Last 12 months
Inside the activity.
23 purchase rows · 13 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 14 | 2 |
| Sep 2026 | 9 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 30, 2023 Filed Jun 1, 2023 22:27 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
PurchaseClass A Common Stock | 4,972 | $2.16 | $10,742.50 |
DisclosureSEC source: 0001209191-23-033427 · doc4.xml · nonDerivative · entry 1 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 492,131 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.14 to $2.20 for a weighted average sale price of $2.1606. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 30, 2023 Filed Jun 1, 2023 22:28 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 4,972 | $2.16 | $10,742.50 |
DisclosureSEC source: 0001209191-23-033430 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 492,131 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.14 to $2.20 for a weighted average sale price of $2.1606. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| May 26, 2023 Filed May 30, 2023 20:53 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
PurchaseClass A Common Stock | 354 | $2.21 | $784.00 |
DisclosureSEC source: 0001209191-23-032918 · doc4.xml · nonDerivative · entry 2 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 487,159 F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.21 to $2.22 for a weighted average sale price of $2.2147. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 26, 2023 Filed May 30, 2023 21:04 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 354 | $2.21 | $784.00 |
DisclosureSEC source: 0001209191-23-032925 · doc4.xml · nonDerivative · entry 2 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 487,159 F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.21 to $2.22 for a weighted average sale price of $2.2147. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| May 25, 2023 Filed May 30, 2023 20:53 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
PurchaseClass A Common Stock | 1,488 | $2.22 | $3,305.74 |
DisclosureSEC source: 0001209191-23-032918 · doc4.xml · nonDerivative · entry 1 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 486,805 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.20 to $2.25 for a weighted average sale price of $2.2216. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 25, 2023 Filed May 30, 2023 21:04 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
Disposition to issuerClass V Common Stock | 198,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-032925 · doc4.xml · nonDerivative · entry 4 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 94,195,315 F4 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F5 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F5 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F6 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| May 25, 2023 Filed May 30, 2023 21:04 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 1,488 | $2.22 | $3,305.74 |
DisclosureSEC source: 0001209191-23-032925 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 486,805 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.20 to $2.25 for a weighted average sale price of $2.2216. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| May 24, 2023 Filed May 25, 2023 21:25 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
PurchaseClass A Common Stock | 2,253 | $2.19 | $4,944.88 |
DisclosureSEC source: 0001209191-23-032231 · doc4.xml · nonDerivative · entry 2 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 485,317 F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.16 to $2.20 for a weighted average sale price of $2.1948. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 24, 2023 Filed May 25, 2023 21:27 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 2,253 | $2.19 | $4,944.88 |
DisclosureSEC source: 0001209191-23-032234 · doc4.xml · nonDerivative · entry 2 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 485,317 F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.16 to $2.20 for a weighted average sale price of $2.1948. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| May 23, 2023 Filed May 23, 2023 23:01 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
Disposition to issuerClass V Common Stock | 110,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-031760 · doc4.xml · nonDerivative · entry 5 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 94,393,337 F4 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F5 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F5 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F6 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| May 23, 2023 Filed May 25, 2023 21:25 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
PurchaseClass A Common Stock | 1,435 | $2.16 | $3,105.91 |
DisclosureSEC source: 0001209191-23-032231 · doc4.xml · nonDerivative · entry 1 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 483,064 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.14 to $2.19 for a weighted average sale price of $2.1644. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 23, 2023 Filed May 25, 2023 21:27 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 1,435 | $2.16 | $3,105.91 |
DisclosureSEC source: 0001209191-23-032234 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 483,064 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.14 to $2.19 for a weighted average sale price of $2.1644. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| May 22, 2023 Filed May 23, 2023 23:00 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
PurchaseClass A Common Stock | 3,686 | $2.18 | $8,045.06 |
DisclosureSEC source: 0001209191-23-031758 · doc4.xml · nonDerivative · entry 2 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 481,629 F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.16 to $2.20 for a weighted average sale price of $2.1826. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 22, 2023 Filed May 23, 2023 23:01 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
Disposition to issuerClass V Common Stock | 13,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-031760 · doc4.xml · nonDerivative · entry 4 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 94,503,337 F4 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F5 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F5 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F6 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| May 22, 2023 Filed May 23, 2023 23:01 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 3,686 | $2.18 | $8,045.06 |
