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Nasdaq · USD

OPCH

Option Care Health, Inc.

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4126
SEC CIK
0001014739
Parsed reports
380

Last 12 months

Inside the activity.

5 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 202640
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2019 Filed Feb 13, 2019 00:04 UTC
GREENLEAF DANIEL EChief Executive Officer
Tax withholdingCommon Stock, $.0001 Par Value 21,654 $3.59 $77,737.86
Disclosure

SEC source: 0001127602-19-005479 · form4.xml · nonDerivative · entry 2

GREENLEAF DANIEL E · CIK 0001208492 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,696

F3 · price: This transaction represents shares withheld by the Company for tax withholding on Mr. Greenleaf's settlement of the 64,350 RSUs that vested on November 28, 2018.

Read SEC document
February 08, 2019 Filed Feb 13, 2019 00:04 UTC
GREENLEAF DANIEL EChief Executive Officer
Exercise / conversionCommon Stock, $.0001 Par Value 64,350 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005479 · form4.xml · nonDerivative · entry 1

GREENLEAF DANIEL E · CIK 0001208492 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: One third (64,350 RSUs) of Mr. Greenleaf's original award of 193,050 RSUs vested on the first anniversary of the original grant date (November 27, 2017); however, as provided in the grant agreement, the Company deferred settlement of the 64,350 RSUs until February 8, 2019.

F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock.

Read SEC document
February 08, 2019 Filed Feb 13, 2019 00:32 UTC
Deitsch StephenChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 35,211 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-005505 · form4.xml · derivative · entry 3

Deitsch Stephen · CIK 0001704288 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.0001 Par Value · 35,211 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock.

F1 · date: 35,211 Restricted Stock Unites (RSUs) vested on the first anniversary of the original grant date (November 9, 2017); however, as provided in the grant agreement, the Company deferred settlement of the RSUs until February 8, 2019.

F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock.

F4 · derivative.expiration_date: Vesting occurs one year from the date of grant.

Read SEC document
February 08, 2019 Filed Feb 13, 2019 00:32 UTC
Deitsch StephenChief Financial Officer
Tax withholdingCommon Stock, $.0001 Par Value 11,813 $3.59 $42,408.67
Disclosure

SEC source: 0001127602-19-005505 · form4.xml · nonDerivative · entry 2

Deitsch Stephen · CIK 0001704288 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,398

F3 · price: This transaction represents shares withheld by the Company for tax withholding on Mr. Deitsch's settlement of the 35,211 RSUs that vested on November 9, 2018.

Read SEC document
February 08, 2019 Filed Feb 13, 2019 00:32 UTC
Deitsch StephenChief Financial Officer
Exercise / conversionCommon Stock, $.0001 Par Value 35,211 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005505 · form4.xml · nonDerivative · entry 1

Deitsch Stephen · CIK 0001704288 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: 35,211 Restricted Stock Unites (RSUs) vested on the first anniversary of the original grant date (November 9, 2017); however, as provided in the grant agreement, the Company deferred settlement of the RSUs until February 8, 2019.

F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 29, 2018 Filed Oct 31, 2018 21:23 UTC
McMahon JohnChief Accounting Officer
GrantRestricted Stock Unit · Derivative 25,943 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-031477 · form4.xml · derivative · entry 2

McMahon John · CIK 0001499911 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,943

Underlying: Common Stock, $.0001 Par Value · 25,943 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The Restricted Stock Units vests in three equal annual installments commencing on the first anniversary of the date of grant.

F4 · derivative.expiration_date: The Restricted Stock Units vests in three equal annual installments commencing on the first anniversary of the date of grant.

Read SEC document
October 29, 2018 Filed Oct 31, 2018 21:23 UTC
McMahon JohnChief Accounting Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 39,998 $0.00 Strike: $2.65 $0.00
Disclosure

SEC source: 0001127602-18-031477 · form4.xml · derivative · entry 1

McMahon John · CIK 0001499911 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,998

Underlying: Common Stock, $.0001 Par Value · 39,998 shares

Expires 2028-10-29

F1 · derivative.exercise_date: Vests and becomes exercisable in three equal annual installments commencing on the first anniversary of the date of grant.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 22:45 UTC
DENNESS RICHARDChief Commercial Officer
GrantRestricted Stock Unit · Derivative 56,818 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-024631 · form4.xml · derivative · entry 2

DENNESS RICHARD · CIK 0001746409 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,818

Underlying: Common Stock, $.0001 Par Value · 56,818 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The Restricted Stock Units vests in three equal annual installments commencing on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The Restricted Stock Units vests in three equal annual installments commencing on the first anniversary of the date of grant.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 22:45 UTC
DENNESS RICHARDChief Commercial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 43,860 $0.00 Strike: $2.64 $0.00
Disclosure

SEC source: 0001127602-18-024631 · form4.xml · derivative · entry 1

DENNESS RICHARD · CIK 0001746409 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,860

Underlying: Common Stock, $.0001 Par Value · 43,860 shares

Expires 2028-08-01

F1 · derivative.exercise_date: Vests and becomes exercisable in three equal annual installments commencing on the first anniversary of the date of grant.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 20:50 UTC
McIntosh LeslieChief Human Resources Officer
GrantRestricted Stock Unit · Derivative 37,878 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-024612 · form4.xml · derivative · entry 2

