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Opendoor Technologies Inc.

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4242
SEC CIK
0001801169
Parsed reports
336

Last 12 months

Inside the activity.

3 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202601
May 202611
Jun 202601
Jul 202601
Aug 202610
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 06, 2024 Filed Feb 8, 2024 21:24 UTC
Schaub SydneyChief Legal Officer
SaleCommon Stock 2,513 $3.21 $8,066.73
Disclosure

SEC source: 0001801169-24-000012 · wk-form4_1707427455.xml · nonDerivative · entry 1

Schaub Sydney · CIK 0001944295 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,155,722

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 21:26 UTC
Meyer Megan D.President, Sell Direct & Svcs.
SaleCommon Stock 4,808 $3.50 $16,829.44
Disclosure

SEC source: 0001801169-24-000010 · wk-form4_1706909180.xml · nonDerivative · entry 1

Meyer Megan D. · CIK 0001975228 · President, Sell Direct & Svcs.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,470,608

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.39 to $3.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

Read SEC document
January 18, 2024 Filed Jan 19, 2024 21:03 UTC
Meyer Megan D.President, Sell Direct & Svcs.
SaleCommon Stock 4,808 $3.01 $14,460.06
Disclosure

SEC source: 0001801169-24-000008 · wk-form4_1705698187.xml · nonDerivative · entry 1

Meyer Megan D. · CIK 0001975228 · President, Sell Direct & Svcs.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,475,416

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.91 to $3.16, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

Read SEC document
January 17, 2024 Filed Jan 17, 2024 23:45 UTC SaleCommon Stock 3,064 $3.03 $9,292.19
Disclosure

SEC source: 0001801169-24-000006 · wk-form4_1705535126.xml · nonDerivative · entry 3

Schwartz Christina · CIK 0001957238 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 577,655

F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 6, 2023.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.03 to $3.0328, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

Read SEC document
January 15, 2024 Filed Jan 17, 2024 23:45 UTC SaleCommon Stock 6,904 $3.26 $22,511.18
Disclosure

SEC source: 0001801169-24-000006 · wk-form4_1705535126.xml · nonDerivative · entry 2

Schwartz Christina · CIK 0001957238 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 580,719

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 "sell to cover" election made by the Reporting Person for the sole purpose to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously granted restricted stock awards. This sale does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.18 to $3.39, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

Read SEC document
January 15, 2024 Filed Jan 17, 2024 23:45 UTC SaleCommon Stock 1,223 $3.26 $3,988.08
Disclosure

SEC source: 0001801169-24-000006 · wk-form4_1705535126.xml · nonDerivative · entry 1

Schwartz Christina · CIK 0001957238 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 587,623

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 "sell to cover" election made by the Reporting Person for the sole purpose to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously granted restricted stock awards. This sale does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.18 to $3.39, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

Read SEC document
January 15, 2024 Filed Jan 17, 2024 23:44 UTC
Meyer Megan D.President, Sell Direct & Svcs.
SaleCommon Stock 21,318 $3.26 $69,509.47
Disclosure

SEC source: 0001801169-24-000005 · wk-form4_1705535066.xml · nonDerivative · entry 1

Meyer Megan D. · CIK 0001975228 · President, Sell Direct & Svcs.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,480,224

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 "sell to cover" election made by the Reporting Person for the sole purpose to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously granted restricted stock awards. This sale does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.18 to $3.39, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

Read SEC document
January 09, 2024 Filed Jan 10, 2024 22:32 UTC
Schaub SydneyChief Legal Officer
SaleCommon Stock 12,565 $3.76 $47,186.60
Disclosure

SEC source: 0001801169-24-000002 · wk-form4_1704925915.xml · nonDerivative · entry 1

Schaub Sydney · CIK 0001944295 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,158,235

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.675 to $3.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

Read SEC document
January 04, 2024 Filed Jan 5, 2024 23:50 UTC
Meyer Megan D.President, Sell Direct & Svcs.
SaleCommon Stock 4,808 $3.98 $19,135.84
Disclosure

SEC source: 0001610717-24-000016 · form4.xml · nonDerivative · entry 1

Meyer Megan D. · CIK 0001975228 · President, Sell Direct & Svcs.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,501,542

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2023.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:07 UTC SaleCommon Stock 22,016 $4.29 $94,503.68
Disclosure

SEC source: 0001610717-24-000009 · form4.xml · nonDerivative · entry 1

Schwartz Christina · CIK 0001957238 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 588,846

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 6, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.22 to $4.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

