Last 12 months
Inside the activity.
5 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 4 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 29, 2020 Filed Dec 29, 2020 22:08 UTC |
MADISON DEARBORN PARTNERS LLCDirector · 10% owner
MADISON DEARBORN PARTNERS VI-A&C, L.P.Director · 10% owner
Madison Dearborn Capital Partners VI-A, L.P.Director · 10% owner
MDP HC HOLDINGS, LLCDirector · 10% owner
HC GROUP HOLDINGS I, LLCDirector · 10% owner
FINNEGAN PAUL JDirector · 10% owner
MENCOFF SAMUEL MDirector · 10% owner
|
SaleCommon Stock, par value $0.0001 | 600,000 | $15.00 | $9,000,000.00 |
DisclosureSEC source: 0001104659-20-140194 · a4.xml · nonDerivative · entry 2 MADISON DEARBORN PARTNERS LLC · CIK 0001181100 · Director · 10% owner MADISON DEARBORN PARTNERS VI-A&C, L.P. · CIK 0001740973 · Director · 10% owner Madison Dearborn Capital Partners VI-A, L.P. · CIK 0001417975 · Director · 10% owner MDP HC HOLDINGS, LLC · CIK 0001639951 · Director · 10% owner HC GROUP HOLDINGS I, LLC · CIK 0001639949 · Director · 10% owner FINNEGAN PAUL J · CIK 0001182031 · Director · 10% owner MENCOFF SAMUEL M · CIK 0001219630 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 114,330,771 F6 · price: The per share sale price reported in this Form 4 does not reflect reduction for underwriting discounts. F7 · balance_after: Consists of (i) 114,265,391 shares of common stock held by HC I, (ii) 5,418 shares of common stock held by Elizabeth Q. Betten, which were issued to Ms. Betten upon vesting of certain RSUs received by Ms. Betten in her capacity as a director of the Issuer, (iii) 5,418 shares of common stock held by Timothy Sullivan, which were issued to Mr. Sullivan upon vesting of certain RSUs received by Mr. Sullivan in his capacity as a director of the Issuer, and (iv) 54,544 RSUs awarded to Ms. Betten and Mr. Sullivan in their capacity as directors of the Issuer. F3 · ownership.direct: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Elizabeth Q. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of the Issuer. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F4 · ownership.direct: (Continued from Footnote 3) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. F3 · ownership.nature: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Elizabeth Q. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of the Issuer. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F4 · ownership.nature: (Continued from Footnote 3) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. F5 · ownership.nature: The other beneficial owners of the reported securities have separately filed Form 4s. Read SEC document |
| December 29, 2020 Filed Dec 29, 2020 22:07 UTC |
SULLIVAN TIMOTHY PDirector · 10% owner
|
SaleCommon Stock, par value $0.0001 | 600,000 | $15.00 | $9,000,000.00 |
DisclosureSEC source: 0001104659-20-140193 · a4.xml · nonDerivative · entry 3 SULLIVAN TIMOTHY P · CIK 0001245970 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 114,265,391 F6 · price: The per share sale price reported in this Form 4 does not reflect reduction for underwriting discounts. F7 · balance_after: Consists of 114,265,391 shares of common stock held by HC I. F4 · ownership.direct: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Ms. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F5 · ownership.direct: (Continued from Footnote 4) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. F4 · ownership.nature: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Ms. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F5 · ownership.nature: (Continued from Footnote 4) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. Read SEC document |
| December 29, 2020 Filed Dec 29, 2020 22:07 UTC |
BETTEN ELIZABETH QUADROSDirector · 10% owner
|
SaleCommon Stock, par value $0.0001 | 600,000 | $15.00 | $9,000,000.00 |
DisclosureSEC source: 0001104659-20-140192 · a4.xml · nonDerivative · entry 3 BETTEN ELIZABETH QUADROS · CIK 0001780016 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 114,265,391 F6 · price: The per share sale price reported in this Form 4 does not reflect reduction for underwriting discounts. F7 · balance_after: Consists of 114,265,391 shares of common stock held by HC I. F4 · ownership.direct: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Ms. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F5 · ownership.direct: (Continued from Footnote 4) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. F4 · ownership.nature: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Ms. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F5 · ownership.nature: (Continued from Footnote 4) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. Read SEC document |
| December 24, 2020 Filed Dec 29, 2020 22:08 UTC |
MADISON DEARBORN PARTNERS LLCDirector · 10% owner
MADISON DEARBORN PARTNERS VI-A&C, L.P.Director · 10% owner
Madison Dearborn Capital Partners VI-A, L.P.Director · 10% owner
MDP HC HOLDINGS, LLCDirector · 10% owner
HC GROUP HOLDINGS I, LLCDirector · 10% owner
FINNEGAN PAUL JDirector · 10% owner
MENCOFF SAMUEL MDirector · 10% owner
|
OtherCommon Stock, par value $0.0001 | 7,048,357 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-140194 · a4.xml · nonDerivative · entry 1 MADISON DEARBORN PARTNERS LLC · CIK 0001181100 · Director · 10% owner MADISON DEARBORN PARTNERS VI-A&C, L.P. · CIK 0001740973 · Director · 10% owner Madison Dearborn Capital Partners VI-A, L.P. · CIK 0001417975 · Director · 10% owner MDP HC HOLDINGS, LLC · CIK 0001639951 · Director · 10% owner HC GROUP HOLDINGS I, LLC · CIK 0001639949 · Director · 10% owner FINNEGAN PAUL J · CIK 0001182031 · Director · 10% owner MENCOFF SAMUEL M · CIK 0001219630 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 114,930,771 F1 · kind: Represents the forfeiture of shares of common stock issued to HC Group Holdings I, LLC ("HC I") in conjunction with the Agreement and Plan of Merger, dated as of March 14, 2019, by and among Option Care Health, Inc. (the "Issuer"), HC Group Holdings II, Inc., HC I, HC Group Holdings III, Inc., Beta Sub, Inc. and Beta Sub, LLC, to prevent dilution related to the vesting of certain outstanding unvested restricted stock units of the Issuer held by Home Solutions, Inc. The shares were forfeited to the Issuer for cancellation on December 24, 2020 as a result of the non-satisfaction of the vesting criteria in respect of such restricted stock units. F1 · price: Represents the forfeiture of shares of common stock issued to HC Group Holdings I, LLC ("HC I") in conjunction with the Agreement and Plan of Merger, dated as of March 14, 2019, by and among Option Care Health, Inc. (the "Issuer"), HC Group Holdings II, Inc., HC I, HC Group Holdings III, Inc., Beta Sub, Inc. and Beta Sub, LLC, to prevent dilution related to the vesting of certain outstanding unvested restricted stock units of the Issuer held by Home Solutions, Inc. The shares were forfeited to the Issuer for cancellation on December 24, 2020 as a result of the non-satisfaction of the vesting criteria in respect of such restricted stock units. F2 · balance_after: Consists of (i) 114,865,391 shares of common stock held by HC I, (ii) 5,418 shares of common stock held by Elizabeth Q. Betten, which were issued to Ms. Betten upon vesting of certain restricted stock units ("RSUs") received by Ms. Betten in her capacity as a director of the Issuer, (iii) 5,418 shares of common stock held by Timothy Sullivan, which were issued to Mr. Sullivan upon vesting of certain RSUs received by Mr. Sullivan in his capacity as a director of the Issuer, and (iv) 54,544 RSUs awarded to Ms. Betten and Mr. Sullivan in their capacity as directors of the Issuer. F3 · ownership.direct: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Elizabeth Q. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of the Issuer. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F4 · ownership.direct: (Continued from Footnote 3) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. F3 · ownership.nature: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Elizabeth Q. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of the Issuer. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F4 · ownership.nature: (Continued from Footnote 3) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. F5 · ownership.nature: The other beneficial owners of the reported securities have separately filed Form 4s. Read SEC document |
| December 24, 2020 Filed Dec 29, 2020 22:07 UTC |
SULLIVAN TIMOTHY PDirector · 10% owner
|