McIntosh Leslie · CIK 0001748892 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,878

Underlying: Common Stock, $.0001 Par Value · 37,878 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments commencing on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments commencing on the first anniversary of the date of grant.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 20:50 UTC
McIntosh LeslieChief Human Resources Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 58,480 $0.00 Strike: $2.64 $0.00
Disclosure

SEC source: 0001127602-18-024612 · form4.xml · derivative · entry 1

McIntosh Leslie · CIK 0001748892 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,480

Underlying: Common Stock, $.0001 Par Value · 58,480 shares

Expires 2028-08-01

F1 · derivative.exercise_date: Vests and becomes exercisable in three equal annual installments commencing on the first anniversary of the date of grant.

Read SEC document
May 03, 2018 Filed May 4, 2018 21:58 UTC
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLCDirector · 10% owner
COLISEUM CAPITAL PARTNERS, L.P.Director · 10% owner
Gray AdamDirector · 10% owner
GrantPhantom Stock · Derivative 43,726 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-011573 · doc4.xml · derivative · entry 4

Coliseum Capital Management, LLC · CIK 0001409751 · Director · 10% owner

Shackelton Christopher S · CIK 0001430708 · Director · 10% owner

Coliseum Capital, LLC · CIK 0001409585 · Director · 10% owner

COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director · 10% owner

Coliseum Capital Partners II, L.P. · CIK 0001567187 · Director · 10% owner

Gray Adam · CIK 0001454123 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 43,726

Underlying: Common Stock · 43,726 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock (the "Common Stock"). Each share of phantom stock is entitled to a cash payment equal to the fair market value of one share of the Common Stock as of the payment date based on the closing market price of the Common Stock on such date. The cash settlement of the phantom stock is reported for purposes of Form 4 as the disposition of the phantom stock and a simultaneous acquisition and disposition of the underlying Common Stock.

F6 · derivative.exercise_date: The fair market value of the shares of phantom stock will be equal to the closing price of the Issuer's Common Stock on the business day immediately preceding the 2019 annual meeting of the Issuer's stockholders.

F6 · derivative.expiration_date: The fair market value of the shares of phantom stock will be equal to the closing price of the Issuer's Common Stock on the business day immediately preceding the 2019 annual meeting of the Issuer's stockholders.

F3 · ownership.nature: The phantom stock was received by Christopher Shackelton ("Shackelton") in connection with his service as a member of the board of directors of the Issuer. Shackelton has agreed that all equity awards he receives for serving as a director of the Issuer shall be issued to Coliseum Capital Partners, L.P. ("CCP").

F5 · ownership.nature: Shackelton and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC, and may be deemed to have an indirect pecuniary interest in the shares held by the Funds and the Separate Account due to CCM's right to receive performance-related fees from the Separate Account and CC's right to receive performance-related fees from the Funds. Each of Shackelton, Gray, CCP, CCP2, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein.

F7 · ownership.nature: Following the transactions reported herein, CCP, CCP2 and the Separate Account directly owned 1,167,330; 260,942; and 460,719 shares of Common Stock, respectively.

Read SEC document
May 03, 2018 Filed May 7, 2018 20:01 UTC
GREENLEAF DANIEL EChief Executive Officer
GrantRestricted Stock Unit · Derivative 197,727 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016501 · form4.xml · derivative · entry 1

GREENLEAF DANIEL E · CIK 0001208492 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,727

Underlying: Common Stock, $.0001 Par Value · 197,727 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest on the first anniversary of the date of grant.

F2 · derivative.expiration_date: The Restricted Stock Units vest on the first anniversary of the date of grant.

Read SEC document
May 03, 2018 Filed May 7, 2018 20:00 UTC
Deitsch StephenChief Financial Officer
GrantRestricted Stock Unit · Derivative 56,264 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016499 · form4.xml · derivative · entry 1

Deitsch Stephen · CIK 0001704288 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,264

Underlying: Common Stock, $.0001 Par Value · 56,264 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest on the first anniversary of the date of grant.

F2 · derivative.expiration_date: The Restricted Stock Units vest on the first anniversary of the date of grant.

Read SEC document
May 03, 2018 Filed May 7, 2018 19:58 UTC
Schott AlexSenior Vice President
GrantRestricted Stock Unit · Derivative 61,093 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016497 · form4.xml · derivative · entry 1

Schott Alex · CIK 0001685340 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,093

Underlying: Common Stock, $.0001 Par Value · 61,093 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest on the first anniversary of the date of grant.

F2 · derivative.expiration_date: The Restricted Stock Units vest on the first anniversary of the date of grant.

Read SEC document
May 03, 2018 Filed May 7, 2018 19:55 UTC GrantCommon Stock, $.0001 Par Value 43,726 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016493 · form4.xml · nonDerivative · entry 1

GOLDING DAVID W · CIK 0001286630 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,895

F1 · shares: Vests and becomes non-forfeitable on the day before the Company's 2019 Annual Meeting.

