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OOMA

OOMA INC

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Tapewire entity
2473
SEC CIK
0001327688
Parsed reports
569

Last 12 months

Inside the activity.

0 purchase rows · 27 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202600
Jun 202605
Jul 202605
Aug 202603
Sep 2026011
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2022 Filed Sep 19, 2022 17:50 UTC
Sabharwal NamrataChief Accounting Officer
Tax withholdingCommon Stock 284 $12.78 $3,629.52
Disclosure

SEC source: 0001209191-22-050458 · doc4.xml · nonDerivative · entry 1

Sabharwal Namrata · CIK 0001932872 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,442

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 17:46 UTC
Gustke James A.Vice President of Marketing
Tax withholdingCommon Stock 477 $12.78 $6,096.06
Disclosure

SEC source: 0001209191-22-050456 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,758

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 17:44 UTC
Hamamatsu ShigeyukiChief Financial Officer
Tax withholdingCommon Stock 10,404 $12.78 $132,963.12
Disclosure

SEC source: 0001209191-22-050455 · doc4.xml · nonDerivative · entry 1

Hamamatsu Shigeyuki · CIK 0001379827 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,969

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 17:41 UTC
Yeh Jenny CDirector · VP, General Counsel & Sec.
Tax withholdingCommon Stock 1,426 $12.78 $18,224.28
Disclosure

SEC source: 0001209191-22-050454 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,691

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 19:30 UTC
STANG ERIC BDirector · CEO and Pres.
Tax withholdingCommon Stock 11,286 $11.65 $131,481.90
Disclosure

SEC source: 0001209191-22-048694 · doc4.xml · nonDerivative · entry 1

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,500

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 19:29 UTC
Hamamatsu ShigeyukiChief Financial Officer
Tax withholdingCommon Stock 798 $11.65 $9,296.70
Disclosure

SEC source: 0001209191-22-048693 · doc4.xml · nonDerivative · entry 1

Hamamatsu Shigeyuki · CIK 0001379827 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,373

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 19:27 UTC
Sabharwal NamrataChief Accounting Officer
Tax withholdingCommon Stock 315 $11.65 $3,669.75
Disclosure

SEC source: 0001209191-22-048692 · doc4.xml · nonDerivative · entry 1

Sabharwal Namrata · CIK 0001932872 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,726

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 19:26 UTC
Yeh Jenny CDirector · VP, General Counsel & Sec.
Tax withholdingCommon Stock 1,479 $11.65 $17,230.35
Disclosure

SEC source: 0001209191-22-048691 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,117

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 19:24 UTC
Gustke James A.Vice President of Marketing
Tax withholdingCommon Stock 1,166 $11.65 $13,583.90
Disclosure

SEC source: 0001209191-22-048690 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,235

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 22:32 UTC
STANG ERIC BDirector · CEO and Pres.
Tax withholdingCommon Stock 8,596 $11.78 $101,260.88
Disclosure

SEC source: 0001209191-22-038091 · doc4.xml · nonDerivative · entry 1

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,000

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 22:39 UTC
Sabharwal NamrataChief Accounting Officer
Tax withholdingCommon Stock 274 $11.78 $3,227.72
Disclosure

SEC source: 0001209191-22-038102 · doc4.xml · nonDerivative · entry 1

Sabharwal Namrata · CIK 0001932872 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,041

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 22:29 UTC
Yeh Jenny CDirector · VP, General Counsel & Sec.
Tax withholdingCommon Stock 1,358 $11.78 $15,997.24
Disclosure

SEC source: 0001209191-22-038081 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,596

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 22:27 UTC
Gustke James A.Vice President of Marketing
Tax withholdingCommon Stock 442 $11.78 $5,206.76
Disclosure

SEC source: 0001209191-22-038076 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,401

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:57 UTC GrantCommon Stock 11,355 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034153 · doc4.xml · nonDerivative · entry 1

Pearce William D · CIK 0001435160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,685

F1 · shares: 100% of the total number of restricted stock units shall vest on the date of the Company's 2023 annual stockholder meeting, subject to the Reporting Person's continued service as a member of the Board.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:51 UTC GrantCommon Stock 11,355 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034131 · doc4.xml · nonDerivative · entry 1

Galligan Andrew H · CIK 0001417976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,288

F1 · shares: 100% of the total number of restricted stock units shall vest on the date of the Company's 2023 annual stockholder meeting, subject to the Reporting Person's continued service as a member of the Board.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:55 UTC
Mann RussellDirector
GrantCommon Stock 11,355 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034145 · doc4.xml · nonDerivative · entry 1

Mann Russell · CIK 0001299668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,348

F1 · shares: 100% of the total number of restricted stock units shall vest on the date of the Company's 2023 annual stockholder meeting, subject to the Reporting Person's continued service as a member of the Board.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:52 UTC GrantCommon Stock 11,355 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034134 · doc4.xml · nonDerivative · entry 1

GOETTNER PETER J · CIK 0001235102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,243

