Last 12 months
Inside the activity.
5 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 4 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 08, 2019 Filed Feb 13, 2019 00:04 UTC |
GREENLEAF DANIEL EChief Executive Officer
|
Tax withholdingCommon Stock, $.0001 Par Value | 21,654 | $3.59 | $77,737.86 |
DisclosureSEC source: 0001127602-19-005479 · form4.xml · nonDerivative · entry 2 GREENLEAF DANIEL E · CIK 0001208492 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,696 F3 · price: This transaction represents shares withheld by the Company for tax withholding on Mr. Greenleaf's settlement of the 64,350 RSUs that vested on November 28, 2018. Read SEC document |
| February 08, 2019 Filed Feb 13, 2019 00:04 UTC |
GREENLEAF DANIEL EChief Executive Officer
|
Exercise / conversionCommon Stock, $.0001 Par Value | 64,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005479 · form4.xml · nonDerivative · entry 1 GREENLEAF DANIEL E · CIK 0001208492 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,350 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: One third (64,350 RSUs) of Mr. Greenleaf's original award of 193,050 RSUs vested on the first anniversary of the original grant date (November 27, 2017); however, as provided in the grant agreement, the Company deferred settlement of the 64,350 RSUs until February 8, 2019. F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock. Read SEC document |
| February 08, 2019 Filed Feb 13, 2019 00:32 UTC |
Deitsch StephenChief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 35,211 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-005505 · form4.xml · derivative · entry 3 Deitsch Stephen · CIK 0001704288 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $.0001 Par Value · 35,211 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock. F1 · date: 35,211 Restricted Stock Unites (RSUs) vested on the first anniversary of the original grant date (November 9, 2017); however, as provided in the grant agreement, the Company deferred settlement of the RSUs until February 8, 2019. F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock. F4 · derivative.expiration_date: Vesting occurs one year from the date of grant. Read SEC document |
| February 08, 2019 Filed Feb 13, 2019 00:32 UTC |
Deitsch StephenChief Financial Officer
|
Tax withholdingCommon Stock, $.0001 Par Value | 11,813 | $3.59 | $42,408.67 |
DisclosureSEC source: 0001127602-19-005505 · form4.xml · nonDerivative · entry 2 Deitsch Stephen · CIK 0001704288 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,398 F3 · price: This transaction represents shares withheld by the Company for tax withholding on Mr. Deitsch's settlement of the 35,211 RSUs that vested on November 9, 2018. Read SEC document |
| February 08, 2019 Filed Feb 13, 2019 00:32 UTC |
Deitsch StephenChief Financial Officer
|
Exercise / conversionCommon Stock, $.0001 Par Value | 35,211 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005505 · form4.xml · nonDerivative · entry 1 Deitsch Stephen · CIK 0001704288 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: 35,211 Restricted Stock Unites (RSUs) vested on the first anniversary of the original grant date (November 9, 2017); however, as provided in the grant agreement, the Company deferred settlement of the RSUs until February 8, 2019. F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock. Read SEC document |
| October 29, 2018 Filed Oct 31, 2018 21:23 UTC |
McMahon JohnChief Accounting Officer
|
GrantRestricted Stock Unit · Derivative | 25,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-031477 · form4.xml · derivative · entry 2 McMahon John · CIK 0001499911 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,943 Underlying: Common Stock, $.0001 Par Value · 25,943 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: The Restricted Stock Units vests in three equal annual installments commencing on the first anniversary of the date of grant. F4 · derivative.expiration_date: The Restricted Stock Units vests in three equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| October 29, 2018 Filed Oct 31, 2018 21:23 UTC |
McMahon JohnChief Accounting Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 39,998 | $0.00 Strike: $2.65 | $0.00 |
DisclosureSEC source: 0001127602-18-031477 · form4.xml · derivative · entry 1 McMahon John · CIK 0001499911 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,998 Underlying: Common Stock, $.0001 Par Value · 39,998 shares Expires 2028-10-29 F1 · derivative.exercise_date: Vests and becomes exercisable in three equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 22:45 UTC |
DENNESS RICHARDChief Commercial Officer
|
GrantRestricted Stock Unit · Derivative | 56,818 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-024631 · form4.xml · derivative · entry 2 DENNESS RICHARD · CIK 0001746409 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,818 Underlying: Common Stock, $.0001 Par Value · 56,818 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: The Restricted Stock Units vests in three equal annual installments commencing on the first anniversary of the date of grant. F3 · derivative.expiration_date: The Restricted Stock Units vests in three equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 22:45 UTC |
DENNESS RICHARDChief Commercial Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 43,860 | $0.00 Strike: $2.64 | $0.00 |
DisclosureSEC source: 0001127602-18-024631 · form4.xml · derivative · entry 1 DENNESS RICHARD · CIK 0001746409 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,860 Underlying: Common Stock, $.0001 Par Value · 43,860 shares Expires 2028-08-01 F1 · derivative.exercise_date: Vests and becomes exercisable in three equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 20:50 UTC |
McIntosh LeslieChief Human Resources Officer
|
GrantRestricted Stock Unit · Derivative | 37,878 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-024612 · form4.xml · derivative · entry 2 McIntosh Leslie · CIK 0001748892 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,878 Underlying: Common Stock, $.0001 Par Value · 37,878 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments commencing on the first anniversary of the date of grant. F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 20:50 UTC |
