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Nasdaq · USD

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ON SEMICONDUCTOR CORP

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3161
SEC CIK
0001097864
Parsed reports
645

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202608
Mar 202601
Apr 202603
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202601

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2017 Filed Mar 6, 2017 22:37 UTC
GUTMANN BERNARDExec VP & CFO
Tax withholdingCommon 13,697 $15.21 $208,331.37
Disclosure

SEC source: 0001225208-17-005641 · doc4.xml · nonDerivative · entry 3

GUTMANN BERNARD · CIK 0001558921 · Exec VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,693

F3 · shares: This disposition transaction represents shares withheld by the Issuer in connection with the Reporting Person's 2014 Performance Based Restricted Stock Units award and related award agreements. On March 3, 2017, certain of these units vested. These shares were withheld to satisfy the Reporting Person's tax withholding obligations. The Issuer will pay these taxes on behalf of the Reporting Person.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 22:37 UTC
GUTMANN BERNARDExec VP & CFO
Tax withholdingCommon 6,187 $15.21 $94,104.27
Disclosure

SEC source: 0001225208-17-005641 · doc4.xml · nonDerivative · entry 2

GUTMANN BERNARD · CIK 0001558921 · Exec VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,390

F2 · shares: This disposition transaction represents shares withheld by the Issuer in connection with the March 3, 2014 restricted stock units award to the Reporting Person under the Issuer's Amended and Restated Stock Incentive Plan. On March 3, 2017, certain of these units vested. These shares were withheld to satisfy the Reporting Person's tax withholding obligations. The Issuer will pay these taxes on behalf of the Reporting Person.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 22:22 UTC
CAVE GEORGE HEVP, Gen Cnsl, CC&EO, & Sec
Tax withholdingCommon 10,827 $15.21 $164,678.67
Disclosure

SEC source: 0001225208-17-005634 · doc4.xml · nonDerivative · entry 3

CAVE GEORGE H · CIK 0001184583 · EVP, Gen Cnsl, CC&EO, & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,053

F3 · shares: This disposition transaction represents shares withheld by the Issuer in connection with the Reporting Person's 2014 Performance Based Restricted Stock Units award and related award agreements. On March 3, 2017, certain of these units vested. These shares were withheld to satisfy the Reporting Person's tax withholding obligations. The Issuer will pay these taxes on behalf of the Reporting Person.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 22:22 UTC
CAVE GEORGE HEVP, Gen Cnsl, CC&EO, & Sec
Tax withholdingCommon 4,628 $15.21 $70,391.88
Disclosure

SEC source: 0001225208-17-005634 · doc4.xml · nonDerivative · entry 2

CAVE GEORGE H · CIK 0001184583 · EVP, Gen Cnsl, CC&EO, & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,880

F2 · shares: This disposition transaction represents shares withheld by the Issuer in connection with the March 3, 2014 restricted stock units award to the Reporting Person under the Issuer's Amended and Restated Stock Incentive Plan. On March 3, 2017, certain of these units vested. These shares were withheld to satisfy the Reporting Person's tax withholding obligations. The Issuer will pay these taxes on behalf of the Reporting Person.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 22:34 UTC
COLPITTS BERNARD RAYMOND JRChief Accounting Officer
Tax withholdingCommon 409 $15.21 $6,220.89
Disclosure

SEC source: 0001225208-17-005638 · doc4.xml · nonDerivative · entry 3

COLPITTS BERNARD RAYMOND JR · CIK 0001699662 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,635

F3 · shares: This disposition transaction represents shares withheld by the Issuer in connection with the Reporting Person's 2014 Performance Based Restricted Stock Units Award and related award agreements. On March 3, 2017, certain of these units vested. These shares were withheld to satisfy the Reporting Person's tax withholding obligations. The Issuer will pay these taxes on behalf of the Reporting Person.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 22:34 UTC
COLPITTS BERNARD RAYMOND JRChief Accounting Officer
Tax withholdingCommon 409 $15.21 $6,220.89
Disclosure

