OOMA

SEC source: 0001209191-21-062223 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-056495 · doc4.xml · nonDerivative · entry 2

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,255

F2 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan.

SEC source: 0001209191-21-056495 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,443

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

SEC source: 0001209191-21-056497 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,079

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

SEC source: 0001209191-21-056921 · doc4.xml · nonDerivative · entry 1

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,500

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

SEC source: 0001209191-21-056922 · doc4.xml · nonDerivative · entry 1

Hamamatsu Shigeyuki · CIK 0001379827 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

F1 · shares: Represent restricted stock units which will vest as follows: 1/4th of the total original number of restricted stock units shall vest on September 15, 2022 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter.

SEC source: 0001209191-21-054471 · doc4.xml · nonDerivative · entry 1

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,435

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

SEC source: 0001209191-21-054473 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,645

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

SEC source: 0001209191-21-054472 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,697

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

SEC source: 0001209191-21-041119 · doc4.xml · nonDerivative · entry 1

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,495

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

SEC source: 0001209191-21-041141 · doc4.xml · derivative · entry 6

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,437

Underlying: Common Stock · 313 shares

Expires 2030-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/16th of the shares subject to the option became exercisable on June 15, 2020, and 1/16th of the shares subject to the option vest and become exercisable on the same day of every third month thereafter.

SEC source: 0001209191-21-041141 · doc4.xml · derivative · entry 5

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

Underlying: Common Stock · 50 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/8th of the shares subject to the option became exercisable on September 15, 2019, and 1/16th of the shares subject to the option vest and become exercisable on the same day of every third month thereafter.

SEC source: 0001209191-21-041141 · doc4.xml · nonDerivative · entry 4

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,182

F2 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

SEC source: 0001209191-21-041141 · doc4.xml · nonDerivative · entry 3

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,758

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-21-041141 · doc4.xml · nonDerivative · entry 2

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-041141 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-041121 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,299

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

SEC source: 0001209191-21-040303 · doc4.xml · nonDerivative · entry 2

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Eric Stang & Pamela Stang TR UA 09/02/2004 Stang Family Trust

Disclosed balance after: 852,072

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F4 · price: The range of prices for the shares of Common Stock is from $23.00 to $23.74. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3 · ownership.nature: Shares held by the Eric Stang & Pamela Stang Trust U/A 09/02/2004 Stang Family Trust (the "Trust"). Voting and investment power over the shares held by the Trust is exercised by the reporting person, as one of the trustees.

SEC source: 0001209191-21-040309 · doc4.xml · nonDerivative · entry 1

Narula Ravi · CIK 0001429509 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,634

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $22.00 to $22.33. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

SEC source: 0001209191-21-040303 · doc4.xml · nonDerivative · entry 1

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Eric Stang & Pamela Stang TR UA 09/02/2004 Stang Family Trust

Disclosed balance after: 898,983

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $23.00 to $23.26. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3 · ownership.nature: Shares held by the Eric Stang & Pamela Stang Trust U/A 09/02/2004 Stang Family Trust (the "Trust"). Voting and investment power over the shares held by the Trust is exercised by the reporting person, as one of the trustees.

SEC source: 0001209191-21-040306 · doc4.xml · derivative · entry 3

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,500

Underlying: Common Stock · 5,900 shares

Expires 2025-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-040306 · doc4.xml · nonDerivative · entry 2

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,573

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $23.00 to $23.33. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

SEC source: 0001209191-21-040306 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-039492 · doc4.xml · nonDerivative · entry 2

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Eric Stang & Pamela Stang TR UA 09/02/2004 Stang Family Trust

Disclosed balance after: 912,072

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F4 · price: The range of prices for the shares of Common Stock is from $21.00 to $21.20. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3 · ownership.nature: Shares held by the Eric Stang & Pamela Stang Trust U/A 09/02/2004 Stang Family Trust (the "Trust"). Voting and investment power over the shares held by the Trust is exercised by the reporting person, as one of the trustees.

SEC source: 0001209191-21-039480 · doc4.xml · derivative · entry 7

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,400

Underlying: Common Stock · 913 shares

Expires 2025-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-039480 · doc4.xml · nonDerivative · entry 5

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,573

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F4 · price: The range of prices for the shares of Common Stock is from $21.02 to $21.11. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

SEC source: 0001209191-21-039480 · doc4.xml · nonDerivative · entry 4

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-039492 · doc4.xml · nonDerivative · entry 1

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Eric Stang & Pamela Stang TR UA 09/02/2004 Stang Family Trust

Disclosed balance after: 951,182

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $21.00 to $21.07. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3 · ownership.nature: Shares held by the Eric Stang & Pamela Stang Trust U/A 09/02/2004 Stang Family Trust (the "Trust"). Voting and investment power over the shares held by the Trust is exercised by the reporting person, as one of the trustees.

