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OOMA

OOMA INC

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Tapewire entity
2473
SEC CIK
0001327688
Parsed reports
569

Last 12 months

Inside the activity.

0 purchase rows · 27 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202600
Jun 202605
Jul 202605
Aug 202603
Sep 2026011
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 27, 2021 Filed Jun 1, 2021 20:44 UTC
Yeh Jenny CDirector · VP, General Counsel & Sec.
Exercise / conversionCommon Stock 1,250 $10.52 $13,150.00
Disclosure

SEC source: 0001209191-21-036870 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 20:37 UTC
Gustke James A.Vice President of Marketing
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,900 $0.00 Strike: $6.04 $0.00
Disclosure

SEC source: 0001209191-21-036850 · doc4.xml · derivative · entry 4

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,300

Underlying: Common Stock · 5,900 shares

Expires 2025-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 20:37 UTC
Gustke James A.Vice President of Marketing
SaleCommon Stock 3,597 $18.28 $65,758.92
Disclosure

SEC source: 0001209191-21-036850 · doc4.xml · nonDerivative · entry 3

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,113

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F3 · price: The range of prices for the shares of Common Stock is from $18.00 to $18.60. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 20:37 UTC
Gustke James A.Vice President of Marketing
SaleCommon Stock 5,900 $19.03 $112,261.07
Disclosure

SEC source: 0001209191-21-036850 · doc4.xml · nonDerivative · entry 2

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,710

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $19.00 to $19.25. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 20:37 UTC
Gustke James A.Vice President of Marketing
Exercise / conversionCommon Stock 5,900 $6.04 $35,636.00
Disclosure

SEC source: 0001209191-21-036850 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 16:42 UTC
Narula RaviDirector · Chief Financial Officer
GrantCommon Stock 2,590 $9.98 $25,848.20
Disclosure

SEC source: 0001209191-21-020850 · doc4.xml · nonDerivative · entry 2

Narula Ravi · CIK 0001429509 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,964

F2 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 16:42 UTC
Narula RaviDirector · Chief Financial Officer
Tax withholdingCommon Stock 5,285 $17.49 $92,434.65
Disclosure

SEC source: 0001209191-21-020850 · doc4.xml · nonDerivative · entry 1

Narula Ravi · CIK 0001429509 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,374

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:45 UTC
STANG ERIC BDirector · CEO and Pres.
Tax withholdingCommon Stock 18,737 $17.49 $327,710.13
Disclosure

SEC source: 0001209191-21-020858 · doc4.xml · nonDerivative · entry 1

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,000

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:43 UTC
Yeh Jenny CDirector · VP, General Counsel & Sec.
GrantCommon Stock 2,129 $9.98 $21,247.42
Disclosure

SEC source: 0001209191-21-020853 · doc4.xml · nonDerivative · entry 2

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,226

F2 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:43 UTC
Yeh Jenny CDirector · VP, General Counsel & Sec.
Tax withholdingCommon Stock 1,496 $17.49 $26,165.04
Disclosure

SEC source: 0001209191-21-020853 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,097

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:41 UTC
Gustke James A.Vice President of Marketing
GrantCommon Stock 1,491 $9.98 $14,880.18
Disclosure

SEC source: 0001209191-21-020845 · doc4.xml · nonDerivative · entry 2

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,627

F2 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:41 UTC
Gustke James A.Vice President of Marketing
Tax withholdingCommon Stock 2,149 $17.49 $37,586.01
Disclosure

SEC source: 0001209191-21-020845 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,136

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
March 12, 2021 Filed Mar 13, 2021 01:16 UTC
Gustke James A.Vice President of Marketing
SaleCommon Stock 1,403 $18.00 $25,255.96
Disclosure

SEC source: 0001209191-21-020326 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,285

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $18.00 to $18.01. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 21:56 UTC
STANG ERIC BDirector · CEO and Pres.
SaleCommon Stock 22,465 $17.65 $396,397.17
Disclosure