SEC source: 0001225208-17-005638 · doc4.xml · nonDerivative · entry 2

COLPITTS BERNARD RAYMOND JR · CIK 0001699662 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,044

F2 · shares: This disposition transaction represents shares withheld by the Issuer in connection with the March 3, 2014 restricted stock units award to the Reporting Person under the Issuer's Amended and Restated Stock Incentive Plan. On March 3, 2017, certain of these units vested. These shares were withheld to satisfy the Reporting Person's tax withholding obligations. The Issuer will pay these taxes on behalf of the Reporting Person.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:50 UTC
OZCELIK TANERSVP&GM, Image Sensor Group
Tax withholdingCommon 4,035 $15.16 $61,170.60
Disclosure

SEC source: 0001225208-17-005650 · doc4.xml · nonDerivative · entry 1

OZCELIK TANER · CIK 0001634640 · SVP&GM, Image Sensor Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,192

F1 · shares: This disposition transaction represents shares withheld by the Issuer in connection with the March 2, 2015 restricted stock units award to the Reporting Person under the Issuer's Amended and Restated Stock Incentive Plan. On March 2, 2017, certain of these units vested. These shares were withheld to satisfy the Reporting Person's tax withholding obligations. The Issuer will pay these taxes on behalf of the Reporting Person.

F2 · balance_after: Includes an aggregate of 1,000 shares acquired by the Reporting Person under the Issuer's Employee Stock Purchase Plan for the quarters ended September 30, 2016 and December 31, 2016.

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March 02, 2017 Filed Mar 6, 2017 22:57 UTC
Schromm William A.EVP & Chief Operating Officer
Tax withholdingCommon 4,658 $15.16 $70,615.28
Disclosure

SEC source: 0001225208-17-005654 · doc4.xml · nonDerivative · entry 1

Schromm William A. · CIK 0001363806 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,663

F1 · shares: This disposition transaction represents shares withheld by the Issuer in connection with the March 2, 2015 restricted stock units award to the Reporting Person under the Issuer's Amended and Restated Stock Incentive Plan. On March 2, 2017, certain of these units vested. These shares were withheld to satisfy the Reporting Person's tax withholding obligations. The Issuer will pay these taxes on behalf of the Reporting Person.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:55 UTC
Rolls Paul EExec VP Sales & Marketing
Tax withholdingCommon 4,868 $15.16 $73,798.88
Disclosure

SEC source: 0001225208-17-005652 · doc4.xml · nonDerivative · entry 1

Rolls Paul E · CIK 0001482082 · Exec VP Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,333

F1 · shares: This disposition transaction represents shares withheld by the Issuer in connection with the March 2, 2015 restricted stock units award to the Reporting Person under the Issuer's Amended and Restated Stock Incentive Plan. On March 2, 2017, certain of these units vested. These shares were withheld to satisfy the Reporting Person's tax withholding obligations. The Issuer will pay these taxes on behalf of the Reporting Person.

F2 · balance_after: Includes an aggregate of 363 shares acquired by the Reporting Person under the Issuer's Employee Stock Purchase Plan for the quarter ended December 31, 2016.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:46 UTC Tax withholdingCommon 3,620 $15.16 $54,879.20
Disclosure

SEC source: 0001225208-17-005648 · doc4.xml · nonDerivative · entry 1

KLOSTERBOER ROBERT A. · CIK 0001429850 · EVP & GM, ASG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,810

F1 · shares: This disposition transaction represents shares withheld by the Issuer in connection with the March 2, 2015 restricted stock units award to the Reporting Person under the Issuer's Amended and Restated Stock Incentive Plan. On March 2, 2017, certain of these units vested. These shares were withheld to satisfy the Reporting Person's tax withholding obligations. The Issuer will pay these taxes on behalf of the Reporting Person.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:41 UTC
Hall WilliamEVP & GM, Pwr Sol Grp
Tax withholdingCommon 4,301 $15.16 $65,203.16
Disclosure

