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ONTO

ONTO INNOVATION INC.

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3340
SEC CIK
0000704532
Parsed reports
554

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 21, 2017 Filed Feb 22, 2017 21:38 UTC
Heidrich KevinSr. VP, Marketing & Strategy
SaleCommon Stock 5,000 $28.00 $140,000.00
Disclosure

SEC source: 0001209191-17-013296 · doc4.xml · nonDerivative · entry 2

Heidrich Kevin · CIK 0001635121 · Sr. VP, Marketing & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,789

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted September 14, 2016.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 21:38 UTC
Heidrich KevinSr. VP, Marketing & Strategy
Exercise / conversionCommon Stock 5,000 $12.98 $64,900.00
Disclosure

SEC source: 0001209191-17-013296 · doc4.xml · nonDerivative · entry 1

Heidrich Kevin · CIK 0001635121 · Sr. VP, Marketing & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted September 14, 2016.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 21:39 UTC
Kocher RollinSVP, Commercial Operations
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 312 $0.00 Strike: $14.34 $0.00
Disclosure

SEC source: 0001209191-17-013298 · doc4.xml · derivative · entry 3

Kocher Rollin · CIK 0001684779 · SVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313

Underlying: Common Stock · 312 shares

Expires 2020-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted November 11, 2016.

F3 · derivative.exercise_date: Options vest 25% on May 20, 2014 and 1/48th of the total number of shares granted monthly thereafter.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 21:39 UTC
Kocher RollinSVP, Commercial Operations
SaleCommon Stock 4,482 $27.97 $125,361.54
Disclosure

SEC source: 0001209191-17-013298 · doc4.xml · nonDerivative · entry 2

Kocher Rollin · CIK 0001684779 · SVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,547

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted November 11, 2016.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $27.60 to $28.00. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 21:39 UTC
Kocher RollinSVP, Commercial Operations
Exercise / conversionCommon Stock 312 $14.34 $4,474.08
Disclosure

SEC source: 0001209191-17-013298 · doc4.xml · nonDerivative · entry 1

Kocher Rollin · CIK 0001684779 · SVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted November 11, 2016.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:23 UTC
Borowicz Stanislaw M.EVP, Business Operations
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 208 $0.00 Strike: $14.34 $0.00
Disclosure

SEC source: 0001209191-17-011062 · doc4.xml · derivative · entry 3

Borowicz Stanislaw M. · CIK 0001635119 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209

Underlying: Common Stock · 208 shares

Expires 2020-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted August 23, 2016.

F2 · derivative.exercise_date: One forty-eighth (1/48th) of the shares shall vest and become exercisable in equal monthly installments starting on the monthly anniversary of the date of grant of October 10, 2012.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:23 UTC
Borowicz Stanislaw M.EVP, Business Operations
SaleCommon Stock 208 $26.11 $5,430.88
Disclosure

SEC source: 0001209191-17-011062 · doc4.xml · nonDerivative · entry 2

Borowicz Stanislaw M. · CIK 0001635119 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,092

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted August 23, 2016.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:23 UTC
Borowicz Stanislaw M.EVP, Business Operations
Exercise / conversionCommon Stock 208 $14.34 $2,982.72
Disclosure

SEC source: 0001209191-17-011062 · doc4.xml · nonDerivative · entry 1

Borowicz Stanislaw M. · CIK 0001635119 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted August 23, 2016.

Read SEC document
February 08, 2017 Filed Feb 11, 2017 02:07 UTC
Taylor Janet ThereseGeneral Counsel
GrantCommon Stock 12,275 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009801 · doc4.xml · nonDerivative · entry 1

Taylor Janet Therese · CIK 0001647625 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,770

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest on an annual basis, in equal 1/3rd increments, over a three-year period from the award date.

Read SEC document
February 08, 2017 Filed Feb 11, 2017 02:10 UTC
Kocher RollinSVP, Commercial Operations
GrantPerformance Stock Units · Derivative 5,850 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009804 · doc4.xml · derivative · entry 2

Kocher Rollin · CIK 0001684779 · SVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,850

Underlying: Common Stock · 5,850 shares

Expires 2020-02-08

F2 · derivative.exercise_price: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest on an annual basis, in equal 1/3rd target increments, over a three-year period, provided that certain price performance targets are met. 2/3rds will vest for each increment if target price performance is met for that increment and 100% will vest if maximum price performance is met for that increment.