McIntosh LeslieChief Human Resources Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 58,480 | $0.00 Strike: $2.64 | $0.00 |
DisclosureSEC source: 0001127602-18-024612 · form4.xml · derivative · entry 1 McIntosh Leslie · CIK 0001748892 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,480 Underlying: Common Stock, $.0001 Par Value · 58,480 shares Expires 2028-08-01 F1 · derivative.exercise_date: Vests and becomes exercisable in three equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| May 03, 2018 Filed May 4, 2018 21:58 UTC |
Coliseum Capital Management, LLCDirector · 10% owner
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLCDirector · 10% owner
COLISEUM CAPITAL PARTNERS, L.P.Director · 10% owner
Coliseum Capital Partners II, L.P.Director · 10% owner
Gray AdamDirector · 10% owner
|
GrantPhantom Stock · Derivative | 43,726 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-011573 · doc4.xml · derivative · entry 4 Coliseum Capital Management, LLC · CIK 0001409751 · Director · 10% owner Shackelton Christopher S · CIK 0001430708 · Director · 10% owner Coliseum Capital, LLC · CIK 0001409585 · Director · 10% owner COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director · 10% owner Coliseum Capital Partners II, L.P. · CIK 0001567187 · Director · 10% owner Gray Adam · CIK 0001454123 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 43,726 Underlying: Common Stock · 43,726 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock (the "Common Stock"). Each share of phantom stock is entitled to a cash payment equal to the fair market value of one share of the Common Stock as of the payment date based on the closing market price of the Common Stock on such date. The cash settlement of the phantom stock is reported for purposes of Form 4 as the disposition of the phantom stock and a simultaneous acquisition and disposition of the underlying Common Stock. F6 · derivative.exercise_date: The fair market value of the shares of phantom stock will be equal to the closing price of the Issuer's Common Stock on the business day immediately preceding the 2019 annual meeting of the Issuer's stockholders. F6 · derivative.expiration_date: The fair market value of the shares of phantom stock will be equal to the closing price of the Issuer's Common Stock on the business day immediately preceding the 2019 annual meeting of the Issuer's stockholders. F3 · ownership.nature: The phantom stock was received by Christopher Shackelton ("Shackelton") in connection with his service as a member of the board of directors of the Issuer. Shackelton has agreed that all equity awards he receives for serving as a director of the Issuer shall be issued to Coliseum Capital Partners, L.P. ("CCP"). F5 · ownership.nature: Shackelton and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC, and may be deemed to have an indirect pecuniary interest in the shares held by the Funds and the Separate Account due to CCM's right to receive performance-related fees from the Separate Account and CC's right to receive performance-related fees from the Funds. Each of Shackelton, Gray, CCP, CCP2, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein. F7 · ownership.nature: Following the transactions reported herein, CCP, CCP2 and the Separate Account directly owned 1,167,330; 260,942; and 460,719 shares of Common Stock, respectively. Read SEC document |
| May 03, 2018 Filed May 7, 2018 20:01 UTC |
GREENLEAF DANIEL EChief Executive Officer
|
GrantRestricted Stock Unit · Derivative | 197,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-016501 · form4.xml · derivative · entry 1 GREENLEAF DANIEL E · CIK 0001208492 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,727 Underlying: Common Stock, $.0001 Par Value · 197,727 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock. F2 · derivative.exercise_date: The Restricted Stock Units vest on the first anniversary of the date of grant. F2 · derivative.expiration_date: The Restricted Stock Units vest on the first anniversary of the date of grant. Read SEC document |
| May 03, 2018 Filed May 7, 2018 20:00 UTC |
Deitsch StephenChief Financial Officer
|
GrantRestricted Stock Unit · Derivative | 56,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-016499 · form4.xml · derivative · entry 1 Deitsch Stephen · CIK 0001704288 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,264 Underlying: Common Stock, $.0001 Par Value · 56,264 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock. F2 · derivative.exercise_date: The Restricted Stock Units vest on the first anniversary of the date of grant. F2 · derivative.expiration_date: The Restricted Stock Units vest on the first anniversary of the date of grant. Read SEC document |
| May 03, 2018 Filed May 7, 2018 19:58 UTC |
Schott AlexSenior Vice President
|
GrantRestricted Stock Unit · Derivative | 61,093 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-016497 · form4.xml · derivative · entry 1 Schott Alex · CIK 0001685340 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,093 Underlying: Common Stock, $.0001 Par Value · 61,093 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock. F2 · derivative.exercise_date: The Restricted Stock Units vest on the first anniversary of the date of grant. F2 · derivative.expiration_date: The Restricted Stock Units vest on the first anniversary of the date of grant. Read SEC document |
| May 03, 2018 Filed May 7, 2018 19:55 UTC |
GOLDING DAVID WDirector
|
GrantCommon Stock, $.0001 Par Value | 43,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-016493 · form4.xml · nonDerivative · entry 1 GOLDING DAVID W · CIK 0001286630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,895 F1 · shares: Vests and becomes non-forfeitable on the day before the Company's 2019 Annual Meeting. Read SEC document |
| May 03, 2018 Filed May 7, 2018 19:57 UTC |
GOLDSTEIN MICHAELDirector
|
GrantCommon Stock, $.0001 Par Value | 43,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-016495 · form4.xml · nonDerivative · entry 1 GOLDSTEIN MICHAEL · CIK 0001043027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,895 F1 · shares: Vests and becomes non-forfeitable on the day before the Company's 2019 Annual Meeting. Read SEC document |
| May 03, 2018 Filed May 7, 2018 19:54 UTC |
Bronfein Michael GDirector
|
