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ONIT

ONITY GROUP INC.

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6025
SEC CIK
0000873860
Parsed reports
419

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 30, 2023 Filed Apr 3, 2023 20:22 UTC
Grunenwald FrancoisChief Accounting Officer
Disposition to issuerCommon Stock 8,031 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-010635 · ownership.xml · nonDerivative · entry 4

Grunenwald Francois · CIK 0001785585 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · price: On March 30, 2020, the reporting person was granted a target of 5,467 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. On March 30, 2023, the award vested at 147% of target based on the relative ranking of the Issuer's absolute total shareholder return compared to the absolute total shareholder return of companies within the Issuer's pre-established peer group at designated measurement periods. The transaction reported reflects the settlement in cash pursuant to the terms of the award of 8,031 restricted stock units that vested pursuant to the award on March 30, 2023. On March 30, 2023, the closing price of OCN common stock was $25.92.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 20:22 UTC
Grunenwald FrancoisChief Accounting Officer
Exercise / conversionCommon Stock 8,031 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-010635 · ownership.xml · nonDerivative · entry 3

Grunenwald Francois · CIK 0001785585 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,031

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On March 30, 2020, the reporting person was granted a target of 5,467 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. On March 30, 2023, the award vested at 147% of target based on the relative ranking of the Issuer's absolute total shareholder return compared to the absolute total shareholder return of companies within the Issuer's pre-established peer group at designated measurement periods. The transaction reported reflects the settlement in cash pursuant to the terms of the award of 8,031 restricted stock units that vested pursuant to the award on March 30, 2023. On March 30, 2023, the closing price of OCN common stock was $25.92.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 20:22 UTC
Grunenwald FrancoisChief Accounting Officer
Disposition to issuerCommon Stock 1,822 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-010635 · ownership.xml · nonDerivative · entry 2

Grunenwald Francois · CIK 0001785585 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: On March 30, 2020, the reporting person was granted 5,467 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transaction reported reflects the settlement in cash pursuant to the terms of the award of 1,822 restricted stock units that vested pursuant to the award on March 30, 2023. On March 30, 2023, the closing price of OCN common stock was $25.92.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 20:22 UTC
Grunenwald FrancoisChief Accounting Officer
Exercise / conversionCommon Stock 1,822 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-010635 · ownership.xml · nonDerivative · entry 1

Grunenwald Francois · CIK 0001785585 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 30, 2020, the reporting person was granted 5,467 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transaction reported reflects the settlement in cash pursuant to the terms of the award of 1,822 restricted stock units that vested pursuant to the award on March 30, 2023. On March 30, 2023, the closing price of OCN common stock was $25.92.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 20:20 UTC
Evans Jenna D.Chief Risk & Compliance
Exercise / conversionRestricted Stock Units · Derivative 4,260 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-010630 · ownership.xml · derivative · entry 8

Evans Jenna D. · CIK 0001953092 · Chief Risk & Compliance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,260 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On March 30, 2020, the reporting person was granted a target of 2,900 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. On March 30, 2023, the award vested at 147% of target based on the relative ranking of the Issuer's absolute total shareholder return compared to the absolute total shareholder return of companies within the Issuer's pre-established peer group at designated measurement periods. The transaction reported reflects the settlement in cash pursuant to the terms of the award of 4,260 restricted stock units that vested pursuant to the award on March 30, 2023. On March 30, 2023, the closing price of OCN common stock was $25.92.

F2 · derivative.exercise_date: On March 30, 2020, the reporting person was granted a target of 2,900 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. On March 30, 2023, the award vested at 147% of target based on the relative ranking of the Issuer's absolute total shareholder return compared to the absolute total shareholder return of companies within the Issuer's pre-established peer group at designated measurement periods. The transaction reported reflects the settlement in cash pursuant to the terms of the award of 4,260 restricted stock units that vested pursuant to the award on March 30, 2023. On March 30, 2023, the closing price of OCN common stock was $25.92.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 20:20 UTC
Evans Jenna D.Chief Risk & Compliance
Exercise / conversionRestricted Stock Units · Derivative 967 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-010630 · ownership.xml · derivative · entry 7

Evans Jenna D. · CIK 0001953092 · Chief Risk & Compliance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 967 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 30, 2020, the reporting person was granted 2,900 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transaction reported reflects the settlement in cash pursuant to the terms of the award of 967 restricted stock units that vested pursuant to the award on March 30, 2023. On March 30, 2023, the closing price of OCN common stock was $25.92.