OtherCommon Stock, par value $0.0001 | 7,048,357 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-140193 · a4.xml · nonDerivative · entry 2 SULLIVAN TIMOTHY P · CIK 0001245970 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 114,865,391 F2 · kind: Represents the forfeiture of shares of common stock issued to HC Group Holdings I, LLC ("HC I") in conjunction with the Agreement and Plan of Merger, dated as of March 14, 2019, by and among Option Care Health, Inc. (the "Issuer"), HC Group Holdings II, Inc., HC I, HC Group Holdings III, Inc., Beta Sub, Inc. and Beta Sub, LLC, to prevent dilution related to the vesting of certain outstanding unvested restricted stock units of the Issuer held by Home Solutions, Inc. The shares were forfeited to the Issuer for cancellation on December 24, 2020 as a result of the non-satisfaction of the vesting criteria in respect of such restricted stock units. F2 · price: Represents the forfeiture of shares of common stock issued to HC Group Holdings I, LLC ("HC I") in conjunction with the Agreement and Plan of Merger, dated as of March 14, 2019, by and among Option Care Health, Inc. (the "Issuer"), HC Group Holdings II, Inc., HC I, HC Group Holdings III, Inc., Beta Sub, Inc. and Beta Sub, LLC, to prevent dilution related to the vesting of certain outstanding unvested restricted stock units of the Issuer held by Home Solutions, Inc. The shares were forfeited to the Issuer for cancellation on December 24, 2020 as a result of the non-satisfaction of the vesting criteria in respect of such restricted stock units. F3 · balance_after: Consists of 114,865,391 shares of common stock held by HC I. F4 · ownership.direct: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Ms. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F5 · ownership.direct: (Continued from Footnote 4) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. F4 · ownership.nature: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Ms. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F5 · ownership.nature: (Continued from Footnote 4) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. Read SEC document |
| December 24, 2020 Filed Dec 29, 2020 22:07 UTC |
BETTEN ELIZABETH QUADROSDirector · 10% owner
|
OtherCommon Stock, par value $0.0001 | 7,048,357 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-140192 · a4.xml · nonDerivative · entry 2 BETTEN ELIZABETH QUADROS · CIK 0001780016 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 114,865,391 F2 · kind: Represents the forfeiture of shares of common stock issued to HC Group Holdings I, LLC ("HC I") in conjunction with the Agreement and Plan of Merger, dated as of March 14, 2019, by and among Option Care Health, Inc. (the "Issuer"), HC Group Holdings II, Inc., HC I, HC Group Holdings III, Inc., Beta Sub, Inc. and Beta Sub, LLC, to prevent dilution related to the vesting of certain outstanding unvested restricted stock units of the Issuer held by Home Solutions, Inc. The shares were forfeited to the Issuer for cancellation on December 24, 2020 as a result of the non-satisfaction of the vesting criteria in respect of such restricted stock units. F2 · price: Represents the forfeiture of shares of common stock issued to HC Group Holdings I, LLC ("HC I") in conjunction with the Agreement and Plan of Merger, dated as of March 14, 2019, by and among Option Care Health, Inc. (the "Issuer"), HC Group Holdings II, Inc., HC I, HC Group Holdings III, Inc., Beta Sub, Inc. and Beta Sub, LLC, to prevent dilution related to the vesting of certain outstanding unvested restricted stock units of the Issuer held by Home Solutions, Inc. The shares were forfeited to the Issuer for cancellation on December 24, 2020 as a result of the non-satisfaction of the vesting criteria in respect of such restricted stock units. F3 · balance_after: Consists of 114,865,391 shares of common stock held by HC I. F4 · ownership.direct: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Ms. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F5 · ownership.direct: (Continued from Footnote 4) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. F4 · ownership.nature: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Ms. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F5 · ownership.nature: (Continued from Footnote 4) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 22:02 UTC |
BETTEN ELIZABETH QUADROSDirector · 10% owner
|
SaleCommon Stock, par value $0.0001 | 10,000,000 | $15.00 | $150,000,000.00 |
DisclosureSEC source: 0001104659-20-136374 · a4.xml · nonDerivative · entry 2 BETTEN ELIZABETH QUADROS · CIK 0001780016 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 121,913,748 F2 · price: The per share sale price reported in this Form 4 does not reflect reduction for underwriting discounts. F3 · balance_after: Consists of 121,913,748 shares of common stock held by HC Group Holdings I, LLC ("HC I"). F4 · ownership.direct: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C, which in turn is the general partner of MDCP VI-A. Ms. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F5 · ownership.direct: (Continued from Footnote 4) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. F4 · ownership.nature: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C, which in turn is the general partner of MDCP VI-A. Ms. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F5 · ownership.nature: (Continued from Footnote 4) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 22:01 UTC |
MADISON DEARBORN PARTNERS LLC10% owner
MDP HC HOLDINGS, LLC10% owner
HC GROUP HOLDINGS I, LLC10% owner
FINNEGAN PAUL J10% owner
MENCOFF SAMUEL M10% owner
|
SaleCommon Stock, par value $0.0001 | 10,000,000 | $15.00 | $150,000,000.00 |
DisclosureSEC source: 0001104659-20-136372 · a4.xml · nonDerivative · entry 1 MADISON DEARBORN PARTNERS LLC · CIK 0001181100 · 10% owner MADISON DEARBORN PARTNERS VI-A&C, L.P. · CIK 0001740973 · 10% owner Madison Dearborn Capital Partners VI-A, L.P. · CIK 0001417975 · 10% owner MDP HC HOLDINGS, LLC · CIK 0001639951 · 10% owner HC GROUP HOLDINGS I, LLC · CIK 0001639949 · 10% owner FINNEGAN PAUL J · CIK 0001182031 · 10% owner MENCOFF SAMUEL M · CIK 0001219630 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 121,979,128 F1 · price: The per share sale price reported in this Form 4 does not reflect reduction for underwriting discounts. F2 · balance_after: Consists of (i) 121,913,748 shares of common stock held by HC Group Holdings I, LLC ("HC I"), (ii) 5,418 shares of common stock held by Elizabeth Q. Betten, which were issued to Ms. Betten upon vesting of certain restricted stock units ("RSUs") received by Ms. Betten in her capacity as a director of Option Care Health, Inc. (the "Issuer"), (iii) 5,418 shares of common stock held by Timothy Sullivan, which were issued to Mr. Sullivan upon vesting of certain RSUs received by Mr. Sullivan in his capacity as a director of the Issuer, and (iv) 54,544 RSUs awarded to Ms. Betten and Mr. Sullivan in their capacity as directors of the Issuer. F3 · ownership.direct: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C, which in turn is the general partner of MDCP VI-A. Elizabeth Q. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of the Issuer. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F4 · ownership.direct: (Continued from Footnote 3) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. F3 · ownership.nature: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C, which in turn is the general partner of MDCP VI-A. Elizabeth Q. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of the Issuer. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F4 · ownership.nature: (Continued from Footnote 3) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. F5 · ownership.nature: The other beneficial owners of the reported securities have separately filed Form 4s. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 22:01 UTC |
SULLIVAN TIMOTHY PDirector · 10% owner
|
SaleCommon Stock, par value $0.0001 | 10,000,000 | $15.00 | $150,000,000.00 |
DisclosureSEC source: 0001104659-20-136373 · a4.xml · nonDerivative · entry 2 SULLIVAN TIMOTHY P · CIK 0001245970 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 121,913,748 F2 · price: The per share sale price reported in this Form 4 does not reflect reduction for underwriting discounts. F3 · balance_after: Consists of 121,913,748 shares of common stock held by HC Group Holdings I, LLC ("HC I"). F4 · ownership.direct: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C, which in turn is the general partner of MDCP VI-A. Elizabeth Q. Betten and Mr. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F5 · ownership.direct: (Continued from Footnote 4) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. F4 · ownership.nature: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C, which in turn is the general partner of MDCP VI-A. Elizabeth Q. Betten and Mr. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F5 · ownership.nature: (Continued from Footnote 4) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. Read SEC document |