GrantCommon Stock, $.0001 Par Value | 43,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-016491 · form4.xml · nonDerivative · entry 1 Bronfein Michael G · CIK 0001345949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,395 F1 · shares: Vests and becomes non-forfeitable on the day before the Company's 2019 Annual Meeting. Read SEC document |
| May 03, 2018 Filed May 7, 2018 19:52 UTC |
Pate R CarterDirector
|
GrantCommon Stock, $.0001 Par Value | 62,738 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-016489 · form4.xml · nonDerivative · entry 1 Pate R Carter · CIK 0001641406 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,143 F1 · shares: Vests and becomes non-forfeitable on the day before the Company's 2019 Annual Meeting. Read SEC document |
| May 02, 2018 Filed May 4, 2018 21:58 UTC |
Coliseum Capital Management, LLCDirector · 10% owner
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLCDirector · 10% owner
COLISEUM CAPITAL PARTNERS, L.P.Director · 10% owner
Coliseum Capital Partners II, L.P.Director · 10% owner
Gray AdamDirector · 10% owner
|
Exercise / conversionPhantom Stock · Derivative | 49,669 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-011573 · doc4.xml · derivative · entry 3 Coliseum Capital Management, LLC · CIK 0001409751 · Director · 10% owner Shackelton Christopher S · CIK 0001430708 · Director · 10% owner Coliseum Capital, LLC · CIK 0001409585 · Director · 10% owner COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director · 10% owner Coliseum Capital Partners II, L.P. · CIK 0001567187 · Director · 10% owner Gray Adam · CIK 0001454123 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 49,669 shares Expires 2018-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock (the "Common Stock"). Each share of phantom stock is entitled to a cash payment equal to the fair market value of one share of the Common Stock as of the payment date based on the closing market price of the Common Stock on such date. The cash settlement of the phantom stock is reported for purposes of Form 4 as the disposition of the phantom stock and a simultaneous acquisition and disposition of the underlying Common Stock. F1 · price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock (the "Common Stock"). Each share of phantom stock is entitled to a cash payment equal to the fair market value of one share of the Common Stock as of the payment date based on the closing market price of the Common Stock on such date. The cash settlement of the phantom stock is reported for purposes of Form 4 as the disposition of the phantom stock and a simultaneous acquisition and disposition of the underlying Common Stock. F2 · price: The fair market value of the shares of phantom stock is equal to the closing price of the Issuer's Common Stock on the business day immediately preceding the 2018 annual meeting of the Issuer's stockholders. The Issuer filed a definitive proxy statement on April 4, 2018 establishing May 3, 2018 as the date of the Issuer's 2018 annual meeting of stockholders. Therefore, the fair market value of the shares of phantom stock is equal to $2.69, which was the closing price of the Issuer's Common Stock on May 2, 2018. F3 · ownership.nature: The phantom stock was received by Christopher Shackelton ("Shackelton") in connection with his service as a member of the board of directors of the Issuer. Shackelton has agreed that all equity awards he receives for serving as a director of the Issuer shall be issued to Coliseum Capital Partners, L.P. ("CCP"). F5 · ownership.nature: Shackelton and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC, and may be deemed to have an indirect pecuniary interest in the shares held by the Funds and the Separate Account due to CCM's right to receive performance-related fees from the Separate Account and CC's right to receive performance-related fees from the Funds. Each of Shackelton, Gray, CCP, CCP2, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein. Read SEC document |
| May 02, 2018 Filed May 4, 2018 21:58 UTC |
Coliseum Capital Management, LLCDirector · 10% owner
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLCDirector · 10% owner
COLISEUM CAPITAL PARTNERS, L.P.Director · 10% owner
Coliseum Capital Partners II, L.P.Director · 10% owner
Gray AdamDirector · 10% owner
|
Disposition to issuerCommon Stock | 49,669 | $2.69 | $133,609.61 |
DisclosureSEC source: 0000899243-18-011573 · doc4.xml · nonDerivative · entry 2 Coliseum Capital Management, LLC · CIK 0001409751 · Director · 10% owner Shackelton Christopher S · CIK 0001430708 · Director · 10% owner Coliseum Capital, LLC · CIK 0001409585 · Director · 10% owner COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director · 10% owner Coliseum Capital Partners II, L.P. · CIK 0001567187 · Director · 10% owner Gray Adam · CIK 0001454123 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,888,991 F2 · price: The fair market value of the shares of phantom stock is equal to the closing price of the Issuer's Common Stock on the business day immediately preceding the 2018 annual meeting of the Issuer's stockholders. The Issuer filed a definitive proxy statement on April 4, 2018 establishing May 3, 2018 as the date of the Issuer's 2018 annual meeting of stockholders. Therefore, the fair market value of the shares of phantom stock is equal to $2.69, which was the closing price of the Issuer's Common Stock on May 2, 2018. F4 · ownership.nature: The Common Stock is held directly by (a) CCP, an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser, (b) Coliseum Capital Partners II, L.P. ("CCP2" and, together with CCP, the "Funds"), an investment limited partnership of which CC is general partner and for which CCM serves as investment adviser, and (c) a separate account investment advisory client of CCM (the "Separate Account"). F5 · ownership.nature: Shackelton and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC, and may be deemed to have an indirect pecuniary interest in the shares held by the Funds and the Separate Account due to CCM's right to receive performance-related fees from the Separate Account and CC's right to receive performance-related fees from the Funds. Each of Shackelton, Gray, CCP, CCP2, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein. Read SEC document |
| May 02, 2018 Filed May 4, 2018 21:58 UTC |
Coliseum Capital Management, LLCDirector · 10% owner
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLCDirector · 10% owner
