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ONTO

ONTO INNOVATION INC.

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Tapewire entity
3340
SEC CIK
0000704532
Parsed reports
554

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 05, 2018 Filed Mar 7, 2018 21:18 UTC
Chou JonathanChief Financial Officer
GrantPerformance Stock Units · Derivative 11,580 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017714 · doc4.xml · derivative · entry 2

Chou Jonathan · CIK 0001434690 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,580

Underlying: Common Stock · 11,580 shares

Expires 2021-03-05

F2 · derivative.exercise_price: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest on an annual basis, in equal 1/3rd target increments, over a three-year period, provided that certain price performance targets are met. 2/3rds will vest for each increment if target price performance is met for that increment and 100% will vest if maximum price performance is met for that increment.

F2 · derivative.exercise_date: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest on an annual basis, in equal 1/3rd target increments, over a three-year period, provided that certain price performance targets are met. 2/3rds will vest for each increment if target price performance is met for that increment and 100% will vest if maximum price performance is met for that increment.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 21:18 UTC
Chou JonathanChief Financial Officer
GrantCommon Stock 34,741 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017714 · doc4.xml · nonDerivative · entry 1

Chou Jonathan · CIK 0001434690 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,741

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest on an annual basis, in equal 1/3rd increments, over a three-year period from the award date.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 22:44 UTC SaleCommon Stock 10,000 $26.44 $264,400.00
Disclosure

SEC source: 0001209191-18-017400 · doc4.xml · nonDerivative · entry 1

Stultz Timothy J · CIK 0001410399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,087

F1 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $25.89 to $26.66. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
February 23, 2018 Filed Feb 26, 2018 21:59 UTC Exercise / conversionPerformance Stock Unit · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013409 · doc4.xml · derivative · entry 4

Stultz Timothy J · CIK 0001410399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,667

Underlying: Common Stock · 20,000 shares

Expires 2018-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest on an annual basis, in equal 1/3rd increments, over a three-year period from the award date.

F2 · derivative.exercise_date: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest on an annual basis, in equal 1/3rd target increments, over a three-year period, provided that certain price performance targets are met. 2/3rds will vest for each increment if target price performance is met for that increment and 100% will vest if maximum price performance is met for that increment.

Read SEC document
February 23, 2018 Filed Feb 26, 2018 21:59 UTC Exercise / conversionCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013409 · doc4.xml · nonDerivative · entry 2

Stultz Timothy J · CIK 0001410399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2018 Filed Feb 26, 2018 21:47 UTC
Heidrich KevinSVP, Corporate Development
SaleCommon Stock 1,210 $26.49 $32,052.90
Disclosure

SEC source: 0001209191-18-013403 · doc4.xml · nonDerivative · entry 2

Heidrich Kevin · CIK 0001635121 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,044

Read SEC document
February 23, 2018 Filed Feb 27, 2018 21:46 UTC
Kocher RollinSVP, Sales and Marketing
GrantPerformance Stock Unit · Derivative 7,270 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013953 · doc4.xml · derivative · entry 2

Kocher Rollin · CIK 0001684779 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,270

Underlying: Common Stock · 7,270 shares

Expires 2021-02-23

F2 · derivative.exercise_price: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest on an annual basis, in equal 1/3rd target increments, over a three-year period, provided that certain price performance targets are met. 2/3rds will vest for each increment if target price performance is met for that increment and 100% will vest if maximum price performance is met for that increment.

F2 · derivative.exercise_date: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest on an annual basis, in equal 1/3rd target increments, over a three-year period, provided that certain price performance targets are met. 2/3rds will vest for each increment if target price performance is met for that increment and 100% will vest if maximum price performance is met for that increment.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 21:46 UTC
Kocher RollinSVP, Sales and Marketing
GrantCommon Stock 19,391 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013953 · doc4.xml · nonDerivative · entry 1

Kocher Rollin · CIK 0001684779 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,915

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest on an annual basis, in equal 1/3rd increments, over a three-year period from the award date.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 21:45 UTC
Taylor Janet ThereseGeneral Counsel
GrantCommon Stock 16,482 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013951 · doc4.xml · nonDerivative · entry 1

Taylor Janet Therese · CIK 0001647625 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,873