Read SEC document
December 21, 2023 Filed Dec 22, 2023 01:02 UTC
Meyer Megan D.President, Sell Direct & Svcs.
SaleCommon Stock 4,808 $4.15 $19,930.60
Disclosure

SEC source: 0001801169-23-000176 · wk-form4_1703206934.xml · nonDerivative · entry 1

Meyer Megan D. · CIK 0001975228 · President, Sell Direct & Svcs.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,506,350

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.09 to $4.22, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

Read SEC document
December 18, 2023 Filed Dec 19, 2023 22:06 UTC SaleCommon Stock 6,315 $4.08 $25,746.89
Disclosure

SEC source: 0001801169-23-000172 · wk-form4_1703023549.xml · nonDerivative · entry 7

Schwartz Christina · CIK 0001957238 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 610,862

F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 6, 2023.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.06 to $4.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 17:05 UTC
WHEELER CARRIEChief Executive Officer
SaleCommon Stock 642,166 $4.29 $2,754,442.62
Disclosure

SEC source: 0001801169-23-000171 · wk-form4_1703023533.xml · nonDerivative · entry 1

WHEELER CARRIE · CIK 0001126013 · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,699,666

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 "sell to cover" election made by the Reporting Person for the sole purpose to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously granted restricted stock awards. This sale does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.045 to $4.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 22:06 UTC SaleCommon Stock 1,143 $4.29 $4,903.70
Disclosure

SEC source: 0001801169-23-000172 · wk-form4_1703023549.xml · nonDerivative · entry 6

Schwartz Christina · CIK 0001957238 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 617,177

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 "sell to cover" election made by the Reporting Person for the sole purpose to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously granted restricted stock awards. This sale does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.045 to $4.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 22:06 UTC SaleCommon Stock 409 $4.29 $1,755.43
Disclosure

SEC source: 0001801169-23-000172 · wk-form4_1703023549.xml · nonDerivative · entry 5

Schwartz Christina · CIK 0001957238 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 618,320

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 "sell to cover" election made by the Reporting Person for the sole purpose to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously granted restricted stock awards. This sale does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.045 to $4.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 22:06 UTC SaleCommon Stock 801 $4.29 $3,437.01
Disclosure

SEC source: 0001801169-23-000172 · wk-form4_1703023549.xml · nonDerivative · entry 4

Schwartz Christina · CIK 0001957238 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 618,729

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 "sell to cover" election made by the Reporting Person for the sole purpose to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously granted restricted stock awards. This sale does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.045 to $4.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 22:06 UTC SaleCommon Stock 3,643 $4.29 $15,627.01
Disclosure

SEC source: 0001801169-23-000172 · wk-form4_1703023549.xml · nonDerivative · entry 3

Schwartz Christina · CIK 0001957238 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 619,530

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 "sell to cover" election made by the Reporting Person for the sole purpose to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously granted restricted stock awards. This sale does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.045 to $4.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 22:06 UTC SaleCommon Stock 5,143 $4.29 $22,060.90
Disclosure

SEC source: 0001801169-23-000172 · wk-form4_1703023549.xml · nonDerivative · entry 2

Schwartz Christina · CIK 0001957238 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 623,173

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 "sell to cover" election made by the Reporting Person for the sole purpose to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously granted restricted stock awards. This sale does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.045 to $4.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 22:06 UTC SaleCommon Stock 16,585 $4.29 $71,138.04
Disclosure

SEC source: 0001801169-23-000172 · wk-form4_1703023549.xml · nonDerivative · entry 1

Schwartz Christina · CIK 0001957238 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 628,316

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 "sell to cover" election made by the Reporting Person for the sole purpose to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously granted restricted stock awards. This sale does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.045 to $4.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 22:05 UTC
Schaub SydneyChief Legal Officer
SaleCommon Stock 76,904 $4.29 $329,864.33
Disclosure

SEC source: 0001801169-23-000170 · wk-form4_1703023519.xml · nonDerivative · entry 1

Schaub Sydney · CIK 0001944295 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,170,800

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 "sell to cover" election made by the Reporting Person for the sole purpose to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously granted restricted stock awards. This sale does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.045 to $4.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 22:06 UTC
Meyer Megan D.President, Sell Direct & Svcs.
SaleCommon Stock 65,941 $4.29 $282,840.73
Disclosure

SEC source: 0001801169-23-000174 · wk-form4_1703023600.xml · nonDerivative · entry 1

Meyer Megan D. · CIK 0001975228 · President, Sell Direct & Svcs.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,511,158