SEC source: 0001209191-21-020211 · doc4.xml · nonDerivative · entry 2

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Eric Stang & Pamela Stang TR UA 09/02/2004 Stang Family Trust

Disclosed balance after: 968,458

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F4 · price: The range of prices for the shares of Common Stock is from $17.50 to $17.86. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3 · ownership.nature: Shares held by the Eric Stang & Pamela Stang Trust U/A 09/02/2004 Stang Family Trust (the "Trust"). Voting and investment power over the shares held by the Trust is exercised by the reporting person, as one of the trustees.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:56 UTC
STANG ERIC BDirector · CEO and Pres.
SaleCommon Stock 7,535 $17.53 $132,064.44
Disclosure

SEC source: 0001209191-21-020211 · doc4.xml · nonDerivative · entry 1

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Eric Stang & Pamela Stang TR UA 09/02/2004 Stang Family Trust

Disclosed balance after: 990,923

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $17.05 to $17.65. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3 · ownership.nature: Shares held by the Eric Stang & Pamela Stang Trust U/A 09/02/2004 Stang Family Trust (the "Trust"). Voting and investment power over the shares held by the Trust is exercised by the reporting person, as one of the trustees.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 18:31 UTC
Narula RaviDirector · Chief Financial Officer
SaleCommon Stock 9,650 $17.05 $164,564.35
Disclosure

SEC source: 0001209191-21-019926 · doc4.xml · nonDerivative · entry 1

Narula Ravi · CIK 0001429509 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,659

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $17.00 to $17.23. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 22:21 UTC
Gustke James A.Vice President of Marketing
GrantEmployee Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $16.28 $0.00
Disclosure

SEC source: 0001209191-21-016251 · doc4.xml · derivative · entry 2

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2031-03-01

F2 · derivative.exercise_date: 1/16th of the shares subject to the option shall vest and become exercisable on June 1, 2021, and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 22:21 UTC
Gustke James A.Vice President of Marketing
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016251 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,688

F1 · security: Represent restricted stock units which will vest as follows: 1/16th of the total original number of restricted stock units shall vest on June 1, 2021 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 22:20 UTC
Yeh Jenny CDirector · VP, General Counsel & Sec.
GrantEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $16.28 $0.00
Disclosure

SEC source: 0001209191-21-016241 · doc4.xml · derivative · entry 2

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2031-03-01

F2 · derivative.exercise_date: 1/16th of the shares subject to the option shall vest and become exercisable on June 1, 2021, and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 22:20 UTC
Yeh Jenny CDirector · VP, General Counsel & Sec.
GrantCommon Stock 22,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016241 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,593

F1 · security: Represent restricted stock units which will vest as follows: 1/16th of the total original number of restricted stock units shall vest on June 1, 2021 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 20:40 UTC
Narula RaviDirector · Chief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 13,000 $0.00 Strike: $16.28 $0.00
Disclosure

SEC source: 0001209191-21-017550 · doc4.xml · derivative · entry 2

Narula Ravi · CIK 0001429509 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires 2031-03-01

F2 · derivative.exercise_date: 1/16th of the shares subject to the option shall vest and become exercisable on June 1, 2021, and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 20:40 UTC
Narula RaviDirector · Chief Financial Officer
GrantCommon Stock 55,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017550 · doc4.xml · nonDerivative · entry 1

Narula Ravi · CIK 0001429509 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,309

F1 · security: Represent restricted stock units which will vest as follows: 1/16th of the total original number of restricted stock units shall vest on June 1, 2021 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 01:40 UTC
STANG ERIC BDirector · CEO and Pres.
GrantEmployee Stock Option (right to buy) · Derivative 60,000 $0.00 Strike: $16.28 $0.00
Disclosure

SEC source: 0001209191-21-017547 · doc4.xml · derivative · entry 3

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2031-03-01

F3 · derivative.exercise_date: 1/16th of the shares subject to the option shall vest and become exercisable on June 1, 2021, and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 01:40 UTC
STANG ERIC BDirector · CEO and Pres.
GrantCommon Stock 180,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017547 · doc4.xml · nonDerivative · entry 1