F2 · derivative.exercise_date: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest on an annual basis, in equal 1/3rd target increments, over a three-year period, provided that certain price performance targets are met. 2/3rds will vest for each increment if target price performance is met for that increment and 100% will vest if maximum price performance is met for that increment.

Read SEC document
February 08, 2017 Filed Feb 11, 2017 02:10 UTC
Kocher RollinSVP, Commercial Operations
GrantCommon Stock 11,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009804 · doc4.xml · nonDerivative · entry 1

Kocher Rollin · CIK 0001684779 · SVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,717

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest on an annual basis, in equal 1/3rd increments, over a three-year period from the award date.

Read SEC document
February 08, 2017 Filed Feb 11, 2017 02:08 UTC
Borowicz Stanislaw M.EVP, Business Operations
GrantPerformance Stock Units · Derivative 5,850 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009802 · doc4.xml · derivative · entry 2

Borowicz Stanislaw M. · CIK 0001635119 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,850

Underlying: Common Stock · 5,850 shares

Expires 2020-02-08

F2 · derivative.exercise_price: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest on an annual basis, in equal 1/3rd target increments, over a three-year period, provided that certain price performance targets are met. 2/3rds will vest for each increment if target price performance is met for that increment and 100% will vest if maximum price performance is met for that increment.

F2 · derivative.exercise_date: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest on an annual basis, in equal 1/3rd target increments, over a three-year period, provided that certain price performance targets are met. 2/3rds will vest for each increment if target price performance is met for that increment and 100% will vest if maximum price performance is met for that increment.

Read SEC document
February 08, 2017 Filed Feb 11, 2017 02:08 UTC
Borowicz Stanislaw M.EVP, Business Operations
GrantCommon Stock 11,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009802 · doc4.xml · nonDerivative · entry 1

Borowicz Stanislaw M. · CIK 0001635119 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,092

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest on an annual basis, in equal 1/3rd increments, over a three-year period from the award date.

Read SEC document
February 08, 2017 Filed Feb 11, 2017 02:08 UTC
Heidrich KevinSr. VP, Marketing & Strategy
GrantCommon Stock 9,810 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009803 · doc4.xml · nonDerivative · entry 1

Heidrich Kevin · CIK 0001635121 · Sr. VP, Marketing & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,789

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest on an annual basis, in equal 1/3rd increments, over a three-year period from the award date.

F2 · balance_after: Includes 474 shares purchased on December 30, 2016, pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
February 08, 2017 Filed Feb 11, 2017 02:06 UTC
Andreson JeffChief Financial Officer
GrantPerformance Stock Units · Derivative 8,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009799 · doc4.xml · derivative · entry 2

Andreson Jeff · CIK 0001403083 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,100

Underlying: Common Stock · 8,100 shares

Expires 2020-02-08

F3 · derivative.exercise_price: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest on an annual basis, in equal 1/3rd target increments, over a three-year period, provided that certain price performance targets are met. 2/3rds will vest for each increment if target price performance is met for that increment and 100% will vest if maximum price performance is met for that increment.

F3 · derivative.exercise_date: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest on an annual basis, in equal 1/3rd target increments, over a three-year period, provided that certain price performance targets are met. 2/3rds will vest for each increment if target price performance is met for that increment and 100% will vest if maximum price performance is met for that increment.

Read SEC document
February 08, 2017 Filed Feb 11, 2017 02:06 UTC
Andreson JeffChief Financial Officer
GrantCommon Stock 16,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009799 · doc4.xml · nonDerivative · entry 1

Andreson Jeff · CIK 0001403083 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,518

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest on an annual basis, in equal 1/3rd increments, over a three-year period from the award date.

F2 · balance_after: Includes 486 shares purchased on December 30, 2016, pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
February 08, 2017 Filed Feb 11, 2017 02:05 UTC
Stultz Timothy JDirector · President & CEO
GrantPerformance Stock Units · Derivative 39,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009798 · doc4.xml · derivative · entry 2

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,750

Underlying: Common Stock · 39,750 shares

Expires 2020-02-08

F2 · derivative.exercise_price: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest on an annual basis, in equal 1/3rd target increments, over a three-year period, provided that certain price performance targets are met. 2/3rds will vest for each increment if target price performance is met for that increment and 100% will vest if maximum price performance is met for that increment.

F2 · derivative.exercise_date: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest on an annual basis, in equal 1/3rd target increments, over a three-year period, provided that certain price performance targets are met. 2/3rds will vest for each increment if target price performance is met for that increment and 100% will vest if maximum price performance is met for that increment.