SEC source: 0001225208-17-005643 · doc4.xml · nonDerivative · entry 1

Hall William · CIK 0001364183 · EVP & GM, Pwr Sol Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,956

F1 · shares: This disposition transaction represents shares withheld by the Issuer in connection with the March 2, 2015 restricted stock units award to the Reporting Person under the Issuer's Amended and Restated Stock Incentive Plan. On March 2, 2017, certain of these units vested. These shares were withheld to satisfy the Reporting Person's tax withholding obligations. The Issuer will pay these taxes on behalf of the Reporting Person.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:43 UTC
JACKSON KEITH DDirector · CEO & Pres.
Tax withholdingCommon 17,228 $15.16 $261,176.48
Disclosure

SEC source: 0001225208-17-005646 · doc4.xml · nonDerivative · entry 1

JACKSON KEITH D · CIK 0001228890 · Director · CEO & Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,745,286

F1 · shares: This disposition transaction represents shares withheld by the Issuer in connection with the March 2, 2015 restricted stock units award to the Reporting Person under the Issuer's Amended and Restated Stock Incentive Plan. On March 2, 2017, certain of these units vested. These shares were withheld to satisfy the Reporting Person's tax withholding obligations. The Issuer will pay these taxes on behalf of the Reporting Person.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:37 UTC
GUTMANN BERNARDExec VP & CFO
Tax withholdingCommon 5,129 $15.16 $77,755.64
Disclosure

SEC source: 0001225208-17-005641 · doc4.xml · nonDerivative · entry 1

GUTMANN BERNARD · CIK 0001558921 · Exec VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,577

F1 · shares: This disposition transaction represents shares withheld by the Issuer in connection with the March 2, 2015 restricted stock units award to the Reporting Person under the Issuer's Amended and Restated Stock Incentive Plan. On March 2, 2017, certain of these units vested. These shares were withheld to satisfy the Reporting Person's tax withholding obligations. The Issuer will pay these taxes on behalf of the Reporting Person.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:22 UTC
CAVE GEORGE HEVP, Gen Cnsl, CC&EO, & Sec
Tax withholdingCommon 3,391 $15.16 $51,407.56
Disclosure

SEC source: 0001225208-17-005634 · doc4.xml · nonDerivative · entry 1

CAVE GEORGE H · CIK 0001184583 · EVP, Gen Cnsl, CC&EO, & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,508

F1 · shares: This disposition transaction represents shares withheld by the Issuer in connection with the March 2, 2015 restricted stock units award to the Reporting Person under the Issuer's Amended and Restated Stock Incentive Plan. On March 2, 2017, certain of these units vested. These shares were withheld to satisfy the Reporting Person's tax withholding obligations. The Issuer will pay these taxes on behalf of the Reporting Person.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:34 UTC
COLPITTS BERNARD RAYMOND JRChief Accounting Officer
Tax withholdingCommon 503 $15.16 $7,625.48
Disclosure

SEC source: 0001225208-17-005638 · doc4.xml · nonDerivative · entry 1

COLPITTS BERNARD RAYMOND JR · CIK 0001699662 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,453

F1 · shares: This disposition transaction represents shares withheld by the Issuer in connection with the March 2, 2015 restricted stock units award to the Reporting Person under the Issuer's Amended and Restated Stock Incentive Plan. On March 2, 2017, certain of these units vested. These shares were withheld to satisfy the Reporting Person's tax withholding obligations. The Issuer will pay these taxes on behalf of the Reporting Person.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 22:08 UTC
CAVE GEORGE HEVP, Gen Cnsl, CC&EO, & Sec
SaleCommon 7,000 $16.00 $112,000.00
Disclosure

SEC source: 0001225208-17-004591 · doc4.xml · nonDerivative · entry 1

CAVE GEORGE H · CIK 0001184583 · EVP, Gen Cnsl, CC&EO, & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,899

F1 · shares: This transaction was made pursuant to the Reporting Person's existing 10b5-1 plan (i.e., a stock trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended).