Read SEC document
May 03, 2018 Filed May 7, 2018 19:57 UTC GrantCommon Stock, $.0001 Par Value 43,726 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016495 · form4.xml · nonDerivative · entry 1

GOLDSTEIN MICHAEL · CIK 0001043027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,895

F1 · shares: Vests and becomes non-forfeitable on the day before the Company's 2019 Annual Meeting.

Read SEC document
May 03, 2018 Filed May 7, 2018 19:54 UTC GrantCommon Stock, $.0001 Par Value 43,726 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016491 · form4.xml · nonDerivative · entry 1

Bronfein Michael G · CIK 0001345949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,395

F1 · shares: Vests and becomes non-forfeitable on the day before the Company's 2019 Annual Meeting.

Read SEC document
May 03, 2018 Filed May 7, 2018 19:52 UTC GrantCommon Stock, $.0001 Par Value 62,738 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016489 · form4.xml · nonDerivative · entry 1

Pate R Carter · CIK 0001641406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,143

F1 · shares: Vests and becomes non-forfeitable on the day before the Company's 2019 Annual Meeting.

Read SEC document
May 02, 2018 Filed May 4, 2018 21:58 UTC
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLCDirector · 10% owner
COLISEUM CAPITAL PARTNERS, L.P.Director · 10% owner
Gray AdamDirector · 10% owner
Exercise / conversionPhantom Stock · Derivative 49,669 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-011573 · doc4.xml · derivative · entry 3

Coliseum Capital Management, LLC · CIK 0001409751 · Director · 10% owner

Shackelton Christopher S · CIK 0001430708 · Director · 10% owner

Coliseum Capital, LLC · CIK 0001409585 · Director · 10% owner

COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director · 10% owner

Coliseum Capital Partners II, L.P. · CIK 0001567187 · Director · 10% owner

Gray Adam · CIK 0001454123 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Common Stock · 49,669 shares

Expires 2018-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock (the "Common Stock"). Each share of phantom stock is entitled to a cash payment equal to the fair market value of one share of the Common Stock as of the payment date based on the closing market price of the Common Stock on such date. The cash settlement of the phantom stock is reported for purposes of Form 4 as the disposition of the phantom stock and a simultaneous acquisition and disposition of the underlying Common Stock.

F1 · price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock (the "Common Stock"). Each share of phantom stock is entitled to a cash payment equal to the fair market value of one share of the Common Stock as of the payment date based on the closing market price of the Common Stock on such date. The cash settlement of the phantom stock is reported for purposes of Form 4 as the disposition of the phantom stock and a simultaneous acquisition and disposition of the underlying Common Stock.

F2 · price: The fair market value of the shares of phantom stock is equal to the closing price of the Issuer's Common Stock on the business day immediately preceding the 2018 annual meeting of the Issuer's stockholders. The Issuer filed a definitive proxy statement on April 4, 2018 establishing May 3, 2018 as the date of the Issuer's 2018 annual meeting of stockholders. Therefore, the fair market value of the shares of phantom stock is equal to $2.69, which was the closing price of the Issuer's Common Stock on May 2, 2018.

F3 · ownership.nature: The phantom stock was received by Christopher Shackelton ("Shackelton") in connection with his service as a member of the board of directors of the Issuer. Shackelton has agreed that all equity awards he receives for serving as a director of the Issuer shall be issued to Coliseum Capital Partners, L.P. ("CCP").

F5 · ownership.nature: Shackelton and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC, and may be deemed to have an indirect pecuniary interest in the shares held by the Funds and the Separate Account due to CCM's right to receive performance-related fees from the Separate Account and CC's right to receive performance-related fees from the Funds. Each of Shackelton, Gray, CCP, CCP2, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein.

Read SEC document
May 02, 2018 Filed May 4, 2018 21:58 UTC
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLCDirector · 10% owner
COLISEUM CAPITAL PARTNERS, L.P.Director · 10% owner
Gray AdamDirector · 10% owner
Disposition to issuerCommon Stock 49,669 $2.69 $133,609.61
Disclosure

SEC source: 0000899243-18-011573 · doc4.xml · nonDerivative · entry 2

Coliseum Capital Management, LLC · CIK 0001409751 · Director · 10% owner

Shackelton Christopher S · CIK 0001430708 · Director · 10% owner

Coliseum Capital, LLC · CIK 0001409585 · Director · 10% owner

COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director · 10% owner

Coliseum Capital Partners II, L.P. · CIK 0001567187 · Director · 10% owner

Gray Adam · CIK 0001454123 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,888,991

F2 · price: The fair market value of the shares of phantom stock is equal to the closing price of the Issuer's Common Stock on the business day immediately preceding the 2018 annual meeting of the Issuer's stockholders. The Issuer filed a definitive proxy statement on April 4, 2018 establishing May 3, 2018 as the date of the Issuer's 2018 annual meeting of stockholders. Therefore, the fair market value of the shares of phantom stock is equal to $2.69, which was the closing price of the Issuer's Common Stock on May 2, 2018.

F4 · ownership.nature: The Common Stock is held directly by (a) CCP, an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser, (b) Coliseum Capital Partners II, L.P. ("CCP2" and, together with CCP, the "Funds"), an investment limited partnership of which CC is general partner and for which CCM serves as investment adviser, and (c) a separate account investment advisory client of CCM (the "Separate Account").