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 "sell to cover" election made by the Reporting Person for the sole purpose to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously granted restricted stock awards. This sale does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.045 to $4.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 22:06 UTC GiftCommon Stock 710,462 $0.00 $0.00
Disclosure

SEC source: 0001801169-23-000173 · wk-form4_1703023561.xml · nonDerivative · entry 1

Wu Eric Chung-Wei · CIK 0001836811 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,298,757

Read SEC document
December 13, 2023 Filed Dec 14, 2023 00:02 UTC SaleCommon Stock 7,016 $4.00 $28,064.00
Disclosure

SEC source: 0001801169-23-000162 · wk-form4_1702512133.xml · nonDerivative · entry 1

Schwartz Christina · CIK 0001957238 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 644,901

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 6, 2023.

Read SEC document
December 13, 2023 Filed Dec 14, 2023 00:01 UTC
Meyer Megan D.President, Sell Direct & Svcs.
SaleCommon Stock 41,667 $4.00 $166,668.00
Disclosure

SEC source: 0001801169-23-000161 · wk-form4_1702512103.xml · nonDerivative · entry 1

Meyer Megan D. · CIK 0001975228 · President, Sell Direct & Svcs.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,577,099

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2023.

Read SEC document
December 13, 2023 Filed Dec 14, 2023 00:01 UTC
Schaub SydneyChief Legal Officer
SaleCommon Stock 10,052 $4.00 $40,208.00
Disclosure

SEC source: 0001801169-23-000160 · wk-form4_1702512079.xml · nonDerivative · entry 2

Schaub Sydney · CIK 0001944295 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,247,704

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

Read SEC document
December 12, 2023 Filed Dec 14, 2023 00:01 UTC
Schaub SydneyChief Legal Officer
SaleCommon Stock 12,565 $3.39 $42,649.38
Disclosure

SEC source: 0001801169-23-000160 · wk-form4_1702512079.xml · nonDerivative · entry 1

Schaub Sydney · CIK 0001944295 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,257,756

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.25 to $3.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

Read SEC document
December 07, 2023 Filed Dec 8, 2023 18:16 UTC
Meyer Megan D.President, Sell Direct & Svcs.
SaleCommon Stock 4,808 $3.51 $16,897.24
Disclosure

SEC source: 0001801169-23-000155 · wk-form4_1702059362.xml · nonDerivative · entry 1

Meyer Megan D. · CIK 0001975228 · President, Sell Direct & Svcs.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,618,766

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.38 to $3.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 18:23 UTC
Schaub SydneyChief Legal Officer
SaleCommon Stock 10,052 $3.00 $30,156.00
Disclosure

SEC source: 0001801169-23-000153 · wk-form4_1701454973.xml · nonDerivative · entry 1

Schaub Sydney · CIK 0001944295 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,270,321

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

Read SEC document
November 27, 2023 Filed Nov 30, 2023 00:35 UTC GiftCommon Stock 10,000,000 $0.00 $0.00
Disclosure

SEC source: 0001801169-23-000151 · wk-form4_1701304526.xml · nonDerivative · entry 1

Wu Eric Chung-Wei · CIK 0001836811 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,009,219

F1 · kind: On November 27, 2023, the Reporting Person contributed 5,000,000 shares of common stock to a charitable remainder trust (the "CRT"), of which the Reporting Person is trustee and one of the beneficiaries of the CRT. The Reporting Person disclaims beneficial ownership of the shares held by the CRT except to the extent of his pecuniary interest therein.

F2 · kind: On November 27, 2023, the Reporting Person contributed 5,000,000 shares of common stock to the Wu Delaware Trust Holdings LLC (the "LLC"), of which the sole member is a Delaware incomplete non-grantor trust, the Bryn Mawr Trust Company of Delaware, as trustee. The Reporting Person is the manager of the LLC and will continue to have investment control over the shares held by the LLC. The Reporting Person is one of the beneficiaries of the trust. The Reporting Person disclaims beneficial ownership of the shares held by the LLC except to the extent of his pecuniary interest therein.