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest on an annual basis, in equal 1/3rd increments, over a three-year period from the award date.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 21:45 UTC
Heidrich KevinSVP, Corporate Development
GrantCommon Stock 12,604 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013949 · doc4.xml · nonDerivative · entry 1

Heidrich Kevin · CIK 0001635121 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,648

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest on an annual basis, in equal 1/3rd increments, over a three-year period from the award date.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:59 UTC Exercise / conversionPerformance Stock Units · Derivative 22,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013409 · doc4.xml · derivative · entry 3

Stultz Timothy J · CIK 0001410399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 22,500 shares

Expires 2029-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares are represented by performance stock units, each of which represents a contingent right to receive one share of NANO common stock. Of these performance stock units, performance stock units covering 22,500 shares converted into restricted stock units to acquire 15,000 shares, which will vest as set forth in note (1) above, and are reflected on Table I. The remaining performance stock units covering 22,500 shares will vest on February 22, 2018, provided that certain price performance targets are met. 2/3rds will vest if target price performance is met, and 100% will vest if maximum price performance is met.

F2 · derivative.exercise_date: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest on an annual basis, in equal 1/3rd target increments, over a three-year period, provided that certain price performance targets are met. 2/3rds will vest for each increment if target price performance is met for that increment and 100% will vest if maximum price performance is met for that increment.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:59 UTC Exercise / conversionCommon Stock 22,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013409 · doc4.xml · nonDerivative · entry 1

Stultz Timothy J · CIK 0001410399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:50 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,333 $0.00 Strike: $15.74 $0.00
Disclosure

SEC source: 0001209191-18-013405 · doc4.xml · derivative · entry 4

Rhine Bruce C · CIK 0001369134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,333 shares

Expires 2018-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:50 UTC SaleCommon Stock 3,333 $26.76 $89,191.08
Disclosure

SEC source: 0001209191-18-013405 · doc4.xml · nonDerivative · entry 2

Rhine Bruce C · CIK 0001369134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 735,161

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:50 UTC Exercise / conversionCommon Stock 3,333 $15.74 $52,461.42
Disclosure

SEC source: 0001209191-18-013405 · doc4.xml · nonDerivative · entry 1

Rhine Bruce C · CIK 0001369134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 738,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:49 UTC
Taylor Janet ThereseGeneral Counsel
SaleCommon Stock 1,133 $26.30 $29,797.90
Disclosure

SEC source: 0001209191-18-013404 · doc4.xml · nonDerivative · entry 1

Taylor Janet Therese · CIK 0001647625 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,391

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:47 UTC
Heidrich KevinSVP, Corporate Development
SaleCommon Stock 1,336 $26.30 $35,136.80
Disclosure

SEC source: 0001209191-18-013403 · doc4.xml · nonDerivative · entry 1

Heidrich Kevin · CIK 0001635121 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,254

Read SEC document
February 08, 2018 Filed Feb 13, 2018 02:23 UTC Exercise / conversionPerformance Stock Units · Derivative 4,195 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009420 · doc4.xml · derivative · entry 2

Stultz Timothy J · CIK 0001410399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,500

Underlying: Common Stock · 4,195 shares

Expires 2020-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares are represented by performance stock units, each of which represents a contingent right to receive one share of NANO common stock. Of these performance stock units, performance stock units covering 22,500 shares converted into restricted stock units to acquire 15,000 shares, which will vest as set forth in note (1) above, and are reflected on Table I. The remaining performance stock units covering 22,500 shares will vest on February 22, 2018, provided that certain price performance targets are met. 2/3rds will vest if target price performance is met, and 100% will vest if maximum price performance is met.

F2 · derivative.exercise_date: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest on an annual basis, in equal 1/3rd target increments, over a three-year period, provided that certain price performance targets are met. 2/3rds will vest for each increment if target price performance is met for that increment and 100% will vest if maximum price performance is met for that increment.

F3 · balance_after: Total reflects 9,055 shares forfeited due to performance measures having not been met.