F5 · ownership.nature: Shackelton and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC, and may be deemed to have an indirect pecuniary interest in the shares held by the Funds and the Separate Account due to CCM's right to receive performance-related fees from the Separate Account and CC's right to receive performance-related fees from the Funds. Each of Shackelton, Gray, CCP, CCP2, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein.

Read SEC document
May 02, 2018 Filed May 4, 2018 21:58 UTC
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLCDirector · 10% owner
COLISEUM CAPITAL PARTNERS, L.P.Director · 10% owner
Gray AdamDirector · 10% owner
Exercise / conversionCommon Stock 49,669 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-011573 · doc4.xml · nonDerivative · entry 1

Coliseum Capital Management, LLC · CIK 0001409751 · Director · 10% owner

Shackelton Christopher S · CIK 0001430708 · Director · 10% owner

Coliseum Capital, LLC · CIK 0001409585 · Director · 10% owner

COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director · 10% owner

Coliseum Capital Partners II, L.P. · CIK 0001567187 · Director · 10% owner

Gray Adam · CIK 0001454123 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,938,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock (the "Common Stock"). Each share of phantom stock is entitled to a cash payment equal to the fair market value of one share of the Common Stock as of the payment date based on the closing market price of the Common Stock on such date. The cash settlement of the phantom stock is reported for purposes of Form 4 as the disposition of the phantom stock and a simultaneous acquisition and disposition of the underlying Common Stock.

F4 · ownership.nature: The Common Stock is held directly by (a) CCP, an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser, (b) Coliseum Capital Partners II, L.P. ("CCP2" and, together with CCP, the "Funds"), an investment limited partnership of which CC is general partner and for which CCM serves as investment adviser, and (c) a separate account investment advisory client of CCM (the "Separate Account").

F5 · ownership.nature: Shackelton and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC, and may be deemed to have an indirect pecuniary interest in the shares held by the Funds and the Separate Account due to CCM's right to receive performance-related fees from the Separate Account and CC's right to receive performance-related fees from the Funds. Each of Shackelton, Gray, CCP, CCP2, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein.

Read SEC document
April 11, 2018 Filed Apr 13, 2018 21:26 UTC
Booker HarrietChief Operating Officer
GrantRestricted Stock Unit · Derivative 60,629 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-014579 · form4.xml · derivative · entry 1

Booker Harriet · CIK 0001723978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,629

Underlying: Common Stock, $.0001 Par Value · 60,629 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal installments commencing on the first anniversary of the date of grant.

F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal installments commencing on the first anniversary of the date of grant.

Read SEC document
April 11, 2018 Filed Apr 13, 2018 21:06 UTC
Kepler JodyChief Compliance Officer
GrantRestricted Stock Unit · Derivative 29,527 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-014577 · form4.xml · derivative · entry 2

Kepler Jody · CIK 0001693167 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,527

Underlying: Common Stock, $.0001 Par Value · 29,527 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one share of Common Stock upon vesting. Vesting occurs one year from the date of grant.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal installments commencing on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal installments commencing on the first anniversary of the date of grant.

Read SEC document
April 11, 2018 Filed Apr 13, 2018 21:06 UTC
Kepler JodyChief Compliance Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 45,684 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001127602-18-014577 · form4.xml · derivative · entry 1

Kepler Jody · CIK 0001693167 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,684

Underlying: Common Stock, $.0001 Par Value · 45,684 shares

Expires 2028-04-11

F1 · derivative.exercise_date: Vests and becomes exercisable in three equal annual installments commencing on the first anniversary of the date of grant.

Read SEC document
April 11, 2018 Filed Apr 13, 2018 21:04 UTC
Schott AlexSenior Vice President
GrantRestricted Stock Unit · Derivative 39,370 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-014575 · form4.xml · derivative · entry 2

Schott Alex · CIK 0001685340 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,370

Underlying: Common Stock, $.0001 Par Value · 39,370 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal installments commencing on the first anniversary of the grant date.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal installments commencing on the first anniversary of the grant date.

Read SEC document
April 11, 2018 Filed Apr 13, 2018 21:04 UTC
Schott AlexSenior Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 30,456 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001127602-18-014575 · form4.xml · derivative · entry 1

Schott Alex · CIK 0001685340 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,456

Underlying: Common Stock, $.0001 Par Value · 30,456 shares

Expires 2028-04-11

F1 · derivative.exercise_date: Vests and becomes exercisable in three equal annual installments commencing on the first anniversary of the date of grant.

Read SEC document
April 11, 2018 Filed Apr 13, 2018 21:01 UTC
Deitsch StephenChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 45,684 $0.00 Strike: $1.52 $0.00
Disclosure

SEC source: 0001127602-18-014573 · form4.xml · derivative · entry 2

Deitsch Stephen · CIK 0001704288 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,593

Underlying: Common Stock, $.0001 Par Value · 45,684 shares

Expires 2027-04-24

F3 · derivative.exercise_date: Vests and becomes exercisable in three equal annual installments commencing on the first anniversary of the date of grant.

Read SEC document
April 11, 2018 Filed Apr 13, 2018 21:01 UTC
Deitsch StephenChief Financial Officer
GrantRestricted Stock Unit · Derivative 59,055 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-014573 · form4.xml · derivative · entry 1

Deitsch Stephen · CIK 0001704288 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,055

Underlying: Common Stock, $.0001 Par Value · 59,055 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal installments commencing on the first anniversary of the date of grant.