F1 · derivative.exercise_date: On March 30, 2020, the reporting person was granted 2,900 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transaction reported reflects the settlement in cash pursuant to the terms of the award of 967 restricted stock units that vested pursuant to the award on March 30, 2023. On March 30, 2023, the closing price of OCN common stock was $25.92.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 20:20 UTC
Evans Jenna D.Chief Risk & Compliance
Disposition to issuerCommon Stock 4,260 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-010630 · ownership.xml · nonDerivative · entry 4

Evans Jenna D. · CIK 0001953092 · Chief Risk & Compliance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 948

F2 · price: On March 30, 2020, the reporting person was granted a target of 2,900 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. On March 30, 2023, the award vested at 147% of target based on the relative ranking of the Issuer's absolute total shareholder return compared to the absolute total shareholder return of companies within the Issuer's pre-established peer group at designated measurement periods. The transaction reported reflects the settlement in cash pursuant to the terms of the award of 4,260 restricted stock units that vested pursuant to the award on March 30, 2023. On March 30, 2023, the closing price of OCN common stock was $25.92.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 20:20 UTC
Evans Jenna D.Chief Risk & Compliance
Exercise / conversionCommon Stock 4,260 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-010630 · ownership.xml · nonDerivative · entry 3

Evans Jenna D. · CIK 0001953092 · Chief Risk & Compliance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On March 30, 2020, the reporting person was granted a target of 2,900 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. On March 30, 2023, the award vested at 147% of target based on the relative ranking of the Issuer's absolute total shareholder return compared to the absolute total shareholder return of companies within the Issuer's pre-established peer group at designated measurement periods. The transaction reported reflects the settlement in cash pursuant to the terms of the award of 4,260 restricted stock units that vested pursuant to the award on March 30, 2023. On March 30, 2023, the closing price of OCN common stock was $25.92.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 20:20 UTC
Evans Jenna D.Chief Risk & Compliance
Disposition to issuerCommon Stock 967 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-010630 · ownership.xml · nonDerivative · entry 2

Evans Jenna D. · CIK 0001953092 · Chief Risk & Compliance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 948

F1 · price: On March 30, 2020, the reporting person was granted 2,900 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transaction reported reflects the settlement in cash pursuant to the terms of the award of 967 restricted stock units that vested pursuant to the award on March 30, 2023. On March 30, 2023, the closing price of OCN common stock was $25.92.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 20:20 UTC
Evans Jenna D.Chief Risk & Compliance
Exercise / conversionCommon Stock 967 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-010630 · ownership.xml · nonDerivative · entry 1

Evans Jenna D. · CIK 0001953092 · Chief Risk & Compliance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 30, 2020, the reporting person was granted 2,900 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transaction reported reflects the settlement in cash pursuant to the terms of the award of 967 restricted stock units that vested pursuant to the award on March 30, 2023. On March 30, 2023, the closing price of OCN common stock was $25.92.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 20:19 UTC
Anderson Scott WilliamEVP & Chief Servicing Officer
Exercise / conversionRestricted Stock Units · Derivative 14,689 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-010628 · ownership.xml · derivative · entry 8

Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,689 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On March 30, 2020, the reporting person was granted a target of 10,000 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. On March 30, 2023, the award vested at 147% of target based on the relative ranking of the Issuer's absolute total shareholder return compared to the absolute total shareholder return of companies within the Issuer's pre-established peer group at designated measurement periods. The transaction reported reflects the settlement in cash pursuant to the terms of the award of 14,689 restricted stock units that vested pursuant to the award on March 30, 2023. On March 30, 2023, the closing price of OCN common stock was $25.92.

F2 · derivative.exercise_date: On March 30, 2020, the reporting person was granted a target of 10,000 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. On March 30, 2023, the award vested at 147% of target based on the relative ranking of the Issuer's absolute total shareholder return compared to the absolute total shareholder return of companies within the Issuer's pre-established peer group at designated measurement periods. The transaction reported reflects the settlement in cash pursuant to the terms of the award of 14,689 restricted stock units that vested pursuant to the award on March 30, 2023. On March 30, 2023, the closing price of OCN common stock was $25.92.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 20:19 UTC
Anderson Scott WilliamEVP & Chief Servicing Officer
Exercise / conversionRestricted Stock Units · Derivative 3,334 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-010628 · ownership.xml · derivative · entry 7

Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 30, 2020, the reporting person was granted 10,000 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transaction reported reflects the settlement in cash pursuant to the terms of the award of 3,334 restricted stock units that vested pursuant to the award on March 30, 2023. On March 30, 2023, the closing price of OCN common stock was $25.92.

