Last 12 months
Inside the activity.
23 purchase rows · 13 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 14 | 2 |
| Sep 2026 | 9 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 22, 2024 Filed Jul 24, 2024 20:55 UTC | Exercise / conversionClass A Common Stock | 1,041 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001992 · form4.xml · nonDerivative · entry 1 Johnson Pamela D. · CIK 0001874038 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,534 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On July 22, 2024, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on July 1, 2024. Read SEC document |
|
| July 21, 2024 Filed Jul 23, 2024 22:25 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
Disposition to issuerClass A Common Units · Derivative | 8,877,023 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001977 · form4.xml · derivative · entry 2 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By LTHS Capital Group LP Disclosed balance after: 24,887,359 Underlying: Class A Common Stock · 8,877,023 shares Expires not disclosed F4 · security: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F2 · shares: Reflects the forfeiture to Opportunity Financial, LLC ("Opportunity Financial") for no consideration of Class A common units ("Common Units") of Opportunity Financial that were not earned pursuant to the earnout provisions of that certain Business Combination Agreement, dated February 9, 2021, by and among the Issuer, Opportunity Financial, OppFi Shares, LLC ("OFS") and the representative of the members of Opportunity Financial. In connection with the forfeiture of the Common Units, the reporting person is deemed to have forfeited the indirect right to cause OFS to dispose of an equivalent number of shares of Class V Common Stock to the Issuer pursuant to the reporting person's (or LTHS Capital Group LP's) Exchange Rights. F4 · derivative.exercise_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F4 · derivative.expiration_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F5 · ownership.nature: The reporting person is the manager of the general partner of LTHS Capital Group LP and may be deemed to beneficially own the securities held by LTHS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| July 21, 2024 Filed Jul 23, 2024 22:25 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
|
Disposition to issuerClass V Common Stock | 8,877,023 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001977 · form4.xml · nonDerivative · entry 1 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 24,887,359 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of OppFi Inc. (the "Issuer") represent voting, non-economic interests in the Issuer. Except as provided in the Issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the Issuer's stockholders generally. The shares of Class V Common Stock will be cancelled by the Issuer if the reporting person exercises (or causes LTHS Capital Group LP to exercise) Exchange Rights (as defined below in footnote 4). F2 · kind: Reflects the forfeiture to Opportunity Financial, LLC ("Opportunity Financial") for no consideration of Class A common units ("Common Units") of Opportunity Financial that were not earned pursuant to the earnout provisions of that certain Business Combination Agreement, dated February 9, 2021, by and among the Issuer, Opportunity Financial, OppFi Shares, LLC ("OFS") and the representative of the members of Opportunity Financial. In connection with the forfeiture of the Common Units, the reporting person is deemed to have forfeited the indirect right to cause OFS to dispose of an equivalent number of shares of Class V Common Stock to the Issuer pursuant to the reporting person's (or LTHS Capital Group LP's) Exchange Rights. F2 · shares: Reflects the forfeiture to Opportunity Financial, LLC ("Opportunity Financial") for no consideration of Class A common units ("Common Units") of Opportunity Financial that were not earned pursuant to the earnout provisions of that certain Business Combination Agreement, dated February 9, 2021, by and among the Issuer, Opportunity Financial, OppFi Shares, LLC ("OFS") and the representative of the members of Opportunity Financial. In connection with the forfeiture of the Common Units, the reporting person is deemed to have forfeited the indirect right to cause OFS to dispose of an equivalent number of shares of Class V Common Stock to the Issuer pursuant to the reporting person's (or LTHS Capital Group LP's) Exchange Rights. F2 · price: Reflects the forfeiture to Opportunity Financial, LLC ("Opportunity Financial") for no consideration of Class A common units ("Common Units") of Opportunity Financial that were not earned pursuant to the earnout provisions of that certain Business Combination Agreement, dated February 9, 2021, by and among the Issuer, Opportunity Financial, OppFi Shares, LLC ("OFS") and the representative of the members of Opportunity Financial. In connection with the forfeiture of the Common Units, the reporting person is deemed to have forfeited the indirect right to cause OFS to dispose of an equivalent number of shares of Class V Common Stock to the Issuer pursuant to the reporting person's (or LTHS Capital Group LP's) Exchange Rights. F2 · balance_after: Reflects the forfeiture to Opportunity Financial, LLC ("Opportunity Financial") for no consideration of Class A common units ("Common Units") of Opportunity Financial that were not earned pursuant to the earnout provisions of that certain Business Combination Agreement, dated February 9, 2021, by and among the Issuer, Opportunity Financial, OppFi Shares, LLC ("OFS") and the representative of the members of Opportunity Financial. In connection with the forfeiture of the Common Units, the reporting person is deemed to have forfeited the indirect right to cause OFS to dispose of an equivalent number of shares of Class V Common Stock to the Issuer pursuant to the reporting person's (or LTHS Capital Group LP's) Exchange Rights. F3 · ownership.nature: The shares of Class V Common Stock are held by OFS, which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. The reporting person has the indirect right to cause OFS to dispose of the shares of Class V Common Stock reported in Table I hereof to the Issuer pursuant to the reporting person's (or LTHS Capital Group LP's) Exchange Rights. Read SEC document |
| July 21, 2024 Filed Jul 23, 2024 22:25 UTC |
McKay Christopher J.Chief Risk & Analytics Officer
|
