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Nasdaq · USD

OMEX

ODYSSEY MARINE EXPLORATION INC

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7210
SEC CIK
0000798528
Parsed reports
178

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 30, 2016 Filed Jan 4, 2017 19:29 UTC
Abbott JohnDirector
GrantCommon Stock 1,473 $0.00 $0.00
Disclosure

SEC source: 0001263279-17-000001 · primary_doc.xml · nonDerivative · entry 1

Abbott John · CIK 0001415801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,514

F1 · kind: On December 30, 2016, the Reporting Person was granted Restricted Stock Units under the Issuer's 2015 Stock Incentive Plan which vested immediately.

Read SEC document
December 30, 2016 Filed Jan 5, 2017 16:29 UTC Amendment
Abbott JohnDirector
GrantStock Option (Right to Buy) · Derivative 1,686 $0.00 Strike: $3.42 $0.00
Disclosure

SEC source: 0001263279-17-000005 · primary_doc.xml · derivative · entry 2

Abbott John · CIK 0001415801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,686

Underlying: Common Stock · 1,686 shares

Expires 2026-12-30

F2 · security: Each Stock Option represents a contingent right to receive one share of OMEX common stock.

F3 · derivative.exercise_date: On December 30, 2016, the Reporting Person was granted Stock Options under the Issuer's 2015 Incentive Plan which vested immediately.

Read SEC document
December 30, 2016 Filed Jan 5, 2017 16:29 UTC Amendment
Abbott JohnDirector
GrantCommon Stock 1,473 $0.00 $0.00
Disclosure

SEC source: 0001263279-17-000005 · primary_doc.xml · nonDerivative · entry 1

Abbott John · CIK 0001415801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,514

F1 · kind: On December 30, 2016, the Reporting Person was granted Restricted Stock Units under the Issuer's 2015 Stock Incentive Plan which vested immediately.

Read SEC document
December 20, 2016 Filed Dec 22, 2016 00:28 UTC
Longley John D JrChief Operating Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 18,592 $0.00 $0.00
Disclosure

SEC source: 0001263279-16-000066 · primary_doc.xml · derivative · entry 5

Longley John D Jr · CIK 0001619958 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,183

Underlying: Common Stock · 18,592 shares

Expires 2018-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F5 · derivative.exercise_date: Restricted Stock Units vest in three equal annual installments on December 20, 2016, 2017, 2018.

Read SEC document
December 20, 2016 Filed Dec 22, 2016 00:28 UTC
Longley John D JrChief Operating Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,725 $0.00 $0.00
Disclosure

SEC source: 0001263279-16-000066 · primary_doc.xml · derivative · entry 4

Longley John D Jr · CIK 0001619958 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,725

Underlying: Common Stock · 1,725 shares

Expires 2017-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F4 · derivative.exercise_date: Restricted Stock Units vest in three equal annual installments on December 20, 2015, 2016, 2017.

Read SEC document
December 20, 2016 Filed Dec 22, 2016 00:28 UTC
Longley John D JrChief Operating Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 347 $0.00 $0.00
Disclosure

SEC source: 0001263279-16-000066 · primary_doc.xml · derivative · entry 3

Longley John D Jr · CIK 0001619958 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 347 shares

Expires 2016-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F3 · derivative.exercise_date: Restricted Stock Units vest in three equal annual installments on December 20, 2014, 2015, 2016.

Read SEC document
December 20, 2016 Filed Dec 22, 2016 00:28 UTC
Longley John D JrChief Operating Officer
Tax withholdingCommon Stock 5,649 $3.47 $19,602.03
Disclosure

SEC source: 0001263279-16-000066 · primary_doc.xml · nonDerivative · entry 2

Longley John D Jr · CIK 0001619958 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,914

F1 · balance_after: The number of shares shown gives effect to reverse stock splits that became effective on February 19, 2016.