F1 · derivative.exercise_date: On March 30, 2020, the reporting person was granted 10,000 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transaction reported reflects the settlement in cash pursuant to the terms of the award of 3,334 restricted stock units that vested pursuant to the award on March 30, 2023. On March 30, 2023, the closing price of OCN common stock was $25.92.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 20:19 UTC
Anderson Scott WilliamEVP & Chief Servicing Officer
Disposition to issuerCommon Stock 14,689 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-010628 · ownership.xml · nonDerivative · entry 4

Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,609

F2 · price: On March 30, 2020, the reporting person was granted a target of 10,000 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. On March 30, 2023, the award vested at 147% of target based on the relative ranking of the Issuer's absolute total shareholder return compared to the absolute total shareholder return of companies within the Issuer's pre-established peer group at designated measurement periods. The transaction reported reflects the settlement in cash pursuant to the terms of the award of 14,689 restricted stock units that vested pursuant to the award on March 30, 2023. On March 30, 2023, the closing price of OCN common stock was $25.92.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 20:19 UTC
Anderson Scott WilliamEVP & Chief Servicing Officer
Exercise / conversionCommon Stock 14,689 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-010628 · ownership.xml · nonDerivative · entry 3

Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On March 30, 2020, the reporting person was granted a target of 10,000 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. On March 30, 2023, the award vested at 147% of target based on the relative ranking of the Issuer's absolute total shareholder return compared to the absolute total shareholder return of companies within the Issuer's pre-established peer group at designated measurement periods. The transaction reported reflects the settlement in cash pursuant to the terms of the award of 14,689 restricted stock units that vested pursuant to the award on March 30, 2023. On March 30, 2023, the closing price of OCN common stock was $25.92.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 20:19 UTC
Anderson Scott WilliamEVP & Chief Servicing Officer
Disposition to issuerCommon Stock 3,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-010628 · ownership.xml · nonDerivative · entry 2

Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,609

F1 · price: On March 30, 2020, the reporting person was granted 10,000 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transaction reported reflects the settlement in cash pursuant to the terms of the award of 3,334 restricted stock units that vested pursuant to the award on March 30, 2023. On March 30, 2023, the closing price of OCN common stock was $25.92.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 20:19 UTC
Anderson Scott WilliamEVP & Chief Servicing Officer
Exercise / conversionCommon Stock 3,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-010628 · ownership.xml · nonDerivative · entry 1

Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 30, 2020, the reporting person was granted 10,000 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transaction reported reflects the settlement in cash pursuant to the terms of the award of 3,334 restricted stock units that vested pursuant to the award on March 30, 2023. On March 30, 2023, the closing price of OCN common stock was $25.92.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 20:17 UTC
ZELENY DENNISEVP & Chief Admin Officer
Exercise / conversionRestricted Stock Units · Derivative 20,811 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-010624 · ownership.xml · derivative · entry 8

ZELENY DENNIS · CIK 0001145666 · EVP & Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,811 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On March 30, 2020, the reporting person was granted a target of 14,166 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. On March 30, 2023, the award vested at 147% of target based on the relative ranking of the Issuer's absolute total shareholder return compared to the absolute total shareholder return of companies within the Issuer's pre-established peer group at designated measurement periods. The transaction reported reflects the settlement in cash pursuant to the terms of the award of 20,811 restricted stock units that vested pursuant to the award on March 30, 2023. On March 30, 2023, the closing price of OCN common stock was $25.92.

F2 · derivative.exercise_date: On March 30, 2020, the reporting person was granted a target of 14,166 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. On March 30, 2023, the award vested at 147% of target based on the relative ranking of the Issuer's absolute total shareholder return compared to the absolute total shareholder return of companies within the Issuer's pre-established peer group at designated measurement periods. The transaction reported reflects the settlement in cash pursuant to the terms of the award of 20,811 restricted stock units that vested pursuant to the award on March 30, 2023. On March 30, 2023, the closing price of OCN common stock was $25.92.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 20:17 UTC
ZELENY DENNISEVP & Chief Admin Officer
Exercise / conversionRestricted Stock Units · Derivative 4,723 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-010624 · ownership.xml · derivative · entry 7

ZELENY DENNIS · CIK 0001145666 · EVP & Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,723 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 30, 2020, the reporting person was granted 14,166 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transaction reported reflects the settlement in cash pursuant to the terms of the award of 4,723 restricted stock units that vested pursuant to the award on March 30, 2023. On March 30, 2023, the closing price of OCN common stock was $25.92.