| December 10, 2020 Filed Feb 12, 2021 13:31 UTC |
MADISON DEARBORN PARTNERS LLCDirector · 10% owner
MADISON DEARBORN PARTNERS VI-A&C, L.P.Director · 10% owner
Madison Dearborn Capital Partners VI-A, L.P.Director · 10% owner
MDP HC HOLDINGS, LLCDirector · 10% owner
HC GROUP HOLDINGS I, LLCDirector · 10% owner
FINNEGAN PAUL JDirector · 10% owner
MENCOFF SAMUEL MDirector · 10% owner
|
SaleCommon Stock, par value $0.0001 | 17,250,000 | $18.50 | $319,125,000.00 |
DisclosureSEC source: 0001104659-21-021273 · a4.xml · nonDerivative · entry 1 MADISON DEARBORN PARTNERS LLC · CIK 0001181100 · Director · 10% owner MADISON DEARBORN PARTNERS VI-A&C, L.P. · CIK 0001740973 · Director · 10% owner Madison Dearborn Capital Partners VI-A, L.P. · CIK 0001417975 · Director · 10% owner MDP HC HOLDINGS, LLC · CIK 0001639951 · Director · 10% owner HC GROUP HOLDINGS I, LLC · CIK 0001639949 · Director · 10% owner FINNEGAN PAUL J · CIK 0001182031 · Director · 10% owner MENCOFF SAMUEL M · CIK 0001219630 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 97,080,771 F1 · price: The per share sale price reported in this Form 4 does not reflect reduction for underwriting discounts. F2 · balance_after: Consists of (i) 97,015,391 shares of common stock held by HC Group Holdings I, LLC ("HC I"), (ii) 5,418 shares of common stock held by Elizabeth Q. Betten, which were issued to Ms. Betten upon vesting of certain restricted stock units ("RSUs") received by Ms. Betten in her capacity as a director of Option Care Health, Inc. (the "Issuer"), (iii) 5,418 shares of common stock held by Timothy Sullivan, which were issued to Mr. Sullivan upon vesting of certain RSUs received by Mr. Sullivan in his capacity as a director of the Issuer, and (iv) 54,544 RSUs awarded to Ms. Betten and Mr. Sullivan in their capacity as directors of the Issuer. F3 · ownership.direct: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Elizabeth Q. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of the Issuer. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F4 · ownership.direct: (Continued from Footnote 3) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. F3 · ownership.nature: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C. Elizabeth Q. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of the Issuer. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F4 · ownership.nature: (Continued from Footnote 3) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. F5 · ownership.nature: The other beneficial owners of the reported securities have separately filed Form 4s. Read SEC document |
| August 20, 2020 Filed Aug 20, 2020 21:07 UTC |
SULLIVAN TIMOTHY PDirector · 10% owner
|
SaleCommon Stock, par value $0.0001 | 2,700,000 | $12.50 | $33,750,000.00 |
DisclosureSEC source: 0001104659-20-097300 · a4.xml · nonDerivative · entry 2 SULLIVAN TIMOTHY P · CIK 0001245970 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 131,913,748 F1 · price: The per share sale price reported in this Form 4 does not reflect reduction for underwriting discounts. F2 · balance_after: Consists of 131,913,748 shares of common stock held by HC Group Holdings I, LLC ("HC I"). F3 · ownership.direct: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C, which in turn is the general partner of MDCP VI-A. Elizabeth Q. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F4 · ownership.direct: (Continued from Footnote 3) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. F3 · ownership.nature: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C, which in turn is the general partner of MDCP VI-A. Elizabeth Q. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F4 · ownership.nature: (Continued from Footnote 3) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. Read SEC document |
| August 20, 2020 Filed Aug 20, 2020 21:07 UTC |
BETTEN ELIZABETH QUADROSDirector · 10% owner
|
SaleCommon Stock, par value $0.0001 | 2,700,000 | $12.50 | $33,750,000.00 |
DisclosureSEC source: 0001104659-20-097298 · a4.xml · nonDerivative · entry 2 BETTEN ELIZABETH QUADROS · CIK 0001780016 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 131,913,748 F1 · price: The per share sale price reported in this Form 4 does not reflect reduction for underwriting discounts. F2 · balance_after: Consists of 131,913,748 shares of common stock held by HC Group Holdings I, LLC ("HC I"). F3 · ownership.direct: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C, which in turn is the general partner of MDCP VI-A. Elizabeth Q. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F4 · ownership.direct: (Continued from Footnote 3) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. F3 · ownership.nature: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C, which in turn is the general partner of MDCP VI-A. Elizabeth Q. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F4 · ownership.nature: (Continued from Footnote 3) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. Read SEC document |
| August 20, 2020 Filed Aug 20, 2020 21:06 UTC |
MADISON DEARBORN PARTNERS LLCDirector · 10% owner
MADISON DEARBORN PARTNERS VI-A&C, L.P.Director · 10% owner
Madison Dearborn Capital Partners VI-A, L.P.Director · 10% owner
MDP HC HOLDINGS, LLCDirector · 10% owner
HC GROUP HOLDINGS I, LLCDirector · 10% owner
FINNEGAN PAUL JDirector · 10% owner
MENCOFF SAMUEL MDirector · 10% owner
|
SaleCommon Stock, par value $0.0001 | 2,700,000 | $12.50 | $33,750,000.00 |
DisclosureSEC source: 0001104659-20-097297 · a4.xml · nonDerivative · entry 1 MADISON DEARBORN PARTNERS LLC · CIK 0001181100 · Director · 10% owner MADISON DEARBORN PARTNERS VI-A&C, L.P. · CIK 0001740973 · Director · 10% owner Madison Dearborn Capital Partners VI-A, L.P. · CIK 0001417975 · Director · 10% owner MDP HC HOLDINGS, LLC · CIK 0001639951 · Director · 10% owner HC GROUP HOLDINGS I, LLC · CIK 0001639949 · Director · 10% owner FINNEGAN PAUL J · CIK 0001182031 · Director · 10% owner MENCOFF SAMUEL M · CIK 0001219630 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 131,913,748 F1 · price: The per share sale price reported in this Form 4 does not reflect reduction for underwriting discounts. F2 · balance_after: Consists of 131,913,748 shares of common stock held by HC Group Holdings I, LLC ("HC I"). F3 · ownership.direct: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C, which in turn is the general partner of MDCP VI-A. Elizabeth Q. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F4 · ownership.direct: (Continued from Footnote 3) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. F3 · ownership.nature: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C, which in turn is the general partner of MDCP VI-A. Elizabeth Q. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F4 · ownership.nature: (Continued from Footnote 3) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. F5 · ownership.nature: The other beneficial owners of the reported securities have separately filed Form 4s. Read SEC document |
| August 06, 2020 Filed Feb 23, 2023 00:06 UTC |
DENNESS RICHARDChief Commercial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 21,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-004245 · rdgdoc.xml · derivative · entry 11 DENNESS RICHARD · CIK 0001746409 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,187 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock. F5 · shares: Number of RSUs vesting was adjusted from 84,746 RSUs to 21,187 RSUs to reflect the 1-for-4 reverse stock split of Issuer's Common Stock that occurred on February 3, 2020. F4 · derivative.exercise_date: Fully vested. F4 · derivative.expiration_date: Fully vested. Read SEC document |
| August 06, 2020 Filed Feb 23, 2023 00:06 UTC |
DENNESS RICHARDChief Commercial Officer
|
Tax withholdingCommon Stock | 6,709 | $12.16 | $81,581.44 |
DisclosureSEC source: 0001437749-23-004245 · rdgdoc.xml · nonDerivative · entry 4 DENNESS RICHARD · CIK 0001746409 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,203 Read SEC document |
| August 06, 2020 Filed Feb 23, 2023 00:06 UTC |
DENNESS RICHARDChief Commercial Officer
|
Exercise / conversionCommon Stock | 21,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-004245 · rdgdoc.xml · nonDerivative · entry 3 DENNESS RICHARD · CIK 0001746409 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,912 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2020 Filed Feb 23, 2023 00:06 UTC |