Disposition to issuerClass A Common Units · Derivative | 517,729 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001979 · form4.xml · derivative · entry 2 McKay Christopher J. · CIK 0001874705 · Chief Risk & Analytics Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By OppFi Management Holdings, LLC Disclosed balance after: 1,451,489 Underlying: Class A Common Stock · 517,729 shares Expires not disclosed F4 · security: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F2 · shares: Reflects the forfeiture to Opportunity Financial, LLC ("Opportunity Financial") for no consideration of Class A common units ("Common Units") of Opportunity Financial that were not earned pursuant to the earnout provisions of that certain Business Combination Agreement, dated February 9, 2021, by and among the Issuer, Opportunity Financial, OppFi Shares, LLC ("OFS") and the representative of the members of Opportunity Financial. In connection with the forfeiture of the Common Units, the reporting person is deemed to have forfeited the indirect right to cause OFS to dispose of an equivalent number of shares of Class V Common Stock to the Issuer pursuant to the reporting person's (or OFMH's) Exchange Rights. Also reflects the reallocation of additional Common Units of Opportunity Financial to the reporting person following the forfeiture of Common Units by other members. F4 · derivative.exercise_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F4 · derivative.expiration_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F2 · balance_after: Reflects the forfeiture to Opportunity Financial, LLC ("Opportunity Financial") for no consideration of Class A common units ("Common Units") of Opportunity Financial that were not earned pursuant to the earnout provisions of that certain Business Combination Agreement, dated February 9, 2021, by and among the Issuer, Opportunity Financial, OppFi Shares, LLC ("OFS") and the representative of the members of Opportunity Financial. In connection with the forfeiture of the Common Units, the reporting person is deemed to have forfeited the indirect right to cause OFS to dispose of an equivalent number of shares of Class V Common Stock to the Issuer pursuant to the reporting person's (or OFMH's) Exchange Rights. Also reflects the reallocation of additional Common Units of Opportunity Financial to the reporting person following the forfeiture of Common Units by other members. F5 · ownership.nature: These Common Units are held by OFMH, of which the reporting person is a member. OFMH is a member of Opportunity Financial. Pursuant to the terms of the Amended and Restated Limited Liability Company Agreement of OFMH, the reporting person has the right to cause OFMH to exercise for the benefit of the reporting person OFMH's Exchange Rights with respect to the Common Units indirectly held by the reporting person. Read SEC document |
| July 21, 2024 Filed Jul 23, 2024 22:25 UTC |
McKay Christopher J.Chief Risk & Analytics Officer
|
Disposition to issuerClass V Common Stock | 517,729 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001979 · form4.xml · nonDerivative · entry 1 McKay Christopher J. · CIK 0001874705 · Chief Risk & Analytics Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 1,451,489 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of OppFi Inc. (the "Issuer") represent voting, non-economic interests in the Issuer. Except as provided in the Issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the Issuer's stockholders generally. The shares of Class V Common Stock will be cancelled by the Issuer if the reporting person exercises (or causes OppFi Management Holdings, LLC ("OFMH") to exercise) Exchange Rights (as defined below in footnote 4). F2 · kind: Reflects the forfeiture to Opportunity Financial, LLC ("Opportunity Financial") for no consideration of Class A common units ("Common Units") of Opportunity Financial that were not earned pursuant to the earnout provisions of that certain Business Combination Agreement, dated February 9, 2021, by and among the Issuer, Opportunity Financial, OppFi Shares, LLC ("OFS") and the representative of the members of Opportunity Financial. In connection with the forfeiture of the Common Units, the reporting person is deemed to have forfeited the indirect right to cause OFS to dispose of an equivalent number of shares of Class V Common Stock to the Issuer pursuant to the reporting person's (or OFMH's) Exchange Rights. Also reflects the reallocation of additional Common Units of Opportunity Financial to the reporting person following the forfeiture of Common Units by other members. F2 · shares: Reflects the forfeiture to Opportunity Financial, LLC ("Opportunity Financial") for no consideration of Class A common units ("Common Units") of Opportunity Financial that were not earned pursuant to the earnout provisions of that certain Business Combination Agreement, dated February 9, 2021, by and among the Issuer, Opportunity Financial, OppFi Shares, LLC ("OFS") and the representative of the members of Opportunity Financial. In connection with the forfeiture of the Common Units, the reporting person is deemed to have forfeited the indirect right to cause OFS to dispose of an equivalent number of shares of Class V Common Stock to the Issuer pursuant to the reporting person's (or OFMH's) Exchange Rights. Also reflects the reallocation of additional Common Units of Opportunity Financial to the reporting person following the forfeiture of Common Units by other members. F2 · price: Reflects the forfeiture to Opportunity Financial, LLC ("Opportunity Financial") for no consideration of Class A common units ("Common Units") of Opportunity Financial that were not earned pursuant to the earnout provisions of that certain Business Combination Agreement, dated February 9, 2021, by and among the Issuer, Opportunity Financial, OppFi Shares, LLC ("OFS") and the representative of the members of Opportunity Financial. In connection with the forfeiture of the Common Units, the reporting person is deemed to have forfeited the indirect right to cause OFS to dispose of an equivalent number of shares of Class V Common Stock to the Issuer pursuant to the reporting person's (or OFMH's) Exchange Rights. Also reflects the reallocation of additional Common Units of Opportunity Financial to the reporting person following the forfeiture of Common Units by other members. F2 · balance_after: Reflects the forfeiture to Opportunity Financial, LLC ("Opportunity Financial") for no consideration of Class A common units ("Common Units") of Opportunity Financial that were not earned pursuant to the earnout provisions of that certain Business Combination Agreement, dated February 9, 2021, by and among the Issuer, Opportunity Financial, OppFi Shares, LLC ("OFS") and the representative of the members of Opportunity Financial. In connection with the forfeiture of the Common Units, the reporting person is deemed to have forfeited the indirect right to cause OFS to dispose of an equivalent number of shares of Class V Common Stock to the Issuer pursuant to the reporting person's (or OFMH's) Exchange Rights. Also reflects the reallocation of additional Common Units of Opportunity Financial to the reporting person following the forfeiture of Common Units by other members. F3 · ownership.nature: The shares of Class V Common Stock are held by OFS, which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. The reporting person has the indirect right to cause OFS to dispose of the shares of Class V Common Stock reported in Table I hereof to the Issuer pursuant to the reporting person's (or OFMH's) Exchange Rights. Read SEC document |
