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F6 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F6 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F7 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| December 09, 2022 Filed Dec 12, 2022 23:24 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
Exercise / conversionClass A Common Stock | 18,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-060755 · doc4.xml · nonDerivative · entry 3 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,484 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: On December 9, 2022, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on July 20, 2022. Read SEC document |
| December 09, 2022 Filed Dec 12, 2022 23:24 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 7,225 | $2.50 | $18,027.10 |
DisclosureSEC source: 0001209191-22-060755 · doc4.xml · nonDerivative · entry 2 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 461,835 F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.46 to $2.52 for a weighted average sale price of $2.4951. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 23:22 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
PurchaseClass A Common Stock | 8,100 | $2.42 | $19,575.27 |
DisclosureSEC source: 0001209191-22-060751 · doc4.xml · nonDerivative · entry 1 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 454,610 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.40 to $2.43 for a weighted average sale price of $2.4167. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 23:24 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 8,100 | $2.42 | $19,575.27 |
DisclosureSEC source: 0001209191-22-060755 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 454,610 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.40 to $2.43 for a weighted average sale price of $2.4167. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| December 07, 2022 Filed Dec 9, 2022 00:58 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
PurchaseClass A Common Stock | 3,460 | $2.41 | $8,340.68 |
DisclosureSEC source: 0001209191-22-060417 · doc4.xml · nonDerivative · entry 2 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 446,510 F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.385 to $2.44 for a weighted average sale price of $2.4106. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. Read SEC document |
| December 07, 2022 Filed Dec 9, 2022 00:59 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 3,460 | $2.41 | $8,340.68 |
DisclosureSEC source: 0001209191-22-060418 · doc4.xml · nonDerivative · entry 2 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 446,510 F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.385 to $2.44 for a weighted average sale price of $2.4106. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| December 06, 2022 Filed Dec 9, 2022 00:58 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
PurchaseClass A Common Stock | 8,100 | $2.41 | $19,503.18 |
DisclosureSEC source: 0001209191-22-060417 · doc4.xml · nonDerivative · entry 1 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 443,050 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.385 to $2.46 for a weighted average sale price of $2.4078. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. Read SEC document |
| December 06, 2022 Filed Dec 9, 2022 00:59 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
Disposition to issuerClass V Common Stock | 21,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-060418 · doc4.xml · nonDerivative · entry 3 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 95,107,369 F4 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F5 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F5 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F6 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| December 06, 2022 Filed Dec 9, 2022 00:59 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 8,100 | $2.41 | $19,503.18 |
DisclosureSEC source: 0001209191-22-060418 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 443,050 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.385 to $2.46 for a weighted average sale price of $2.4078. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| December 05, 2022 Filed Dec 6, 2022 22:14 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
PurchaseClass A Common Stock | 7,672 | $2.52 | $19,310.42 |
DisclosureSEC source: 0001209191-22-060056 · doc4.xml · nonDerivative · entry 2 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 434,950 F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.43 to $2.55 for a weighted average sale price of $2.517. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. Read SEC document |
| December 05, 2022 Filed Dec 6, 2022 22:15 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 7,672 | $2.52 | $19,310.42 |
DisclosureSEC source: 0001209191-22-060061 · doc4.xml · nonDerivative · entry 2 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 434,950 F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.43 to $2.55 for a weighted average sale price of $2.517. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| December 02, 2022 Filed Dec 6, 2022 22:14 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
PurchaseClass A Common Stock | 5,654 | $2.53 | $14,289.92 |
DisclosureSEC source: 0001209191-22-060056 · doc4.xml · nonDerivative · entry 1 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 427,278 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.48 to $2.55 for a weighted average sale price of $2.5274. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. Read SEC document |
| December 02, 2022 Filed Dec 6, 2022 22:15 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 5,654 | $2.53 | $14,289.92 |
DisclosureSEC source: 0001209191-22-060061 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 427,278 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.48 to $2.55 for a weighted average sale price of $2.5274. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| December 01, 2022 Filed Dec 3, 2022 00:10 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
PurchaseClass A Common Stock | 6,800 | $2.52 | $17,115.60 |
DisclosureSEC source: 0001209191-22-059503 · doc4.xml · nonDerivative · entry 2 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 421,624 F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.46 to $2.55 for a weighted average sale price of $2.517. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. Read SEC document |
| December 01, 2022 Filed Dec 3, 2022 00:11 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 6,800 | $2.52 | $17,115.60 |
DisclosureSEC source: 0001209191-22-059505 · doc4.xml · nonDerivative · entry 2 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 421,624 F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.46 to $2.55 for a weighted average sale price of $2.517. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| November 30, 2022 Filed Dec 3, 2022 00:10 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
PurchaseClass A Common Stock | 6,800 | $2.51 | $17,034.68 |