DENNESS RICHARDChief Commercial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-004245 · rdgdoc.xml · derivative · entry 10 DENNESS RICHARD · CIK 0001746409 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,735 Underlying: Common Stock · 4,735 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock. F3 · shares: Number of RSUs vesting was adjusted from 37,878 RSUs to 9,470 RSUs to reflect the 1-for-4 reverse stock split of Issuer's Common Stock that occurred on February 3, 2020. F4 · derivative.exercise_date: Fully vested. F4 · derivative.expiration_date: Fully vested. Read SEC document |
| August 01, 2020 Filed Feb 23, 2023 00:06 UTC |
DENNESS RICHARDChief Commercial Officer
|
Tax withholdingCommon Stock | 1,352 | $11.78 | $15,926.56 |
DisclosureSEC source: 0001437749-23-004245 · rdgdoc.xml · nonDerivative · entry 2 DENNESS RICHARD · CIK 0001746409 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,725 Read SEC document |
| August 01, 2020 Filed Feb 23, 2023 00:06 UTC |
DENNESS RICHARDChief Commercial Officer
|
Exercise / conversionCommon Stock | 4,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-004245 · rdgdoc.xml · nonDerivative · entry 1 DENNESS RICHARD · CIK 0001746409 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Previous number of shares beneficially owned, 92,236, reported on the Form 4 filed on July 13, 2021, has been adjusted to 47,342 to reflect the 1-for-4 reverse stock split of the Issuer's Common Stock that occurred on February 3, 2020. Read SEC document |
| July 24, 2020 Filed Jul 24, 2020 20:16 UTC |
SULLIVAN TIMOTHY PDirector · 10% owner
|
SaleCommon Stock, par value $0.0001 | 8,000,000 | $12.50 | $100,000,000.00 |
DisclosureSEC source: 0001104659-20-086453 · a4.xml · nonDerivative · entry 2 SULLIVAN TIMOTHY P · CIK 0001245970 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 134,613,748 F1 · price: The per share sale price reported in this Form 4 does not reflect reduction for underwriting discounts. F2 · balance_after: Consists of 134,613,748 shares of common stock held by HC Group Holdings I, LLC ("HC I"). F3 · ownership.direct: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C, which in turn is the general partner of MDCP VI-A. Elizabeth Q. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F4 · ownership.direct: (Continued from Footnote 3) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. F3 · ownership.nature: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C, which in turn is the general partner of MDCP VI-A. Elizabeth Q. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F4 · ownership.nature: (Continued from Footnote 3) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. Read SEC document |
| July 24, 2020 Filed Jul 24, 2020 20:15 UTC |
BETTEN ELIZABETH QUADROSDirector · 10% owner
|
SaleCommon Stock, par value $0.0001 | 8,000,000 | $12.50 | $100,000,000.00 |
DisclosureSEC source: 0001104659-20-086449 · a4.xml · nonDerivative · entry 2 BETTEN ELIZABETH QUADROS · CIK 0001780016 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 134,613,748 F1 · price: The per share sale price reported in this Form 4 does not reflect reduction for underwriting discounts. F2 · balance_after: Consists of 134,613,748 shares of common stock held by HC Group Holdings I, LLC ("HC I"). F3 · ownership.direct: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C, which in turn is the general partner of MDCP VI-A. Elizabeth Q. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F4 · ownership.direct: (Continued from Footnote 3) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. F3 · ownership.nature: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C, which in turn is the general partner of MDCP VI-A. Elizabeth Q. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F4 · ownership.nature: (Continued from Footnote 3) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. Read SEC document |
| July 24, 2020 Filed Jul 24, 2020 20:14 UTC |
MADISON DEARBORN PARTNERS LLCDirector · 10% owner
MADISON DEARBORN PARTNERS VI-A&C, L.P.Director · 10% owner
Madison Dearborn Capital Partners VI-A, L.P.Director · 10% owner
MDP HC HOLDINGS, LLCDirector · 10% owner
HC GROUP HOLDINGS I, LLCDirector · 10% owner
FINNEGAN PAUL JDirector · 10% owner
MENCOFF SAMUEL MDirector · 10% owner
|
SaleCommon Stock, par value $0.0001 | 8,000,000 | $12.50 | $100,000,000.00 |
DisclosureSEC source: 0001104659-20-086447 · a4.xml · nonDerivative · entry 1 MADISON DEARBORN PARTNERS LLC · CIK 0001181100 · Director · 10% owner MADISON DEARBORN PARTNERS VI-A&C, L.P. · CIK 0001740973 · Director · 10% owner Madison Dearborn Capital Partners VI-A, L.P. · CIK 0001417975 · Director · 10% owner MDP HC HOLDINGS, LLC · CIK 0001639951 · Director · 10% owner HC GROUP HOLDINGS I, LLC · CIK 0001639949 · Director · 10% owner FINNEGAN PAUL J · CIK 0001182031 · Director · 10% owner MENCOFF SAMUEL M · CIK 0001219630 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 134,613,748 F1 · price: The per share sale price reported in this Form 4 does not reflect reduction for underwriting discounts. F2 · balance_after: Consists of 134,613,748 shares of common stock held by HC Group Holdings I, LLC ("HC I"). F3 · ownership.direct: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C, which in turn is the general partner of MDCP VI-A. Elizabeth Q. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F4 · ownership.direct: (Continued from Footnote 3) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. F3 · ownership.nature: MDP HC Holdings, LLC ("MDP HC") is the controlling equityholder of HC I. Madison Dearborn Capital Partners VI-A, L.P. ("MDCP VI-A") is a controlling equityholder and Manager of MDP HC. Madison Dearborn Partners VI-A&C, L.P. ("MDP VI-A&C") is the general partner of MDCP VI-A. Madison Dearborn Partners, LLC ("MDP LLC") is the general partner of MDP VI-A&C, which in turn is the general partner of MDCP VI-A. Elizabeth Q. Betten and Timothy P. Sullivan are Managing Directors of MDP LLC, limited partners of MDP VI-A&C, serve on the board of managers of HC I and serve on the board of directors of Option Care Health, Inc. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee that (by majority vote) controls investment decisions of shares held directly by MDCP VI-A, and may be deemed to control the disposition of shares of Common Stock held directly by HC I. F4 · ownership.nature: (Continued from Footnote 3) By virtue of the relationships described in this footnote, Ms. Betten and Messrs. Sullivan, Finnegan and Mencoff may be deemed to exercise voting and dispositive power with respect to the shares of Common Stock held by HC I. Each of Mr. Finnegan, Mr. Mencoff, Mr. Sullivan, Ms. Betten, MDP LLC, MDP VI-A&C, MDCP VI-A and MDP HC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. F5 · ownership.nature: The other beneficial owners of the reported securities have separately filed Form 4s. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 20:43 UTC |
Pate R CarterDirector
|
GrantCommon Stock, par value $0.0001 | 15,237 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-076453 · a4.xml · nonDerivative · entry 1 Pate R Carter · CIK 0001641406 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,896 F1 · shares: The reporting person received an award of restricted stock units on June 22, 2020. The number of restricted stock units granted was calculated to reflect $206,000 of value based on the closing price of the issuer's common stock on May 22, 2020, the date of the annual meeting at which directors were elected. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 20:42 UTC |
GOLDING DAVID WDirector
|
GrantCommon Stock, par value $0.0001 | 14,978 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-076452 · a4.xml · nonDerivative · entry 1 GOLDING DAVID W · CIK 0001286630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,813 F1 · shares: The reporting person received an award of restricted stock units on June 22, 2020. The number of restricted stock units granted was calculated to reflect $202,500 of value based on the closing price of the issuer's common stock on May 22, 2020, the date of the annual meeting at which directors were elected. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 20:42 UTC |
KRAEMER HARRY M JANSEN JRDirector
|
GrantCommon Stock, par value $0.0001 | 21,783 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-076450 · a4.xml · nonDerivative · entry 1 KRAEMER HARRY M JANSEN JR · CIK 0001082877 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,760 F1 · shares: The reporting person received an award of restricted stock units on June 22, 2020. The number of restricted stock units granted was calculated to reflect $294,500 of value based on the closing price of the issuer's common stock on May 22, 2020, the date of the annual meeting at which directors were elected. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 20:41 UTC |