Read SEC document
February 08, 2017 Filed Feb 11, 2017 02:05 UTC
Stultz Timothy JDirector · President & CEO
GrantCommon Stock 26,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009798 · doc4.xml · nonDerivative · entry 1

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,659

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest on an annual basis, in equal 1/3rd increments, over a three-year period from the award date.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 02:39 UTC
Kocher RollinSVP, Commercial Operations
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 313 $0.00 Strike: $14.34 $0.00
Disclosure

SEC source: 0001209191-17-005432 · doc4.xml · derivative · entry 3

Kocher Rollin · CIK 0001684779 · SVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625

Underlying: Common Stock · 313 shares

Expires 2020-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted November 11, 2016.

F2 · derivative.exercise_date: Options vest 25% on May 20, 2014 and 1/48th of the total number of shares granted monthly thereafter.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 02:39 UTC
Kocher RollinSVP, Commercial Operations
SaleCommon Stock 313 $25.17 $7,878.21
Disclosure

SEC source: 0001209191-17-005432 · doc4.xml · nonDerivative · entry 2

Kocher Rollin · CIK 0001684779 · SVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,468

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted November 11, 2016.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 02:39 UTC
Kocher RollinSVP, Commercial Operations
Exercise / conversionCommon Stock 313 $14.34 $4,488.42
Disclosure

SEC source: 0001209191-17-005432 · doc4.xml · nonDerivative · entry 1

Kocher Rollin · CIK 0001684779 · SVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted November 11, 2016.

Read SEC document
January 19, 2017 Filed Jan 20, 2017 00:14 UTC
Borowicz Stanislaw M.EVP, Business Operations
SaleCommon Stock 8,327 $26.50 $220,665.50
Disclosure

SEC source: 0001209191-17-004658 · doc4.xml · nonDerivative · entry 1

Borowicz Stanislaw M. · CIK 0001635119 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,292

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted August 23, 2016.

Read SEC document
January 19, 2017 Filed Jan 20, 2017 22:12 UTC
Heidrich KevinSenior VP, Marketing
SaleCommon Stock 7,588 $26.00 $197,288.00
Disclosure

SEC source: 0001209191-17-004934 · doc4.xml · nonDerivative · entry 1

Heidrich Kevin · CIK 0001635121 · Senior VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,505

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted September 14, 2016.

Read SEC document
January 17, 2017 Filed Jan 18, 2017 22:11 UTC
Borowicz Stanislaw M.EVP, Business Operations
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 208 $0.00 Strike: $14.34 $0.00
Disclosure

SEC source: 0001209191-17-004207 · doc4.xml · derivative · entry 3

Borowicz Stanislaw M. · CIK 0001635119 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417

Underlying: Common Stock · 208 shares

Expires 2020-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted August 23, 2016.

F2 · derivative.exercise_date: One forty-eighth (1/48th) of the shares shall vest and become exercisable in equal monthly installments starting on the monthly anniversary of the date of grant of October 10, 2012.

Read SEC document
January 17, 2017 Filed Jan 18, 2017 22:11 UTC
Borowicz Stanislaw M.EVP, Business Operations
SaleCommon Stock 208 $25.47 $5,297.76
Disclosure

SEC source: 0001209191-17-004207 · doc4.xml · nonDerivative · entry 2

Borowicz Stanislaw M. · CIK 0001635119 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,619

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted August 23, 2016.

Read SEC document
January 17, 2017 Filed Jan 18, 2017 22:11 UTC
Borowicz Stanislaw M.EVP, Business Operations
Exercise / conversionCommon Stock 208 $14.34 $2,982.72
Disclosure

SEC source: 0001209191-17-004207 · doc4.xml · nonDerivative · entry 1

Borowicz Stanislaw M. · CIK 0001635119 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted August 23, 2016.

Read SEC document
January 04, 2017 Filed Jan 5, 2017 22:42 UTC
Kocher RollinSVP, Commercial Operations
SaleCommon Stock 449 $24.96 $11,207.04
Disclosure

SEC source: 0001209191-17-002271 · doc4.xml · nonDerivative · entry 1

Kocher Rollin · CIK 0001684779 · SVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,468

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted November 11, 2016.

F2 · balance_after: Includes 449 shares purchased on December 30, 2016 pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
January 04, 2017 Filed Jan 28, 2017 01:24 UTC Amendment
Kocher RollinSVP, Commercial Operations
SaleCommon Stock 449 $24.96 $11,207.04
Disclosure

SEC source: 0001209191-17-006060 · doc4a.xml · nonDerivative · entry 1

Kocher Rollin · CIK 0001684779 · SVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,917

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted November 11, 2016.