F1 · derivative.exercise_date: On March 30, 2020, the reporting person was granted 14,166 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transaction reported reflects the settlement in cash pursuant to the terms of the award of 4,723 restricted stock units that vested pursuant to the award on March 30, 2023. On March 30, 2023, the closing price of OCN common stock was $25.92.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 20:17 UTC
ZELENY DENNISEVP & Chief Admin Officer
Disposition to issuerCommon Stock 20,811 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-010624 · ownership.xml · nonDerivative · entry 4

ZELENY DENNIS · CIK 0001145666 · EVP & Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,798

F2 · price: On March 30, 2020, the reporting person was granted a target of 14,166 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. On March 30, 2023, the award vested at 147% of target based on the relative ranking of the Issuer's absolute total shareholder return compared to the absolute total shareholder return of companies within the Issuer's pre-established peer group at designated measurement periods. The transaction reported reflects the settlement in cash pursuant to the terms of the award of 20,811 restricted stock units that vested pursuant to the award on March 30, 2023. On March 30, 2023, the closing price of OCN common stock was $25.92.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 20:17 UTC
ZELENY DENNISEVP & Chief Admin Officer
Exercise / conversionCommon Stock 20,811 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-010624 · ownership.xml · nonDerivative · entry 3

ZELENY DENNIS · CIK 0001145666 · EVP & Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On March 30, 2020, the reporting person was granted a target of 14,166 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. On March 30, 2023, the award vested at 147% of target based on the relative ranking of the Issuer's absolute total shareholder return compared to the absolute total shareholder return of companies within the Issuer's pre-established peer group at designated measurement periods. The transaction reported reflects the settlement in cash pursuant to the terms of the award of 20,811 restricted stock units that vested pursuant to the award on March 30, 2023. On March 30, 2023, the closing price of OCN common stock was $25.92.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 20:17 UTC
ZELENY DENNISEVP & Chief Admin Officer
Disposition to issuerCommon Stock 4,723 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-010624 · ownership.xml · nonDerivative · entry 2

ZELENY DENNIS · CIK 0001145666 · EVP & Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,798

F1 · price: On March 30, 2020, the reporting person was granted 14,166 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transaction reported reflects the settlement in cash pursuant to the terms of the award of 4,723 restricted stock units that vested pursuant to the award on March 30, 2023. On March 30, 2023, the closing price of OCN common stock was $25.92.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 20:17 UTC
ZELENY DENNISEVP & Chief Admin Officer
Exercise / conversionCommon Stock 4,723 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-010624 · ownership.xml · nonDerivative · entry 1

ZELENY DENNIS · CIK 0001145666 · EVP & Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 30, 2020, the reporting person was granted 14,166 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. The transaction reported reflects the settlement in cash pursuant to the terms of the award of 4,723 restricted stock units that vested pursuant to the award on March 30, 2023. On March 30, 2023, the closing price of OCN common stock was $25.92.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:30 UTC
ZELENY DENNISEVP & Chief Admin. Officer
Exercise / conversionRestricted Stock Units · Derivative 2,315 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-006841 · ownership.xml · derivative · entry 3

ZELENY DENNIS · CIK 0001145666 · EVP & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,316

Underlying: Common Stock · 2,315 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of OCN common stock on the vesting date.

F3 · derivative.exercise_date: On March 2, 2021, the reporting person was granted 6,946 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second, and third anniversaries of grant, subject to the reporting person's continued employment and certain other conditions.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:30 UTC
ZELENY DENNISEVP & Chief Admin. Officer
Tax withholdingCommon Stock 1,192 $30.64 $36,522.88
Disclosure

SEC source: 0001493152-23-006841 · ownership.xml · nonDerivative · entry 2

ZELENY DENNIS · CIK 0001145666 · EVP & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,798

F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:30 UTC
ZELENY DENNISEVP & Chief Admin. Officer
Exercise / conversionCommon Stock 2,315 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-006841 · ownership.xml · nonDerivative · entry 1

ZELENY DENNIS · CIK 0001145666 · EVP & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,990

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of OCN common stock on the vesting date.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:29 UTC
Grunenwald FrancoisSVP & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,175 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-006839 · ownership.xml · derivative · entry 3

Grunenwald Francois · CIK 0001785585 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,175

Underlying: Common Stock · 1,175 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 2, 2021, the reporting person was granted 3,524 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant, subject to the reporting person's continued employment and certain other conditions. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date.