COLISEUM CAPITAL PARTNERS, L.P.Director · 10% owner
Coliseum Capital Partners II, L.P.Director · 10% owner
Gray AdamDirector · 10% owner
|
Exercise / conversionCommon Stock | 49,669 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-011573 · doc4.xml · nonDerivative · entry 1 Coliseum Capital Management, LLC · CIK 0001409751 · Director · 10% owner Shackelton Christopher S · CIK 0001430708 · Director · 10% owner Coliseum Capital, LLC · CIK 0001409585 · Director · 10% owner COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director · 10% owner Coliseum Capital Partners II, L.P. · CIK 0001567187 · Director · 10% owner Gray Adam · CIK 0001454123 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,938,660 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock (the "Common Stock"). Each share of phantom stock is entitled to a cash payment equal to the fair market value of one share of the Common Stock as of the payment date based on the closing market price of the Common Stock on such date. The cash settlement of the phantom stock is reported for purposes of Form 4 as the disposition of the phantom stock and a simultaneous acquisition and disposition of the underlying Common Stock. F4 · ownership.nature: The Common Stock is held directly by (a) CCP, an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser, (b) Coliseum Capital Partners II, L.P. ("CCP2" and, together with CCP, the "Funds"), an investment limited partnership of which CC is general partner and for which CCM serves as investment adviser, and (c) a separate account investment advisory client of CCM (the "Separate Account"). F5 · ownership.nature: Shackelton and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC, and may be deemed to have an indirect pecuniary interest in the shares held by the Funds and the Separate Account due to CCM's right to receive performance-related fees from the Separate Account and CC's right to receive performance-related fees from the Funds. Each of Shackelton, Gray, CCP, CCP2, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein. Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 21:26 UTC |
Booker HarrietChief Operating Officer
|
GrantRestricted Stock Unit · Derivative | 60,629 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014579 · form4.xml · derivative · entry 1 Booker Harriet · CIK 0001723978 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,629 Underlying: Common Stock, $.0001 Par Value · 60,629 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock. F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal installments commencing on the first anniversary of the date of grant. F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal installments commencing on the first anniversary of the date of grant. Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 21:06 UTC |
Kepler JodyChief Compliance Officer
|
GrantRestricted Stock Unit · Derivative | 29,527 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014577 · form4.xml · derivative · entry 2 Kepler Jody · CIK 0001693167 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,527 Underlying: Common Stock, $.0001 Par Value · 29,527 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one share of Common Stock upon vesting. Vesting occurs one year from the date of grant. F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal installments commencing on the first anniversary of the date of grant. F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal installments commencing on the first anniversary of the date of grant. Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 21:06 UTC |
Kepler JodyChief Compliance Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 45,684 | $0.00 Strike: $2.59 | $0.00 |
DisclosureSEC source: 0001127602-18-014577 · form4.xml · derivative · entry 1 Kepler Jody · CIK 0001693167 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,684 Underlying: Common Stock, $.0001 Par Value · 45,684 shares Expires 2028-04-11 F1 · derivative.exercise_date: Vests and becomes exercisable in three equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 21:04 UTC |
Schott AlexSenior Vice President
|
GrantRestricted Stock Unit · Derivative | 39,370 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014575 · form4.xml · derivative · entry 2 Schott Alex · CIK 0001685340 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,370 Underlying: Common Stock, $.0001 Par Value · 39,370 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal installments commencing on the first anniversary of the grant date. F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal installments commencing on the first anniversary of the grant date. Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 21:04 UTC |
Schott AlexSenior Vice President
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 30,456 | $0.00 Strike: $2.59 | $0.00 |
DisclosureSEC source: 0001127602-18-014575 · form4.xml · derivative · entry 1 Schott Alex · CIK 0001685340 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,456 Underlying: Common Stock, $.0001 Par Value · 30,456 shares Expires 2028-04-11 F1 · derivative.exercise_date: Vests and becomes exercisable in three equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 21:01 UTC |
Deitsch StephenChief Financial Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 45,684 | $0.00 Strike: $1.52 | $0.00 |
DisclosureSEC source: 0001127602-18-014573 · form4.xml · derivative · entry 2 Deitsch Stephen · CIK 0001704288 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,593 Underlying: Common Stock, $.0001 Par Value · 45,684 shares Expires 2027-04-24 F3 · derivative.exercise_date: Vests and becomes exercisable in three equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 21:01 UTC |
Deitsch StephenChief Financial Officer
|
GrantRestricted Stock Unit · Derivative | 59,055 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014573 · form4.xml · derivative · entry 1 Deitsch Stephen · CIK 0001704288 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,055 Underlying: Common Stock, $.0001 Par Value · 59,055 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock. F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal installments commencing on the first anniversary of the date of grant. F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal installments commencing on the first anniversary of the date of grant. Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 21:00 UTC |