Read SEC document
February 21, 2017 Filed Feb 23, 2017 22:09 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $8.40 $0.00
Disclosure

SEC source: 0001225208-17-004384 · doc4.xml · derivative · entry 3

KLOSTERBOER ROBERT A. · CIK 0001429850 · EVP & GM, ASG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,937

Underlying: Common · 30,000 shares

Expires 2019-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: On March 5, 2012, the Reporting Person was awarded an employee stock option (the "Option") to acquire 57,937 shares (the "Shares") of the Issuer's common stock, including the underlying securities reported in Table II of this Form. Pursuant to the terms of the Option, 25% of the Shares became exercisable on March 5, 2013 and the remaining 75% of the Shares became exercisable in equal, quarterly installments thereafter until March 5, 2016, at which time all remaining Shares under the Option became fully exercisable.

F2 · derivative.exercise_date: On March 5, 2012, the Reporting Person was awarded an employee stock option (the "Option") to acquire 57,937 shares (the "Shares") of the Issuer's common stock, including the underlying securities reported in Table II of this Form. Pursuant to the terms of the Option, 25% of the Shares became exercisable on March 5, 2013 and the remaining 75% of the Shares became exercisable in equal, quarterly installments thereafter until March 5, 2016, at which time all remaining Shares under the Option became fully exercisable.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 22:09 UTC SaleCommon 30,000 $15.85 $475,461.00
Disclosure

SEC source: 0001225208-17-004384 · doc4.xml · nonDerivative · entry 2

KLOSTERBOER ROBERT A. · CIK 0001429850 · EVP & GM, ASG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,430

F1 · price: This disposition transaction was executed in multiple trades at prices ranging from $15.83 to $15.89. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 22:09 UTC Exercise / conversionCommon 30,000 $8.40 $252,000.00
Disclosure

SEC source: 0001225208-17-004384 · doc4.xml · nonDerivative · entry 1

KLOSTERBOER ROBERT A. · CIK 0001429850 · EVP & GM, ASG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:01 UTC SaleCommon 200,000 $15.59 $3,117,440.00
Disclosure

SEC source: 0001225208-17-004158 · doc4.xml · nonDerivative · entry 1

MCCRANIE J DANIEL · CIK 0001189710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,679

F1 · price: This disposition transaction was executed in multiple trades with prices ranging from $15.5400 to $15.6325. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 22:07 UTC SaleCommon 14,508 $15.39 $223,298.43
Disclosure

SEC source: 0001225208-17-003961 · doc4.xml · nonDerivative · entry 1

OSTRANDER DARYL · CIK 0001456843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,458

F1 · price: This disposition transaction was executed in multiple trades with prices ranging from $15.39 to $15.40. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 22:06 UTC
CAVE GEORGE HEVP, Gen Cnsl, CC&EO, & Sec
Exercise / conversionStock Option - Right to Buy · Derivative 49,703 $0.00 Strike: $8.40 $0.00
Disclosure

SEC source: 0001225208-17-003957 · doc4.xml · derivative · entry 3

CAVE GEORGE H · CIK 0001184583 · EVP, Gen Cnsl, CC&EO, & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 49,703 shares

Expires 2019-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: On March 5, 2012, the Reporting Person was awarded an employee stock option (the "Option") to acquire 79,366 shares (the "Shares") of the Issuer's common stock, including the underlying securities reported in Table II of this Form 4. Pursuant to the terms of the Option, 25% of the Shares became exercisable on March 5, 2013 and the remaining 75% of the Shares became exercisable in equal, quarterly installments thereafter until March 5, 2016, at which time all remaining Shares under the Option became fully exercisable.