SULLIVAN TIMOTHY PDirector · 10% owner
|
GrantCommon Stock, par value $0.0001 | 16,272 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-076449 · a4.xml · nonDerivative · entry 1 SULLIVAN TIMOTHY P · CIK 0001245970 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,690 F1 · shares: The reporting person received an award of restricted stock units on June 22, 2020. The number of restricted stock units granted was calculated to reflect $220,000 of value based on the closing price of the issuer's common stock on May 22, 2020, the date of the annual meeting at which directors were elected. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 20:40 UTC |
Sahney NitinDirector
|
GrantCommon Stock, par value $0.0001 | 15,237 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-076448 · a4.xml · nonDerivative · entry 1 Sahney Nitin · CIK 0001505567 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,610 F1 · shares: The reporting person received an award of restricted stock units on June 22, 2020. The number of restricted stock units granted was calculated to reflect $206,000 of value based on the closing price of the issuer's common stock on May 22, 2020, the date of the annual meeting at which directors were elected. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 20:39 UTC |
BETTEN ELIZABETH QUADROSDirector · 10% owner
|
GrantCommon Stock, par value $0.0001 | 16,272 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-076446 · a4.xml · nonDerivative · entry 1 BETTEN ELIZABETH QUADROS · CIK 0001780016 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,690 F1 · shares: The reporting person received an award of restricted stock units on June 22, 2020. The number of restricted stock units granted was calculated to reflect $220,000 of value based on the closing price of the issuer's common stock on May 22, 2020, the date of the annual meeting at which directors were elected. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 20:39 UTC |
ARLOTTA JOHNDirector
|
GrantCommon Stock, par value $0.0001 | 15,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-076445 · a4.xml · nonDerivative · entry 1 ARLOTTA JOHN · CIK 0001266153 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Through John J. Arlotta Living Trust Disclosed balance after: 30,833 F1 · shares: The reporting person received an award of restricted stock units on June 22, 2020. The number of restricted stock units granted was calculated to reflect $207,500 of value based on the closing price of the issuer's common stock on May 22, 2020, the date of the annual meeting at which directors were elected. Read SEC document |
| May 11, 2020 Filed May 13, 2020 22:30 UTC |
NIELSEN ALAN TROYDirector
|
PurchaseCommon stock | 2,000 | $12.55 | $25,090.20 |
DisclosureSEC source: 0000899243-20-013022 · doc4.xml · nonDerivative · entry 1 NIELSEN ALAN TROY · CIK 0001780463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.5400 to 12.5496, inclusive. The reporting person undertakes to provide to Option Care Health, Inc., any security holder of Option Care Health, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| March 09, 2020 Filed Jul 13, 2021 17:31 UTC |
DENNESS RICHARDCHIEF STRATEGY OFFICER
|
GrantStock Option (Right to Buy) · Derivative | 43,312 | $0.00 Strike: $13.34 | $0.00 |
DisclosureSEC source: 0001104659-21-091580 · tm2122011-5_4seq1.xml · derivative · entry 3 DENNESS RICHARD · CIK 0001746409 · CHIEF STRATEGY OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,312 Underlying: Common Stock · 43,312 shares Expires 2030-03-09 F3 · derivative.exercise_date: The stock option will vest as to 50% of the underlying shares of Common Stock on the second anniversary of the grant date and 25% on each of the third and fourth anniversaries of the grant date. Read SEC document |
| March 09, 2020 Filed Jul 13, 2021 17:31 UTC |
DENNESS RICHARDCHIEF STRATEGY OFFICER
|
GrantCommon Stock, par value $0.0001 | 22,492 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-091580 · tm2122011-5_4seq1.xml · nonDerivative · entry 1 DENNESS RICHARD · CIK 0001746409 · CHIEF STRATEGY OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,348 F1 · shares: The reporting person received an award of restricted stock units on March 9, 2020. The number of restricted stock units granted was calculated to reflect $300,000 of value based on the closing price of the issuer's common stock on March 9, 2020, the date when the issuer's compensation committee approved equity awards for 2020. Read SEC document |
| March 09, 2020 Filed Jul 13, 2021 17:30 UTC |
Booker HarrietCHIEF OPERATING OFFICER
|
GrantStock Option (Right to Buy) · Derivative | 57,748 | $0.00 Strike: $13.34 | $0.00 |
DisclosureSEC source: 0001104659-21-091579 · tm2122011-4_4seq1.xml · derivative · entry 3 Booker Harriet · CIK 0001723978 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,748 Underlying: Common Stock · 57,748 shares Expires 2030-03-09 F3 · derivative.exercise_date: The stock option will vest as to 50% of the underlying shares of Common Stock on the second anniversary of the grant date and 25% on each of the third and fourth anniversaries of the grant date. Read SEC document |
| March 09, 2020 Filed Jul 13, 2021 17:30 UTC |
Booker HarrietCHIEF OPERATING OFFICER
|
GrantCommon Stock, par value $0.0001 | 29,988 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-091579 · tm2122011-4_4seq1.xml · nonDerivative · entry 1 Booker Harriet · CIK 0001723978 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,337 F1 · shares: The reporting person received an award of restricted stock units on March 9, 2020. The number of restricted stock units granted was calculated to reflect $400,000 of value based on the closing price of the issuer's common stock on March 9, 2020, the date when the issuer's compensation committee approved equity awards for 2020. Read SEC document |
| December 11, 2019 Filed Dec 11, 2019 21:59 UTC |
SULLIVAN TIMOTHY PDirector · 10% owner
|
GrantCommon Stock, par value $0.0001 | 65,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-071886 · tm1924596d9_4.xml · nonDerivative · entry 1 SULLIVAN TIMOTHY P · CIK 0001245970 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,672 Read SEC document |
| December 11, 2019 Filed Dec 11, 2019 21:53 UTC |
Pate R CarterDirector
|
GrantCommon Stock, par value $0.0001 | 61,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-071877 · tm1924596d2_4.xml · nonDerivative · entry 1 Pate R Carter · CIK 0001641406 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,636 Read SEC document |
| December 11, 2019 Filed Dec 11, 2019 21:58 UTC |
Sahney NitinDirector
|
GrantCommon Stock, par value $0.0001 | 61,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-071885 · tm1924596d8_4.xml · nonDerivative · entry 1 Sahney Nitin · CIK 0001505567 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,493 Read SEC document |
| December 11, 2019 Filed Dec 11, 2019 21:58 UTC |
ARLOTTA JOHNDirector
|
GrantCommon Stock, par value $0.0001 | 61,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-071883 · tm1924596d6_4.xml · nonDerivative · entry 1 ARLOTTA JOHN · CIK 0001266153 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Through John J. Arlotta Living Trust Disclosed balance after: 61,940 Read SEC document |
| December 11, 2019 Filed Dec 11, 2019 21:57 UTC |
KRAEMER HARRY M JANSEN JRDirector
|
GrantCommon Stock, par value $0.0001 | 87,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-071882 · tm1924596d5_4.xml · nonDerivative · entry 1 KRAEMER HARRY M JANSEN JR · CIK 0001082877 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,910 Read SEC document |
| December 11, 2019 Filed Dec 11, 2019 21:56 UTC |
BETTEN ELIZABETH QUADROSDirector · 10% owner
|
GrantCommon Stock, par value $0.0001 | 65,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-071880 · tm1924596d4_4.xml · nonDerivative · entry 1 BETTEN ELIZABETH QUADROS · CIK 0001780016 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,672 Read SEC document |
| December 11, 2019 Filed Dec 11, 2019 21:54 UTC |
GOLDING DAVID WDirector
|
GrantCommon Stock, par value $0.0001 | 60,448 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-071878 · tm1924593d3_4.xml · nonDerivative · entry 1 GOLDING DAVID W · CIK 0001286630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,343 Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 21:22 UTC |