Read SEC document
February 08, 2018 Filed Feb 13, 2018 02:23 UTC Exercise / conversionCommon Stock 4,195 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009420 · doc4.xml · nonDerivative · entry 1

Stultz Timothy J · CIK 0001410399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2018 Filed Feb 13, 2018 02:22 UTC
Heidrich KevinSVP, Corporate Development
SaleCommon Stock 1,492 $24.54 $36,613.68
Disclosure

SEC source: 0001209191-18-009419 · doc4.xml · nonDerivative · entry 1

Heidrich Kevin · CIK 0001635121 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,590

F1 · balance_after: Includes 375 shares purchased on December 29, 2017 pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
February 08, 2018 Filed Feb 13, 2018 02:22 UTC
Taylor Janet ThereseGeneral Counsel
SaleCommon Stock 1,654 $24.54 $40,589.16
Disclosure

SEC source: 0001209191-18-009418 · doc4.xml · nonDerivative · entry 1

Taylor Janet Therese · CIK 0001647625 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,524

F1 · balance_after: Includes 345 shares purchased on December 29, 2017 pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
February 08, 2018 Filed Feb 13, 2018 02:21 UTC
Kocher RollinSVP, Sales and Marketing
Exercise / conversionPerformance Stock Unit · Derivative 617 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009417 · doc4.xml · derivative · entry 3

Kocher Rollin · CIK 0001684779 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,900

Underlying: Common Stock · 617 shares

Expires 2020-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest on an annual basis, in equal 1/3rd target increments, over a three-year period, provided that certain price performance targets are met. 2/3rds will vest for each increment if target price performance is met for that increment and 100% will vest if maximum price performance is met for that increment.

F1 · derivative.exercise_date: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest on an annual basis, in equal 1/3rd target increments, over a three-year period, provided that certain price performance targets are met. 2/3rds will vest for each increment if target price performance is met for that increment and 100% will vest if maximum price performance is met for that increment.

F2 · balance_after: Total reflects 1,333 shares forfeited due to performance measures having not been met.

Read SEC document
February 08, 2018 Filed Feb 13, 2018 02:21 UTC
Kocher RollinSVP, Sales and Marketing
SaleCommon Stock 1,807 $24.54 $44,343.78
Disclosure

SEC source: 0001209191-18-009417 · doc4.xml · nonDerivative · entry 2

Kocher Rollin · CIK 0001684779 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,524

Read SEC document
February 08, 2018 Filed Feb 13, 2018 02:21 UTC
Kocher RollinSVP, Sales and Marketing
Exercise / conversionCommon Stock 617 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009417 · doc4.xml · nonDerivative · entry 1

Kocher Rollin · CIK 0001684779 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 01:47 UTC
Borowicz Stanislaw M.EVP, Business Operations
SaleCommon Stock 276 $24.93 $6,880.68
Disclosure

SEC source: 0001209191-18-001585 · doc4.xml · nonDerivative · entry 1

Borowicz Stanislaw M. · CIK 0001635119 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,934

F1 · balance_after: Includes 276 shares purchased on December 29, 2017 pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 01:46 UTC
Kocher RollinSVP, Commercial Operations
SaleCommon Stock 339 $24.93 $8,451.27
Disclosure

SEC source: 0001209191-18-001584 · doc4.xml · nonDerivative · entry 1

Kocher Rollin · CIK 0001684779 · SVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,714

F1 · balance_after: Includes 339 shares purchased on December 29, 2017 pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 00:51 UTC GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066881 · doc4.xml · nonDerivative · entry 1

Rhine Bruce C · CIK 0001369134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 735,161

Read SEC document
December 08, 2017 Filed Dec 11, 2017 21:04 UTC GiftCommon Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-064984 · doc4.xml · nonDerivative · entry 1

Rhine Bruce C · CIK 0001369134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 735,361

Read SEC document
December 01, 2017 Filed Dec 4, 2017 21:22 UTC GiftCommon Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-063545 · doc4.xml · nonDerivative · entry 1

Rhine Bruce C · CIK 0001369134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 735,961

Read SEC document
November 27, 2017 Filed Nov 28, 2017 23:45 UTC Exercise / conversionPerformance Stock Units · Derivative 26,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062741 · doc4.xml · derivative · entry 5

Stultz Timothy J · CIK 0001410399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,250

Underlying: Common Stock · 26,500 shares

Expires 2020-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Shares are represented by performance stock units, each of which represents a contingent right to receive one share of NANO common stock. Of these performance stock units, performance stock units covering 26,500 shares converted into restricted stock units to acquire 17,666 shares, which will vest as set forth in note (2) above, and are reflected on Table I. The remaining performance stock units covering 13,250 shares will vest on February 8, 2018, provided that certain price performance targets are met. 2/3rds will vest if target price performance is met, and 100% will vest if maximum price performance is met.