F2 · derivative.exercise_date: The reported transactions reflect the settlement in cash pursuant to the terms of the award of 1,175 restricted stock units that vested pursuant to the award on March 2, 2023. On March 2, 2023, the closing price of OCN common stock was $30.64.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:29 UTC
Grunenwald FrancoisSVP & Chief Accounting Officer
Disposition to issuerCommon Stock 1,175 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-006839 · ownership.xml · nonDerivative · entry 2

Grunenwald Francois · CIK 0001785585 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: On March 2, 2021, the reporting person was granted 3,524 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant, subject to the reporting person's continued employment and certain other conditions. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date.

F2 · price: The reported transactions reflect the settlement in cash pursuant to the terms of the award of 1,175 restricted stock units that vested pursuant to the award on March 2, 2023. On March 2, 2023, the closing price of OCN common stock was $30.64.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:29 UTC
Grunenwald FrancoisSVP & Chief Accounting Officer
Exercise / conversionCommon Stock 1,175 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-006839 · ownership.xml · nonDerivative · entry 1

Grunenwald Francois · CIK 0001785585 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On March 2, 2021, the reporting person was granted 3,524 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant, subject to the reporting person's continued employment and certain other conditions. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date.

F2 · price: The reported transactions reflect the settlement in cash pursuant to the terms of the award of 1,175 restricted stock units that vested pursuant to the award on March 2, 2023. On March 2, 2023, the closing price of OCN common stock was $30.64.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:28 UTC
Samarias Joseph JEVP & Chief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 1,759 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-006838 · ownership.xml · derivative · entry 3

Samarias Joseph J · CIK 0001772062 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,760

Underlying: Common Stock · 1,759 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of OCN common stock on the vesting date.

F3 · derivative.exercise_date: On March 2, 2021, the reporting person was granted 5,278 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second, and third anniversaries of grant, subject to the reporting person's continued employment and certain other conditions.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:28 UTC
Samarias Joseph JEVP & Chief Legal Officer
Tax withholdingCommon Stock 522 $30.64 $15,994.08
Disclosure

SEC source: 0001493152-23-006838 · ownership.xml · nonDerivative · entry 2

Samarias Joseph J · CIK 0001772062 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,709

F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:28 UTC
Samarias Joseph JEVP & Chief Legal Officer
Exercise / conversionCommon Stock 1,759 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-006838 · ownership.xml · nonDerivative · entry 1

Samarias Joseph J · CIK 0001772062 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of OCN common stock on the vesting date.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:26 UTC
Evans Jenna D.Chief Risk & Compliance
Exercise / conversionRestricted Stock Units · Derivative 551 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-006835 · ownership.xml · derivative · entry 3

Evans Jenna D. · CIK 0001953092 · Chief Risk & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 552

Underlying: Common Stock · 551 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 2, 2021, the reporting person was granted 1,654 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second, and third anniversaries of grant, subject to the reporting person's continued employment and certain other conditions. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date.

F2 · derivative.exercise_date: The reported transactions reflect the settlement in cash pursuant to the terms of the award of 551 restricted stock units that vested pursuant to the award on March 2, 2023. On March 2, 2023, the closing price of OCN common stock was $30.64.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:26 UTC
Evans Jenna D.Chief Risk & Compliance
Disposition to issuerCommon Stock 551 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-006835 · ownership.xml · nonDerivative · entry 2

Evans Jenna D. · CIK 0001953092 · Chief Risk & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 948

F1 · security: On March 2, 2021, the reporting person was granted 1,654 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second, and third anniversaries of grant, subject to the reporting person's continued employment and certain other conditions. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date.

F2 · price: The reported transactions reflect the settlement in cash pursuant to the terms of the award of 551 restricted stock units that vested pursuant to the award on March 2, 2023. On March 2, 2023, the closing price of OCN common stock was $30.64.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:26 UTC
Evans Jenna D.Chief Risk & Compliance
Exercise / conversionCommon Stock 551 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-006835 · ownership.xml · nonDerivative · entry 1

Evans Jenna D. · CIK 0001953092 · Chief Risk & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On March 2, 2021, the reporting person was granted 1,654 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second, and third anniversaries of grant, subject to the reporting person's continued employment and certain other conditions. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date.