DisclosureSEC source: 0001209191-22-059503 · doc4.xml · nonDerivative · entry 1 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 414,824 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.47 to $2.55 for a weighted average sale price of $2.5051. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. Read SEC document |
| November 30, 2022 Filed Dec 3, 2022 00:11 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 6,800 | $2.51 | $17,034.68 |
DisclosureSEC source: 0001209191-22-059505 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 414,824 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.47 to $2.55 for a weighted average sale price of $2.5051. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| November 29, 2022 Filed Dec 1, 2022 00:37 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
PurchaseClass A Common Stock | 6,800 | $2.53 | $17,202.64 |
DisclosureSEC source: 0001209191-22-059111 · doc4.xml · nonDerivative · entry 2 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 408,024 F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.49 to $2.55 for a weighted average sale price of $2.5298. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. Read SEC document |
| November 29, 2022 Filed Dec 1, 2022 00:37 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 6,800 | $2.53 | $17,202.64 |
DisclosureSEC source: 0001209191-22-059112 · doc4.xml · nonDerivative · entry 2 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 408,024 F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.49 to $2.55 for a weighted average sale price of $2.5298. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| November 28, 2022 Filed Dec 1, 2022 00:37 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
PurchaseClass A Common Stock | 5,744 | $2.50 | $14,352.53 |
DisclosureSEC source: 0001209191-22-059111 · doc4.xml · nonDerivative · entry 1 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 401,224 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.45 to $2.50 for a weighted average sale price of $2.4987. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. Read SEC document |
| November 28, 2022 Filed Dec 1, 2022 00:37 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 5,744 | $2.50 | $14,352.53 |
DisclosureSEC source: 0001209191-22-059112 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 401,224 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.45 to $2.50 for a weighted average sale price of $2.4987. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| November 23, 2022 Filed Nov 28, 2022 22:25 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
PurchaseClass A Common Stock | 6,882 | $2.49 | $17,113.47 |
DisclosureSEC source: 0001209191-22-058883 · doc4.xml · nonDerivative · entry 1 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 395,480 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.45 to $2.50 for a weighted average sale price of $2.4867. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. Read SEC document |
| November 23, 2022 Filed Nov 28, 2022 22:27 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 6,882 | $2.49 | $17,113.47 |
DisclosureSEC source: 0001209191-22-058885 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 395,480 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.45 to $2.50 for a weighted average sale price of $2.4867. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| November 22, 2022 Filed Nov 24, 2022 00:17 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
PurchaseClass A Common Stock | 7,270 | $2.46 | $17,901.65 |
DisclosureSEC source: 0001209191-22-058747 · doc4.xml · nonDerivative · entry 2 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 388,598 F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.31 to $2.50 for a weighted average sale price of $2.4624. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. Read SEC document |
| November 22, 2022 Filed Nov 24, 2022 00:14 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 7,270 | $2.46 | $17,901.65 |
DisclosureSEC source: 0001209191-22-058744 · doc4.xml · nonDerivative · entry 2 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 388,598 F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.31 to $2.50 for a weighted average sale price of $2.4624. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| November 21, 2022 Filed Nov 24, 2022 00:17 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
PurchaseClass A Common Stock | 7,271 | $2.46 | $17,905.56 |
DisclosureSEC source: 0001209191-22-058747 · doc4.xml · nonDerivative · entry 1 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 381,328 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.42 to $2.48 for a weighted average sale price of $2.4626. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. Read SEC document |
| November 21, 2022 Filed Nov 24, 2022 00:14 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 7,271 | $2.46 | $17,905.56 |
DisclosureSEC source: 0001209191-22-058744 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 381,328 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.42 to $2.48 for a weighted average sale price of $2.4626. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 23:23 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
PurchaseClass A Common Stock | 6,900 | $2.43 | $16,760.10 |
DisclosureSEC source: 0001209191-22-058260 · doc4.xml · nonDerivative · entry 3 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 374,057 F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.40 to $2.45 for a weighted average sale price of $2.429. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 23:23 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 6,900 | $2.43 | $16,760.10 |
DisclosureSEC source: 0001209191-22-058262 · doc4.xml · nonDerivative · entry 2 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 374,057 F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.40 to $2.45 for a weighted average sale price of $2.429. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 23:23 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
PurchaseClass A Common Stock | 6,806 | $2.38 | $16,207.13 |
DisclosureSEC source: 0001209191-22-058260 · doc4.xml · nonDerivative · entry 2 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 367,157 F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.325 to $2.41 for a weighted average sale price of $2.3813. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 23:23 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 6,806 | $2.38 | $16,207.13 |
DisclosureSEC source: 0001209191-22-058262 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 367,157 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.325 to $2.41 for a weighted average sale price of $2.3813. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| November 17, 2022 Filed Dec 1, 2022 01:11 UTC | SaleClass A Common Stock | 1,067 | $2.36 | $2,513.85 |
DisclosureSEC source: 0001209191-22-059120 · doc4.xml · nonDerivative · entry 2 Johnson Pamela D. · CIK 0001874038 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,098 F2 · price: Represents shares sold to satisfy tax liability upon the vesting of RSUs. Read SEC document |
|
| November 16, 2022 Filed Nov 18, 2022 00:29 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
PurchaseClass A Common Stock | 158 | $2.35 | $371.30 |