DENNESS RICHARDChief Strategy Officer
|
GrantRestricted Stock Unit · Derivative | 84,746 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-027075 · form4.xml · derivative · entry 1 DENNESS RICHARD · CIK 0001746409 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,746 Underlying: Common Stock, $.0001 Par Value · 84,746 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F2 · derivative.exercise_date: All Restricted Stock Units granted in this award vest on August 6, 2020. F2 · derivative.expiration_date: All Restricted Stock Units granted in this award vest on August 6, 2020. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 20:41 UTC |
Booker HarrietChief Operating Officer
|
GrantRestricted Stock Unit · Derivative | 127,119 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-027066 · form4.xml · derivative · entry 1 Booker Harriet · CIK 0001723978 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,119 Underlying: Common Stock, $.0001 Par Value · 127,119 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock. F2 · derivative.exercise_date: All Restricted Stock Units granted in this award vest on August 6, 2020. F2 · derivative.expiration_date: All Restricted Stock Units granted in this award vest on August 6, 2020. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 20:51 UTC |
Coliseum Capital Management, LLCFormer Director & 10% Owner
Shackelton Christopher SFormer Director & 10% Owner
Coliseum Capital, LLCFormer Director & 10% Owner
COLISEUM CAPITAL PARTNERS, L.P.Former Director & 10% Owner
Coliseum Capital Partners II, L.P.Former Director & 10% Owner
Gray AdamFormer Director & 10% Owner
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Exercise / conversionCash-Settled Restricted Stock Unit · Derivative | 18,905 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-021368 · doc4.xml · derivative · entry 7 Coliseum Capital Management, LLC · CIK 0001409751 · Former Director & 10% Owner Shackelton Christopher S · CIK 0001430708 · Former Director & 10% Owner Coliseum Capital, LLC · CIK 0001409585 · Former Director & 10% Owner COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Former Director & 10% Owner Coliseum Capital Partners II, L.P. · CIK 0001567187 · Former Director & 10% Owner Gray Adam · CIK 0001454123 · Former Director & 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 18,905 shares Expires 2019-08-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each cash-settled restricted stock unit ("Cash-Settled RSU") is the economic equivalent of one share of Common Stock. Each vested Cash-Settled RSU is entitled to a cash payment equal to the fair market value of one share of the Common Stock as of the vesting date based on the closing market price of the Common Stock on such date, or if no such closing market price is available on such date, for the immediately preceding business day. The cash settlement of the Cash-Settled RSUs is reported for purposes of Form 4 as the disposition of the Cash-Settled RSU and a simultaneous acquisition and disposition of the underlying Common Stock. F6 · price: Each cash-settled restricted stock unit ("Cash-Settled RSU") is the economic equivalent of one share of Common Stock. Each vested Cash-Settled RSU is entitled to a cash payment equal to the fair market value of one share of the Common Stock as of the vesting date based on the closing market price of the Common Stock on such date, or if no such closing market price is available on such date, for the immediately preceding business day. The cash settlement of the Cash-Settled RSUs is reported for purposes of Form 4 as the disposition of the Cash-Settled RSU and a simultaneous acquisition and disposition of the underlying Common Stock. F7 · price: The Cash-Settled RSUs vested upon the consummation of the Merger, on which date the fair market value of a share of Common Stock was equal to $2.67, which was the closing market price of the Common Stock on August 6, 2019. F4 · ownership.nature: Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC, and may be deemed to have an indirect pecuniary interest in the shares held by the Funds and the Separate Account due to CCM's right to receive performance-related fees from the Separate Account and CC's right to receive performance-related fees from the Funds. Each of Shackelton, Gray, CCP, CCP2, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein. F8 · ownership.nature: The Cash-Settled RSUs were granted on June 3, 2019 under the Issuer's 2018 Equity Incentive Plan. These securities were received by Shackelton in connection with his service as a member of the board of directors of the Issuer. Shackelton has agreed that all equity awards he receives for serving as a director of the Issuer shall be issued to CCP. F9 · ownership.nature: Following the transactions reported herein, CCP, CCP2 and the Separate Account directly owned 2,159,891; 483,043; and 822,678 shares of Common Stock, respectively. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 20:51 UTC |
Coliseum Capital Management, LLCFormer Director & 10% Owner
Shackelton Christopher SFormer Director & 10% Owner
Coliseum Capital, LLCFormer Director & 10% Owner
COLISEUM CAPITAL PARTNERS, L.P.Former Director & 10% Owner
Coliseum Capital Partners II, L.P.Former Director & 10% Owner
Gray AdamFormer Director & 10% Owner
|
Disposition to issuerSeries C Preferred Stock · Derivative | 614,177 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-021368 · doc4.xml · derivative · entry 6 Coliseum Capital Management, LLC · CIK 0001409751 · Former Director & 10% Owner Shackelton Christopher S · CIK 0001430708 · Former Director & 10% Owner Coliseum Capital, LLC · CIK 0001409585 · Former Director & 10% Owner COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Former Director & 10% Owner Coliseum Capital Partners II, L.P. · CIK 0001567187 · Former Director & 10% Owner Gray Adam · CIK 0001454123 · Former Director & 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 1,549,321 shares Expires 2019-08-06 F5 · derivative.exercise_price: In connection with the Merger, the Issuer entered into a Preferred Stock Repurchase Agreement, dated as of March 14, 2019, with CCP, CCP2, and the Separate Account, pursuant to which the Issuer repurchased from CCP, CCP2 and the Separate Account all 614,177 of the issued and outstanding Issuer's Series C Convertible Preferred Stock, par value $0.0001 per share (the "Series C Preferred Stock"), for (i) a cash payment of $121,621,792.90, which is equal to 120% of the liquidation preference (as defined in the Certificate of Designations of Series C Preferred Stock) per share of Series C Preferred Stock, determined as of the date of the repurchase closing (including any dividends accrued through such date), which liquidation preference value was $165.020, and (ii) 1,549,321 shares of Common Stock, which is equal to 2.5226 fully paid, validly issued, and non-assessable shares of Common Stock per share of Series C Preferred Stock. F5 · price: In connection with the Merger, the Issuer entered into a Preferred Stock Repurchase Agreement, dated as of March 14, 2019, with CCP, CCP2, and the Separate Account, pursuant to which the Issuer repurchased from CCP, CCP2 and the Separate Account all 614,177 of the issued and outstanding Issuer's Series C Convertible Preferred Stock, par value $0.0001 per share (the "Series C Preferred Stock"), for (i) a cash payment of $121,621,792.90, which is equal to 120% of the liquidation preference (as defined in the Certificate of Designations of Series C Preferred Stock) per share of Series C Preferred Stock, determined as of the date of the repurchase closing (including any dividends accrued through such date), which liquidation preference value was $165.020, and (ii) 1,549,321 shares of Common Stock, which is equal to 2.5226 fully paid, validly issued, and non-assessable shares of Common Stock per share of Series C Preferred Stock. F5 · derivative.underlying_shares: In connection with the Merger, the Issuer entered into a Preferred Stock Repurchase Agreement, dated as of March 14, 2019, with CCP, CCP2, and the Separate Account, pursuant to which the Issuer repurchased from CCP, CCP2 and the Separate Account all 614,177 of the issued and outstanding Issuer's Series C Convertible Preferred Stock, par value $0.0001 per share (the "Series C Preferred Stock"), for (i) a cash payment of $121,621,792.90, which is equal to 120% of the liquidation preference (as defined in the Certificate of Designations of Series C Preferred Stock) per share of Series C Preferred Stock, determined as of the date of the repurchase closing (including any dividends accrued through such date), which liquidation preference value was $165.020, and (ii) 1,549,321 shares of Common Stock, which is equal to 2.5226 fully paid, validly issued, and non-assessable shares of Common Stock per share of Series C Preferred Stock. F4 · ownership.nature: Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC, and may be deemed to have an indirect pecuniary interest in the shares held by the Funds and the Separate Account due to CCM's right to receive performance-related fees from the Separate Account and CC's right to receive performance-related fees from the Funds. Each of Shackelton, Gray, CCP, CCP2, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 20:51 UTC |