F2 · balance_after: Includes 449 shares purchased on December 30, 2016 pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 21:58 UTC
Taylor Janet ThereseGeneral Counsel
SaleCommon Stock 434 $25.06 $10,876.04
Disclosure

SEC source: 0001209191-17-001110 · doc4.xml · nonDerivative · entry 1

Taylor Janet Therese · CIK 0001647625 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,061

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted September 2, 2016.

F2 · balance_after: Includes 434 shares purchased on December 30, 2016 pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
January 03, 2017 Filed Jan 28, 2017 01:23 UTC Amendment
Taylor Janet ThereseGeneral Counsel
SaleCommon Stock 434 $25.06 $10,876.04
Disclosure

SEC source: 0001209191-17-006059 · doc4a.xml · nonDerivative · entry 1

Taylor Janet Therese · CIK 0001647625 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,495

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted September 2, 2016.

F2 · balance_after: Includes 434 shares purchased on December 30, 2016 pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 28, 2016 Filed Dec 29, 2016 22:51 UTC
Heidrich KevinSenior VP, Marketing
SaleCommon Stock 326 $26.00 $8,476.00
Disclosure

SEC source: 0001209191-16-157037 · doc4.xml · nonDerivative · entry 1

Heidrich Kevin · CIK 0001635121 · Senior VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,093

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted September 14, 2016.

Read SEC document
December 21, 2016 Filed Dec 22, 2016 23:21 UTC
Kocher RollinSVP, Commercial Operations
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 1,562 $0.00 Strike: $14.34 $0.00
Disclosure

SEC source: 0001209191-16-156593 · doc4.xml · derivative · entry 3

Kocher Rollin · CIK 0001684779 · SVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 938

Underlying: Common Stock · 1,562 shares

Expires 2020-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted November 11, 2016.

F2 · derivative.exercise_date: Options vest 25% on May 20, 2014 and 1/48th of the total number of shares granted monthly thereafter.

Read SEC document
December 21, 2016 Filed Dec 22, 2016 23:21 UTC
Kocher RollinSVP, Commercial Operations
SaleCommon Stock 1,562 $25.79 $40,283.98
Disclosure

SEC source: 0001209191-16-156593 · doc4.xml · nonDerivative · entry 2

Kocher Rollin · CIK 0001684779 · SVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,917

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted November 11, 2016.

Read SEC document
December 21, 2016 Filed Dec 22, 2016 23:21 UTC
Kocher RollinSVP, Commercial Operations
Exercise / conversionCommon Stock 1,562 $14.34 $22,399.08
Disclosure

SEC source: 0001209191-16-156593 · doc4.xml · nonDerivative · entry 1

Kocher Rollin · CIK 0001684779 · SVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted November 11, 2016.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 01:09 UTC GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-155515 · doc4.xml · nonDerivative · entry 1

Rhine Bruce C · CIK 0001369134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 753,108

Read SEC document
December 14, 2016 Filed Dec 15, 2016 21:51 UTC
Borowicz Stanislaw M.EVP, Business Operations
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 209 $0.00 Strike: $14.34 $0.00
Disclosure

SEC source: 0001209191-16-155445 · doc4.xml · derivative · entry 3

Borowicz Stanislaw M. · CIK 0001635119 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625

Underlying: Common Stock · 209 shares

Expires 2020-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted August 23, 2016.

F2 · derivative.exercise_date: One forty-eighth (1/48th) of the shares shall vest and become exercisable in equal monthly installments starting on the monthly anniversary of the date of grant of October 10, 2012.

Read SEC document
December 14, 2016 Filed Dec 15, 2016 21:51 UTC
Borowicz Stanislaw M.EVP, Business Operations
SaleCommon Stock 209 $24.78 $5,179.02
Disclosure

SEC source: 0001209191-16-155445 · doc4.xml · nonDerivative · entry 2

Borowicz Stanislaw M. · CIK 0001635119 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,619

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted August 23, 2016.

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December 14, 2016 Filed Dec 15, 2016 21:51 UTC
Borowicz Stanislaw M.EVP, Business Operations
Exercise / conversionCommon Stock 209 $14.34 $2,997.06
Disclosure

SEC source: 0001209191-16-155445 · doc4.xml · nonDerivative · entry 1

Borowicz Stanislaw M. · CIK 0001635119 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted August 23, 2016.

