OPFI

SEC source: 0001209191-23-057194 · doc4.xml · nonDerivative · entry 1

Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By OppFi Shares, LLC

Disclosed balance after: 92,205,110

F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally.

F2 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial.

F2 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial.

F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein.

SEC source: 0001209191-23-056735 · doc4.xml · derivative · entry 4

McKay Christopher J. · CIK 0001874705 · Chief Risk & Analytics Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,807

Underlying: Class A Common Stock · 3,850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 22, 2023, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on October 1, 2023.

F4 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of Class A Common Stock, par value $0.0001 per share, of the Issuer and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). On October 1, 2021, the reporting person was granted 61,613 RSUs. 25% of the RSUs will vest on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan.

F4 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of Class A Common Stock, par value $0.0001 per share, of the Issuer and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). On October 1, 2021, the reporting person was granted 61,613 RSUs. 25% of the RSUs will vest on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan.

F1 · derivative.underlying_shares: On November 22, 2023, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on October 1, 2023.

SEC source: 0001209191-23-056735 · doc4.xml · nonDerivative · entry 3

McKay Christopher J. · CIK 0001874705 · Chief Risk & Analytics Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,782

F3 · shares: Represents shares sold to satisfy tax liability in connection with the settlement of a previously reported performance-based restricted stock unit award.

SEC source: 0001209191-23-056735 · doc4.xml · nonDerivative · entry 2

McKay Christopher J. · CIK 0001874705 · Chief Risk & Analytics Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,048

F2 · shares: Represents shares sold to satisfy tax liability upon the vesting of RSUs.

SEC source: 0001209191-23-056735 · doc4.xml · nonDerivative · entry 1

McKay Christopher J. · CIK 0001874705 · Chief Risk & Analytics Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 22, 2023, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on October 1, 2023.

SEC source: 0001209191-23-056734 · doc4.xml · derivative · entry 4

Johnson Pamela D. · CIK 0001874038 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,330

Underlying: Class A Common Stock · 1,041 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 22, 2023, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on October 1, 2023.

F4 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of Class A Common Stock, par value $0.0001 per share, of the issuer and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). On October 1, 2021, the reporting person was granted 16,660 RSUs. 25% of the RSUs vested on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan.

F4 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of Class A Common Stock, par value $0.0001 per share, of the issuer and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). On October 1, 2021, the reporting person was granted 16,660 RSUs. 25% of the RSUs vested on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan.

F1 · derivative.underlying_shares: On November 22, 2023, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on October 1, 2023.

SEC source: 0001209191-23-056734 · doc4.xml · nonDerivative · entry 3

Johnson Pamela D. · CIK 0001874038 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,242

F3 · shares: Represents shares sold to satisfy tax liability in connection with the settlement of a previously reported performance-based restricted stock unit award.

SEC source: 0001209191-23-056734 · doc4.xml · nonDerivative · entry 2

Johnson Pamela D. · CIK 0001874038 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,591

F2 · shares: Represents shares sold to satisfy tax liability upon the vesting of RSUs.

SEC source: 0001209191-23-056734 · doc4.xml · nonDerivative · entry 1

Johnson Pamela D. · CIK 0001874038 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 22, 2023, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on October 1, 2023.

SEC source: 0001209191-23-056611 · doc4.xml · derivative · entry 4

McKay Christopher J. · CIK 0001874705 · Chief Risk & Analytics Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,657

Underlying: Class A Common Stock · 3,852 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of Class A Common Stock, par value $0.0001 per share, of the Issuer and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). On October 1, 2021, the reporting person was granted 61,613 RSUs. 25% of the RSUs will vest on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan.

F4 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of Class A Common Stock, par value $0.0001 per share, of the Issuer and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). On October 1, 2021, the reporting person was granted 61,613 RSUs. 25% of the RSUs will vest on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan.

SEC source: 0001209191-23-056611 · doc4.xml · nonDerivative · entry 3

McKay Christopher J. · CIK 0001874705 · Chief Risk & Analytics Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,894

F3 · shares: Represents shares sold to satisfy tax liability in connection with the settlement of a previously reported performance-based restricted stock unit award.

SEC source: 0001209191-23-056611 · doc4.xml · nonDerivative · entry 2

McKay Christopher J. · CIK 0001874705 · Chief Risk & Analytics Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,140

F2 · shares: Represents shares sold to satisfy tax liability upon the vesting of RSUs.

SEC source: 0001209191-23-056611 · doc4.xml · nonDerivative · entry 1

McKay Christopher J. · CIK 0001874705 · Chief Risk & Analytics Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 21, 2023, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on July 1, 2023.

SEC source: 0001209191-23-056610 · doc4.xml · derivative · entry 4

Johnson Pamela D. · CIK 0001874038 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,371

Underlying: Class A Common Stock · 1,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 21, 2023, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on July 1, 2023.