| July 21, 2024 Filed Jul 23, 2024 22:25 UTC |
Vennettilli DavidDirector
|
Disposition to issuerClass A Common Units · Derivative | 51,448 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001978 · form4.xml · derivative · entry 2 Vennettilli David · CIK 0001873027 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By DAV 513 Revocable Trust Disclosed balance after: 144,238 Underlying: Class A Common Stock · 51,448 shares Expires not disclosed F4 · security: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F2 · shares: Reflects the forfeiture to Opportunity Financial, LLC ("Opportunity Financial") for no consideration of Class A common units ("Common Units") of Opportunity Financial that were not earned pursuant to the earnout provisions of that certain Business Combination Agreement, dated February 9, 2021, by and among the Issuer, Opportunity Financial, OppFi Shares, LLC ("OFS") and the representative of the members of Opportunity Financial. In connection with the forfeiture of the Common Units, the reporting person is deemed to have forfeited the indirect right to cause OFS to dispose of an equivalent number of shares of Class V Common Stock to the Issuer pursuant to the reporting person's (or DAV's) Exchange Rights. Also reflects the reallocation of additional Common Units of Opportunity Financial to the reporting person following the forfeiture of Common Units by other members. F4 · derivative.exercise_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F4 · derivative.expiration_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F2 · balance_after: Reflects the forfeiture to Opportunity Financial, LLC ("Opportunity Financial") for no consideration of Class A common units ("Common Units") of Opportunity Financial that were not earned pursuant to the earnout provisions of that certain Business Combination Agreement, dated February 9, 2021, by and among the Issuer, Opportunity Financial, OppFi Shares, LLC ("OFS") and the representative of the members of Opportunity Financial. In connection with the forfeiture of the Common Units, the reporting person is deemed to have forfeited the indirect right to cause OFS to dispose of an equivalent number of shares of Class V Common Stock to the Issuer pursuant to the reporting person's (or DAV's) Exchange Rights. Also reflects the reallocation of additional Common Units of Opportunity Financial to the reporting person following the forfeiture of Common Units by other members. F5 · ownership.nature: These Common Units are held by DAV 513 Revocable Trust ("DAV"), of which the reporting person is the sole trustee and sole beneficiary. DAV is a member of Opportunity Financial and the reporting person has the right to cause DAV to exercise for the benefit of the reporting person DAV's Exchange Rights with respect to the Common Units indirectly held by the reporting person. Read SEC document |
| July 21, 2024 Filed Jul 23, 2024 22:25 UTC |
Vennettilli DavidDirector
|
Disposition to issuerClass V Common Stock | 51,448 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001978 · form4.xml · nonDerivative · entry 1 Vennettilli David · CIK 0001873027 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 144,238 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of OppFi Inc. (the "Issuer") represent voting, non-economic interests in the Issuer. Except as provided in the Issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the Issuer's stockholders generally. The shares of Class V Common Stock will be cancelled by the Issuer if the reporting person exercises (or causes DAV (as defined below in footnote 5) to exercise) Exchange Rights (as defined below in footnote 4). F2 · kind: Reflects the forfeiture to Opportunity Financial, LLC ("Opportunity Financial") for no consideration of Class A common units ("Common Units") of Opportunity Financial that were not earned pursuant to the earnout provisions of that certain Business Combination Agreement, dated February 9, 2021, by and among the Issuer, Opportunity Financial, OppFi Shares, LLC ("OFS") and the representative of the members of Opportunity Financial. In connection with the forfeiture of the Common Units, the reporting person is deemed to have forfeited the indirect right to cause OFS to dispose of an equivalent number of shares of Class V Common Stock to the Issuer pursuant to the reporting person's (or DAV's) Exchange Rights. Also reflects the reallocation of additional Common Units of Opportunity Financial to the reporting person following the forfeiture of Common Units by other members. F2 · shares: Reflects the forfeiture to Opportunity Financial, LLC ("Opportunity Financial") for no consideration of Class A common units ("Common Units") of Opportunity Financial that were not earned pursuant to the earnout provisions of that certain Business Combination Agreement, dated February 9, 2021, by and among the Issuer, Opportunity Financial, OppFi Shares, LLC ("OFS") and the representative of the members of Opportunity Financial. In connection with the forfeiture of the Common Units, the reporting person is deemed to have forfeited the indirect right to cause OFS to dispose of an equivalent number of shares of Class V Common Stock to the Issuer pursuant to the reporting person's (or DAV's) Exchange Rights. Also reflects the reallocation of additional Common Units of Opportunity Financial to the reporting person following the forfeiture of Common Units by other members. F2 · price: Reflects the forfeiture to Opportunity Financial, LLC ("Opportunity Financial") for no consideration of Class A common units ("Common Units") of Opportunity Financial that were not earned pursuant to the earnout provisions of that certain Business