GREENLEAF DANIEL EChief Executive Officer
|
GrantRestricted Stock Unit · Derivative | 295,275 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014571 · form4.xml · derivative · entry 2 GREENLEAF DANIEL E · CIK 0001208492 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,275 Underlying: Common Stock, $.0001 Par Value · 295,275 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal installments commencing on the first anniversary of the date of grant. F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal installments commencing on the first anniversary of the date of grant. Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 21:00 UTC |
GREENLEAF DANIEL EChief Executive Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 228,421 | $0.00 Strike: $2.59 | $0.00 |
DisclosureSEC source: 0001127602-18-014571 · form4.xml · derivative · entry 1 GREENLEAF DANIEL E · CIK 0001208492 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,421 Underlying: Common Stock, $.0001 Par Value · 228,421 shares Expires 2028-04-11 F1 · derivative.exercise_date: Vests and becomes exercisable in three equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| April 05, 2018 Filed Apr 9, 2018 20:04 UTC |
Kepler JodyChief Compliance Officer
|
GrantRestricted Stock Unit · Derivative | 23,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014280 · form4.xml · derivative · entry 1 Kepler Jody · CIK 0001693167 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,455 Underlying: Common Stock, $.0001 Par Value · 23,455 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one share of Common Stock upon vesting. Vesting occurs one year from the date of grant. F1 · derivative.exercise_date: Each Restricted Stock Unit represents a right to receive one share of Common Stock upon vesting. Vesting occurs one year from the date of grant. F1 · derivative.expiration_date: Each Restricted Stock Unit represents a right to receive one share of Common Stock upon vesting. Vesting occurs one year from the date of grant. Read SEC document |
| February 21, 2018 Filed Feb 24, 2018 01:27 UTC |
Schott AlexSenior Vice President
|
GrantCommon Stock, $.0001 Par Value | 64,103 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008196 · form4.xml · nonDerivative · entry 1 Schott Alex · CIK 0001685340 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,103 F1 · security: Common Stock received upon the satisfaction of performance criteria and time-based vesting underlying an award of performance-based restricted stock units. Read SEC document |
| February 21, 2018 Filed Feb 27, 2018 03:00 UTC Amendment |
Schott AlexSenior Vice President
|
Tax withholdingCommon Stock, $.0001 Par Value | 23,301 | $2.93 | $68,271.93 |
DisclosureSEC source: 0001127602-18-008582 · form4a.xml · nonDerivative · entry 1 Schott Alex · CIK 0001685340 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,802 F1 · shares: The original Form 4 filed on February 23, 2018 is amended by this Form 4 Amendment to disclose that 23,301 shares were forfeited solely to cover tax withholding obligations arising from the stock award reported in the original Form 4. The original Form 4 did not report the forfeiture because the number of shares to be forfeited was not known at the time of filing. This Form 4 Amendment is in addition to, and does not replace, the disclosure contained in the original Form 4. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 21:29 UTC |
Lopez Gerald AnthonyChief Accounting Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 52,126 | $0.00 Strike: $2.51 | $0.00 |
DisclosureSEC source: 0001127602-17-033674 · form4.xml · derivative · entry 1 Lopez Gerald Anthony · CIK 0001724069 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,126 Underlying: Common Stock, $.0001 Par Value · 52,126 shares Expires 2024-11-29 F1 · derivative.exercise_date: Vests and becomes exercisable in three equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 21:14 UTC |
Booker HarrietChief Operating Officer
|
GrantRestricted Stock Unit · Derivative | 13,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-033541 · form4.xml · derivative · entry 2 Booker Harriet · CIK 0001723978 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,417 Underlying: Common Stock, $.0001 Par Value · 13,417 shares Expires 2019-12-31 F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive on share of Common Stock. Vesting occurs if Company stock price, as measured by 20-day average stock price ending December 31, 2019, reaches specified levels. F3 · shares: Depending on Company stock price at the end of the performance period, payout may be 0, 50, 100 or 150% of reported amount. F2 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive on share of Common Stock. Vesting occurs if Company stock price, as measured by 20-day average stock price ending December 31, 2019, reaches specified levels. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 21:14 UTC |
Booker HarrietChief Operating Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 188,994 | $0.00 Strike: $2.53 | $0.00 |
DisclosureSEC source: 0001127602-17-033541 · form4.xml · derivative · entry 1 Booker Harriet · CIK 0001723978 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,994 Underlying: Common Stock, $.0001 Par Value · 188,994 shares Expires 2024-11-28 F1 · derivative.exercise_date: Vests and becomes exercisable in three equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 21:01 UTC |
GREENLEAF DANIEL EChief Executive Officer
|
GrantRestricted Stock Unit · Derivative | 193,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-033533 · form4.xml · derivative · entry 1 GREENLEAF DANIEL E · CIK 0001208492 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,050 Underlying: Common Stock, $.0001 Par Value · 193,050 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock. F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal installments commencing on the first anniversary of the date of grant. F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal installments commencing on the first anniversary of the date of grant. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 21:00 UTC |
Deitsch StephenChief Financial Officer
|