F4 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of Class A Common Stock, par value $0.0001 per share, of the issuer and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). On October 1, 2021, the reporting person was granted 16,660 RSUs. 25% of the RSUs vested on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan.

F4 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of Class A Common Stock, par value $0.0001 per share, of the issuer and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). On October 1, 2021, the reporting person was granted 16,660 RSUs. 25% of the RSUs vested on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan.

F1 · derivative.underlying_shares: On November 21, 2023, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on July 1, 2023.

SEC source: 0001209191-23-056610 · doc4.xml · nonDerivative · entry 3

Johnson Pamela D. · CIK 0001874038 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,779

F3 · shares: Represents shares sold to satisfy tax liability in connection with the settlement of a previously reported performance-based restricted stock unit award.

SEC source: 0001209191-23-056610 · doc4.xml · nonDerivative · entry 2

Johnson Pamela D. · CIK 0001874038 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,100

F2 · shares: Represents shares sold to satisfy tax liability upon the vesting of RSUs.

SEC source: 0001209191-23-056610 · doc4.xml · nonDerivative · entry 1

Johnson Pamela D. · CIK 0001874038 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 21, 2023, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on July 1, 2023.

SEC source: 0001209191-23-056593 · doc4.xml · nonDerivative · entry 1

Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By OppFi Shares, LLC

Disclosed balance after: 92,503,388

F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally.

F2 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial.

F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein.

SEC source: 0001209191-23-055330 · doc4.xml · nonDerivative · entry 2

Vennettilli David · CIK 0001873027 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,383

F1 · shares: Represents shares sold to satisfy tax liability upon the vesting of restricted stock units.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $2.54 to $2.60 for a weighted average sale price of $2.5627. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-23-055330 · doc4.xml · nonDerivative · entry 1

Vennettilli David · CIK 0001873027 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,133

F1 · shares: Represents shares sold to satisfy tax liability upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $2.47 to $2.51 for a weighted average sale price of $2.4812. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-23-052769 · doc4.xml · nonDerivative · entry 1

Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By OppFi Shares, LLC

Disclosed balance after: 92,943,129

F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally.

F2 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial.

F2 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial.

F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein.

SEC source: 0001209191-23-051070 · doc4.xml · nonDerivative · entry 1

Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By OppFi Shares, LLC

Disclosed balance after: 93,180,736

F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally.

F2 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial.

F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein.

SEC source: 0001209191-23-049094 · doc4.xml · nonDerivative · entry 1

Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By OppFi Shares, LLC

Disclosed balance after: 93,215,776

F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally.

F2 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial.

F2 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial.

F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein.

SEC source: 0001209191-23-047042 · doc4.xml · nonDerivative · entry 1

Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By OppFi Shares, LLC

Disclosed balance after: 93,646,546

F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally.

F2 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial.

F2 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial.

F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein.

SEC source: 0001209191-23-043243 · doc4.xml · nonDerivative · entry 1

Moore Jocelyn · CIK 0001825006 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 105,381

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $1.94 to $1.995 for a weighted average sale price of $1.9539. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-23-042283 · doc4.xml · nonDerivative · entry 1

Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By OppFi Shares, LLC

Disclosed balance after: 93,981,958

F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally.

F2 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial.

F2 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial.

F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein.

SEC source: 0001209191-23-039513 · doc4.xml · nonDerivative · entry 1

Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By OppFi Shares, LLC

Disclosed balance after: 94,037,840

F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally.

F2 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial.

F2 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial.

F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein.

SEC source: 0001209191-23-037527 · doc4.xml · nonDerivative · entry 1

Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By OppFi Shares, LLC

Disclosed balance after: 94,104,104

F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally.

F2 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial.

F2 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial.

F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein.

SEC source: 0001209191-23-036841 · doc4.xml · nonDerivative · entry 3

Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · OppFi Shares, LLC

Disclosed balance after: 94,120,855

F3 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally.

F4 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial.

F4 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial.

F5 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein.

SEC source: 0001209191-23-036838 · doc4.xml · nonDerivative · entry 1

SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By LTHS Revocable Trust

Disclosed balance after: 527,199

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.18 to $2.30 for a weighted average sale price of $2.2721. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001209191-23-036841 · doc4.xml · nonDerivative · entry 1

Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · TGS Revocable Trust

Disclosed balance after: 527,199

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.18 to $2.30 for a weighted average sale price of $2.2721. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust.

SEC source: 0001209191-23-036101 · doc4.xml · nonDerivative · entry 4

SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By LTHS Revocable Trust

Disclosed balance after: 524,175

F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.20 to $2.22 for a weighted average sale price of $2.212. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001209191-23-036105 · doc4.xml · nonDerivative · entry 2

Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · TGS Revocable Trust

Disclosed balance after: 524,175

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.20 to $2.22 for a weighted average sale price of $2.212. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust.