Combination Agreement, dated February 9, 2021, by and among the Issuer, Opportunity Financial, OppFi Shares, LLC ("OFS") and the representative of the members of Opportunity Financial. In connection with the forfeiture of the Common Units, the reporting person is deemed to have forfeited the indirect right to cause OFS to dispose of an equivalent number of shares of Class V Common Stock to the Issuer pursuant to the reporting person's (or DAV's) Exchange Rights. Also reflects the reallocation of additional Common Units of Opportunity Financial to the reporting person following the forfeiture of Common Units by other members. F2 · balance_after: Reflects the forfeiture to Opportunity Financial, LLC ("Opportunity Financial") for no consideration of Class A common units ("Common Units") of Opportunity Financial that were not earned pursuant to the earnout provisions of that certain Business Combination Agreement, dated February 9, 2021, by and among the Issuer, Opportunity Financial, OppFi Shares, LLC ("OFS") and the representative of the members of Opportunity Financial. In connection with the forfeiture of the Common Units, the reporting person is deemed to have forfeited the indirect right to cause OFS to dispose of an equivalent number of shares of Class V Common Stock to the Issuer pursuant to the reporting person's (or DAV's) Exchange Rights. Also reflects the reallocation of additional Common Units of Opportunity Financial to the reporting person following the forfeiture of Common Units by other members. F3 · ownership.nature: The shares of Class V Common Stock are held by OFS, which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. The reporting person has the indirect right to cause OFS to dispose of the shares of Class V Common Stock reported in Table I hereof to the Issuer pursuant to the reporting person's (or DAV's) Exchange Rights. Read SEC document |
| July 21, 2024 Filed Jul 23, 2024 22:24 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
Disposition to issuerClass A Common Units · Derivative | 695,296 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001976 · form4.xml · derivative · entry 3 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By TGS MCS Capital Group LP Disclosed balance after: 1,949,309 Underlying: Class A Common Stock · 695,296 shares Expires not disclosed F4 · security: Class A common units ("Common Units") of Opportunity Financial generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F5 · shares: Reflects the forfeiture to Opportunity Financial for no consideration of Common Units of Opportunity Financial that were not earned pursuant to the earnout provisions of the Business Combination Agreement. Also reflects the reallocation of additional Common Units of Opportunity Financial to the reporting person following the forfeiture of Common Units by other members. F4 · derivative.exercise_date: Class A common units ("Common Units") of Opportunity Financial generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F4 · derivative.expiration_date: Class A common units ("Common Units") of Opportunity Financial generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F5 · balance_after: Reflects the forfeiture to Opportunity Financial for no consideration of Common Units of Opportunity Financial that were not earned pursuant to the earnout provisions of the Business Combination Agreement. Also reflects the reallocation of additional Common Units of Opportunity Financial to the reporting person following the forfeiture of Common Units by other members. F7 · ownership.nature: These Common Units are held by TGS MCS Capital Group LP ("MCS"), of which the reporting person is the manager of the general partner. MCS is a member of Opportunity Financial and the reporting person has the right to cause MCS to exercise for the benefit of the reporting person MCS's Exchange Rights with respect to the Common Units indirectly held by the reporting person. Read SEC document |
| July 21, 2024 Filed Jul 23, 2024 22:24 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
Disposition to issuerClass A Common Units · Derivative | 8,883,360 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001976 · form4.xml · derivative · entry 2 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By TGS Capital Group, LP Disclosed balance after: 24,905,134 Underlying: Class A Common Stock · 8,883,360 shares Expires not disclosed F4 · security: Class A common units ("Common Units") of Opportunity Financial generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F5 · shares: Reflects the forfeiture to Opportunity Financial for no consideration of Common Units of Opportunity Financial that were not earned pursuant to the earnout provisions of the Business Combination Agreement. Also reflects the reallocation of additional Common Units of Opportunity Financial to the reporting person following the forfeiture of Common Units by other members. F4 · derivative.exercise_date: Class A common units ("Common Units") of Opportunity Financial generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F4 · derivative.expiration_date: Class A common units ("Common Units") of Opportunity Financial generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F5 · balance_after: Reflects the forfeiture to Opportunity Financial for no consideration of Common Units of Opportunity Financial that were not earned pursuant to the earnout provisions of the Business Combination Agreement. Also reflects the reallocation of additional Common Units of Opportunity Financial to the reporting person following the forfeiture of Common Units by other members. F6 · ownership.nature: The reporting person is the manager of the general partner of TGS Capital Group, LP and may be deemed to beneficially own the securities held by TGS Capital Group, LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| July 21, 2024 Filed Jul 23, 2024 22:24 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