DisclosureSEC source: 0001209191-22-057736 · doc4.xml · nonDerivative · entry 2 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 360,351 Read SEC document |
| November 16, 2022 Filed Nov 18, 2022 00:28 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 158 | $2.35 | $371.30 |
DisclosureSEC source: 0001209191-22-057735 · doc4.xml · nonDerivative · entry 2 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 360,351 F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| November 16, 2022 Filed Nov 21, 2022 23:23 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 18,484 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-058260 · doc4.xml · derivative · entry 5 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 18,484 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On November 16, 2022, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on July 20, 2022. F7 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share, and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan. On October 1, 2021, the reporting person was granted 18,484 RSUs which vested on July 20, 2022. F7 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share, and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan. On October 1, 2021, the reporting person was granted 18,484 RSUs which vested on July 20, 2022. F1 · derivative.underlying_shares: On November 16, 2022, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on July 20, 2022. Read SEC document |
| November 16, 2022 Filed Nov 21, 2022 23:23 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
Exercise / conversionClass A Common Stock | 18,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-058260 · doc4.xml · nonDerivative · entry 1 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,484 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On November 16, 2022, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on July 20, 2022. Read SEC document |
| November 16, 2022 Filed Nov 21, 2022 23:20 UTC |
Moore JocelynDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 18,484 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-058257 · doc4.xml · derivative · entry 2 Moore Jocelyn · CIK 0001825006 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 18,484 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On November 16, 2022, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on July 20, 2022. F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share, and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan. On October 1, 2021, the reporting person was granted 18,484 RSUs which vested on July 20, 2022. F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share, and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan. On October 1, 2021, the reporting person was granted 18,484 RSUs which vested on July 20, 2022. F1 · derivative.underlying_shares: On November 16, 2022, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on July 20, 2022. Read SEC document |
| November 16, 2022 Filed Nov 21, 2022 23:20 UTC |
Moore JocelynDirector
|
Exercise / conversionClass A Common Stock | 18,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-058257 · doc4.xml · nonDerivative · entry 1 Moore Jocelyn · CIK 0001825006 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,484 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On November 16, 2022, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on July 20, 2022. Read SEC document |
| November 16, 2022 Filed Dec 1, 2022 01:11 UTC | Exercise / conversionRestricted Stock Units · Derivative | 4,165 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-059120 · doc4.xml · derivative · entry 3 Johnson Pamela D. · CIK 0001874038 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,495 Underlying: Class A Common Stock · 4,165 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On November 16, 2022, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on October 1, 2022. F3 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share, and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). On October 1, 2021, the reporting person was granted 16,660 RSUs. 25% of the RSUs vested on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan. F3 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share, and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). On October 1, 2021, the reporting person was granted 16,660 RSUs. 25% of the RSUs vested on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan. F1 · derivative.underlying_shares: On November 16, 2022, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on October 1, 2022. Read SEC document |
|
| November 16, 2022 Filed Dec 1, 2022 01:11 UTC | Exercise / conversionClass A Common Stock | 4,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-059120 · doc4.xml · nonDerivative · entry 1 Johnson Pamela D. · CIK 0001874038 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On November 16, 2022, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on October 1, 2022. Read SEC document |
|
| November 15, 2022 Filed Nov 18, 2022 00:29 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
PurchaseClass A Common Stock | 6,900 | $2.31 | $15,927.96 |
DisclosureSEC source: 0001209191-22-057736 · doc4.xml · nonDerivative · entry 1 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 360,193 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.28 to $2.32 for a weighted average sale price of $2.3084. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. Read SEC document |
| November 15, 2022 Filed Nov 18, 2022 00:28 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 6,900 | $2.31 | $15,927.96 |
DisclosureSEC source: 0001209191-22-057735 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 360,193 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.28 to $2.32 for a weighted average sale price of $2.3084. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| November 14, 2022 Filed Nov 15, 2022 23:23 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
PurchaseClass A Common Stock | 6,900 | $2.15 | $14,801.19 |
DisclosureSEC source: 0001209191-22-057143 · doc4.xml · nonDerivative · entry 2 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 353,293 F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.06 to $2.20 for a weighted average sale price of $2.1451. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. Read SEC document |
| November 14, 2022 Filed Nov 15, 2022 23:22 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 6,900 | $2.15 | $14,801.19 |
DisclosureSEC source: 0001209191-22-057142 · doc4.xml · nonDerivative · entry 2 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 353,293 F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.06 to $2.20 for a weighted average sale price of $2.1451. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 23:23 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
PurchaseClass A Common Stock | 7,000 | $2.11 | $14,735.00 |
DisclosureSEC source: 0001209191-22-057143 · doc4.xml · nonDerivative · entry 1 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 346,393 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.02 to $2.13 for a weighted average sale price of $2.105. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.