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,875

F1 · security: Represent restricted stock units which will vest as follows: 1/16th of the total original number of restricted stock units shall vest on June 1, 2021 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 00:54 UTC Exercise / conversionStock Option (right to buy) · Derivative 12,500 $0.00 Strike: $6.04 $0.00
Disclosure

SEC source: 0001209191-21-000555 · doc4.xml · derivative · entry 2

Pearce William D · CIK 0001435160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2025-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option is fully vested and exercisable.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 00:54 UTC Exercise / conversionCommon Stock 12,500 $6.04 $75,500.00
Disclosure

SEC source: 0001209191-21-000555 · doc4.xml · nonDerivative · entry 1

Pearce William D · CIK 0001435160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2020 Filed Dec 16, 2020 23:55 UTC
Yeh Jenny CVP, General Counsel & Sec.
SaleCommon Stock 1,139 $16.48 $18,765.48
Disclosure

SEC source: 0001209191-20-063890 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,343

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 16:39 UTC
Narula RaviChief Financial Officer
Tax withholdingCommon Stock 5,353 $16.54 $88,538.62
Disclosure

SEC source: 0001209191-20-063813 · doc4.xml · nonDerivative · entry 1

Narula Ravi · CIK 0001429509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,309

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 21:37 UTC
STANG ERIC BDirector · CEO and Pres.
Tax withholdingCommon Stock 18,777 $16.54 $310,571.58
Disclosure

SEC source: 0001209191-20-063808 · doc4.xml · nonDerivative · entry 1

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,875

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 21:40 UTC
Gustke James A.Vice President of Marketing
Tax withholdingCommon Stock 2,019 $16.54 $33,394.26
Disclosure

SEC source: 0001209191-20-063816 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,688

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 21:38 UTC
Yeh Jenny CVP, General Counsel & Sec.
Tax withholdingCommon Stock 1,715 $16.54 $28,366.10
Disclosure

SEC source: 0001209191-20-063809 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,482

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
December 09, 2020 Filed Dec 10, 2020 14:50 UTC
Narula RaviChief Financial Officer
SaleCommon Stock 767 $17.03 $13,064.69
Disclosure

SEC source: 0001209191-20-062671 · doc4.xml · nonDerivative · entry 1

Narula Ravi · CIK 0001429509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,662

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $17.00 to $17.05. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
November 23, 2020 Filed Nov 24, 2020 20:07 UTC
Narula RaviChief Financial Officer
SaleCommon Stock 3,833 $17.01 $65,198.56
Disclosure

SEC source: 0001209191-20-060399 · doc4.xml · nonDerivative · entry 1

Narula Ravi · CIK 0001429509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,429

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $17.00 to $17.05. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
October 12, 2020 Filed Oct 14, 2020 20:31 UTC
Yeh Jenny CVP, General Counsel & Sec.
SaleCommon Stock 1,367 $14.00 $19,138.00
Disclosure

SEC source: 0001209191-20-054784 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,197

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 13:13 UTC
Narula RaviChief Financial Officer
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-053966 · doc4.xml · nonDerivative · entry 1

Narula Ravi · CIK 0001429509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,262

F1 · security: Represent restricted stock units which will vest as follows: 1/16th of the total original number of restricted stock units shall vest on December 15, 2020 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 11:59 UTC
Narula RaviChief Financial Officer
GrantCommon Stock 1,668 $9.98 $16,646.64
Disclosure

SEC source: 0001209191-20-050805 · doc4.xml · nonDerivative · entry 2

Narula Ravi · CIK 0001429509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,162

F2 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 11:59 UTC
Narula RaviChief Financial Officer
Tax withholdingCommon Stock 4,830 $13.38 $64,625.40
Disclosure