Read SEC document
November 24, 2023 Filed Nov 28, 2023 19:02 UTC
Meyer Megan D.President, Sell Direct & Svcs.
SaleCommon Stock 4,808 $2.58 $12,383.97
Disclosure

SEC source: 0001801169-23-000149 · wk-form4_1701198164.xml · nonDerivative · entry 1

Meyer Megan D. · CIK 0001975228 · President, Sell Direct & Svcs.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,623,574

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.47 to $2.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 19:50 UTC SaleCommon Stock 70,201 $2.46 $172,919.10
Disclosure

SEC source: 0001801169-23-000147 · wk-form4_1700250616.xml · nonDerivative · entry 1

Wu Eric Chung-Wei · CIK 0001836811 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,009,219

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 "sell to cover" election made by the Reporting Person for the sole purpose to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously granted restricted stock awards. This sale does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.345 to $2.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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November 10, 2023 Filed Nov 13, 2023 21:45 UTC
Schaub SydneyChief Legal Officer
SaleCommon Stock 20,078 $2.05 $41,196.04
Disclosure

SEC source: 0001801169-23-000144 · wk-form4_1699911900.xml · nonDerivative · entry 1

Schaub Sydney · CIK 0001944295 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,280,373

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F2 · balance_after: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.99 to $2.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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November 09, 2023 Filed Nov 13, 2023 17:24 UTC
Meyer Megan D.President, Sell Direct & Svcs.
SaleCommon Stock 4,808 $2.08 $9,992.47
Disclosure

SEC source: 0001801169-23-000142 · wk-form4_1699896256.xml · nonDerivative · entry 1

Meyer Megan D. · CIK 0001975228 · President, Sell Direct & Svcs.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,628,382

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.99 to $2.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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November 01, 2023 Filed Nov 3, 2023 16:13 UTC GrantCommon Stock 52,777 $0.00 $0.00
Disclosure

SEC source: 0001801169-23-000140 · wk-form4_1699028012.xml · nonDerivative · entry 1

HAMILTON DANA · CIK 0001195975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,777

F1 · shares: Represents an equal number of restricted stock unit ("RSU") award granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy and subject to time-based vesting. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs fully vest on the earlier to occur of (a) the date of the Issuer's next annual meeting of stockholders or (b) November 1, 2024, in each case subject to the Reporting Person's continued service to the Issuer as a non-employee director through the applicable vesting date.

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October 26, 2023 Filed Oct 27, 2023 20:00 UTC
Meyer Megan D.President, Sell Direct & Svcs.
SaleCommon Stock 4,808 $2.06 $9,904.48
Disclosure

SEC source: 0001801169-23-000131 · wk-form4_1698436835.xml · nonDerivative · entry 1

Meyer Megan D. · CIK 0001975228 · President, Sell Direct & Svcs.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,633,190

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2023.

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October 18, 2023 Filed Oct 20, 2023 00:28 UTC SaleCommon Stock 3,562 $2.27 $8,071.14
Disclosure

SEC source: 0001801169-23-000129 · wk-form4_1697761701.xml · nonDerivative · entry 1

Schwartz Christina · CIK 0001957238 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 651,917

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 6, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.25 to $2.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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October 16, 2023 Filed Oct 17, 2023 23:41 UTC SaleCommon Stock 6,487 $2.39 $15,474.74
Disclosure

SEC source: 0001801169-23-000127 · wk-form4_1697586060.xml · nonDerivative · entry 1

Schwartz Christina · CIK 0001957238 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 655,479

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 "sell to cover" election made by the Reporting Person for the sole purpose to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously granted restricted stock awards. This sale does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.335 to $2.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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October 16, 2023 Filed Oct 17, 2023 23:40 UTC
Meyer Megan D.President, Sell Direct & Svcs.
SaleCommon Stock 27,471 $2.39 $65,532.07
Disclosure

SEC source: 0001801169-23-000126 · wk-form4_1697586035.xml · nonDerivative · entry 1

Meyer Megan D. · CIK 0001975228 · President, Sell Direct & Svcs.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,637,998

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 "sell to cover" election made by the Reporting Person for the sole purpose to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously granted restricted stock awards. This sale does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.335 to $2.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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October 12, 2023 Filed Oct 16, 2023 20:08 UTC
Meyer Megan D.President, Sell Direct & Svcs.
SaleCommon Stock 4,808 $2.69 $12,933.52
Disclosure

SEC source: 0001801169-23-000123 · wk-form4_1697486893.xml · nonDerivative · entry 1

Meyer Megan D. · CIK 0001975228 · President, Sell Direct & Svcs.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,665,469

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2023.