SEC source: 0001209191-23-036101 · doc4.xml · nonDerivative · entry 3

SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By LTHS Revocable Trust

Disclosed balance after: 522,049

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.12 to $2.19 for a weighted average sale price of $2.1635. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001209191-23-036101 · doc4.xml · nonDerivative · entry 2

SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,409

F2 · shares: RSUs granted pursuant to the Plan. Each RSU represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share. 100% of the RSUs will vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the next annual meeting of stockholders of OppFi Inc., subject to the reporting person's continued service with the issuer and the terms of the Plan.

SEC source: 0001209191-23-036113 · doc4.xml · nonDerivative · entry 2

Zeeman Gregory T · CIK 0001544218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,409

F2 · shares: RSUs granted pursuant to the Plan. Each RSU represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share. 100% of the RSUs will vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the next annual meeting of stockholders of OppFi Inc., subject to the reporting person's continued service with the issuer and the terms of the Plan.

SEC source: 0001209191-23-036110 · doc4.xml · nonDerivative · entry 2

Vennettilli David · CIK 0001873027 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,345

F2 · shares: RSUs granted pursuant to the Plan. Each RSU represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share. 100% of the RSUs will vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the next annual meeting of stockholders of OppFi Inc., subject to the reporting person's continued service with the issuer and the terms of the Plan.

SEC source: 0001209191-23-036108 · doc4.xml · nonDerivative · entry 2

Moore Jocelyn · CIK 0001825006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,409

F2 · shares: RSUs granted pursuant to the Plan. Each RSU represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share. 100% of the RSUs will vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the next annual meeting of stockholders of OppFi Inc., subject to the reporting person's continued service with the issuer and the terms of the Plan.

SEC source: 0001209191-23-036105 · doc4.xml · nonDerivative · entry 1

Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · TGS Revocable Trust

Disclosed balance after: 522,049

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.12 to $2.19 for a weighted average sale price of $2.1635. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust.

SEC source: 0001209191-23-036225 · doc4.xml · nonDerivative · entry 2

Favilla Christina M · CIK 0001711487 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,409

F2 · shares: RSUs granted pursuant to the Plan. Each RSU represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share. 100% of the RSUs will vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the next annual meeting of stockholders of OppFi Inc., subject to the reporting person's continued service with the issuer and the terms of the Plan.

SEC source: 0001209191-23-035144 · doc4.xml · nonDerivative · entry 2

SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By LTHS Revocable Trust

Disclosed balance after: 517,677

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $1.99 to $2.12 for a weighted average sale price of $2.0875. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001209191-23-035149 · doc4.xml · nonDerivative · entry 2

Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By TGS Revocable Trust

Disclosed balance after: 517,677

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $1.99 to $2.12 for a weighted average sale price of $2.0875. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust.

SEC source: 0001209191-23-035144 · doc4.xml · nonDerivative · entry 1

SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By LTHS Revocable Trust

Disclosed balance after: 511,486

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.02 to $2.04 for a weighted average sale price of $2.036. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001209191-23-035149 · doc4.xml · nonDerivative · entry 1

Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By TGS Revocable Trust

Disclosed balance after: 511,486

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.02 to $2.04 for a weighted average sale price of $2.036. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust.

SEC source: 0001209191-23-034658 · doc4.xml · nonDerivative · entry 2

SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By LTHS Revocable Trust

Disclosed balance after: 504,987

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.06 to $2.11 for a weighted average sale price of $2.098. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001209191-23-034662 · doc4.xml · nonDerivative · entry 2

Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By TGS Revocable Trust

Disclosed balance after: 504,987

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.06 to $2.11 for a weighted average sale price of $2.098. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust.

SEC source: 0001209191-23-034658 · doc4.xml · nonDerivative · entry 1

SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By LTHS Revocable Trust

Disclosed balance after: 501,784

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.08 to $2.12 for a weighted average sale price of $2.1048. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001209191-23-034662 · doc4.xml · nonDerivative · entry 1

Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By TGS Revocable Trust

Disclosed balance after: 501,784

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.08 to $2.12 for a weighted average sale price of $2.1048. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust.

SEC source: 0001209191-23-033427 · doc4.xml · nonDerivative · entry 2

SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By LTHS Revocable Trust

Disclosed balance after: 498,192

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.03 to $2.06 for a weighted average sale price of $2.0517. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001209191-23-033430 · doc4.xml · nonDerivative · entry 2

Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By TGS Revocable Trust

Disclosed balance after: 498,192

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.03 to $2.06 for a weighted average sale price of $2.0517. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust.