Last 12 months
Inside the activity.
0 purchase rows · 27 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 5 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 11 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2020 Filed Mar 17, 2020 23:20 UTC |
Gustke James A.Vice President of Marketing
|
GrantEmployee Stock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $11.74 | $0.00 |
DisclosureSEC source: 0001209191-20-019788 · doc4.xml · derivative · entry 2 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 4,000 shares Expires 2030-03-15 F2 · derivative.exercise_date: 1/16th of the shares subject to the option shall vest and become exercisable on June 15, 2020, and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 23:20 UTC |
Gustke James A.Vice President of Marketing
|
GrantCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019788 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,349 F1 · security: Represent restricted stock units which will vest as follows: 1/16th of the total original number of restricted stock units shall vest on June 15, 2020 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter. Read SEC document |
| March 15, 2020 Filed Apr 7, 2020 21:49 UTC Amendment |
STANG ERIC BDirector · CEO and Pres.
|
GrantEmployee Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $10.52 | $0.00 |
DisclosureSEC source: 0001209191-20-023836 · doc4a.xml · derivative · entry 1 STANG ERIC B · CIK 0001234045 · Director · CEO and Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2030-03-15 F1 · derivative.exercise_date: 1/16th of the shares subject to the option shall vest and become exercisable on June 15, 2020, and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter. Read SEC document |
| March 15, 2020 Filed Apr 7, 2020 17:46 UTC Amendment |
Narula RaviChief Financial Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 13,000 | $0.00 Strike: $10.52 | $0.00 |
DisclosureSEC source: 0001209191-20-023834 · doc4a.xml · derivative · entry 1 Narula Ravi · CIK 0001429509 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Underlying: Common Stock · 13,000 shares Expires 2030-03-15 F1 · derivative.exercise_date: 1/16th of the shares subject to the option shall vest and become exercisable on June 15, 2020, and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter. Read SEC document |
| March 15, 2020 Filed Apr 7, 2020 21:50 UTC Amendment |
Yeh Jenny CVP, General Counsel & Sec.
|
GrantEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $10.52 | $0.00 |
DisclosureSEC source: 0001209191-20-023839 · doc4a.xml · derivative · entry 1 Yeh Jenny C · CIK 0001724512 · VP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2030-03-15 F1 · derivative.exercise_date: 1/16th of the shares subject to the option shall vest and become exercisable on June 15, 2020, and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter. Read SEC document |
| March 15, 2020 Filed Apr 7, 2020 21:45 UTC Amendment |
Gustke James A.Vice President of Marketing
|
GrantEmployee Stock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $10.52 | $0.00 |
DisclosureSEC source: 0001209191-20-023832 · doc4a.xml · derivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 4,000 shares Expires 2030-03-15 F1 · derivative.exercise_date: 1/16th of the shares subject to the option shall vest and become exercisable on June 15, 2020, and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 16:05 UTC |
DAVIS ALISONDirector
|
SaleCommon Stock | 30,000 | $13.39 | $401,610.00 |
DisclosureSEC source: 0000899243-20-007882 · doc4.xml · nonDerivative · entry 1 DAVIS ALISON · CIK 0001203539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,939 F1 · price: The range of prices for the shares of Common Stock is from $13.2201 to $13.5001. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Read SEC document |
| January 21, 2020 Filed Jan 22, 2020 20:48 UTC |
Yeh Jenny CVP, General Counsel & Sec.
|
SaleCommon Stock | 5,945 | $13.98 | $83,120.61 |
DisclosureSEC source: 0000899243-20-001622 · doc4.xml · nonDerivative · entry 1 Yeh Jenny C · CIK 0001724512 · VP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,006 F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. F2 · price: The range of prices for the shares of Common Stock is from $13.9500 to $13.9829. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Read SEC document |
| December 18, 2019 Filed Dec 19, 2019 18:15 UTC |
Narula RaviChief Financial Officer
|
SaleCommon Stock | 5,038 | $12.88 | $64,883.39 |
DisclosureSEC source: 0000899243-19-029682 · doc4.xml · nonDerivative · entry 1 Narula Ravi · CIK 0001429509 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,455 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $12.52765 to $13.59 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| December 18, 2019 Filed Dec 19, 2019 23:17 UTC |
Gustke James A.Vice President of Marketing
|
SaleCommon Stock | 2,599 | $12.88 | $33,472.00 |
DisclosureSEC source: 0000899243-19-029684 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,349 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $12.52765 to $13.59 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| December 18, 2019 Filed Dec 19, 2019 23:14 UTC |
Yeh Jenny CVP, General Counsel & Sec.
|
SaleCommon Stock | 3,096 | $12.88 | $39,872.76 |
DisclosureSEC source: 0000899243-19-029681 · doc4.xml · nonDerivative · entry 1 Yeh Jenny C · CIK 0001724512 · VP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,951 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $12.52765 to $13.59 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| December 18, 2019 Filed Apr 6, 2021 00:00 UTC Amendment |
Gustke James A.Vice President of Marketing
|
SaleCommon Stock | 2,730 | $12.88 | $35,159.12 |
DisclosureSEC source: 0001209191-21-025515 · doc4a.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,218 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $12.52765 to $13.59 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| December 18, 2019 Filed Apr 5, 2021 23:59 UTC Amendment |
Yeh Jenny CDirector · VP, General Counsel & Sec.
|
SaleCommon Stock | 3,247 | $12.88 | $41,817.46 |
DisclosureSEC source: 0001209191-21-025513 · doc4a.xml · nonDerivative · entry 1 Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,777 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $12.52765 to $13.59 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| September 23, 2019 Filed Sep 24, 2019 00:10 UTC |
Galligan Andrew HDirector
|
SaleCommon Stock | 25,000 | $10.50 | $262,400.00 |
DisclosureSEC source: 0001209191-19-050510 · doc4.xml · nonDerivative · entry 1 Galligan Andrew H · CIK 0001417976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,984 F1 · price: The range of prices for the shares of Common Stock is from $10.44 to $10.61. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Read SEC document |
| September 15, 2019 Filed Sep 17, 2019 19:00 UTC |
Narula RaviChief Financial Officer
|
Tax withholdingCommon Stock | 9,420 | $12.46 | $117,373.20 |
DisclosureSEC source: 0001209191-19-049940 · doc4.xml · nonDerivative · entry 1 Narula Ravi · CIK 0001429509 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,493 F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| September 15, 2019 Filed Sep 17, 2019 22:59 UTC |
STANG ERIC BDirector · CEO and Pres.
|
Tax withholdingCommon Stock | 26,872 | $12.46 | $334,825.12 |
DisclosureSEC source: 0001209191-19-049939 · doc4.xml · nonDerivative · entry 1 STANG ERIC B · CIK 0001234045 · Director · CEO and Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,000 F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| September 15, 2019 Filed Sep 17, 2019 23:02 UTC |
Yeh Jenny CVP, General Counsel & Sec.
|
GrantCommon Stock | 982 | $10.59 | $10,399.38 |
DisclosureSEC source: 0001209191-19-049943 · doc4.xml · nonDerivative · entry 2 Yeh Jenny C · CIK 0001724512 · VP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,047 F2 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| September 15, 2019 Filed Sep 17, 2019 23:02 UTC |
Yeh Jenny CVP, General Counsel & Sec.
|
Tax withholdingCommon Stock | 135 | $12.46 | $1,682.10 |
DisclosureSEC source: 0001209191-19-049943 · doc4.xml · nonDerivative · entry 1 Yeh Jenny C · CIK 0001724512 · VP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,065 F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| September 15, 2019 Filed Sep 17, 2019 23:01 UTC |
Gustke James A.Vice President of Marketing
|
GrantCommon Stock | 750 | $10.03 | $7,522.50 |
DisclosureSEC source: 0001209191-19-049942 · doc4.xml · nonDerivative · entry 2 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,948 F2 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| September 15, 2019 Filed Sep 17, 2019 23:01 UTC |
Gustke James A.Vice President of Marketing
|
Tax withholdingCommon Stock | 3,280 | $12.46 | $40,868.80 |
DisclosureSEC source: 0001209191-19-049942 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,198 F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| September 15, 2019 Filed Apr 5, 2021 23:57 UTC Amendment |
Yeh Jenny CDirector · VP, General Counsel & Sec.
|
GrantCommon Stock | 982 | $10.59 | $10,399.38 |
DisclosureSEC source: 0001209191-21-025511 · doc4a.xml · nonDerivative · entry 2 Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,024 F2 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| September 15, 2019 Filed Apr 5, 2021 23:57 UTC Amendment |
Yeh Jenny CDirector · VP, General Counsel & Sec.
|
Tax withholdingCommon Stock | 158 | $12.46 | $1,968.68 |
DisclosureSEC source: 0001209191-21-025511 · doc4a.xml · nonDerivative · entry 1 Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,042 F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| September 10, 2019 Filed Sep 11, 2019 21:09 UTC |
Galligan Andrew HDirector
|
SaleCommon Stock | 25,000 | $12.31 | $307,655.00 |
DisclosureSEC source: 0001209191-19-049200 · doc4.xml · nonDerivative · entry 1 Galligan Andrew H · CIK 0001417976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,984 F1 · price: The range of prices for the shares of Common Stock is from $12.17 to $12.59. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Read SEC document |
| September 03, 2019 Filed Sep 3, 2019 23:20 UTC |
STANG ERIC BDirector · CEO and Pres.
|
SaleCommon Stock | 684 | $12.34 | $8,439.40 |
DisclosureSEC source: 0001209191-19-048035 · doc4.xml · nonDerivative · entry 2 STANG ERIC B · CIK 0001234045 · Director · CEO and Pres. 10b5-1 filing: Not disclosed Ownership: Indirect · By the Eric Stang & Pamela Stang TR UA 09/02/2004 Stang Family Trust Disclosed balance after: 873,033 F3 · price: The range of prices for the shares of Common Stock is from $12.3314 to $12.3550. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. F2 · ownership.nature: Shares held by the Eric Stang & Pamela Stang Trust U/A 09/02/2004 Stang Family Trust (the "Trust"). Voting and investment power over the shares held by the Trust is exercised by the reporting person, as one of the trustees. Read SEC document |
| August 30, 2019 Filed Sep 3, 2019 23:20 UTC |
STANG ERIC BDirector · CEO and Pres.
|
SaleCommon Stock | 20,549 | $12.53 | $257,433.76 |
DisclosureSEC source: 0001209191-19-048035 · doc4.xml · nonDerivative · entry 1 STANG ERIC B · CIK 0001234045 · Director · CEO and Pres. 10b5-1 filing: Not disclosed Ownership: Indirect · By the Eric Stang & Pamela Stang TR UA 09/02/2004 Stang Family Trust Disclosed balance after: 873,717 F1 · price: The range of prices for the shares of Common Stock is from $12.50 to $12.63. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. F2 · ownership.nature: Shares held by the Eric Stang & Pamela Stang Trust U/A 09/02/2004 Stang Family Trust (the "Trust"). Voting and investment power over the shares held by the Trust is exercised by the reporting person, as one of the trustees. Read SEC document |
| August 28, 2019 Filed Aug 28, 2019 21:56 UTC |
Mann RussellDirector
|
SaleCommon Stock | 1,000 | $13.80 | $13,800.00 |
DisclosureSEC source: 0001209191-19-047630 · doc4.xml · nonDerivative · entry 1 Mann Russell · CIK 0001299668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,144 F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 21:05 UTC |
STANG ERIC BDirector · CEO and Pres.
|
SaleCommon Stock | 4,267 | $12.00 | $51,206.56 |
DisclosureSEC source: 0001209191-19-046624 · doc4.xml · nonDerivative · entry 2 STANG ERIC B · CIK 0001234045 · Director · CEO and Pres. 10b5-1 filing: Not disclosed Ownership: Indirect · By the Eric Stang & Pamela Stang TR UA 09/02/2004 Stang Family Trust Disclosed balance after: 894,266 F3 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. F4 · price: The range of prices for the shares of Common Stock is from $12.00 to $12.01. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. F5 · ownership.nature: Shares held by the Eric Stang & Pamela Stang Trust U/A 09/02/2004 Stang Family Trust (the "Trust"). Voting and investment power over the shares held by the Trust is exercised by the reporting person, as one of the trustees. Read SEC document |
| July 08, 2019 Filed Jul 9, 2019 22:04 UTC |
Galligan Andrew HDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 114,943 | $0.00 Strike: $0.90 | $0.00 |
DisclosureSEC source: 0000899243-19-019393 · doc4.xml · derivative · entry 4 Galligan Andrew H · CIK 0001417976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 114,943 shares Expires 2019-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
| July 08, 2019 Filed Jul 9, 2019 22:04 UTC |
Galligan Andrew HDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 19,157 | $0.00 Strike: $0.90 | $0.00 |
DisclosureSEC source: 0000899243-19-019393 · doc4.xml · derivative · entry 3 Galligan Andrew H · CIK 0001417976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,157 shares Expires 2019-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
| July 08, 2019 Filed Jul 9, 2019 22:04 UTC |
Galligan Andrew HDirector
|
Exercise / conversionCommon Stock | 114,943 | $0.90 | $103,448.70 |
DisclosureSEC source: 0000899243-19-019393 · doc4.xml · nonDerivative · entry 2 Galligan Andrew H · CIK 0001417976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 08, 2019 Filed Jul 9, 2019 22:04 UTC |
Galligan Andrew HDirector
|
Exercise / conversionCommon Stock | 19,157 | $0.90 | $17,241.30 |
DisclosureSEC source: 0000899243-19-019393 · doc4.xml · nonDerivative · entry 1 Galligan Andrew H · CIK 0001417976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,041 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 02, 2019 Filed Aug 19, 2019 21:05 UTC |
STANG ERIC BDirector · CEO and Pres.
|
GiftCommon Stock | 121,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046624 · doc4.xml · nonDerivative · entry 1 STANG ERIC B · CIK 0001234045 · Director · CEO and Pres. 10b5-1 filing: Not disclosed Ownership: Indirect · By the Stang Family 2014 Grantor Retained Annuity Trust Disclosed balance after: 0 F1 · kind: This transaction involved the gift of shares by the reporting person to various trusts for his children from the Stang Family 2014 Grantor Retained Annuity Trust (the "GRAT"). The reporting person is not the trustee of any of his children's trusts. The reporting person disclaims beneficial ownership of the shares held in his children's trusts and this report should not be deemed an admission that the reporting person is the beneficial owner of his children's shares. F2 · ownership.nature: Following the transfer described in footnote 1 above, there are no shares remaining in the GRAT, of which the reporting person was the trustee. Read SEC document |
| June 25, 2019 Filed Jun 26, 2019 19:14 UTC |
Narula RaviChief Financial Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 16,556 | $0.00 Strike: $6.04 | $0.00 |
DisclosureSEC source: 0001209191-19-039182 · doc4.xml · derivative · entry 2 Narula Ravi · CIK 0001429509 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,944 Underlying: Common Stock · 16,556 shares Expires 2024-12-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
| June 25, 2019 Filed Jun 26, 2019 19:14 UTC |
Narula RaviChief Financial Officer
|
Exercise / conversionCommon Stock | 16,556 | $6.04 | $99,998.24 |
DisclosureSEC source: 0001209191-19-039182 · doc4.xml · nonDerivative · entry 1 Narula Ravi · CIK 0001429509 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 19, 2019 Filed Jun 21, 2019 18:45 UTC |
Narula RaviChief Financial Officer
|
SaleCommon Stock | 5,611 | $11.46 | $64,292.52 |
DisclosureSEC source: 0001209191-19-038646 · doc4.xml · nonDerivative · entry 1 Narula Ravi · CIK 0001429509 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,357 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $11.20032 to $11.82 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 19, 2019 Filed Jun 21, 2019 22:40 UTC |
STANG ERIC BDirector · CEO and Pres.
|
SaleCommon Stock | 12,483 | $11.46 | $143,033.96 |
DisclosureSEC source: 0001209191-19-038642 · doc4.xml · nonDerivative · entry 1 STANG ERIC B · CIK 0001234045 · Director · CEO and Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,500 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $11.20032 to $11.82 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 19, 2019 Filed Jun 21, 2019 23:38 UTC |
Gustke James A.Vice President of Marketing
|
SaleCommon Stock | 2,267 | $11.46 | $25,975.97 |
DisclosureSEC source: 0001209191-19-038659 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,478 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $11.20032 to $11.82 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 21:34 UTC |
Pearce William DDirector
|
GrantCommon Stock | 9,607 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-036479 · doc4.xml · nonDerivative · entry 1 Pearce William D · CIK 0001435160 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,939 F1 · shares: 100% of the total number of restricted stock units shall vest on the date of the Company's 2020 annual stockholder meeting, subject to the Reporting Person's continued service as a member of the Board. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 21:29 UTC |
Galligan Andrew HDirector
|
GrantCommon Stock | 9,607 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-036475 · doc4.xml · nonDerivative · entry 1 Galligan Andrew H · CIK 0001417976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,884 F1 · shares: 100% of the total number of restricted stock units shall vest on the date of the Company's 2020 annual stockholder meeting, subject to the Reporting Person's continued service as a member of the Board. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 21:33 UTC |
Mann RussellDirector
|
GrantCommon Stock | 9,607 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-036478 · doc4.xml · nonDerivative · entry 1 Mann Russell · CIK 0001299668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,144 F1 · shares: 100% of the total number of restricted stock units shall vest on the date of the Company's 2020 annual stockholder meeting, subject to the Reporting Person's continued service as a member of the Board. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 21:31 UTC |
GOETTNER PETER JDirector
|