SEC source: 0001209191-20-050805 · doc4.xml · nonDerivative · entry 1

Narula Ravi · CIK 0001429509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,594

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 15:57 UTC
STANG ERIC BDirector · CEO and Pres.
Tax withholdingCommon Stock 18,512 $13.38 $247,690.56
Disclosure

SEC source: 0001209191-20-050803 · doc4.xml · nonDerivative · entry 1

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,750

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 16:02 UTC
Yeh Jenny CVP, General Counsel & Sec.
GrantCommon Stock 482 $9.98 $4,810.36
Disclosure

SEC source: 0001209191-20-050809 · doc4.xml · nonDerivative · entry 2

Yeh Jenny C · CIK 0001724512 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,564

F2 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 16:02 UTC
Yeh Jenny CVP, General Counsel & Sec.
Tax withholdingCommon Stock 1,466 $13.38 $19,615.08
Disclosure

SEC source: 0001209191-20-050809 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,082

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 16:01 UTC
Gustke James A.Vice President of Marketing
GrantCommon Stock 761 $9.98 $7,594.78
Disclosure

SEC source: 0001209191-20-050807 · doc4.xml · nonDerivative · entry 2

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,707

F2 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 16:01 UTC
Gustke James A.Vice President of Marketing
Tax withholdingCommon Stock 1,883 $13.38 $25,194.54
Disclosure

SEC source: 0001209191-20-050807 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,946

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

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September 01, 2020 Filed Sep 3, 2020 17:08 UTC
Gustke James A.Vice President of Marketing
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,900 $0.00 Strike: $6.04 $0.00
Disclosure

SEC source: 0001209191-20-049321 · doc4.xml · derivative · entry 3

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,200

Underlying: Common Stock · 5,900 shares

Expires 2025-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 01, 2020 Filed Sep 3, 2020 17:08 UTC
Gustke James A.Vice President of Marketing
SaleCommon Stock 5,900 $14.00 $82,600.00
Disclosure

SEC source: 0001209191-20-049321 · doc4.xml · nonDerivative · entry 2

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,829

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

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September 01, 2020 Filed Sep 3, 2020 17:08 UTC
Gustke James A.Vice President of Marketing
Exercise / conversionCommon Stock 5,900 $6.04 $35,636.00
Disclosure

SEC source: 0001209191-20-049321 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 08, 2020 Filed Jul 8, 2020 22:53 UTC
Gustke James A.Vice President of Marketing
SaleCommon Stock 2,739 $17.00 $46,563.00
Disclosure

SEC source: 0001209191-20-041820 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,929

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

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July 08, 2020 Filed Sep 3, 2020 17:05 UTC Amendment
Gustke James A.Vice President of Marketing
SaleCommon Stock 2,739 $17.00 $46,563.00
Disclosure

SEC source: 0001209191-20-049318 · doc4a.xml · nonDerivative · entry 5

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,829

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

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July 06, 2020 Filed Jul 8, 2020 17:11 UTC
Gustke James A.Vice President of Marketing
SaleCommon Stock 6,900 $18.95 $130,761.90
Disclosure

SEC source: 0001209191-20-041677 · doc4.xml · nonDerivative · entry 3

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,668

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F4 · price: The range of prices for the shares of Common Stock is from $18.54 to $19.00. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

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July 06, 2020 Filed Jul 8, 2020 17:11 UTC
Gustke James A.Vice President of Marketing
SaleCommon Stock 1,762 $17.92 $31,569.23
Disclosure

SEC source: 0001209191-20-041677 · doc4.xml · nonDerivative · entry 2

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,568

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F3 · price: The range of prices for the shares of Common Stock is from $17.51 to $18.49. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

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July 06, 2020 Filed Jul 8, 2020 17:11 UTC
Gustke James A.Vice President of Marketing
SaleCommon Stock 9,499 $16.88 $160,358.32
Disclosure

SEC source: 0001209191-20-041677 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,330

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $16.47 to $17.42. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.