F5 · derivative.exercise_date: Shares are represented by performance stock units, each of which represents a contingent right to receive one share of NANO common stock. Of these performance stock units, performance stock units covering 26,500 shares converted into restricted stock units to acquire 17,666 shares, which will vest as set forth in note (2) above, and are reflected on Table I. The remaining performance stock units covering 13,250 shares will vest on February 8, 2018, provided that certain price performance targets are met. 2/3rds will vest if target price performance is met, and 100% will vest if maximum price performance is met.

Read SEC document
November 27, 2017 Filed Nov 28, 2017 23:45 UTC Exercise / conversionPerformance Stock Units · Derivative 22,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062741 · doc4.xml · derivative · entry 4

Stultz Timothy J · CIK 0001410399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 22,500 shares

Expires 2019-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Shares are represented by performance stock units, each of which represents a contingent right to receive one share of NANO common stock. Of these performance stock units, performance stock units covering 22,500 shares converted into restricted stock units to acquire 15,000 shares, which will vest as set forth in note (1) above, and are reflected on Table I. The remaining performance stock units covering 22,500 shares will vest on February 22, 2018, provided that certain price performance targets are met. 2/3rds will vest if target price performance is met, and 100% will vest if maximum price performance is met.

F4 · derivative.exercise_date: Shares are represented by performance stock units, each of which represents a contingent right to receive one share of NANO common stock. Of these performance stock units, performance stock units covering 22,500 shares converted into restricted stock units to acquire 15,000 shares, which will vest as set forth in note (1) above, and are reflected on Table I. The remaining performance stock units covering 22,500 shares will vest on February 22, 2018, provided that certain price performance targets are met. 2/3rds will vest if target price performance is met, and 100% will vest if maximum price performance is met.

Read SEC document
November 27, 2017 Filed Nov 28, 2017 23:45 UTC GrantCommon Stock 2,075 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062741 · doc4.xml · nonDerivative · entry 3

Stultz Timothy J · CIK 0001410399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,392

F3 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest the sooner of May 23, 2018 or the next annual shareholder's meeting.

Read SEC document
November 27, 2017 Filed Nov 28, 2017 23:45 UTC Exercise / conversionCommon Stock 17,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062741 · doc4.xml · nonDerivative · entry 2

Stultz Timothy J · CIK 0001410399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares are represented by restricted stock units into which performance stock units converted. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest 50% on February 8, 2019 and 50% on February 8, 2020.

Read SEC document
November 27, 2017 Filed Nov 28, 2017 23:45 UTC Exercise / conversionCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062741 · doc4.xml · nonDerivative · entry 1

Stultz Timothy J · CIK 0001410399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares are represented by restricted stock units into which performance stock units converted. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest on February 22, 2019.

Read SEC document
November 27, 2017 Filed Nov 28, 2017 23:44 UTC
Lesaicherre Pierre-YvesDirector · President and CEO
GrantPerformance Stock Units · Derivative 62,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062740 · doc4.xml · derivative · entry 2

Lesaicherre Pierre-Yves · CIK 0001723434 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock · 62,500 shares

Expires 2020-11-27

F2 · derivative.exercise_price: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest in two unequal increments, over a three-year period, provided that certain price performance targets are met.

F2 · derivative.exercise_date: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest in two unequal increments, over a three-year period, provided that certain price performance targets are met.

Read SEC document
November 27, 2017 Filed Nov 28, 2017 23:44 UTC
Lesaicherre Pierre-YvesDirector · President and CEO
GrantCommon Stock 59,480 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062740 · doc4.xml · nonDerivative · entry 1

Lesaicherre Pierre-Yves · CIK 0001723434 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,480

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest on an annual basis, in equal 1/3rd increments, over a three-year period from the award date.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 01:46 UTC
Stultz Timothy JDirector · President & CEO
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 14,166 $0.00 Strike: $11.37 $0.00
Disclosure

SEC source: 0001209191-17-060775 · doc4.xml · derivative · entry 4

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,166 shares

Expires 2017-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 8, 2017.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 01:46 UTC
Stultz Timothy JDirector · President & CEO
SaleCommon Stock 400 $26.49 $10,596.00
Disclosure