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October 09, 2023 Filed Oct 10, 2023 23:05 UTC SaleCommon Stock 500,000 $2.40 $1,199,050.00
Disclosure

SEC source: 0001801169-23-000121 · wk-form4_1696979150.xml · nonDerivative · entry 1

Wu Eric Chung-Wei · CIK 0001836811 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,079,420

F1 · kind: This sale was effected pursuant to an amendment to the Reporting Person's Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.325 to $2.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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October 02, 2023 Filed Oct 4, 2023 22:55 UTC SaleCommon Stock 15,000 $2.68 $40,222.50
Disclosure

SEC source: 0001801169-23-000119 · wk-form4_1696460091.xml · nonDerivative · entry 1

Schwartz Christina · CIK 0001957238 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 661,966

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 6, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.60 to $2.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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September 28, 2023 Filed Sep 29, 2023 23:03 UTC
Meyer Megan D.President, Sell Direct & Svcs.
SaleCommon Stock 4,808 $2.50 $12,020.00
Disclosure

SEC source: 0001801169-23-000116 · wk-form4_1696028611.xml · nonDerivative · entry 1

Meyer Megan D. · CIK 0001975228 · President, Sell Direct & Svcs.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,670,277

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2023.

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September 19, 2023 Filed Sep 19, 2023 23:07 UTC SaleCommon Stock 8,493 $3.18 $27,034.92
Disclosure

SEC source: 0001801169-23-000114 · wk-form4_1695164858.xml · nonDerivative · entry 6

Schwartz Christina · CIK 0001957238 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 676,966

F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 6, 2023.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.16 to $3.22, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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September 15, 2023 Filed Sep 18, 2023 22:14 UTC
Meyer Megan D.President, Sell Direct & Svcs.
SaleCommon Stock 65,722 $3.24 $212,610.67
Disclosure

SEC source: 0001801169-23-000107 · wk-form4_1695075264.xml · nonDerivative · entry 2

Meyer Megan D. · CIK 0001975228 · President, Sell Direct & Svcs.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,675,085

F3 · kind: The sale was effected pursuant to a mandatory sell-to-cover program implemented by the compensation committee of the board of directors of the Issuer. This sale does not represent a discretionary trade by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.14 to $3.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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September 15, 2023 Filed Sep 19, 2023 19:06 UTC
WHEELER CARRIEChief Executive Officer
SaleCommon Stock 613,286 $3.24 $1,983,980.21
Disclosure

SEC source: 0001801169-23-000113 · wk-form4_1695164773.xml · nonDerivative · entry 1

WHEELER CARRIE · CIK 0001126013 · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,341,832

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 "sell to cover" election made by the Reporting Person for the sole purpose to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously granted restricted stock awards. This sale does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.14 to $3.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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September 15, 2023 Filed Sep 19, 2023 23:07 UTC SaleCommon Stock 285 $3.24 $922.26
Disclosure

SEC source: 0001801169-23-000114 · wk-form4_1695164858.xml · nonDerivative · entry 5

Schwartz Christina · CIK 0001957238 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 685,459

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 "sell to cover" election made by the Reporting Person for the sole purpose to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously granted restricted stock awards. This sale does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.14 to $3.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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September 15, 2023 Filed Sep 19, 2023 23:07 UTC SaleCommon Stock 557 $3.24 $1,802.28
Disclosure

SEC source: 0001801169-23-000114 · wk-form4_1695164858.xml · nonDerivative · entry 4

Schwartz Christina · CIK 0001957238 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 685,744

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 "sell to cover" election made by the Reporting Person for the sole purpose to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously granted restricted stock awards. This sale does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.14 to $3.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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September 15, 2023 Filed Sep 19, 2023 23:07 UTC SaleCommon Stock 795 $3.24 $2,572.14
Disclosure

SEC source: 0001801169-23-000114 · wk-form4_1695164858.xml · nonDerivative · entry 3

Schwartz Christina · CIK 0001957238 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 686,301

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 "sell to cover" election made by the Reporting Person for the sole purpose to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously granted restricted stock awards. This sale does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.14 to $3.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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September 15, 2023 Filed Sep 19, 2023 23:07 UTC SaleCommon Stock 6,109 $3.24 $19,763.23
Disclosure

SEC source: 0001801169-23-000114 · wk-form4_1695164858.xml · nonDerivative · entry 2

Schwartz Christina · CIK 0001957238 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 687,096

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 "sell to cover" election made by the Reporting Person for the sole purpose to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously granted restricted stock awards. This sale does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.14 to $3.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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September 15, 2023 Filed Sep 19, 2023 23:07 UTC SaleCommon Stock 11,531 $3.24 $37,302.79
Disclosure

SEC source: 0001801169-23-000114 · wk-form4_1695164858.xml · nonDerivative · entry 1

Schwartz Christina · CIK 0001957238 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 693,205

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 "sell to cover" election made by the Reporting Person for the sole purpose to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously granted restricted stock awards. This sale does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.14 to $3.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.