Coliseum Capital Management, LLCFormer Director & 10% Owner
Shackelton Christopher SFormer Director & 10% Owner
Coliseum Capital, LLCFormer Director & 10% Owner
COLISEUM CAPITAL PARTNERS, L.P.Former Director & 10% Owner
Coliseum Capital Partners II, L.P.Former Director & 10% Owner
Gray AdamFormer Director & 10% Owner
|
Disposition to issuerSeries A Preferred Stock · Derivative | 10,823 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-021368 · doc4.xml · derivative · entry 5 Coliseum Capital Management, LLC · CIK 0001409751 · Former Director & 10% Owner Shackelton Christopher S · CIK 0001430708 · Former Director & 10% Owner Coliseum Capital, LLC · CIK 0001409585 · Former Director & 10% Owner COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Former Director & 10% Owner Coliseum Capital Partners II, L.P. · CIK 0001567187 · Former Director & 10% Owner Gray Adam · CIK 0001454123 · Former Director & 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 27,300 shares Expires 2019-08-06 F1 · derivative.exercise_price: Pursuant to the Issuer's amendment to the Certificate of Designations of Series A Convertible Preferred Stock, par value $0.0001 per share (the "Series A Preferred Stock"), immediately following the effectiveness of the Issuer's merger transaction with HC Group Holdings I, LLC, a Delaware limited liability company, and HC Group Holdings II, Inc., a Delaware corporation, which merger transaction became effect on August 6, 2019 (the "Merger"), (i) four one-hundredths (4/100) of each share of the 10,823 shares of Series A Preferred Stock held by Coliseum Capital Partners, L.P. ("CCP"), Coliseum Capital Partners II, L.P. ("CCP2" and, together with CCP, the "Funds"), and a separate account investment advisory client (the "Separate Account") of Coliseum Capital Management, LLC ("CCM") converted into 2.5226 shares of the Issuer's common stock, $0.0001 par value per share ("Common Stock"), F2 · derivative.exercise_price: (Continued from footnote 1) resulting in an aggregate of 27,300 shares of Common Stock being issued to the Funds and the Separate Account, and (ii) the remaining portion of each share of the 10,823 shares of Series A Preferred Stock held by CCP, CCP2 and the Separate Account (constituting ninety-six one-hundredths (96/100) of each such share) was redeemed for an aggregate cash payment of $2,143,221.10, which is equal to 120% of the liquidation preference of such share of Series A Preferred Stock as of the redemption date (including any dividends accrued through such date), which liquidation preference was $165.020. F1 · price: Pursuant to the Issuer's amendment to the Certificate of Designations of Series A Convertible Preferred Stock, par value $0.0001 per share (the "Series A Preferred Stock"), immediately following the effectiveness of the Issuer's merger transaction with HC Group Holdings I, LLC, a Delaware limited liability company, and HC Group Holdings II, Inc., a Delaware corporation, which merger transaction became effect on August 6, 2019 (the "Merger"), (i) four one-hundredths (4/100) of each share of the 10,823 shares of Series A Preferred Stock held by Coliseum Capital Partners, L.P. ("CCP"), Coliseum Capital Partners II, L.P. ("CCP2" and, together with CCP, the "Funds"), and a separate account investment advisory client (the "Separate Account") of Coliseum Capital Management, LLC ("CCM") converted into 2.5226 shares of the Issuer's common stock, $0.0001 par value per share ("Common Stock"), F2 · price: (Continued from footnote 1) resulting in an aggregate of 27,300 shares of Common Stock being issued to the Funds and the Separate Account, and (ii) the remaining portion of each share of the 10,823 shares of Series A Preferred Stock held by CCP, CCP2 and the Separate Account (constituting ninety-six one-hundredths (96/100) of each such share) was redeemed for an aggregate cash payment of $2,143,221.10, which is equal to 120% of the liquidation preference of such share of Series A Preferred Stock as of the redemption date (including any dividends accrued through such date), which liquidation preference was $165.020. F1 · derivative.underlying_shares: Pursuant to the Issuer's amendment to the Certificate of Designations of Series A Convertible Preferred Stock, par value $0.0001 per share (the "Series A Preferred Stock"), immediately following the effectiveness of the Issuer's merger transaction with HC Group Holdings I, LLC, a Delaware limited liability company, and HC Group Holdings II, Inc., a Delaware corporation, which merger transaction became effect on August 6, 2019 (the "Merger"), (i) four one-hundredths (4/100) of each share of the 10,823 shares of Series A Preferred Stock held by Coliseum Capital Partners, L.P. ("CCP"), Coliseum Capital Partners II, L.P. ("CCP2" and, together with CCP, the "Funds"), and a separate account investment advisory client (the "Separate Account") of Coliseum Capital Management, LLC ("CCM") converted into 2.5226 shares of the Issuer's common stock, $0.0001 par value per share ("Common Stock"), F2 · derivative.underlying_shares: (Continued from footnote 1) resulting in an aggregate of 27,300 shares of Common Stock being issued to the Funds and the Separate Account, and (ii) the remaining portion of each share of the 10,823 shares of Series A Preferred Stock held by CCP, CCP2 and the Separate Account (constituting ninety-six one-hundredths (96/100) of each such share) was redeemed for an aggregate cash payment of $2,143,221.10, which is equal to 120% of the liquidation preference of such share of Series A Preferred Stock as of the redemption date (including any dividends accrued through such date), which liquidation preference was $165.020. F4 · ownership.nature: Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC, and may be deemed to have an indirect pecuniary interest in the shares held by the Funds and the Separate Account due to CCM's right to receive performance-related fees from the Separate Account and CC's right to receive performance-related fees from the Funds. Each of Shackelton, Gray, CCP, CCP2, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 20:51 UTC |
Coliseum Capital Management, LLCFormer Director & 10% Owner
Shackelton Christopher SFormer Director & 10% Owner
Coliseum Capital, LLCFormer Director & 10% Owner
COLISEUM CAPITAL PARTNERS, L.P.Former Director & 10% Owner
Coliseum Capital Partners II, L.P.Former Director & 10% Owner
Gray AdamFormer Director & 10% Owner
|
Disposition to issuerCommon Stock | 18,905 | $2.67 | $50,476.35 |
DisclosureSEC source: 0000899243-19-021368 · doc4.xml · nonDerivative · entry 4 Coliseum Capital Management, LLC · CIK 0001409751 · Former Director & 10% Owner Shackelton Christopher S · CIK 0001430708 · Former Director & 10% Owner Coliseum Capital, LLC · CIK 0001409585 · Former Director & 10% Owner COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Former Director & 10% Owner Coliseum Capital Partners II, L.P. · CIK 0001567187 · Former Director & 10% Owner Gray Adam · CIK 0001454123 · Former Director & 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,465,612 F7 · price: The Cash-Settled RSUs vested upon the consummation of the Merger, on which date the fair market value of a share of Common Stock was equal to $2.67, which was the closing market price of the Common Stock on August 6, 2019. F3 · ownership.nature: The Common Stock is held directly by (a) CCP, a Delaware investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which CCM, a Delaware limited liability company, serves as investment adviser, (b) CCP2, a Delaware investment limited partnership of which CC is general partner and for which CCM serves as investment adviser, and (c) the Separate Account. F4 · ownership.nature: Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC, and may be deemed to have an indirect pecuniary interest in the shares held by the Funds and the Separate Account due to CCM's right to receive performance-related fees from the Separate Account and CC's right to receive performance-related fees from the Funds. Each of Shackelton, Gray, CCP, CCP2, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 20:51 UTC |