SEC source: 0001209191-17-060775 · doc4.xml · nonDerivative · entry 3

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,651

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 8, 2017.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 01:46 UTC
Stultz Timothy JDirector · President & CEO
SaleCommon Stock 13,766 $25.91 $356,677.06
Disclosure

SEC source: 0001209191-17-060775 · doc4.xml · nonDerivative · entry 2

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,051

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 8, 2017.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $25.44 to $26.425. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 01:46 UTC
Stultz Timothy JDirector · President & CEO
Exercise / conversionCommon Stock 14,166 $11.37 $161,067.42
Disclosure

SEC source: 0001209191-17-060775 · doc4.xml · nonDerivative · entry 1

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 8, 2017.

Read SEC document
October 10, 2017 Filed Oct 11, 2017 20:50 UTC
Stultz Timothy JDirector · President & CEO
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $11.37 $0.00
Disclosure

SEC source: 0001209191-17-056654 · doc4.xml · derivative · entry 3

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,166

Underlying: Common Stock · 20,000 shares

Expires 2017-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 8, 2017.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
October 10, 2017 Filed Oct 11, 2017 20:50 UTC
Stultz Timothy JDirector · President & CEO
SaleCommon Stock 20,000 $28.15 $563,000.00
Disclosure

SEC source: 0001209191-17-056654 · doc4.xml · nonDerivative · entry 2

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,651

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 8, 2017.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $27.96 to $28.49. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
October 10, 2017 Filed Oct 11, 2017 20:50 UTC
Stultz Timothy JDirector · President & CEO
Exercise / conversionCommon Stock 20,000 $11.37 $227,400.00
Disclosure

SEC source: 0001209191-17-056654 · doc4.xml · nonDerivative · entry 1

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 8, 2017.

Read SEC document
September 22, 2017 Filed Sep 26, 2017 20:09 UTC
Andreson JeffChief Financial Officer
SaleCommon Stock 7,233 $27.11 $196,086.63
Disclosure

SEC source: 0001209191-17-053957 · doc4.xml · nonDerivative · entry 1

Andreson Jeff · CIK 0001403083 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,919

F1 · balance_after: Includes 406 shares purchased on June 30, 2017, pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 21:29 UTC
Stultz Timothy JDirector · President & CEO
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $11.37 $0.00
Disclosure

SEC source: 0001209191-17-052678 · doc4.xml · derivative · entry 3

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,166

Underlying: Common Stock · 20,000 shares

Expires 2017-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 8, 2017.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 21:29 UTC
Stultz Timothy JDirector · President & CEO
SaleCommon Stock 20,000 $26.17 $523,400.00
Disclosure

SEC source: 0001209191-17-052678 · doc4.xml · nonDerivative · entry 2

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,651

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 8, 2017.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $25.88 to $26.305. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 21:29 UTC
Stultz Timothy JDirector · President & CEO
Exercise / conversionCommon Stock 20,000 $11.37 $227,400.00
Disclosure

SEC source: 0001209191-17-052678 · doc4.xml · nonDerivative · entry 1

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 8, 2017.

Read SEC document
August 28, 2017 Filed Aug 29, 2017 21:39 UTC
Taylor Janet ThereseGeneral Counsel
SaleCommon Stock 2,505 $25.65 $64,253.25
Disclosure

SEC source: 0001209191-17-050632 · doc4.xml · nonDerivative · entry 1

Taylor Janet Therese · CIK 0001647625 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,833

Read SEC document
August 08, 2017 Filed Aug 9, 2017 20:29 UTC
Stultz Timothy JDirector · President & CEO
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $11.37 $0.00
Disclosure

SEC source: 0001209191-17-048251 · doc4.xml · derivative · entry 3

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,166

Underlying: Common Stock · 20,000 shares

Expires 2017-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 8, 2017.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
August 08, 2017 Filed Aug 9, 2017 20:29 UTC
Stultz Timothy JDirector · President & CEO
SaleCommon Stock 20,000 $25.19 $503,800.00
Disclosure

SEC source: 0001209191-17-048251 · doc4.xml · nonDerivative · entry 2

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,651

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 8, 2017.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $25.0601 to $25.37. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.