Disposition to issuerClass V Common Stock | 25,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001976 · form4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 65,440,466 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of OppFi Inc. (the "Issuer") represent voting, non-economic interests in the Issuer. Except as provided in the Issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the Issuer's stockholders generally. The shares of Class V Common Stock will be cancelled by the Issuer if the reporting person exercises (or causes TGS Capital Group, LP or MCS (as defined below in footnote 7) to exercise) Exchange Rights (as defined below in footnote 4). F2 · kind: Reflects the forfeiture to the Issuer for no consideration of 25,500,000 shares of Class V Common Stock of the Issuer that were not earned pursuant to the earnout provisions of that certain Business Combination Agreement, dated February 9, 2021, by and among the Issuer, Opportunity Financial, LLC ("Opportunity Financial"), OppFi Shares, LLC ("OFS") and the representative of the members of Opportunity Financial (the "Business Combination Agreement"). F2 · shares: Reflects the forfeiture to the Issuer for no consideration of 25,500,000 shares of Class V Common Stock of the Issuer that were not earned pursuant to the earnout provisions of that certain Business Combination Agreement, dated February 9, 2021, by and among the Issuer, Opportunity Financial, LLC ("Opportunity Financial"), OppFi Shares, LLC ("OFS") and the representative of the members of Opportunity Financial (the "Business Combination Agreement"). F2 · price: Reflects the forfeiture to the Issuer for no consideration of 25,500,000 shares of Class V Common Stock of the Issuer that were not earned pursuant to the earnout provisions of that certain Business Combination Agreement, dated February 9, 2021, by and among the Issuer, Opportunity Financial, LLC ("Opportunity Financial"), OppFi Shares, LLC ("OFS") and the representative of the members of Opportunity Financial (the "Business Combination Agreement"). F2 · balance_after: Reflects the forfeiture to the Issuer for no consideration of 25,500,000 shares of Class V Common Stock of the Issuer that were not earned pursuant to the earnout provisions of that certain Business Combination Agreement, dated February 9, 2021, by and among the Issuer, Opportunity Financial, LLC ("Opportunity Financial"), OppFi Shares, LLC ("OFS") and the representative of the members of Opportunity Financial (the "Business Combination Agreement"). F3 · ownership.nature: The shares of Class V Common Stock are held by OFS, which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| July 18, 2024 Filed Jul 18, 2024 20:24 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
Disposition to issuerClass V Common Stock | 226,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001921 · form4.xml · nonDerivative · entry 2 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 90,940,466 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F2 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F2 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| July 16, 2024 Filed Jul 18, 2024 20:24 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
Disposition to issuerClass V Common Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001921 · form4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 91,166,966 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F2 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F2 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| July 08, 2024 Filed Jul 10, 2024 20:28 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
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Disposition to issuerClass V Common Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001864 · form4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 91,266,966 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F2 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F2 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| June 11, 2024 Filed Jun 13, 2024 20:21 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
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Disposition to issuerClass V Common Stock | 4,687 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001708 · form4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 91,286,966 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F2 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F2 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| June 10, 2024 Filed Jun 12, 2024 20:20 UTC |
Moore JocelynDirector
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SaleClass A Common Stock | 32,488 | $3.14 | $102,067.55 |
DisclosureSEC source: 0000905148-24-001692 · form4.xml · nonDerivative · entry 1 Moore Jocelyn · CIK 0001825006 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 72,893 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2023. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $3.045 to $3.30 for a weighted average sale price of $3.1417. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 05, 2024 Filed Nov 14, 2024 02:16 UTC |
SCHWARTZ THEODORE GDirector · 10% owner
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GrantClass A Common Stock | 49,328 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-003075 · form4.xml · nonDerivative · entry 1 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 186,737 F1 · shares: Restricted stock units ("RSUs") granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). Each RSU represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"). 100% of the RSUs will vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the next annual meeting of stockholders of OppFi Inc. (the "Issuer"), subject to the reporting person's continued service with the Issuer and the terms of the Plan. Read SEC document |
| June 05, 2024 Filed Nov 14, 2024 02:17 UTC |
Zeeman Gregory TDirector
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GrantClass A Common Stock | 49,328 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-003076 · form4.xml · nonDerivative · entry 1 Zeeman Gregory T · CIK 0001544218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 186,737 F1 · shares: Restricted stock units ("RSUs") granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). Each RSU represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"). 100% of the RSUs will vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the next annual meeting of stockholders of OppFi Inc. (the "Issuer"), subject to the reporting person's continued service with the Issuer and the terms of the Plan. Read SEC document |
| June 05, 2024 Filed Nov 14, 2024 02:16 UTC |
Favilla Christina MDirector
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GrantClass A Common Stock | 49,328 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-003074 · form4.xml · nonDerivative · entry 1 Favilla Christina M · CIK 0001711487 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 186,737 F1 · shares: Restricted stock units ("RSUs") granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). Each RSU represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"). 100% of the RSUs will vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the next annual meeting of stockholders of OppFi Inc. (the "Issuer"), subject to the reporting person's continued service with the Issuer and the terms of the Plan. Read SEC document |