F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal installments commencing on the first anniversary of the date of grant.

Read SEC document
April 11, 2018 Filed Apr 13, 2018 21:00 UTC
GREENLEAF DANIEL EChief Executive Officer
GrantRestricted Stock Unit · Derivative 295,275 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-014571 · form4.xml · derivative · entry 2

GREENLEAF DANIEL E · CIK 0001208492 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,275

Underlying: Common Stock, $.0001 Par Value · 295,275 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal installments commencing on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal installments commencing on the first anniversary of the date of grant.

Read SEC document
April 11, 2018 Filed Apr 13, 2018 21:00 UTC
GREENLEAF DANIEL EChief Executive Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 228,421 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001127602-18-014571 · form4.xml · derivative · entry 1

GREENLEAF DANIEL E · CIK 0001208492 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,421

Underlying: Common Stock, $.0001 Par Value · 228,421 shares

Expires 2028-04-11

F1 · derivative.exercise_date: Vests and becomes exercisable in three equal annual installments commencing on the first anniversary of the date of grant.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 20:04 UTC
Kepler JodyChief Compliance Officer
GrantRestricted Stock Unit · Derivative 23,455 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-014280 · form4.xml · derivative · entry 1

Kepler Jody · CIK 0001693167 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,455

Underlying: Common Stock, $.0001 Par Value · 23,455 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one share of Common Stock upon vesting. Vesting occurs one year from the date of grant.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a right to receive one share of Common Stock upon vesting. Vesting occurs one year from the date of grant.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a right to receive one share of Common Stock upon vesting. Vesting occurs one year from the date of grant.

Read SEC document
February 21, 2018 Filed Feb 24, 2018 01:27 UTC
Schott AlexSenior Vice President
GrantCommon Stock, $.0001 Par Value 64,103 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008196 · form4.xml · nonDerivative · entry 1

Schott Alex · CIK 0001685340 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,103

F1 · security: Common Stock received upon the satisfaction of performance criteria and time-based vesting underlying an award of performance-based restricted stock units.

Read SEC document
February 21, 2018 Filed Feb 27, 2018 03:00 UTC Amendment
Schott AlexSenior Vice President
Tax withholdingCommon Stock, $.0001 Par Value 23,301 $2.93 $68,271.93
Disclosure

SEC source: 0001127602-18-008582 · form4a.xml · nonDerivative · entry 1

Schott Alex · CIK 0001685340 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,802

F1 · shares: The original Form 4 filed on February 23, 2018 is amended by this Form 4 Amendment to disclose that 23,301 shares were forfeited solely to cover tax withholding obligations arising from the stock award reported in the original Form 4. The original Form 4 did not report the forfeiture because the number of shares to be forfeited was not known at the time of filing. This Form 4 Amendment is in addition to, and does not replace, the disclosure contained in the original Form 4.

Read SEC document
November 29, 2017 Filed Dec 1, 2017 21:29 UTC
Lopez Gerald AnthonyChief Accounting Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 52,126 $0.00 Strike: $2.51 $0.00
Disclosure

SEC source: 0001127602-17-033674 · form4.xml · derivative · entry 1

Lopez Gerald Anthony · CIK 0001724069 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,126

Underlying: Common Stock, $.0001 Par Value · 52,126 shares

Expires 2024-11-29

F1 · derivative.exercise_date: Vests and becomes exercisable in three equal annual installments commencing on the first anniversary of the date of grant.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 21:14 UTC
Booker HarrietChief Operating Officer
GrantRestricted Stock Unit · Derivative 13,417 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-033541 · form4.xml · derivative · entry 2

Booker Harriet · CIK 0001723978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,417

Underlying: Common Stock, $.0001 Par Value · 13,417 shares

Expires 2019-12-31

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive on share of Common Stock. Vesting occurs if Company stock price, as measured by 20-day average stock price ending December 31, 2019, reaches specified levels.

F3 · shares: Depending on Company stock price at the end of the performance period, payout may be 0, 50, 100 or 150% of reported amount.

F2 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive on share of Common Stock. Vesting occurs if Company stock price, as measured by 20-day average stock price ending December 31, 2019, reaches specified levels.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 21:14 UTC
Booker HarrietChief Operating Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 188,994 $0.00 Strike: $2.53 $0.00
Disclosure

SEC source: 0001127602-17-033541 · form4.xml · derivative · entry 1

Booker Harriet · CIK 0001723978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,994

Underlying: Common Stock, $.0001 Par Value · 188,994 shares

Expires 2024-11-28

F1 · derivative.exercise_date: Vests and becomes exercisable in three equal annual installments commencing on the first anniversary of the date of grant.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 21:01 UTC
GREENLEAF DANIEL EChief Executive Officer
GrantRestricted Stock Unit · Derivative 193,050 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-033533 · form4.xml · derivative · entry 1

GREENLEAF DANIEL E · CIK 0001208492 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,050

Underlying: Common Stock, $.0001 Par Value · 193,050 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal installments commencing on the first anniversary of the date of grant.