F2 · price: The reported transactions reflect the settlement in cash pursuant to the terms of the award of 551 restricted stock units that vested pursuant to the award on March 2, 2023. On March 2, 2023, the closing price of OCN common stock was $30.64.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:26 UTC
Messina Glen A.Director · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 19,195 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-006834 · ownership.xml · derivative · entry 3

Messina Glen A. · CIK 0001525371 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,196

Underlying: Common Stock · 19,195 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of OCN common stock on the vesting date.

F4 · derivative.exercise_date: On March 2, 2021, the reporting person was granted 57,586 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second, and third anniversaries of grant, subject to the reporting person's continued employment and certain other conditions.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:26 UTC
Messina Glen A.Director · President & CEO
Tax withholdingCommon Stock 9,912 $30.64 $303,703.68
Disclosure

SEC source: 0001493152-23-006834 · ownership.xml · nonDerivative · entry 2

Messina Glen A. · CIK 0001525371 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,357

F3 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

F2 · balance_after: Includes 23,554 shares held jointly with spouse.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:26 UTC
Messina Glen A.Director · President & CEO
Exercise / conversionCommon Stock 19,195 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-006834 · ownership.xml · nonDerivative · entry 1

Messina Glen A. · CIK 0001525371 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of OCN common stock on the vesting date.

F2 · balance_after: Includes 23,554 shares held jointly with spouse.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:24 UTC
Henley George T.EVP & Chief Growth Officer
Exercise / conversionRestricted Stock Units · Derivative 3,047 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-006828 · ownership.xml · derivative · entry 3

Henley George T. · CIK 0001848858 · EVP & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,047

Underlying: Common Stock · 3,047 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of OCN common stock on the vesting date.

F4 · derivative.exercise_date: On March 2, 2021, the reporting person was granted 9,140 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second, and third anniversaries of grant, subject to the reporting person's continued employment and certain other conditions.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:24 UTC
Henley George T.EVP & Chief Growth Officer
Tax withholdingCommon Stock 1,360 $30.64 $41,670.40
Disclosure

SEC source: 0001493152-23-006828 · ownership.xml · nonDerivative · entry 2

Henley George T. · CIK 0001848858 · EVP & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,353

F3 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

F2 · balance_after: Includes 1,980 shares held with spouse.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:24 UTC
Henley George T.EVP & Chief Growth Officer
Exercise / conversionCommon Stock 3,047 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-006828 · ownership.xml · nonDerivative · entry 1

Henley George T. · CIK 0001848858 · EVP & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of OCN common stock on the vesting date.

F2 · balance_after: Includes 1,980 shares held with spouse.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:24 UTC
Anderson Scott WilliamEVP & Chief Servicing Officer
Exercise / conversionRestricted Stock Units · Derivative 2,285 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-006827 · ownership.xml · derivative · entry 3

Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,285

Underlying: Common Stock · 2,285 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of OCN common stock on the vesting date.

F3 · derivative.exercise_date: On March 2, 2021, the reporting person was granted 6,855 restricted stock units scheduled to vest in three equal annual installments on the first, second, and third anniversaries of grant, subject to the reporting person's continued employment and certain other conditions.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:24 UTC
Anderson Scott WilliamEVP & Chief Servicing Officer
Tax withholdingCommon Stock 1,020 $30.64 $31,252.80
Disclosure

SEC source: 0001493152-23-006827 · ownership.xml · nonDerivative · entry 2

Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,609

F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:24 UTC
Anderson Scott WilliamEVP & Chief Servicing Officer
Exercise / conversionCommon Stock 2,285 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-006827 · ownership.xml · nonDerivative · entry 1

Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of OCN common stock on the vesting date.

Read SEC document
January 01, 2023 Filed Jan 3, 2023 21:48 UTC Exercise / conversionRestricted Stock Units · Derivative 1,326 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-000136 · ownership.xml · derivative · entry 2

Soaries DeForest B. Jr. · CIK 0001583929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,326 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On May 11, 2016, the reporting person was granted 1,326 restricted stock units (RSUs) representing a contingent right to receive one share of OCN common stock for no additional consideration which vested on May 11, 2017, with respect to which the underlying shares were not deliverable until January 1, 2023. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020.