Coliseum Capital Management, LLCFormer Director & 10% Owner
Shackelton Christopher SFormer Director & 10% Owner
Coliseum Capital, LLCFormer Director & 10% Owner
COLISEUM CAPITAL PARTNERS, L.P.Former Director & 10% Owner
Coliseum Capital Partners II, L.P.Former Director & 10% Owner
Gray AdamFormer Director & 10% Owner
|
Exercise / conversionCommon Stock | 18,905 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-021368 · doc4.xml · nonDerivative · entry 3 Coliseum Capital Management, LLC · CIK 0001409751 · Former Director & 10% Owner Shackelton Christopher S · CIK 0001430708 · Former Director & 10% Owner Coliseum Capital, LLC · CIK 0001409585 · Former Director & 10% Owner COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Former Director & 10% Owner Coliseum Capital Partners II, L.P. · CIK 0001567187 · Former Director & 10% Owner Gray Adam · CIK 0001454123 · Former Director & 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,484,517 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: Each cash-settled restricted stock unit ("Cash-Settled RSU") is the economic equivalent of one share of Common Stock. Each vested Cash-Settled RSU is entitled to a cash payment equal to the fair market value of one share of the Common Stock as of the vesting date based on the closing market price of the Common Stock on such date, or if no such closing market price is available on such date, for the immediately preceding business day. The cash settlement of the Cash-Settled RSUs is reported for purposes of Form 4 as the disposition of the Cash-Settled RSU and a simultaneous acquisition and disposition of the underlying Common Stock. F3 · ownership.nature: The Common Stock is held directly by (a) CCP, a Delaware investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which CCM, a Delaware limited liability company, serves as investment adviser, (b) CCP2, a Delaware investment limited partnership of which CC is general partner and for which CCM serves as investment adviser, and (c) the Separate Account. F4 · ownership.nature: Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC, and may be deemed to have an indirect pecuniary interest in the shares held by the Funds and the Separate Account due to CCM's right to receive performance-related fees from the Separate Account and CC's right to receive performance-related fees from the Funds. Each of Shackelton, Gray, CCP, CCP2, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 20:51 UTC |
Coliseum Capital Management, LLCFormer Director & 10% Owner
Shackelton Christopher SFormer Director & 10% Owner
Coliseum Capital, LLCFormer Director & 10% Owner
COLISEUM CAPITAL PARTNERS, L.P.Former Director & 10% Owner
Coliseum Capital Partners II, L.P.Former Director & 10% Owner
Gray AdamFormer Director & 10% Owner
|
GrantCommon Stock | 1,549,321 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-021368 · doc4.xml · nonDerivative · entry 2 Coliseum Capital Management, LLC · CIK 0001409751 · Former Director & 10% Owner Shackelton Christopher S · CIK 0001430708 · Former Director & 10% Owner Coliseum Capital, LLC · CIK 0001409585 · Former Director & 10% Owner COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Former Director & 10% Owner Coliseum Capital Partners II, L.P. · CIK 0001567187 · Former Director & 10% Owner Gray Adam · CIK 0001454123 · Former Director & 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,465,612 F5 · price: In connection with the Merger, the Issuer entered into a Preferred Stock Repurchase Agreement, dated as of March 14, 2019, with CCP, CCP2, and the Separate Account, pursuant to which the Issuer repurchased from CCP, CCP2 and the Separate Account all 614,177 of the issued and outstanding Issuer's Series C Convertible Preferred Stock, par value $0.0001 per share (the "Series C Preferred Stock"), for (i) a cash payment of $121,621,792.90, which is equal to 120% of the liquidation preference (as defined in the Certificate of Designations of Series C Preferred Stock) per share of Series C Preferred Stock, determined as of the date of the repurchase closing (including any dividends accrued through such date), which liquidation preference value was $165.020, and (ii) 1,549,321 shares of Common Stock, which is equal to 2.5226 fully paid, validly issued, and non-assessable shares of Common Stock per share of Series C Preferred Stock. F3 · ownership.nature: The Common Stock is held directly by (a) CCP, a Delaware investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which CCM, a Delaware limited liability company, serves as investment adviser, (b) CCP2, a Delaware investment limited partnership of which CC is general partner and for which CCM serves as investment adviser, and (c) the Separate Account. F4 · ownership.nature: Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC, and may be deemed to have an indirect pecuniary interest in the shares held by the Funds and the Separate Account due to CCM's right to receive performance-related fees from the Separate Account and CC's right to receive performance-related fees from the Funds. Each of Shackelton, Gray, CCP, CCP2, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 20:51 UTC |
Coliseum Capital Management, LLCFormer Director & 10% Owner
Shackelton Christopher SFormer Director & 10% Owner
Coliseum Capital, LLCFormer Director & 10% Owner
COLISEUM CAPITAL PARTNERS, L.P.Former Director & 10% Owner
Coliseum Capital Partners II, L.P.Former Director & 10% Owner
Gray AdamFormer Director & 10% Owner
|
GrantCommon Stock | 27,300 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-021368 · doc4.xml · nonDerivative · entry 1 Coliseum Capital Management, LLC · CIK 0001409751 · Former Director & 10% Owner Shackelton Christopher S · CIK 0001430708 · Former Director & 10% Owner Coliseum Capital, LLC · CIK 0001409585 · Former Director & 10% Owner COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Former Director & 10% Owner Coliseum Capital Partners II, L.P. · CIK 0001567187 · Former Director & 10% Owner Gray Adam · CIK 0001454123 · Former Director & 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,916,291 F1 · price: Pursuant to the Issuer's amendment to the Certificate of Designations of Series A Convertible Preferred Stock, par value $0.0001 per share (the "Series A Preferred Stock"), immediately following the effectiveness of the Issuer's merger transaction with HC Group Holdings I, LLC, a Delaware limited liability company, and HC Group Holdings II, Inc., a Delaware corporation, which merger transaction became effect on August 6, 2019 (the "Merger"), (i) four one-hundredths (4/100) of each share of the 10,823 shares of Series A Preferred Stock held by Coliseum Capital Partners, L.P. ("CCP"), Coliseum Capital Partners II, L.P. ("CCP2" and, together with CCP, the "Funds"), and a separate account investment advisory client (the "Separate Account") of Coliseum Capital Management, LLC ("CCM") converted into 2.5226 shares of the Issuer's common stock, $0.0001 par value per share ("Common Stock"), F2 · price: (Continued from footnote 1) resulting in an aggregate of 27,300 shares of Common Stock being issued to the Funds and the Separate Account, and (ii) the remaining portion of each share of the 10,823 shares of Series A Preferred Stock held by CCP, CCP2 and the Separate Account (constituting ninety-six one-hundredths (96/100) of each such share) was redeemed for an aggregate cash payment of $2,143,221.10, which is equal to 120% of the liquidation preference of such share of Series A Preferred Stock as of the redemption date (including any dividends accrued through such date), which liquidation preference was $165.020. F3 · ownership.nature: The Common Stock is held directly by (a) CCP, a Delaware investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which CCM, a Delaware limited liability company, serves as investment adviser, (b) CCP2, a Delaware investment limited partnership of which CC is general partner and for which CCM serves as investment adviser, and (c) the Separate Account. F4 · ownership.nature: Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC, and may be deemed to have an indirect pecuniary interest in the shares held by the Funds and the Separate Account due to CCM's right to receive performance-related fees from the Separate Account and CC's right to receive performance-related fees from the Funds. Each of Shackelton, Gray, CCP, CCP2, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.