F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal installments commencing on the first anniversary of the date of grant.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 21:00 UTC
Deitsch StephenChief Financial Officer
GrantRestricted Stock Unit · Derivative 35,211 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-031892 · form4.xml · derivative · entry 2

Deitsch Stephen · CIK 0001704288 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,211

Underlying: Common Stock, $.0001 Par Value · 35,211 shares

Expires 2018-11-12

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one share of Common Stock upon vesting. Vesting occurs one year from the date of grant.

F2 · derivative.exercise_date: Each Restricted Stock Unit represents a right to receive one share of Common Stock upon vesting. Vesting occurs one year from the date of grant.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 21:00 UTC
Deitsch StephenChief Financial Officer
PurchaseCommon Stock, $.0001 Par Value 10,000 $2.03 $20,300.00
Disclosure

SEC source: 0001127602-17-031892 · form4.xml · nonDerivative · entry 1

Deitsch Stephen · CIK 0001704288 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide BioScrip, Inc., any security holder of BioScrip, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 20:58 UTC
GREENLEAF DANIEL EChief Executive Officer
PurchaseCommon Stock, $.0001 Par Value 15,000 $2.03 $30,495.00
Disclosure

SEC source: 0001127602-17-031889 · form4.xml · nonDerivative · entry 1

GREENLEAF DANIEL E · CIK 0001208492 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,000

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions in prices ranging from $2.033 to $2.04, inclusive. The reporting person undertakes to provide BioScrip, Inc., any security holder of BioScrip, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 19:59 UTC SaleCommon Stock, $.0001 Par Value 27,000 $2.69 $72,732.60
Disclosure

SEC source: 0001127602-17-027723 · form4.xml · nonDerivative · entry 1

Bronfein Michael G · CIK 0001345949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,669

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions in prices ranging from $2.68 to $2.71, inclusive. The reporting person undertakes to provide BioScrip, Inc., any security holder of BioScrip, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
September 07, 2017 Filed Sep 7, 2017 23:09 UTC
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLCDirector · 10% owner
COLISEUM CAPITAL PARTNERS, L.P.Director · 10% owner
Gray AdamDirector · 10% owner
SaleCommon Stock 1,275,637 $2.88 $3,673,834.56
Disclosure

SEC source: 0000899243-17-021625 · doc4.xml · nonDerivative · entry 3

Coliseum Capital Management, LLC · CIK 0001409751 · Director · 10% owner

Shackelton Christopher S · CIK 0001430708 · Director · 10% owner

Coliseum Capital, LLC · CIK 0001409585 · Director · 10% owner

COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director · 10% owner

Coliseum Capital Partners II, L.P. · CIK 0001567187 · Director · 10% owner

Gray Adam · CIK 0001454123 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,888,991

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from from $2.85 to $2.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The Common Stock is held directly by (a) Coliseum Capital Partners, L.P. ("CCP") of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser, (b) Coliseum Capital Partners II, L.P. ("CCP2" and, together with CCP, the "Funds"), an investment limited partnership of which CC is general partner and for which CCM serves as investment adviser, and (c) a separate account investment advisory client of CCM (the "Separate Account").

F3 · ownership.nature: Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC, and may be deemed to have an indirect pecuniary interest in the shares held by the Funds and the Separate Account due to CCM's right to receive performance-related fees from the Separate Account and CC's right to receive performance-related fees from the Funds. Each of Shackelton, Gray, CCP, CCP2, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein.

F6 · ownership.nature: Following the transactions reported herein, CCP, CCP2 and the Separate Account directly owned 1,167,330; 260,942; and 460,719 shares of Common Stock, respectively.

Read SEC document
September 06, 2017 Filed Sep 7, 2017 23:09 UTC
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLCDirector · 10% owner
COLISEUM CAPITAL PARTNERS, L.P.Director · 10% owner
Gray AdamDirector · 10% owner
SaleCommon Stock 1,349,475 $2.96 $3,994,446.00
Disclosure

SEC source: 0000899243-17-021625 · doc4.xml · nonDerivative · entry 2

Coliseum Capital Management, LLC · CIK 0001409751 · Director · 10% owner

Shackelton Christopher S · CIK 0001430708 · Director · 10% owner

Coliseum Capital, LLC · CIK 0001409585 · Director · 10% owner

COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director · 10% owner

Coliseum Capital Partners II, L.P. · CIK 0001567187 · Director · 10% owner

Gray Adam · CIK 0001454123 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,164,628

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.95 to $3.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The Common Stock is held directly by (a) Coliseum Capital Partners, L.P. ("CCP") of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser, (b) Coliseum Capital Partners II, L.P. ("CCP2" and, together with CCP, the "Funds"), an investment limited partnership of which CC is general partner and for which CCM serves as investment adviser, and (c) a separate account investment advisory client of CCM (the "Separate Account").