DisclosureSEC source: 0001209191-23-031760 · doc4.xml · nonDerivative · entry 2 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 481,629 F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.16 to $2.20 for a weighted average sale price of $2.1826. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| May 19, 2023 Filed May 23, 2023 23:00 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
PurchaseClass A Common Stock | 2,469 | $2.21 | $5,466.12 |
DisclosureSEC source: 0001209191-23-031758 · doc4.xml · nonDerivative · entry 1 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 477,943 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.19 to $2.27 for a weighted average sale price of $2.2139. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 19, 2023 Filed May 23, 2023 23:01 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 2,469 | $2.21 | $5,466.12 |
DisclosureSEC source: 0001209191-23-031760 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 477,943 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.19 to $2.27 for a weighted average sale price of $2.2139. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| May 18, 2023 Filed May 20, 2023 00:06 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
PurchaseClass A Common Stock | 3,214 | $2.17 | $6,967.95 |
DisclosureSEC source: 0001209191-23-031274 · doc4.xml · nonDerivative · entry 2 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 475,474 F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.14 to $2.22 for a weighted average sale price of $2.1680. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 18, 2023 Filed May 20, 2023 00:06 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 3,214 | $2.17 | $6,967.95 |
DisclosureSEC source: 0001209191-23-031275 · doc4.xml · nonDerivative · entry 2 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 475,474 F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.14 to $2.22 for a weighted average sale price of $2.168. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| May 17, 2023 Filed May 20, 2023 00:06 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
PurchaseClass A Common Stock | 5,271 | $2.10 | $11,061.72 |
DisclosureSEC source: 0001209191-23-031274 · doc4.xml · nonDerivative · entry 1 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 472,260 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.06 to $2.13 for a weighted average sale price of $2.0986. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 17, 2023 Filed May 20, 2023 00:06 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 5,271 | $2.10 | $11,061.72 |
DisclosureSEC source: 0001209191-23-031275 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 472,260 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.06 to $2.13 for a weighted average sale price of $2.0986. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| May 16, 2023 Filed May 18, 2023 00:49 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
PurchaseClass A Common Stock | 2,754 | $2.05 | $5,651.48 |
DisclosureSEC source: 0001209191-23-030452 · doc4.xml · nonDerivative · entry 2 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 466,989 F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.01 to $2.08 for a weighted average sale price of $2.0521. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 16, 2023 Filed May 18, 2023 00:51 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 2,754 | $2.05 | $5,651.48 |
DisclosureSEC source: 0001209191-23-030457 · doc4.xml · nonDerivative · entry 2 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 466,989 F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.01 to $2.08 for a weighted average sale price of $2.0521. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| May 16, 2023 Filed May 19, 2023 01:19 UTC |
McKay Christopher J.Chief Risk & Analytics Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 7,701 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-030861 · doc4.xml · derivative · entry 7 McKay Christopher J. · CIK 0001874705 · Chief Risk & Analytics Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,509 Underlying: Class A Common Stock · 7,701 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: On May 16, 2023, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of RSUs, which vested on January 1, 2023 and April 1, 2023. F7 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share, and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). 25% of the RSUs will vest on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan. F7 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share, and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). 25% of the RSUs will vest on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan. F5 · derivative.underlying_shares: On May 16, 2023, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of RSUs, which vested on January 1, 2023 and April 1, 2023. Read SEC document |
| May 16, 2023 Filed May 19, 2023 01:19 UTC |
McKay Christopher J.Chief Risk & Analytics Officer
|
Tax withholdingClass A Common Stock | 1,876 | $2.07 | $3,883.32 |
DisclosureSEC source: 0001209191-23-030861 · doc4.xml · nonDerivative · entry 5 McKay Christopher J. · CIK 0001874705 · Chief Risk & Analytics Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,928 F6 · shares: Represents shares withheld to cover tax withholding obligations in connection with the settlement of RSUs. Read SEC document |
| May 16, 2023 Filed May 19, 2023 01:19 UTC |
McKay Christopher J.Chief Risk & Analytics Officer
|
Exercise / conversionClass A Common Stock | 7,701 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-030861 · doc4.xml · nonDerivative · entry 4 McKay Christopher J. · CIK 0001874705 · Chief Risk & Analytics Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,804 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: On May 16, 2023, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of RSUs, which vested on January 1, 2023 and April 1, 2023. Read SEC document |
| May 16, 2023 Filed May 19, 2023 01:19 UTC |
McKay Christopher J.Chief Risk & Analytics Officer
|
Tax withholdingClass A Common Stock | 1,426 | $2.07 | $2,951.82 |