GrantRestricted Stock Unit · Derivative | 35,211 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-031892 · form4.xml · derivative · entry 2 Deitsch Stephen · CIK 0001704288 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,211 Underlying: Common Stock, $.0001 Par Value · 35,211 shares Expires 2018-11-12 F2 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one share of Common Stock upon vesting. Vesting occurs one year from the date of grant. F2 · derivative.exercise_date: Each Restricted Stock Unit represents a right to receive one share of Common Stock upon vesting. Vesting occurs one year from the date of grant. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 21:00 UTC |
Deitsch StephenChief Financial Officer
|
PurchaseCommon Stock, $.0001 Par Value | 10,000 | $2.03 | $20,300.00 |
DisclosureSEC source: 0001127602-17-031892 · form4.xml · nonDerivative · entry 1 Deitsch Stephen · CIK 0001704288 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide BioScrip, Inc., any security holder of BioScrip, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 20:58 UTC |
GREENLEAF DANIEL EChief Executive Officer
|
PurchaseCommon Stock, $.0001 Par Value | 15,000 | $2.03 | $30,495.00 |
DisclosureSEC source: 0001127602-17-031889 · form4.xml · nonDerivative · entry 1 GREENLEAF DANIEL E · CIK 0001208492 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,000 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions in prices ranging from $2.033 to $2.04, inclusive. The reporting person undertakes to provide BioScrip, Inc., any security holder of BioScrip, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 19:59 UTC |
Bronfein Michael GDirector
|
SaleCommon Stock, $.0001 Par Value | 27,000 | $2.69 | $72,732.60 |
DisclosureSEC source: 0001127602-17-027723 · form4.xml · nonDerivative · entry 1 Bronfein Michael G · CIK 0001345949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,669 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions in prices ranging from $2.68 to $2.71, inclusive. The reporting person undertakes to provide BioScrip, Inc., any security holder of BioScrip, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 07, 2017 Filed Sep 7, 2017 23:09 UTC |
Coliseum Capital Management, LLCDirector · 10% owner
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLCDirector · 10% owner
COLISEUM CAPITAL PARTNERS, L.P.Director · 10% owner
Coliseum Capital Partners II, L.P.Director · 10% owner
Gray AdamDirector · 10% owner
|
SaleCommon Stock | 1,275,637 | $2.88 | $3,673,834.56 |
DisclosureSEC source: 0000899243-17-021625 · doc4.xml · nonDerivative · entry 3 Coliseum Capital Management, LLC · CIK 0001409751 · Director · 10% owner Shackelton Christopher S · CIK 0001430708 · Director · 10% owner Coliseum Capital, LLC · CIK 0001409585 · Director · 10% owner COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director · 10% owner Coliseum Capital Partners II, L.P. · CIK 0001567187 · Director · 10% owner Gray Adam · CIK 0001454123 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,888,991 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from from $2.85 to $2.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The Common Stock is held directly by (a) Coliseum Capital Partners, L.P. ("CCP") of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser, (b) Coliseum Capital Partners II, L.P. ("CCP2" and, together with CCP, the "Funds"), an investment limited partnership of which CC is general partner and for which CCM serves as investment adviser, and (c) a separate account investment advisory client of CCM (the "Separate Account"). F3 · ownership.nature: Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC, and may be deemed to have an indirect pecuniary interest in the shares held by the Funds and the Separate Account due to CCM's right to receive performance-related fees from the Separate Account and CC's right to receive performance-related fees from the Funds. Each of Shackelton, Gray, CCP, CCP2, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein. F6 · ownership.nature: Following the transactions reported herein, CCP, CCP2 and the Separate Account directly owned 1,167,330; 260,942; and 460,719 shares of Common Stock, respectively. Read SEC document |
| September 06, 2017 Filed Sep 7, 2017 23:09 UTC |
Coliseum Capital Management, LLCDirector · 10% owner
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLCDirector · 10% owner
COLISEUM CAPITAL PARTNERS, L.P.Director · 10% owner
Coliseum Capital Partners II, L.P.Director · 10% owner
Gray AdamDirector · 10% owner
|
SaleCommon Stock | 1,349,475 | $2.96 | $3,994,446.00 |
DisclosureSEC source: 0000899243-17-021625 · doc4.xml · nonDerivative · entry 2 Coliseum Capital Management, LLC · CIK 0001409751 · Director · 10% owner Shackelton Christopher S · CIK 0001430708 · Director · 10% owner Coliseum Capital, LLC · CIK 0001409585 · Director · 10% owner COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director · 10% owner Coliseum Capital Partners II, L.P. · CIK 0001567187 · Director · 10% owner Gray Adam · CIK 0001454123 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,164,628 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.95 to $3.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The Common Stock is held directly by (a) Coliseum Capital Partners, L.P. ("CCP") of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser, (b) Coliseum Capital Partners II, L.P. ("CCP2" and, together with CCP, the "Funds"), an investment limited partnership of which CC is general partner and for which CCM serves as investment adviser, and (c) a separate account investment advisory client of CCM (the "Separate Account"). F3 · ownership.nature: Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC, and may be deemed to have an indirect pecuniary interest in the shares held by the Funds and the Separate Account due to CCM's right to receive performance-related fees from the Separate Account and CC's right to receive performance-related fees from the Funds. Each of Shackelton, Gray, CCP, CCP2, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein. Read SEC document |
| September 05, 2017 Filed Sep 7, 2017 23:09 UTC |
Coliseum Capital Management, LLCDirector · 10% owner
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLCDirector · 10% owner
COLISEUM CAPITAL PARTNERS, L.P.Director · 10% owner
Coliseum Capital Partners II, L.P.Director · 10% owner
Gray AdamDirector · 10% owner
|