F3 · ownership.nature: Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC, and may be deemed to have an indirect pecuniary interest in the shares held by the Funds and the Separate Account due to CCM's right to receive performance-related fees from the Separate Account and CC's right to receive performance-related fees from the Funds. Each of Shackelton, Gray, CCP, CCP2, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 23:09 UTC
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLCDirector · 10% owner
COLISEUM CAPITAL PARTNERS, L.P.Director · 10% owner
Gray AdamDirector · 10% owner
SaleCommon Stock 221,829 $3.08 $683,233.32
Disclosure

SEC source: 0000899243-17-021625 · doc4.xml · nonDerivative · entry 1

Coliseum Capital Management, LLC · CIK 0001409751 · Director · 10% owner

Shackelton Christopher S · CIK 0001430708 · Director · 10% owner

Coliseum Capital, LLC · CIK 0001409585 · Director · 10% owner

COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director · 10% owner

Coliseum Capital Partners II, L.P. · CIK 0001567187 · Director · 10% owner

Gray Adam · CIK 0001454123 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,514,103

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.04 to $3.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The Common Stock is held directly by (a) Coliseum Capital Partners, L.P. ("CCP") of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser, (b) Coliseum Capital Partners II, L.P. ("CCP2" and, together with CCP, the "Funds"), an investment limited partnership of which CC is general partner and for which CCM serves as investment adviser, and (c) a separate account investment advisory client of CCM (the "Separate Account").

F3 · ownership.nature: Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC, and may be deemed to have an indirect pecuniary interest in the shares held by the Funds and the Separate Account due to CCM's right to receive performance-related fees from the Separate Account and CC's right to receive performance-related fees from the Funds. Each of Shackelton, Gray, CCP, CCP2, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein.

Read SEC document
August 17, 2017 Filed Aug 17, 2017 23:45 UTC
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLCDirector · 10% owner
COLISEUM CAPITAL PARTNERS, L.P.Director · 10% owner
Gray AdamDirector · 10% owner
SaleCommon Stock 554,476 $3.05 $1,691,151.80
Disclosure

SEC source: 0000899243-17-020638 · doc4.xml · nonDerivative · entry 3

Coliseum Capital Management, LLC · CIK 0001409751 · Director · 10% owner

Shackelton Christopher S · CIK 0001430708 · Director · 10% owner

Coliseum Capital, LLC · CIK 0001409585 · Director · 10% owner

COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director · 10% owner

Coliseum Capital Partners II, L.P. · CIK 0001567187 · Director · 10% owner

Gray Adam · CIK 0001454123 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,735,932

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from from $3.00 to $3.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The Common Stock is held directly by (a) Coliseum Capital Partners, L.P. ("CCP") of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser, (b) Coliseum Capital Partners II, L.P. ("CCP2" and, together with CCP, the "Funds"), an investment limited partnership of which CC is general partner and for which CCM serves as investment adviser, and (c) a separate account investment advisory client of CCM (the "Separate Account").

F3 · ownership.nature: Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC, and may be deemed to have an indirect pecuniary interest in the shares held by the Funds and the Separate Account due to CCM's right to receive performance-related fees from the Separate Account and CC's right to receive performance-related fees from the Funds. Each of Shackelton, Gray, CCP, CCP2, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein.

F6 · ownership.nature: Following the transactions reported herein, CCP, CCP2 and the Separate Account directly owned 2,945,866, 682,160 and 1,107,906 shares of Common Stock, respectively.

Read SEC document
August 16, 2017 Filed Aug 17, 2017 23:45 UTC
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLCDirector · 10% owner
COLISEUM CAPITAL PARTNERS, L.P.Director · 10% owner
Gray AdamDirector · 10% owner
SaleCommon Stock 115,702 $3.11 $359,833.22
Disclosure

SEC source: 0000899243-17-020638 · doc4.xml · nonDerivative · entry 2

Coliseum Capital Management, LLC · CIK 0001409751 · Director · 10% owner

Shackelton Christopher S · CIK 0001430708 · Director · 10% owner

Coliseum Capital, LLC · CIK 0001409585 · Director · 10% owner

COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director · 10% owner

Coliseum Capital Partners II, L.P. · CIK 0001567187 · Director · 10% owner

Gray Adam · CIK 0001454123 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 5,290,408

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.10 to $3.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The Common Stock is held directly by (a) Coliseum Capital Partners, L.P. ("CCP") of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser, (b) Coliseum Capital Partners II, L.P. ("CCP2" and, together with CCP, the "Funds"), an investment limited partnership of which CC is general partner and for which CCM serves as investment adviser, and (c) a separate account investment advisory client of CCM (the "Separate Account").

F3 · ownership.nature: Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC, and may be deemed to have an indirect pecuniary interest in the shares held by the Funds and the Separate Account due to CCM's right to receive performance-related fees from the Separate Account and CC's right to receive performance-related fees from the Funds. Each of Shackelton, Gray, CCP, CCP2, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 23:45 UTC
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLCDirector · 10% owner
COLISEUM CAPITAL PARTNERS, L.P.Director · 10% owner
Gray AdamDirector · 10% owner
SaleCommon Stock 216,300 $3.15 $681,345.00
Disclosure

SEC source: 0000899243-17-020638 · doc4.xml · nonDerivative · entry 1

Coliseum Capital Management, LLC · CIK 0001409751 · Director · 10% owner

Shackelton Christopher S · CIK 0001430708 · Director · 10% owner

Coliseum Capital, LLC · CIK 0001409585 · Director · 10% owner

COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director · 10% owner

Coliseum Capital Partners II, L.P. · CIK 0001567187 · Director · 10% owner

Gray Adam · CIK 0001454123 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 5,406,110

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.10 to $3.19, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The Common Stock is held directly by (a) Coliseum Capital Partners, L.P. ("CCP") of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser, (b) Coliseum Capital Partners II, L.P. ("CCP2" and, together with CCP, the "Funds"), an investment limited partnership of which CC is general partner and for which CCM serves as investment adviser, and (c) a separate account investment advisory client of CCM (the "Separate Account").