SEC source: 0001209191-21-039486 · doc4.xml · derivative · entry 3

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650

Underlying: Common Stock · 150 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represent restricted stock units which will vest as follows: 1/8th of the total original number of restricted stock units shall vest on September 15, 2019 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter.

SEC source: 0001209191-21-039486 · doc4.xml · nonDerivative · entry 2

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,758

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-21-039486 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-039480 · doc4.xml · derivative · entry 6

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,313

Underlying: Common Stock · 4,987 shares

Expires 2025-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-039480 · doc4.xml · nonDerivative · entry 3

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,573

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F3 · price: The range of prices for the shares of Common Stock is from $21.00 to $21.05. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

SEC source: 0001209191-21-039480 · doc4.xml · nonDerivative · entry 2

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,573

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $20.00 to $20.19. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

SEC source: 0001209191-21-039480 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-038387 · doc4.xml · nonDerivative · entry 1

Pearce William D · CIK 0001435160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,830

F1 · shares: 100% of the total number of restricted stock units shall vest on the date of the Company's 2022 annual stockholder meeting, subject to the Reporting Person's continued service as a member of the Board.

SEC source: 0001209191-21-038371 · doc4.xml · nonDerivative · entry 1

Galligan Andrew H · CIK 0001417976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,933

F1 · shares: 100% of the total number of restricted stock units shall vest on the date of the Company's 2022 annual stockholder meeting, subject to the Reporting Person's continued service as a member of the Board.

SEC source: 0001209191-21-038382 · doc4.xml · nonDerivative · entry 1

Mann Russell · CIK 0001299668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,993

SEC source: 0001209191-21-038375 · doc4.xml · nonDerivative · entry 1

GOETTNER PETER J · CIK 0001235102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,888

F1 · shares: 100% of the total number of restricted stock units shall vest on the date of the Company's 2022 annual stockholder meeting, subject to the Reporting Person's continued service as a member of the Board.

SEC source: 0001209191-21-038378 · doc4.xml · nonDerivative · entry 1

Hand Judi · CIK 0001526072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,949

F1 · shares: 100% of the total number of restricted stock units shall vest on the date of the Company's 2022 annual stockholder meeting, subject to the Reporting Person's continued service as a member of the Board.

SEC source: 0001209191-21-038369 · doc4.xml · nonDerivative · entry 1

Butenhoff Susan · CIK 0001680630 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,273

F1 · shares: 100% of the total number of restricted stock units shall vest on the date of the Company's 2022 annual stockholder meeting, subject to the Reporting Person's continued service as a member of the Board.

SEC source: 0001209191-21-037674 · doc4.xml · nonDerivative · entry 1

Narula Ravi · CIK 0001429509 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,634

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

SEC source: 0001209191-21-037690 · doc4.xml · nonDerivative · entry 1

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,138

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

SEC source: 0001209191-21-037699 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,758

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

SEC source: 0001209191-21-037669 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,573

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

SEC source: 0001209191-21-036865 · doc4.xml · nonDerivative · entry 2

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Eric Stang & Pamela Stang TR UA 09/02/2004 Stang Family Trust

Disclosed balance after: 951,640

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F3 · ownership.nature: Shares held by the Eric Stang & Pamela Stang Trust U/A 09/02/2004 Stang Family Trust (the "Trust"). Voting and investment power over the shares held by the Trust is exercised by the reporting person, as one of the trustees.

SEC source: 0001209191-21-036859 · doc4.xml · nonDerivative · entry 1

Narula Ravi · CIK 0001429509 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,216

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $17.39 to $18.19. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

SEC source: 0001209191-21-036865 · doc4.xml · nonDerivative · entry 1

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Eric Stang & Pamela Stang TR UA 09/02/2004 Stang Family Trust

Disclosed balance after: 952,197

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $19.00 to $19.30. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3 · ownership.nature: Shares held by the Eric Stang & Pamela Stang Trust U/A 09/02/2004 Stang Family Trust (the "Trust"). Voting and investment power over the shares held by the Trust is exercised by the reporting person, as one of the trustees.

SEC source: 0001209191-21-036870 · doc4.xml · derivative · entry 3

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,250 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/16th of the shares subject to the option became exercisable on June 15, 2020, and 1/16th of the shares subject to the option vest and become exercisable on the same day of every third month thereafter.

SEC source: 0001209191-21-036870 · doc4.xml · nonDerivative · entry 2

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,349

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $18.50 to $18.88. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.