SaleCommon Stock | 221,829 | $3.08 | $683,233.32 |
DisclosureSEC source: 0000899243-17-021625 · doc4.xml · nonDerivative · entry 1 Coliseum Capital Management, LLC · CIK 0001409751 · Director · 10% owner Shackelton Christopher S · CIK 0001430708 · Director · 10% owner Coliseum Capital, LLC · CIK 0001409585 · Director · 10% owner COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director · 10% owner Coliseum Capital Partners II, L.P. · CIK 0001567187 · Director · 10% owner Gray Adam · CIK 0001454123 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,514,103 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.04 to $3.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The Common Stock is held directly by (a) Coliseum Capital Partners, L.P. ("CCP") of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser, (b) Coliseum Capital Partners II, L.P. ("CCP2" and, together with CCP, the "Funds"), an investment limited partnership of which CC is general partner and for which CCM serves as investment adviser, and (c) a separate account investment advisory client of CCM (the "Separate Account"). F3 · ownership.nature: Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC, and may be deemed to have an indirect pecuniary interest in the shares held by the Funds and the Separate Account due to CCM's right to receive performance-related fees from the Separate Account and CC's right to receive performance-related fees from the Funds. Each of Shackelton, Gray, CCP, CCP2, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein. Read SEC document |
| August 17, 2017 Filed Aug 17, 2017 23:45 UTC |
Coliseum Capital Management, LLCDirector · 10% owner
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLCDirector · 10% owner
COLISEUM CAPITAL PARTNERS, L.P.Director · 10% owner
Coliseum Capital Partners II, L.P.Director · 10% owner
Gray AdamDirector · 10% owner
|
SaleCommon Stock | 554,476 | $3.05 | $1,691,151.80 |
DisclosureSEC source: 0000899243-17-020638 · doc4.xml · nonDerivative · entry 3 Coliseum Capital Management, LLC · CIK 0001409751 · Director · 10% owner Shackelton Christopher S · CIK 0001430708 · Director · 10% owner Coliseum Capital, LLC · CIK 0001409585 · Director · 10% owner COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director · 10% owner Coliseum Capital Partners II, L.P. · CIK 0001567187 · Director · 10% owner Gray Adam · CIK 0001454123 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,735,932 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from from $3.00 to $3.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The Common Stock is held directly by (a) Coliseum Capital Partners, L.P. ("CCP") of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser, (b) Coliseum Capital Partners II, L.P. ("CCP2" and, together with CCP, the "Funds"), an investment limited partnership of which CC is general partner and for which CCM serves as investment adviser, and (c) a separate account investment advisory client of CCM (the "Separate Account"). F3 · ownership.nature: Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC, and may be deemed to have an indirect pecuniary interest in the shares held by the Funds and the Separate Account due to CCM's right to receive performance-related fees from the Separate Account and CC's right to receive performance-related fees from the Funds. Each of Shackelton, Gray, CCP, CCP2, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein. F6 · ownership.nature: Following the transactions reported herein, CCP, CCP2 and the Separate Account directly owned 2,945,866, 682,160 and 1,107,906 shares of Common Stock, respectively. Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 23:45 UTC |
Coliseum Capital Management, LLCDirector · 10% owner
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLCDirector · 10% owner
COLISEUM CAPITAL PARTNERS, L.P.Director · 10% owner
Coliseum Capital Partners II, L.P.Director · 10% owner
Gray AdamDirector · 10% owner
|
SaleCommon Stock | 115,702 | $3.11 | $359,833.22 |
DisclosureSEC source: 0000899243-17-020638 · doc4.xml · nonDerivative · entry 2 Coliseum Capital Management, LLC · CIK 0001409751 · Director · 10% owner Shackelton Christopher S · CIK 0001430708 · Director · 10% owner Coliseum Capital, LLC · CIK 0001409585 · Director · 10% owner COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director · 10% owner Coliseum Capital Partners II, L.P. · CIK 0001567187 · Director · 10% owner Gray Adam · CIK 0001454123 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,290,408 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.10 to $3.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The Common Stock is held directly by (a) Coliseum Capital Partners, L.P. ("CCP") of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser, (b) Coliseum Capital Partners II, L.P. ("CCP2" and, together with CCP, the "Funds"), an investment limited partnership of which CC is general partner and for which CCM serves as investment adviser, and (c) a separate account investment advisory client of CCM (the "Separate Account"). F3 · ownership.nature: Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC, and may be deemed to have an indirect pecuniary interest in the shares held by the Funds and the Separate Account due to CCM's right to receive performance-related fees from the Separate Account and CC's right to receive performance-related fees from the Funds. Each of Shackelton, Gray, CCP, CCP2, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 23:45 UTC |
Coliseum Capital Management, LLCDirector · 10% owner
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLCDirector · 10% owner
COLISEUM CAPITAL PARTNERS, L.P.Director · 10% owner
Coliseum Capital Partners II, L.P.Director · 10% owner
Gray AdamDirector · 10% owner
|
SaleCommon Stock | 216,300 | $3.15 | $681,345.00 |