| June 05, 2024 Filed Nov 14, 2024 02:16 UTC |
Moore JocelynDirector
|
GrantClass A Common Stock | 49,328 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-003073 · form4.xml · nonDerivative · entry 1 Moore Jocelyn · CIK 0001825006 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,221 F1 · shares: Restricted stock units ("RSUs") granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). Each RSU represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"). 100% of the RSUs will vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the next annual meeting of stockholders of OppFi Inc. (the "Issuer"), subject to the reporting person's continued service with the Issuer and the terms of the Plan. F2 · balance_after: Reflects the number of shares of Class A Common Stock beneficially owned by the reporting person following the transaction reported in the last Form 4 of the reporting person, which was filed on June 12, 2024, as adjusted for this transaction. Read SEC document |
| June 05, 2024 Filed Nov 14, 2024 02:15 UTC |
Vennettilli DavidDirector
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GrantClass A Common Stock | 49,328 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-003071 · form4.xml · nonDerivative · entry 1 Vennettilli David · CIK 0001873027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,825 F1 · shares: Restricted stock units ("RSUs") granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). Each RSU represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"). 100% of the RSUs will vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the next annual meeting of stockholders of OppFi Inc. (the "Issuer"), subject to the reporting person's continued service with the Issuer and the terms of the Plan. F2 · balance_after: Reflects the number of shares of Class A Common Stock beneficially owned by the reporting person following the transaction reported in the last Form 4 of the reporting person, which was filed on August 13, 2024, as adjusted for this transaction. Read SEC document |
| May 29, 2024 Filed May 31, 2024 20:09 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
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Disposition to issuerClass V Common Stock | 2,913 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001658 · form4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 91,291,653 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F2 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F2 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| May 14, 2024 Filed May 16, 2024 20:54 UTC |
McKay Christopher J.Chief Risk & Analytics Officer
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Tax withholdingClass A Common Stock | 357 | $3.06 | $1,092.42 |
DisclosureSEC source: 0000905148-24-001472 · form4.xml · nonDerivative · entry 1 McKay Christopher J. · CIK 0001874705 · Chief Risk & Analytics Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 172,121 F1 · shares: Represents shares withheld to cover tax withholding obligations upon the settlement of a previously reported performance-based restricted stock unit award. Read SEC document |
| May 14, 2024 Filed May 16, 2024 20:52 UTC | Tax withholdingClass A Common Stock | 469 | $3.06 | $1,435.14 |
DisclosureSEC source: 0000905148-24-001471 · form4.xml · nonDerivative · entry 1 Johnson Pamela D. · CIK 0001874038 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,493 F1 · shares: Represents shares withheld to cover tax withholding obligations upon the settlement of a previously reported performance-based restricted stock unit award. Read SEC document |
|
| May 13, 2024 Filed May 15, 2024 20:02 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
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Disposition to issuerClass V Common Stock | 77,538 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001415 · form4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 91,294,566 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F2 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F2 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| April 26, 2024 Filed Apr 30, 2024 20:16 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
Disposition to issuerClass V Common Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001233 · form4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 91,372,104 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F2 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F2 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| April 18, 2024 Filed Apr 22, 2024 20:07 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
Disposition to issuerClass V Common Stock | 134,090 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001193 · form4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 91,472,104 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F2 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F2 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 21:42 UTC |
McKay Christopher J.Chief Risk & Analytics Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 3,850 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001177 · form4.xml · derivative · entry 4 McKay Christopher J. · CIK 0001874705 · Chief Risk & Analytics Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,106 Underlying: Class A Common Stock · 3,850 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On April 15, 2024, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on April 1, 2024. F3 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of Class A Common Stock, par value $0.0001 per share, of the issuer and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). On October 1, 2021, the reporting person was granted 61,613 RSUs. 25% of the RSUs vested on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan. F3 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of Class A Common Stock, par value $0.0001 per share, of the issuer and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). On October 1, 2021, the reporting person was granted 61,613 RSUs. 25% of the RSUs vested on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan. F1 · derivative.underlying_shares: On April 15, 2024, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on April 1, 2024. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 21:42 UTC |
McKay Christopher J.Chief Risk & Analytics Officer
|
Tax withholdingClass A Common Stock | 7,877 | $3.20 | $25,206.40 |