F2 · derivative.exercise_date: On March 5, 2012, the Reporting Person was awarded an employee stock option (the "Option") to acquire 79,366 shares (the "Shares") of the Issuer's common stock, including the underlying securities reported in Table II of this Form 4. Pursuant to the terms of the Option, 25% of the Shares became exercisable on March 5, 2013 and the remaining 75% of the Shares became exercisable in equal, quarterly installments thereafter until March 5, 2016, at which time all remaining Shares under the Option became fully exercisable.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 22:06 UTC
CAVE GEORGE HEVP, Gen Cnsl, CC&EO, & Sec
SaleCommon 49,703 $15.46 $768,651.92
Disclosure

SEC source: 0001225208-17-003957 · doc4.xml · nonDerivative · entry 2

CAVE GEORGE H · CIK 0001184583 · EVP, Gen Cnsl, CC&EO, & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,899

F1 · price: This disposition transaction was executed in multiple trades at prices ranging from $15.45 to $15.52. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 22:06 UTC
CAVE GEORGE HEVP, Gen Cnsl, CC&EO, & Sec
Exercise / conversionCommon 49,703 $8.40 $417,505.20
Disclosure

SEC source: 0001225208-17-003957 · doc4.xml · nonDerivative · entry 1

CAVE GEORGE H · CIK 0001184583 · EVP, Gen Cnsl, CC&EO, & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 22:07 UTC
CAVE GEORGE HEVP, Gen Cnsl, CC&EO, & Sec
SaleCommon 5,000 $15.14 $75,700.00
Disclosure

SEC source: 0001225208-17-003418 · doc4.xml · nonDerivative · entry 2

CAVE GEORGE H · CIK 0001184583 · EVP, Gen Cnsl, CC&EO, & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,899

F1 · shares: This transaction was made pursuant to the Reporting Person's existing 10b5-1 plan (i.e. a stock trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended).

Read SEC document
February 13, 2017 Filed Feb 15, 2017 22:07 UTC
CAVE GEORGE HEVP, Gen Cnsl, CC&EO, & Sec
SaleCommon 4,261 $15.45 $65,832.45
Disclosure

SEC source: 0001225208-17-003418 · doc4.xml · nonDerivative · entry 1

CAVE GEORGE H · CIK 0001184583 · EVP, Gen Cnsl, CC&EO, & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,899

F1 · shares: This transaction was made pursuant to the Reporting Person's existing 10b5-1 plan (i.e. a stock trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended).

Read SEC document
February 08, 2017 Filed Feb 10, 2017 22:49 UTC
Schromm William A.EVP & Chief Operating Officer
SaleCommon 1,453 $14.00 $20,342.00
Disclosure

SEC source: 0001225208-17-002812 · doc4.xml · nonDerivative · entry 1

Schromm William A. · CIK 0001363806 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,321

F1 · shares: This transaction was made pursuant to the Reporting Person's existing Rule 10b5-1 plan (i.e. a stock trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended).

Read SEC document
January 25, 2017 Filed Jan 27, 2017 20:28 UTC
CAVE GEORGE HEVP, Gen Cnsl, CC&EO, & Sec
SaleCommon 5,000 $13.76 $68,800.00
Disclosure

SEC source: 0001225208-17-001841 · doc4.xml · nonDerivative · entry 1

CAVE GEORGE H · CIK 0001184583 · EVP, Gen Cnsl, CC&EO, & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,160

F1 · shares: This transaction was made pursuant to the Reporting Person's existing Rule 10b5-1 plan (i.e. a stock trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended).

F2 · balance_after: Includes an aggregate of 500 shares acquired by Reporting Person under the Issuer's Employee Stock Purchase Plan for the quarter ended December 31, 2016.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 20:27 UTC
Schromm William A.EVP & Chief Operating Officer
SaleCommon 18,547 $14.00 $259,658.00
Disclosure

SEC source: 0001225208-17-001840 · doc4.xml · nonDerivative · entry 1

Schromm William A. · CIK 0001363806 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,774

F1 · shares: This transaction was made pursuant to the Reporting Person's existing Rule 10b5-1 plan (i.e. a stock trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended).