F1 · derivative.exercise_date: On May 11, 2016, the reporting person was granted 1,326 restricted stock units (RSUs) representing a contingent right to receive one share of OCN common stock for no additional consideration which vested on May 11, 2017, with respect to which the underlying shares were not deliverable until January 1, 2023. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
January 01, 2023 Filed Jan 3, 2023 21:48 UTC Exercise / conversionCommon Stock 1,326 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-000136 · ownership.xml · nonDerivative · entry 1

Soaries DeForest B. Jr. · CIK 0001583929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On May 11, 2016, the reporting person was granted 1,326 restricted stock units (RSUs) representing a contingent right to receive one share of OCN common stock for no additional consideration which vested on May 11, 2017, with respect to which the underlying shares were not deliverable until January 1, 2023. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020.

F1 · price: On May 11, 2016, the reporting person was granted 1,326 restricted stock units (RSUs) representing a contingent right to receive one share of OCN common stock for no additional consideration which vested on May 11, 2017, with respect to which the underlying shares were not deliverable until January 1, 2023. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020.

F2 · balance_after: Does not include 4,981 shares underlying vested RSUs which are not settleable until the six-month anniversary of the director's termination of service.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 20:15 UTC
Grunenwald FrancoisChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,134 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-023193 · ownership.xml · derivative · entry 3

Grunenwald Francois · CIK 0001785585 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,134 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On August 12, 2019, the reporting person was granted 3,401 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant subject to the reporting person's continued employment. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. All information has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020.

F2 · derivative.exercise_date: The reported transactions reflect the settlement in cash pursuant to the terms of the award of 1,134 restricted stock units that vested pursuant to the award on August 12, 2020. On August 12, 2022, the closing price of OCN common stock was $29.46.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 20:15 UTC
Grunenwald FrancoisChief Accounting Officer
Disposition to issuerCommon Stock 1,134 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-023193 · ownership.xml · nonDerivative · entry 2

Grunenwald Francois · CIK 0001785585 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: On August 12, 2019, the reporting person was granted 3,401 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant subject to the reporting person's continued employment. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. All information has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020.

F2 · price: The reported transactions reflect the settlement in cash pursuant to the terms of the award of 1,134 restricted stock units that vested pursuant to the award on August 12, 2020. On August 12, 2022, the closing price of OCN common stock was $29.46.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 20:15 UTC
Grunenwald FrancoisChief Accounting Officer
Exercise / conversionCommon Stock 1,134 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-023193 · ownership.xml · nonDerivative · entry 1

Grunenwald Francois · CIK 0001785585 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On August 12, 2019, the reporting person was granted 3,401 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant subject to the reporting person's continued employment. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. All information has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020.

F2 · price: The reported transactions reflect the settlement in cash pursuant to the terms of the award of 1,134 restricted stock units that vested pursuant to the award on August 12, 2020. On August 12, 2022, the closing price of OCN common stock was $29.46.

Read SEC document
July 31, 2022 Filed Aug 2, 2022 20:15 UTC
ZELENY DENNISEVP & Chief Admin. Officer
Exercise / conversionRestricted Stock Units · Derivative 2,193 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-021004 · ownership.xml · derivative · entry 3

ZELENY DENNIS · CIK 0001145666 · EVP & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,193 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On July 31, 2019, the reporting person was granted 6,579 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant subject to the reporting person's continued employment. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. All information has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020.

F2 · derivative.exercise_date: The reported transactions reflect the settlement in cash pursuant to the terms of the award of 2,193 restricted stock units that vested pursuant to the award on July 31, 2022. On July 29, 2022, the last trading day prior to the vesting date, the closing price of OCN common stock was $34.30.

F3 · derivative.expiration_date: Not applicable.

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July 31, 2022 Filed Aug 2, 2022 20:15 UTC
ZELENY DENNISEVP & Chief Admin. Officer
Disposition to issuerCommon Stock 2,193 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-021004 · ownership.xml · nonDerivative · entry 2

ZELENY DENNIS · CIK 0001145666 · EVP & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,675

F1 · security: On July 31, 2019, the reporting person was granted 6,579 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant subject to the reporting person's continued employment. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. All information has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020.

F2 · price: The reported transactions reflect the settlement in cash pursuant to the terms of the award of 2,193 restricted stock units that vested pursuant to the award on July 31, 2022. On July 29, 2022, the last trading day prior to the vesting date, the closing price of OCN common stock was $34.30.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.