F1 · shares: 100% of the total number of restricted stock units shall vest on the date of the Company's 2023 annual stockholder meeting, subject to the Reporting Person's continued service as a member of the Board.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 23:37 UTC
STANG ERIC BDirector · CEO and Pres.
Tax withholdingCommon Stock 11,432 $14.06 $160,733.92
Disclosure

SEC source: 0001209191-22-034373 · doc4.xml · nonDerivative · entry 1

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,492

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 21:05 UTC
Hamamatsu ShigeyukiChief Financial Officer
Tax withholdingCommon Stock 829 $14.06 $11,655.74
Disclosure

SEC source: 0001209191-22-034197 · doc4.xml · nonDerivative · entry 1

Hamamatsu Shigeyuki · CIK 0001379827 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,171

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 21:06 UTC
Yeh Jenny CDirector · VP, General Counsel & Sec.
Tax withholdingCommon Stock 1,513 $14.06 $21,272.78
Disclosure

SEC source: 0001209191-22-034199 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,954

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 21:04 UTC
Gustke James A.Vice President of Marketing
Tax withholdingCommon Stock 1,214 $14.06 $17,068.84
Disclosure

SEC source: 0001209191-22-034194 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,843

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:54 UTC
Hand JudiDirector
GrantCommon Stock 11,355 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034140 · doc4.xml · nonDerivative · entry 1

Hand Judi · CIK 0001526072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,304

F1 · shares: 100% of the total number of restricted stock units shall vest on the date of the Company's 2023 annual stockholder meeting, subject to the Reporting Person's continued service as a member of the Board.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:50 UTC GrantCommon Stock 11,355 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034128 · doc4.xml · nonDerivative · entry 1

Butenhoff Susan · CIK 0001680630 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,628

F1 · shares: 100% of the total number of restricted stock units shall vest on the date of the Company's 2023 annual stockholder meeting, subject to the Reporting Person's continued service as a member of the Board.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 23:49 UTC
STANG ERIC BDirector · CEO and Pres.
Tax withholdingCommon Stock 13,737 $14.37 $197,400.69
Disclosure

SEC source: 0001209191-22-019828 · doc4.xml · nonDerivative · entry 1

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,992

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 23:55 UTC
Yeh Jenny CDirector · VP, General Counsel & Sec.
Tax withholdingCommon Stock 1,430 $14.37 $20,549.10
Disclosure

SEC source: 0001209191-22-019840 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,467

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 23:52 UTC
Gustke James A.Vice President of Marketing
Tax withholdingCommon Stock 1,074 $14.37 $15,433.38
Disclosure

SEC source: 0001209191-22-019834 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,057

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:01 UTC
STANG ERIC BDirector · CEO and Pres.
GrantEmployee Stock Option (Right to Buy) · Derivative 95,000 $0.00 Strike: $16.69 $0.00
Disclosure

SEC source: 0001209191-22-015361 · doc4.xml · derivative · entry 4

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Common Stock · 95,000 shares

Expires 2032-03-01

F5 · derivative.exercise_date: 1/16th of the shares subject to the option shall vest and become exercisable on June 1, 2022, and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:01 UTC
STANG ERIC BDirector · CEO and Pres.
Tax withholdingCommon Stock 5,961 $16.69 $99,489.09
Disclosure

SEC source: 0001209191-22-015361 · doc4.xml · nonDerivative · entry 2

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,729

F2 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:01 UTC
STANG ERIC BDirector · CEO and Pres.
GrantCommon Stock 180,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-015361 · doc4.xml · nonDerivative · entry 1

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,750

F1 · security: Represent restricted stock units which will vest as follows: 1/16th of the total original number of restricted stock units shall vest on June 1, 2022 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 19:39 UTC
Yeh Jenny CDirector · VP, General Counsel & Sec.
Tax withholdingCommon Stock 509 $16.69 $8,495.21
Disclosure

SEC source: 0001209191-22-015263 · doc4.xml · nonDerivative · entry 2

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,897

F2 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 19:39 UTC
Yeh Jenny CDirector · VP, General Counsel & Sec.
GrantCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-015263 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,406

F1 · security: Represent restricted stock units which will vest as follows: 1/16th of the total original number of restricted stock units shall vest on June 1, 2022 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 19:38 UTC
Gustke James A.Vice President of Marketing
Tax withholdingCommon Stock 413 $16.69 $6,892.97
Disclosure

SEC source: 0001209191-22-015262 · doc4.xml · nonDerivative · entry 2

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,131

F2 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 19:38 UTC
Gustke James A.Vice President of Marketing
GrantCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-015262 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,544

F1 · security: Represent restricted stock units which will vest as follows: 1/16th of the total original number of restricted stock units shall vest on June 1, 2022 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 19:37 UTC
Hamamatsu ShigeyukiChief Financial Officer
GrantCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-015261 · doc4.xml · nonDerivative · entry 1

Hamamatsu Shigeyuki · CIK 0001379827 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,000

F1 · shares: Represent restricted stock units which will vest as follows: 1/16th of the total original number of restricted stock units shall vest on June 1, 2022 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 17:05 UTC Exercise / conversionStock Option (right to buy) · Derivative 12,500 $0.00 Strike: $3.74 $0.00
Disclosure