Read SEC document
January 11, 2017 Filed Jan 13, 2017 20:25 UTC
Hall WilliamEVP & GM, Pwr Sol Grp
SaleCommon 32,530 $13.50 $439,155.00
Disclosure

SEC source: 0001225208-17-001105 · doc4.xml · nonDerivative · entry 1

Hall William · CIK 0001364183 · EVP & GM, Pwr Sol Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,257

F1 · shares: This transaction was made pursuant to the Reporting Person's existing Rule 10b5-1 plan (i.e. a stock trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended).

F2 · balance_after: Includes an aggregate of 500 shares acquired by Reporting Person under the Issuer's Employee Stock Purchase Plan for the quarter ended December 31, 2016.

Read SEC document
January 10, 2017 Filed Jan 12, 2017 21:27 UTC
RASHID MAMOONSVP, Strategic Bus Ventures
Exercise / conversionStock Option (right to buy) · Derivative 17,500 $0.00 Strike: $9.21 $0.00
Disclosure

SEC source: 0001225208-17-001033 · doc4.xml · derivative · entry 3

RASHID MAMOON · CIK 0001565015 · SVP, Strategic Bus Ventures

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 17,500 shares

Expires 2017-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2017 Filed Jan 12, 2017 21:27 UTC
RASHID MAMOONSVP, Strategic Bus Ventures
SaleCommon 17,500 $13.34 $233,467.50
Disclosure

SEC source: 0001225208-17-001033 · doc4.xml · nonDerivative · entry 2

RASHID MAMOON · CIK 0001565015 · SVP, Strategic Bus Ventures

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,911

F1 · shares: This transaction was made pursuant to the Reporting Person's existing Rule 10b5-1 plan (i.e., a stock trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended).

F2 · price: This disposition tranaction was executed in multiple trades at pricing ranging from $13.27 to $13.46. The price reported above reflects the weighted average sale price. The Reporting Person hereby understakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Includes an aggregate of 959 shares acquired by Reporting Person under the Issuer's Employee Stock Purchase Plan for the quarters ended September 30, 2016 and December 31, 2016.

Read SEC document
January 10, 2017 Filed Jan 12, 2017 21:27 UTC
RASHID MAMOONSVP, Strategic Bus Ventures
Exercise / conversionCommon 17,500 $9.21 $161,140.00
Disclosure

SEC source: 0001225208-17-001033 · doc4.xml · nonDerivative · entry 1

RASHID MAMOON · CIK 0001565015 · SVP, Strategic Bus Ventures

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was made pursuant to the Reporting Person's existing Rule 10b5-1 plan (i.e., a stock trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended).

Read SEC document
December 27, 2016 Filed Dec 28, 2016 20:02 UTC
CAVE GEORGE HEVP, Gen Cnsl, CC&EO, & Sec
SaleCommon 10,000 $12.99 $129,900.00
Disclosure

SEC source: 0001225208-16-043732 · doc4.xml · nonDerivative · entry 5

CAVE GEORGE H · CIK 0001184583 · EVP, Gen Cnsl, CC&EO, & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,660

F1 · shares: This transaction was made pursuant to the Reporting Person's existing Rule 10b5-1 plan (i.e. a stock trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended).

Read SEC document
December 27, 2016 Filed Dec 29, 2016 20:02 UTC
GUTMANN BERNARDExec VP & CFO
Exercise / conversionStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $6.31 $0.00
Disclosure

SEC source: 0001225208-16-043746 · doc4.xml · derivative · entry 3

GUTMANN BERNARD · CIK 0001558921 · Exec VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 4,000 shares

Expires 2017-07-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was made pursuant to the Reporting Person's existing Rule 10b5-1 plan (i.e. a stock trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended).

Read SEC document
December 27, 2016 Filed Dec 29, 2016 20:02 UTC
GUTMANN BERNARDExec VP & CFO
SaleCommon 4,000 $13.00 $52,000.00
Disclosure

SEC source: 0001225208-16-043746 · doc4.xml · nonDerivative · entry 2

GUTMANN BERNARD · CIK 0001558921 · Exec VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,706

F1 · shares: This transaction was made pursuant to the Reporting Person's existing Rule 10b5-1 plan (i.e. a stock trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended).