DisclosureSEC source: 0001209191-23-030861 · doc4.xml · nonDerivative · entry 3 McKay Christopher J. · CIK 0001874705 · Chief Risk & Analytics Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,103 F3 · shares: Represents shares withheld to cover tax withholding obligations in connection with the settlement of a previously reported performance-based restricted stock unit award. F4 · balance_after: The number of shares have been adjusted to reflect transactions that have occurred between the October 3, 2022 restricted stock unit settlement and the transaction occurring on May 16, 2023. Read SEC document |
| May 16, 2023 Filed May 19, 2023 01:17 UTC | Exercise / conversionRestricted Stock Unit · Derivative | 2,082 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-030859 · doc4.xml · derivative · entry 4 Johnson Pamela D. · CIK 0001874038 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,413 Underlying: Class A Common Stock · 2,082 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On May 16, 2023, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on January 1, 2023 and April 1, 2023. F4 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share, and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). On October 1, 2021, the reporting person was granted 16,660 RSUs. 25% of the RSUs vested on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan. F4 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share, and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). On October 1, 2021, the reporting person was granted 16,660 RSUs. 25% of the RSUs vested on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan. F2 · derivative.underlying_shares: On May 16, 2023, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on January 1, 2023 and April 1, 2023. Read SEC document |
|
| May 16, 2023 Filed May 19, 2023 01:17 UTC | Tax withholdingClass A Common Stock | 612 | $2.07 | $1,266.84 |
DisclosureSEC source: 0001209191-23-030859 · doc4.xml · nonDerivative · entry 3 Johnson Pamela D. · CIK 0001874038 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,269 F3 · shares: Represents shares withheld to cover tax withholding obligations in connection with the settlement of RSUs. Read SEC document |
|
| May 16, 2023 Filed May 19, 2023 01:17 UTC | Exercise / conversionClass A Common Stock | 2,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-030859 · doc4.xml · nonDerivative · entry 2 Johnson Pamela D. · CIK 0001874038 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,881 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On May 16, 2023, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on January 1, 2023 and April 1, 2023. Read SEC document |
|
| May 16, 2023 Filed May 19, 2023 01:17 UTC | Tax withholdingClass A Common Stock | 1,874 | $2.07 | $3,879.18 |
DisclosureSEC source: 0001209191-23-030859 · doc4.xml · nonDerivative · entry 1 Johnson Pamela D. · CIK 0001874038 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,799 F1 · shares: Represents shares withheld to cover tax withholding obligations in connection with the settlement of a previously reported performance-based restricted stock unit award. Read SEC document |
|
| May 15, 2023 Filed May 18, 2023 00:49 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
PurchaseClass A Common Stock | 2,400 | $2.08 | $4,997.04 |
DisclosureSEC source: 0001209191-23-030452 · doc4.xml · nonDerivative · entry 1 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 464,235 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.06 to $2.10 for a weighted average sale price of $2.0821. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 15, 2023 Filed May 18, 2023 00:51 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
Disposition to issuerClass V Common Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-030457 · doc4.xml · nonDerivative · entry 4 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 94,516,687 F4 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F5 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F5 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F6 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| May 15, 2023 Filed May 18, 2023 00:51 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 2,400 | $2.08 | $4,997.04 |
DisclosureSEC source: 0001209191-23-030457 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 464,235 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.06 to $2.10 for a weighted average sale price of $2.0821. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| May 02, 2023 Filed May 4, 2023 20:46 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
Disposition to issuerClass V Common Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-027365 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 94,536,687 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F2 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F2 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| April 25, 2023 Filed Apr 28, 2023 01:45 UTC |
McKay Christopher J.Chief Risk & Analytics Officer
|
GrantClass A Common Stock | 23,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025929 · doc4.xml · nonDerivative · entry 1 McKay Christopher J. · CIK 0001874705 · Chief Risk & Analytics Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,417 F1 · shares: Shares underlying a performance-based restricted stock unit award ("PSUs") were granted on May 3, 2022 and have been earned on the basis of the achievement of certain performance metrics during a specific performance period. On April 25, 2023, the issuer's Compensation Committee determined that the performance criteria under the grant had been met and that the PSUs shall vest as follows: 25% on the first anniversary of the grant date, then 6.25% shall vest on each quarterly anniversary thereafter until fully vested. Each PSU represents a contingent right to receive one share of the issuer's common stock. Read SEC document |