GrantCommon Stock | 9,607 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-036476 · doc4.xml · nonDerivative · entry 1 GOETTNER PETER J · CIK 0001235102 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,939 F1 · shares: 100% of the total number of restricted stock units shall vest on the date of the Company's 2020 annual stockholder meeting, subject to the Reporting Person's continued service as a member of the Board. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 17:28 UTC |
DAVIS ALISONDirector
|
GrantCommon Stock | 9,607 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-036474 · doc4.xml · nonDerivative · entry 1 DAVIS ALISON · CIK 0001203539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,939 F1 · shares: 100% of the total number of restricted stock units shall vest on the date of the Company's 2020 annual stockholder meeting, subject to the Reporting Person's continued service as a member of the Board. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 21:27 UTC |
Butenhoff SusanDirector
|
GrantCommon Stock | 9,607 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-036472 · doc4.xml · nonDerivative · entry 1 Butenhoff Susan · CIK 0001680630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,324 F1 · shares: 100% of the total number of restricted stock units shall vest on the date of the Company's 2020 annual stockholder meeting, subject to the Reporting Person's continued service as a member of the Board. Read SEC document |
| May 15, 2019 Filed May 16, 2019 23:02 UTC |
STANG ERIC BDirector · CEO and Pres.
|
SaleCommon Stock | 12,340 | $13.84 | $170,816.45 |
DisclosureSEC source: 0001209191-19-030623 · doc4.xml · nonDerivative · entry 1 STANG ERIC B · CIK 0001234045 · Director · CEO and Pres. 10b5-1 filing: Not disclosed Ownership: Indirect · By the Eric Stang & Pamela Stang TR UA 09/02/2004 Stang Family Trust Disclosed balance after: 876,016 F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. F2 · price: The range of prices for the shares of Common Stock is from $13.63 to $14.16. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. F3 · balance_after: 6,708 shares of the Company's Common Stock previously held by the GRAT (as defined in footnote 5) were contributed by the GRAT to the Trust (as defined in Footnote 4) pursuant to annuity distributions. F4 · ownership.nature: Shares held by the Eric Stang & Pamela Stang Trust U/A 09/02/2004 Stang Family Trust (the "Trust"). Voting and investment power over the shares held by the Trust is exercised by the reporting person, as one of the trustees. Read SEC document |
| May 03, 2019 Filed May 6, 2019 18:36 UTC |
Mann RussellDirector
|
SaleCommon | 921 | $13.50 | $12,433.50 |
DisclosureSEC source: 0001209191-19-027668 · doc4.xml · nonDerivative · entry 1 Mann Russell · CIK 0001299668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,537 F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 01, 2019 Filed May 2, 2019 22:11 UTC |
Mann RussellDirector
|
SaleCommon Stock | 79 | $13.50 | $1,066.50 |
DisclosureSEC source: 0001209191-19-027087 · doc4.xml · nonDerivative · entry 1 Mann Russell · CIK 0001299668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,458 F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 20:03 UTC |
Narula RaviChief Financial Officer
|
GrantCommon Stock | 2,118 | $10.03 | $21,243.54 |
DisclosureSEC source: 0001209191-19-020507 · doc4.xml · nonDerivative · entry 2 Narula Ravi · CIK 0001429509 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,968 F2 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 20:03 UTC |
Narula RaviChief Financial Officer
|
Tax withholdingCommon Stock | 7,272 | $15.41 | $112,061.52 |
DisclosureSEC source: 0001209191-19-020507 · doc4.xml · nonDerivative · entry 1 Narula Ravi · CIK 0001429509 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,850 F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:04 UTC |
STANG ERIC BDirector · CEO and Pres.
|
Tax withholdingCommon Stock | 17,947 | $15.41 | $276,563.27 |
DisclosureSEC source: 0001209191-19-020508 · doc4.xml · nonDerivative · entry 1 STANG ERIC B · CIK 0001234045 · Director · CEO and Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397,500 F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:03 UTC |
Gustke James A.Vice President of Marketing
|
GrantCommon Stock | 689 | $10.03 | $6,910.67 |
DisclosureSEC source: 0001209191-19-020506 · doc4.xml · nonDerivative · entry 2 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,745 F2 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.