Read SEC document
December 27, 2016 Filed Dec 29, 2016 20:02 UTC
GUTMANN BERNARDExec VP & CFO
Exercise / conversionCommon 4,000 $6.31 $25,240.00
Disclosure

SEC source: 0001225208-16-043746 · doc4.xml · nonDerivative · entry 1

GUTMANN BERNARD · CIK 0001558921 · Exec VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was made pursuant to the Reporting Person's existing Rule 10b5-1 plan (i.e. a stock trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended).

Read SEC document
December 23, 2016 Filed Dec 28, 2016 20:02 UTC
CAVE GEORGE HEVP, Gen Cnsl, CC&EO, & Sec
Exercise / conversionStock Option (right to buy) · Derivative 45,000 $0.00 Strike: $9.21 $0.00
Disclosure

SEC source: 0001225208-16-043732 · doc4.xml · derivative · entry 6

CAVE GEORGE H · CIK 0001184583 · EVP, Gen Cnsl, CC&EO, & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 45,000 shares

Expires 2017-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was made pursuant to the Reporting Person's existing Rule 10b5-1 plan (i.e. a stock trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended).

Read SEC document
December 23, 2016 Filed Dec 28, 2016 20:02 UTC
CAVE GEORGE HEVP, Gen Cnsl, CC&EO, & Sec
SaleCommon 45,000 $12.74 $573,219.00
Disclosure

SEC source: 0001225208-16-043732 · doc4.xml · nonDerivative · entry 4

CAVE GEORGE H · CIK 0001184583 · EVP, Gen Cnsl, CC&EO, & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,660

F1 · shares: This transaction was made pursuant to the Reporting Person's existing Rule 10b5-1 plan (i.e. a stock trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended).

F2 · price: This disposition transaction was executed in multiple trades at pricing ranging from $12.69 to $12.79. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 23, 2016 Filed Dec 28, 2016 20:02 UTC
CAVE GEORGE HEVP, Gen Cnsl, CC&EO, & Sec
SaleCommon 10,000 $12.69 $126,900.00
Disclosure

SEC source: 0001225208-16-043732 · doc4.xml · nonDerivative · entry 3

CAVE GEORGE H · CIK 0001184583 · EVP, Gen Cnsl, CC&EO, & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,660

F1 · shares: This transaction was made pursuant to the Reporting Person's existing Rule 10b5-1 plan (i.e. a stock trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended).

Read SEC document
December 23, 2016 Filed Dec 28, 2016 20:02 UTC
CAVE GEORGE HEVP, Gen Cnsl, CC&EO, & Sec
SaleCommon 5,000 $12.69 $63,450.00
Disclosure

SEC source: 0001225208-16-043732 · doc4.xml · nonDerivative · entry 2

CAVE GEORGE H · CIK 0001184583 · EVP, Gen Cnsl, CC&EO, & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,660

F1 · shares: This transaction was made pursuant to the Reporting Person's existing Rule 10b5-1 plan (i.e. a stock trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended).

Read SEC document
December 23, 2016 Filed Dec 28, 2016 20:02 UTC
CAVE GEORGE HEVP, Gen Cnsl, CC&EO, & Sec
Exercise / conversionCommon 45,000 $9.21 $414,360.00
Disclosure

SEC source: 0001225208-16-043732 · doc4.xml · nonDerivative · entry 1

CAVE GEORGE H · CIK 0001184583 · EVP, Gen Cnsl, CC&EO, & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was made pursuant to the Reporting Person's existing Rule 10b5-1 plan (i.e. a stock trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended).