| April 25, 2023 Filed Apr 28, 2023 01:44 UTC | GrantClass A Common Stock | 25,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025928 · doc4.xml · nonDerivative · entry 1 Johnson Pamela D. · CIK 0001874038 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,673 F1 · shares: Shares underlying a performance-based restricted stock unit award ("PSUs") were granted on May 3, 2022 and have been earned on the basis of the achievement of certain performance metrics during a specific performance period. On April 25, 2023, the issuer's Compensation Committee determined that the performance criteria under the grant had been met and that the PSUs shall vest as follows: 25% on the first anniversary of the grant date, then 6.25% shall vest on each quarterly anniversary thereafter until fully vested. Each PSU represents a contingent right to receive one share of the issuer's common stock. Read SEC document |
|
| March 13, 2023 Filed Mar 15, 2023 22:44 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
Disposition to issuerClass V Common Stock | 8,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019013 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 94,566,687 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F2 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F2 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| March 02, 2023 Filed Mar 7, 2023 00:13 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
Disposition to issuerClass V Common Stock | 14,405 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016521 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 94,624,787 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F2 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F2 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 23:22 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
Disposition to issuerClass V Common Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012879 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 94,639,192 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F2 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F2 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 22:11 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
Disposition to issuerClass V Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011747 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 94,739,192 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F2 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F2 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| February 09, 2023 Filed Feb 14, 2023 00:11 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
Disposition to issuerClass V Common Stock | 88,177 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-008886 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 94,789,192 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F2 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F2 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| February 07, 2023 Filed Feb 8, 2023 23:59 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
Disposition to issuerClass V Common Stock | 49,916 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-007898 · doc4.xml · nonDerivative · entry 2 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 94,877,369 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F2 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F2 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 23:59 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
Disposition to issuerClass V Common Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-007898 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 94,927,285 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F2 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F2 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| January 17, 2023 Filed Jan 18, 2023 22:18 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
Disposition to issuerClass V Common Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-003798 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 94,967,285 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F2 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F2 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| January 17, 2023 Filed Jan 18, 2023 22:14 UTC |
Moore JocelynDirector
|
SaleClass A Common Stock | 200 | $2.24 | $447.00 |
DisclosureSEC source: 0001209191-23-003794 · doc4.xml · nonDerivative · entry 2 Moore Jocelyn · CIK 0001825006 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,484 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2022. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $2.15 to $2.29 for a weighted average sale price of $2.235. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 13, 2023 Filed Jan 18, 2023 22:14 UTC |
Moore JocelynDirector
|
SaleClass A Common Stock | 4,849 | $2.17 | $10,498.09 |
DisclosureSEC source: 0001209191-23-003794 · doc4.xml · nonDerivative · entry 1 Moore Jocelyn · CIK 0001825006 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,684 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2022. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $2.15 to $2.2 for a weighted average sale price of $2.165. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 12, 2023 Filed Jan 14, 2023 00:07 UTC |
Moore JocelynDirector
|
SaleClass A Common Stock | 993 | $2.16 | $2,140.91 |
DisclosureSEC source: 0001209191-23-003364 · doc4.xml · nonDerivative · entry 2 Moore Jocelyn · CIK 0001825006 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,533 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2022. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $2.15 to $2.16 for a weighted average sale price of $2.156. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 11, 2023 Filed Jan 14, 2023 00:07 UTC |
Moore JocelynDirector
|
SaleClass A Common Stock | 1,146 | $2.17 | $2,487.97 |
DisclosureSEC source: 0001209191-23-003364 · doc4.xml · nonDerivative · entry 1 Moore Jocelyn · CIK 0001825006 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,526 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2022. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $2.15 to $2.2 for a weighted average sale price of $2.171. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 10, 2023 Filed Jan 12, 2023 00:19 UTC |
Moore JocelynDirector
|
SaleClass A Common Stock | 3,712 | $2.16 | $8,006.78 |
DisclosureSEC source: 0001209191-23-003069 · doc4.xml · nonDerivative · entry 2 Moore Jocelyn · CIK 0001825006 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,672 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2022. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $2.150 to $2.190 for a weighted average sale price of $2.157. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.