SEC source: 0001209191-22-005163 · doc4.xml · derivative · entry 2

Pearce William D · CIK 0001435160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2024-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option is fully vested and exercisable.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 17:05 UTC Exercise / conversionCommon Stock 12,500 $3.74 $46,750.00
Disclosure

SEC source: 0001209191-22-005163 · doc4.xml · nonDerivative · entry 1

Pearce William D · CIK 0001435160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 15:47 UTC
STANG ERIC BDirector · CEO and Pres.
Tax withholdingCommon Stock 14,133 $20.76 $293,401.08
Disclosure

SEC source: 0001209191-21-070127 · doc4.xml · nonDerivative · entry 1

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,177

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 15:46 UTC
Yeh Jenny CDirector · VP, General Counsel & Sec.
Tax withholdingCommon Stock 1,570 $20.76 $32,593.20
Disclosure

SEC source: 0001209191-21-070126 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,406

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 15:45 UTC
Gustke James A.Vice President of Marketing
Tax withholdingCommon Stock 1,263 $20.76 $26,219.88
Disclosure

SEC source: 0001209191-21-070125 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,544

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
December 01, 2021 Filed Dec 2, 2021 21:10 UTC
STANG ERIC BDirector · CEO and Pres.
Tax withholdingCommon Stock 5,812 $18.80 $109,265.60
Disclosure

SEC source: 0001209191-21-067553 · doc4.xml · nonDerivative · entry 1

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,688

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
December 01, 2021 Filed Dec 2, 2021 21:08 UTC
Gustke James A.Vice President of Marketing
Tax withholdingCommon Stock 448 $18.80 $8,422.40
Disclosure

SEC source: 0001209191-21-067550 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,807

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
December 01, 2021 Filed Dec 2, 2021 21:18 UTC
Yeh Jenny CDirector · VP, General Counsel & Sec.
Tax withholdingCommon Stock 598 $18.80 $11,242.40
Disclosure

SEC source: 0001209191-21-067566 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,976

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 20:22 UTC
Yeh Jenny CDirector · VP, General Counsel & Sec.
Exercise / conversionStock Option (right to buy) · Derivative 50 $0.00 Strike: $15.49 $0.00
Disclosure

SEC source: 0001209191-21-062921 · doc4.xml · derivative · entry 5

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550

Underlying: Common Stock · 50 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/8th of the shares subject to the option became exercisable on September 15, 2019, and 1/16th of the shares subject to the option vest and become exercisable on the same day of every third month thereafter.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 20:22 UTC
Yeh Jenny CDirector · VP, General Counsel & Sec.
Exercise / conversionStock Option (right to buy) · Derivative 625 $0.00 Strike: $16.28 $0.00
Disclosure

SEC source: 0001209191-21-062921 · doc4.xml · derivative · entry 4

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,375

Underlying: Common Stock · 625 shares

Expires 2031-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/16th of the shares subject to the option became exercisable on June 1, 2021, and 1/16th of the shares subject to the option vest and become exercisable on the same day of every third month thereafter.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 20:22 UTC
Yeh Jenny CDirector · VP, General Counsel & Sec.
SaleCommon Stock 675 $24.00 $16,200.00
Disclosure

SEC source: 0001209191-21-062921 · doc4.xml · nonDerivative · entry 3

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,574

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 20:22 UTC
Yeh Jenny CDirector · VP, General Counsel & Sec.
Exercise / conversionCommon Stock 50 $15.49 $774.50
Disclosure

SEC source: 0001209191-21-062921 · doc4.xml · nonDerivative · entry 2

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 02, 2021 Filed Nov 4, 2021 20:22 UTC
Yeh Jenny CDirector · VP, General Counsel & Sec.
Exercise / conversionCommon Stock 625 $16.28 $10,175.00
Disclosure

SEC source: 0001209191-21-062921 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 29, 2021 Filed Nov 1, 2021 21:21 UTC
Yeh Jenny CDirector · VP, General Counsel & Sec.
Exercise / conversionStock Option (right to buy) · Derivative 312 $0.00 Strike: $10.52 $0.00
Disclosure

SEC source: 0001209191-21-062223 · doc4.xml · derivative · entry 4

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,125

Underlying: Common Stock · 312 shares

Expires 2030-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/16th of the shares subject to the option became exercisable on June 15, 2020, and 1/16th of the shares subject to the option vest and become exercisable on the same day of every third month thereafter.

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October 29, 2021 Filed Nov 1, 2021 21:21 UTC
Yeh Jenny CDirector · VP, General Counsel & Sec.
SaleCommon Stock 312 $22.50 $7,020.00
Disclosure

SEC source: 0001209191-21-062223 · doc4.xml · nonDerivative · entry 3

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,574

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

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October 29, 2021 Filed Nov 1, 2021 21:21 UTC
Yeh Jenny CDirector · VP, General Counsel & Sec.
SaleCommon Stock 3,505 $22.00 $77,110.00
Disclosure

SEC source: 0001209191-21-062223 · doc4.xml · nonDerivative · entry 2

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,886

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.