Read SEC document
December 21, 2016 Filed Dec 22, 2016 19:36 UTC
JACKSON KEITH DDirector · CEO & Pres.
Exercise / conversionStock Option (right to buy) · Derivative 414,800 $0.00 Strike: $9.21 $0.00
Disclosure

SEC source: 0001225208-16-043665 · doc4.xml · derivative · entry 3

JACKSON KEITH D · CIK 0001228890 · Director · CEO & Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 414,800 shares

Expires 2017-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 21, 2016 Filed Dec 22, 2016 19:36 UTC
JACKSON KEITH DDirector · CEO & Pres.
SaleCommon 414,800 $12.75 $5,288,782.96
Disclosure

SEC source: 0001225208-16-043665 · doc4.xml · nonDerivative · entry 2

JACKSON KEITH D · CIK 0001228890 · Director · CEO & Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,762,514

F1 · shares: This transaction was made pursuant to the Reporting Person's existing Rule 10b5-1 plan (i.e., a stock trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended).

F2 · price: This disposition transaction was executed in multiple trades at pricing ranging from $12.68 to $12.875. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 21, 2016 Filed Dec 22, 2016 19:36 UTC
JACKSON KEITH DDirector · CEO & Pres.
Exercise / conversionCommon 414,800 $9.21 $3,819,478.40
Disclosure

SEC source: 0001225208-16-043665 · doc4.xml · nonDerivative · entry 1

JACKSON KEITH D · CIK 0001228890 · Director · CEO & Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,177,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was made pursuant to the Reporting Person's existing Rule 10b5-1 plan (i.e., a stock trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended).

Read SEC document
December 19, 2016 Filed Dec 21, 2016 20:06 UTC
GUTMANN BERNARDExec VP & CFO
Exercise / conversionStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $9.21 $0.00
Disclosure

SEC source: 0001225208-16-043639 · doc4.xml · derivative · entry 3

GUTMANN BERNARD · CIK 0001558921 · Exec VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 25,000 shares

Expires 2017-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was made pursuant to the Reporting Person's existing Rule 10b5-1 plan (i.e. a stock trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended).

Read SEC document
December 19, 2016 Filed Dec 21, 2016 20:06 UTC
GUTMANN BERNARDExec VP & CFO
SaleCommon 25,000 $12.87 $321,670.00
Disclosure

SEC source: 0001225208-16-043639 · doc4.xml · nonDerivative · entry 2

GUTMANN BERNARD · CIK 0001558921 · Exec VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,706

F1 · shares: This transaction was made pursuant to the Reporting Person's existing Rule 10b5-1 plan (i.e. a stock trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended).

F2 · price: This disposition transaction was executed in multiple trades at pricing ranging from $12.78 to $12.905. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 19, 2016 Filed Dec 21, 2016 20:06 UTC
GUTMANN BERNARDExec VP & CFO
Exercise / conversionCommon 25,000 $9.21 $230,200.00
Disclosure

SEC source: 0001225208-16-043639 · doc4.xml · nonDerivative · entry 1

GUTMANN BERNARD · CIK 0001558921 · Exec VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was made pursuant to the Reporting Person's existing Rule 10b5-1 plan (i.e. a stock trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended).

Read SEC document
December 15, 2016 Filed Dec 16, 2016 19:55 UTC
Schromm William A.EVP & Chief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $5.93 $0.00
Disclosure

SEC source: 0001225208-16-043388 · doc4.xml · derivative · entry 4

Schromm William A. · CIK 0001363806 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 60,000 shares

Expires 2018-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was made pursuant to the Reporting Person's existing Rule 10b5-1 plan (i.e. a stock trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended).

Read SEC document
December 15, 2016 Filed Dec 16, 2016 19:55 UTC
Schromm William A.EVP & Chief Operating Officer
SaleCommon 60,000 $13.00 $780,000.00
Disclosure

SEC source: 0001225208-16-043388 · doc4.xml · nonDerivative · entry 3

Schromm William A. · CIK 0001363806 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,321

F1 · shares: This transaction was made pursuant to the Reporting Person's existing Rule 10b5-1 plan (i.e. a stock trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.