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December 12, 2016 Filed Dec 13, 2016 22:25 UTC
Kocher RollinSVP, Commercial Operations
SaleCommon Stock 1,642 $24.49 $40,212.58
Disclosure

SEC source: 0001209191-16-154969 · doc4.xml · nonDerivative · entry 1

Kocher Rollin · CIK 0001684779 · SVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,917

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted November 11, 2016.

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November 29, 2016 Filed Nov 30, 2016 22:58 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,038 $0.00 Strike: $11.17 $0.00
Disclosure

SEC source: 0001209191-16-152526 · doc4.xml · derivative · entry 7

Rhine Bruce C · CIK 0001369134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,038 shares

Expires 2017-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested.

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November 29, 2016 Filed Nov 30, 2016 22:58 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,040 $0.00 Strike: $10.83 $0.00
Disclosure

SEC source: 0001209191-16-152526 · doc4.xml · derivative · entry 6

Rhine Bruce C · CIK 0001369134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,040 shares

Expires 2017-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested.

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November 29, 2016 Filed Nov 30, 2016 22:58 UTC SaleCommon Stock 7,078 $24.58 $173,977.24
Disclosure

SEC source: 0001209191-16-152526 · doc4.xml · nonDerivative · entry 4

Rhine Bruce C · CIK 0001369134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 754,108

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $24.55 to $24.64. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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November 29, 2016 Filed Nov 30, 2016 22:58 UTC SaleCommon Stock 30,000 $24.40 $732,000.00
Disclosure

SEC source: 0001209191-16-152526 · doc4.xml · nonDerivative · entry 3

Rhine Bruce C · CIK 0001369134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 761,186

F1 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $24.17 to $24.74. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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November 29, 2016 Filed Nov 30, 2016 22:58 UTC Exercise / conversionCommon Stock 2,038 $11.17 $22,764.46
Disclosure

SEC source: 0001209191-16-152526 · doc4.xml · nonDerivative · entry 2

Rhine Bruce C · CIK 0001369134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 791,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2016 Filed Nov 30, 2016 22:58 UTC Exercise / conversionCommon Stock 5,040 $10.83 $54,583.20
Disclosure

SEC source: 0001209191-16-152526 · doc4.xml · nonDerivative · entry 1

Rhine Bruce C · CIK 0001369134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 789,148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 22, 2016 Filed Nov 24, 2016 02:19 UTC
Heidrich KevinSenior VP, Marketing
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $16.70 $0.00
Disclosure

SEC source: 0001209191-16-152010 · doc4.xml · derivative · entry 3

Heidrich Kevin · CIK 0001635121 · Senior VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2018-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted September 14, 2016.

F2 · derivative.exercise_date: Fully vested.

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November 22, 2016 Filed Nov 24, 2016 02:19 UTC
Heidrich KevinSenior VP, Marketing
SaleCommon Stock 30,000 $25.00 $750,000.00
Disclosure

SEC source: 0001209191-16-152010 · doc4.xml · nonDerivative · entry 2

Heidrich Kevin · CIK 0001635121 · Senior VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,419

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted September 14, 2016.

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November 22, 2016 Filed Nov 24, 2016 02:19 UTC
Heidrich KevinSenior VP, Marketing
Exercise / conversionCommon Stock 30,000 $16.70 $501,000.00
Disclosure

SEC source: 0001209191-16-152010 · doc4.xml · nonDerivative · entry 1

Heidrich Kevin · CIK 0001635121 · Senior VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted September 14, 2016.

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November 22, 2016 Filed Nov 24, 2016 01:17 UTC
Borowicz Stanislaw M.EVP, Business Operations
SaleCommon Stock 4,184 $25.50 $106,692.00
Disclosure

SEC source: 0001209191-16-152007 · doc4.xml · nonDerivative · entry 1

Borowicz Stanislaw M. · CIK 0001635119 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,619

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted August 23, 2016.

Read SEC document
November 14, 2016 Filed Nov 16, 2016 01:09 UTC
Borowicz Stanislaw M.EVP, Business Operations
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 208 $0.00 Strike: $14.34 $0.00
Disclosure

SEC source: 0001209191-16-150329 · doc4.xml · derivative · entry 3

Borowicz Stanislaw M. · CIK 0001635119 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 834

Underlying: Common Stock · 208 shares

Expires 2020-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted August 23, 2016.

F2 · derivative.exercise_date: One forty-eighth (1/48th) of the shares shall vest and become exercisable in equal monthly installments starting on the monthly anniversary of the date of grant of October 10, 2012.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.