F3 · ownership.nature: Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC, and may be deemed to have an indirect pecuniary interest in the shares held by the Funds and the Separate Account due to CCM's right to receive performance-related fees from the Separate Account and CC's right to receive performance-related fees from the Funds. Each of Shackelton, Gray, CCP, CCP2, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein.

Read SEC document
August 15, 2017 Filed Sep 27, 2017 23:47 UTC Amendment
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLCDirector · 10% owner
COLISEUM CAPITAL PARTNERS, L.P.Director · 10% owner
Gray AdamDirector · 10% owner
Exercise / conversionPhantom Stock · Derivative 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-022669 · doc4a.xml · derivative · entry 3

Coliseum Capital Management, LLC · CIK 0001409751 · Director · 10% owner

Shackelton Christopher S · CIK 0001430708 · Director · 10% owner

Coliseum Capital, LLC · CIK 0001409585 · Director · 10% owner

COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director · 10% owner

Coliseum Capital Partners II, L.P. · CIK 0001567187 · Director · 10% owner

Gray Adam · CIK 0001454123 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2017-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock (the "Common Stock"). Each share of phantom stock is entitled to a cash payment equal to the fair market value of one share of the Common Stock as of the payment date based on the closing market price of the Common Stock on such date.

F6 · shares: These shares were omitted from the reporting person's original Form 4 filed with the Securities and Exchange Comission on August 17, 2017.

F1 · price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock (the "Common Stock"). Each share of phantom stock is entitled to a cash payment equal to the fair market value of one share of the Common Stock as of the payment date based on the closing market price of the Common Stock on such date.

F2 · price: The fair market value of the shares of phantom stock will be equal to the closing price of the Issuer's Common Stock on the business day immediately preceding the 2017 annual meeting of the Issuer's stockholders. The Issuer filed a definitive proxy statement on April 5, 2017 establishing May 2, 2017 as the date of the Issuer's 2017 annual meeting of stockholders. Therefore, the fair market value of the shares of phantom stock was equal to the closing price of the Issuer's Common Stock on May 1, 2017.

F3 · ownership.nature: The phantom stock was received by Christopher Shackelton ("Shackelton") in connection with his service as a member of the board of directors of the Issuer. Shackelton has agreed that all equity awards he receives for serving as a director of the Issuer shall be issued to Coliseum Capital Partners, L.P. ("CCP").

F4 · ownership.nature: The Common Stock is held directly by (a) CCP, an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser, (b) Coliseum Capital Partners II, L.P. ("CCP2" and, together with CCP, the "Funds"), an investment limited partnership of which CC is general partner and for which CCM serves as investment adviser, and (c) a separate account investment advisory client of CCM (the "Separate Account").

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August 15, 2017 Filed Sep 27, 2017 23:47 UTC Amendment
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLCDirector · 10% owner
COLISEUM CAPITAL PARTNERS, L.P.Director · 10% owner
Gray AdamDirector · 10% owner
Disposition to issuerCommon Stock 20,000 $1.51 $30,200.00
Disclosure

SEC source: 0000899243-17-022669 · doc4a.xml · nonDerivative · entry 2

Coliseum Capital Management, LLC · CIK 0001409751 · Director · 10% owner

Shackelton Christopher S · CIK 0001430708 · Director · 10% owner

Coliseum Capital, LLC · CIK 0001409585 · Director · 10% owner

COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director · 10% owner

Coliseum Capital Partners II, L.P. · CIK 0001567187 · Director · 10% owner

Gray Adam · CIK 0001454123 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 5,622,410

F2 · price: The fair market value of the shares of phantom stock will be equal to the closing price of the Issuer's Common Stock on the business day immediately preceding the 2017 annual meeting of the Issuer's stockholders. The Issuer filed a definitive proxy statement on April 5, 2017 establishing May 2, 2017 as the date of the Issuer's 2017 annual meeting of stockholders. Therefore, the fair market value of the shares of phantom stock was equal to the closing price of the Issuer's Common Stock on May 1, 2017.

F6 · balance_after: These shares were omitted from the reporting person's original Form 4 filed with the Securities and Exchange Comission on August 17, 2017.

F4 · ownership.nature: The Common Stock is held directly by (a) CCP, an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser, (b) Coliseum Capital Partners II, L.P. ("CCP2" and, together with CCP, the "Funds"), an investment limited partnership of which CC is general partner and for which CCM serves as investment adviser, and (c) a separate account investment advisory client of CCM (the "Separate Account").

F5 · ownership.nature: Shackelton and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC, and may be deemed to have an indirect pecuniary interest in the shares held by the Funds and the Separate Account due to CCM's right to receive performance-related fees from the Separate Account and CC's right to receive performance-related fees from the Funds. Each of Shackelton, Gray, CCP, CCP2, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.