DisclosureSEC source: 0000905148-24-001177 · form4.xml · nonDerivative · entry 3 McKay Christopher J. · CIK 0001874705 · Chief Risk & Analytics Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 172,478 F2 · shares: Represents shares withheld to cover tax withholding obligations upon the settlement of vested RSUs. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 21:42 UTC |
McKay Christopher J.Chief Risk & Analytics Officer
|
Tax withholdingClass A Common Stock | 938 | $3.20 | $3,001.60 |
DisclosureSEC source: 0000905148-24-001177 · form4.xml · nonDerivative · entry 2 McKay Christopher J. · CIK 0001874705 · Chief Risk & Analytics Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 180,355 F2 · shares: Represents shares withheld to cover tax withholding obligations upon the settlement of vested RSUs. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 21:42 UTC |
McKay Christopher J.Chief Risk & Analytics Officer
|
Exercise / conversionClass A Common Stock | 3,850 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001177 · form4.xml · nonDerivative · entry 1 McKay Christopher J. · CIK 0001874705 · Chief Risk & Analytics Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,293 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On April 15, 2024, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on April 1, 2024. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 21:44 UTC | Exercise / conversionRestricted Stock Unit · Derivative | 1,041 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001179 · form4.xml · derivative · entry 4 Johnson Pamela D. · CIK 0001874038 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,248 Underlying: Class A Common Stock · 1,041 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On April 15, 2024, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on April 1, 2024. F3 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of Class A Common Stock, par value $0.0001 per share, of the issuer and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). On October 1, 2021, the reporting person was granted 16,660 RSUs. 25% of the RSUs vested on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan. F3 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of Class A Common Stock, par value $0.0001 per share, of the issuer and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). On October 1, 2021, the reporting person was granted 16,660 RSUs. 25% of the RSUs vested on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan. F1 · derivative.underlying_shares: On April 15, 2024, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on April 1, 2024. Read SEC document |
|
| April 15, 2024 Filed Apr 17, 2024 21:44 UTC | Tax withholdingClass A Common Stock | 7,893 | $3.20 | $25,257.60 |
DisclosureSEC source: 0000905148-24-001179 · form4.xml · nonDerivative · entry 3 Johnson Pamela D. · CIK 0001874038 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,962 F2 · shares: Represents shares withheld to cover tax withholding obligations upon the settlement of vested RSUs. Read SEC document |
|
| April 15, 2024 Filed Apr 17, 2024 21:44 UTC | Tax withholdingClass A Common Stock | 306 | $3.20 | $979.20 |
DisclosureSEC source: 0000905148-24-001179 · form4.xml · nonDerivative · entry 2 Johnson Pamela D. · CIK 0001874038 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 137,855 F2 · shares: Represents shares withheld to cover tax withholding obligations upon the settlement of vested RSUs. Read SEC document |
|
| April 15, 2024 Filed Apr 17, 2024 21:44 UTC | Exercise / conversionClass A Common Stock | 1,041 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001179 · form4.xml · nonDerivative · entry 1 Johnson Pamela D. · CIK 0001874038 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 138,161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On April 15, 2024, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on April 1, 2024. Read SEC document |
|
| April 01, 2024 Filed Apr 3, 2024 23:35 UTC |
McKay Christopher J.Chief Risk & Analytics Officer
|
GrantClass A Common Stock | 129,386 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001088 · form4.xml · nonDerivative · entry 1 McKay Christopher J. · CIK 0001874705 · Chief Risk & Analytics Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 177,443 F1 · shares: Restricted stock units ("RSUs") granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). Each RSU represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share. 25% of the RSUs vested immediately on the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:33 UTC | GrantClass A Common Stock | 107,752 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001087 · form4.xml · nonDerivative · entry 1 Johnson Pamela D. · CIK 0001874038 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 137,120 F1 · shares: Restricted stock units ("RSUs") granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). Each RSU represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share. 25% of the RSUs vested immediately on the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan. Read SEC document |
|
| March 13, 2024 Filed Mar 16, 2024 00:30 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
Disposition to issuerClass V Common Stock | 22,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-000958 · form4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 91,606,194 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F2 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F2 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:17 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
Disposition to issuerClass V Common Stock | 57,478 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-000886 · form4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 91,629,094 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F2 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F2 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 21:16 UTC |
McKay Christopher J.Chief Risk & Analytics Officer
|
Tax withholdingClass A Common Stock | 434 | $3.04 | $1,319.36 |
DisclosureSEC source: 0000905148-24-000568 · form4.xml · nonDerivative · entry 1 McKay Christopher J. · CIK 0001874705 · Chief Risk & Analytics Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,057 F1 · shares: Represents shares withheld to cover tax withholding obligations upon the settlement of a previously reported performance-based restricted stock unit award. Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 21:17 UTC | Tax withholdingClass A Common Stock | 554 | $3.04 | $1,684.16 |