DisclosureSEC source: 0000899243-17-020638 · doc4.xml · nonDerivative · entry 1 Coliseum Capital Management, LLC · CIK 0001409751 · Director · 10% owner Shackelton Christopher S · CIK 0001430708 · Director · 10% owner Coliseum Capital, LLC · CIK 0001409585 · Director · 10% owner COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director · 10% owner Coliseum Capital Partners II, L.P. · CIK 0001567187 · Director · 10% owner Gray Adam · CIK 0001454123 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,406,110 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.10 to $3.19, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The Common Stock is held directly by (a) Coliseum Capital Partners, L.P. ("CCP") of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser, (b) Coliseum Capital Partners II, L.P. ("CCP2" and, together with CCP, the "Funds"), an investment limited partnership of which CC is general partner and for which CCM serves as investment adviser, and (c) a separate account investment advisory client of CCM (the "Separate Account"). F3 · ownership.nature: Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC, and may be deemed to have an indirect pecuniary interest in the shares held by the Funds and the Separate Account due to CCM's right to receive performance-related fees from the Separate Account and CC's right to receive performance-related fees from the Funds. Each of Shackelton, Gray, CCP, CCP2, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein. Read SEC document |
| August 15, 2017 Filed Sep 27, 2017 23:47 UTC Amendment |
Coliseum Capital Management, LLCDirector · 10% owner
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLCDirector · 10% owner
COLISEUM CAPITAL PARTNERS, L.P.Director · 10% owner
Coliseum Capital Partners II, L.P.Director · 10% owner
Gray AdamDirector · 10% owner
|
Exercise / conversionPhantom Stock · Derivative | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-022669 · doc4a.xml · derivative · entry 3 Coliseum Capital Management, LLC · CIK 0001409751 · Director · 10% owner Shackelton Christopher S · CIK 0001430708 · Director · 10% owner Coliseum Capital, LLC · CIK 0001409585 · Director · 10% owner COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director · 10% owner Coliseum Capital Partners II, L.P. · CIK 0001567187 · Director · 10% owner Gray Adam · CIK 0001454123 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2017-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock (the "Common Stock"). Each share of phantom stock is entitled to a cash payment equal to the fair market value of one share of the Common Stock as of the payment date based on the closing market price of the Common Stock on such date. F6 · shares: These shares were omitted from the reporting person's original Form 4 filed with the Securities and Exchange Comission on August 17, 2017. F1 · price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock (the "Common Stock"). Each share of phantom stock is entitled to a cash payment equal to the fair market value of one share of the Common Stock as of the payment date based on the closing market price of the Common Stock on such date. F2 · price: The fair market value of the shares of phantom stock will be equal to the closing price of the Issuer's Common Stock on the business day immediately preceding the 2017 annual meeting of the Issuer's stockholders. The Issuer filed a definitive proxy statement on April 5, 2017 establishing May 2, 2017 as the date of the Issuer's 2017 annual meeting of stockholders. Therefore, the fair market value of the shares of phantom stock was equal to the closing price of the Issuer's Common Stock on May 1, 2017. F3 · ownership.nature: The phantom stock was received by Christopher Shackelton ("Shackelton") in connection with his service as a member of the board of directors of the Issuer. Shackelton has agreed that all equity awards he receives for serving as a director of the Issuer shall be issued to Coliseum Capital Partners, L.P. ("CCP"). F4 · ownership.nature: The Common Stock is held directly by (a) CCP, an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser, (b) Coliseum Capital Partners II, L.P. ("CCP2" and, together with CCP, the "Funds"), an investment limited partnership of which CC is general partner and for which CCM serves as investment adviser, and (c) a separate account investment advisory client of CCM (the "Separate Account"). Read SEC document |
| August 15, 2017 Filed Sep 27, 2017 23:47 UTC Amendment |
Coliseum Capital Management, LLCDirector · 10% owner
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLCDirector · 10% owner
COLISEUM CAPITAL PARTNERS, L.P.Director · 10% owner
Coliseum Capital Partners II, L.P.Director · 10% owner
Gray AdamDirector · 10% owner
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Disposition to issuerCommon Stock | 20,000 | $1.51 | $30,200.00 |
DisclosureSEC source: 0000899243-17-022669 · doc4a.xml · nonDerivative · entry 2 Coliseum Capital Management, LLC · CIK 0001409751 · Director · 10% owner Shackelton Christopher S · CIK 0001430708 · Director · 10% owner Coliseum Capital, LLC · CIK 0001409585 · Director · 10% owner COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director · 10% owner Coliseum Capital Partners II, L.P. · CIK 0001567187 · Director · 10% owner Gray Adam · CIK 0001454123 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,622,410 F2 · price: The fair market value of the shares of phantom stock will be equal to the closing price of the Issuer's Common Stock on the business day immediately preceding the 2017 annual meeting of the Issuer's stockholders. The Issuer filed a definitive proxy statement on April 5, 2017 establishing May 2, 2017 as the date of the Issuer's 2017 annual meeting of stockholders. Therefore, the fair market value of the shares of phantom stock was equal to the closing price of the Issuer's Common Stock on May 1, 2017. F6 · balance_after: These shares were omitted from the reporting person's original Form 4 filed with the Securities and Exchange Comission on August 17, 2017. F4 · ownership.nature: The Common Stock is held directly by (a) CCP, an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser, (b) Coliseum Capital Partners II, L.P. ("CCP2" and, together with CCP, the "Funds"), an investment limited partnership of which CC is general partner and for which CCM serves as investment adviser, and (c) a separate account investment advisory client of CCM (the "Separate Account"). F5 · ownership.nature: Shackelton and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC, and may be deemed to have an indirect pecuniary interest in the shares held by the Funds and the Separate Account due to CCM's right to receive performance-related fees from the Separate Account and CC's right to receive performance-related fees from the Funds. Each of Shackelton, Gray, CCP, CCP2, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.