DisclosureSEC source: 0000905148-24-000569 · form4.xml · nonDerivative · entry 1 Johnson Pamela D. · CIK 0001874038 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,368 F1 · shares: Represents shares withheld to cover tax withholding obligations upon the settlement of a previously reported performance-based restricted stock unit award. Read SEC document |
|
| January 22, 2024 Filed Jan 24, 2024 21:27 UTC |
McKay Christopher J.Chief Risk & Analytics Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 3,851 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-000274 · form4.xml · derivative · entry 3 McKay Christopher J. · CIK 0001874705 · Chief Risk & Analytics Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,956 Underlying: Class A Common Stock · 3,851 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On January 22, 2024, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on January 1, 2024. F3 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of Class A Common Stock, par value $0.0001 per share, of the issuer and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). On October 1, 2021, the reporting person was granted 61,613 RSUs. 25% of the RSUs vested on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan. F3 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of Class A Common Stock, par value $0.0001 per share, of the issuer and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). On October 1, 2021, the reporting person was granted 61,613 RSUs. 25% of the RSUs vested on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan. F1 · derivative.underlying_shares: On January 22, 2024, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on January 1, 2024. Read SEC document |
| January 22, 2024 Filed Jan 24, 2024 21:27 UTC |
McKay Christopher J.Chief Risk & Analytics Officer
|
Tax withholdingClass A Common Stock | 1,142 | $3.62 | $4,134.04 |
DisclosureSEC source: 0000905148-24-000274 · form4.xml · nonDerivative · entry 2 McKay Christopher J. · CIK 0001874705 · Chief Risk & Analytics Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,491 F2 · shares: Represents shares withheld to cover tax withholding obligations upon the settlement of vested RSUs. Read SEC document |
| January 22, 2024 Filed Jan 24, 2024 21:27 UTC |
McKay Christopher J.Chief Risk & Analytics Officer
|
Exercise / conversionClass A Common Stock | 3,851 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-000274 · form4.xml · nonDerivative · entry 1 McKay Christopher J. · CIK 0001874705 · Chief Risk & Analytics Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,633 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On January 22, 2024, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on January 1, 2024. Read SEC document |
| January 22, 2024 Filed Jan 24, 2024 21:26 UTC | Exercise / conversionRestricted Stock Unit · Derivative | 1,041 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-000273 · form4.xml · derivative · entry 3 Johnson Pamela D. · CIK 0001874038 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,289 Underlying: Class A Common Stock · 1,041 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On January 22, 2024, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on January 1, 2024. F3 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of Class A Common Stock, par value $0.0001 per share, of the issuer and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). On October 1, 2021, the reporting person was granted 16,660 RSUs. 25% of the RSUs vested on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan. F3 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of Class A Common Stock, par value $0.0001 per share, of the issuer and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). On October 1, 2021, the reporting person was granted 16,660 RSUs. 25% of the RSUs vested on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan. F1 · derivative.underlying_shares: On January 22, 2024, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on January 1, 2024. Read SEC document |
|
| January 22, 2024 Filed Jan 24, 2024 21:26 UTC | Tax withholdingClass A Common Stock | 361 | $3.62 | $1,306.82 |
DisclosureSEC source: 0000905148-24-000273 · form4.xml · nonDerivative · entry 2 Johnson Pamela D. · CIK 0001874038 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,922 F2 · shares: Represents shares withheld to cover tax withholding obligations upon the settlement of vested RSUs. Read SEC document |
|
| January 22, 2024 Filed Jan 24, 2024 21:26 UTC | Exercise / conversionClass A Common Stock | 1,041 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-000273 · form4.xml · nonDerivative · entry 1 Johnson Pamela D. · CIK 0001874038 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On January 22, 2024, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on January 1, 2024. Read SEC document |
|
| January 10, 2024 Filed Jan 12, 2024 21:47 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
Disposition to issuerClass V Common Stock | 211,621 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-000168 · form4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 91,686,572 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F2 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F2 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 21:14 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
Disposition to issuerClass V Common Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-058762 · doc4.xml · nonDerivative · entry 2 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 91,898,193 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F2 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F2 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| December 13, 2023 Filed Dec 15, 2023 21:14 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
|
Disposition to issuerClass V Common Stock | 281,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-058762 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 91,899,193 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F2 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F2 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 22:29 UTC |
Schwartz Todd G.Director · Chief Executive Officer · 10% owner
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Disposition to issuerClass V Common Stock | 24,466 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-058321 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 92,180,644 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F2 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F2 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.