Read SEC document
December 20, 2016 Filed Dec 22, 2016 00:28 UTC
Longley John D JrChief Operating Officer
GrantCommon Stock 20,664 $0.00 $0.00
Disclosure

SEC source: 0001263279-16-000066 · primary_doc.xml · nonDerivative · entry 1

Longley John D Jr · CIK 0001619958 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,563

F1 · balance_after: The number of shares shown gives effect to reverse stock splits that became effective on February 19, 2016.

Read SEC document
December 20, 2016 Filed Dec 22, 2016 00:10 UTC
Nudi JayInterim CFO,Treasurer/PAO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 16,368 $0.00 $0.00
Disclosure

SEC source: 0001263279-16-000065 · primary_doc.xml · derivative · entry 5

Nudi Jay · CIK 0001348998 · Interim CFO,Treasurer/PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,737

Underlying: Common Stock · 16,368 shares

Expires 2018-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F5 · derivative.exercise_date: Restricted Stock Units vest in three equal annual installments on December 20, 2016, 2017, 2018.

Read SEC document
December 20, 2016 Filed Dec 22, 2016 00:10 UTC
Nudi JayInterim CFO,Treasurer/PAO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 900 $0.00 $0.00
Disclosure

SEC source: 0001263279-16-000065 · primary_doc.xml · derivative · entry 4

Nudi Jay · CIK 0001348998 · Interim CFO,Treasurer/PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900

Underlying: Common Stock · 900 shares

Expires 2017-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F4 · derivative.exercise_date: Restricted Stock Units vest in three equal annual installments on December 20, 2015, 2016, 2017.

Read SEC document
December 20, 2016 Filed Dec 22, 2016 00:10 UTC
Nudi JayInterim CFO,Treasurer/PAO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,069 $0.00 $0.00
Disclosure

SEC source: 0001263279-16-000065 · primary_doc.xml · derivative · entry 3

Nudi Jay · CIK 0001348998 · Interim CFO,Treasurer/PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,069 shares

Expires 2016-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F3 · derivative.exercise_date: Restricted Stock Units vest in three equal annual installments on December 20, 2014, 2015, 2016.

Read SEC document
December 20, 2016 Filed Dec 22, 2016 00:10 UTC
Nudi JayInterim CFO,Treasurer/PAO
Tax withholdingCommon Stock 4,996 $3.47 $17,336.12
Disclosure

SEC source: 0001263279-16-000065 · primary_doc.xml · nonDerivative · entry 2

Nudi Jay · CIK 0001348998 · Interim CFO,Treasurer/PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,858

F1 · balance_after: The number of shares shown gives effect to reverse stock splits that became effective on February 19, 2016.

Read SEC document
December 20, 2016 Filed Dec 22, 2016 00:10 UTC
Nudi JayInterim CFO,Treasurer/PAO
GrantCommon Stock 18,337 $0.00 $0.00
Disclosure

SEC source: 0001263279-16-000065 · primary_doc.xml · nonDerivative · entry 1

Nudi Jay · CIK 0001348998 · Interim CFO,Treasurer/PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,854

F1 · balance_after: The number of shares shown gives effect to reverse stock splits that became effective on February 19, 2016.

Read SEC document
December 20, 2016 Filed Dec 21, 2016 23:29 UTC
Gordon MarkDirector · CEO & President
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 43,719 $0.00 $0.00
Disclosure

SEC source: 0001263279-16-000063 · primary_doc.xml · derivative · entry 5

Gordon Mark · CIK 0001385250 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,719

Underlying: Common Stock · 43,719 shares

Expires 2018-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F5 · derivative.exercise_date: Restricted Stock Units vest in three equal annual installments on December 20, 2016, 2017, and 2018.

Read SEC document
December 20, 2016 Filed Dec 21, 2016 23:29 UTC
Gordon MarkDirector · CEO & President
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,825 $0.00 $0.00
Disclosure

SEC source: 0001263279-16-000063 · primary_doc.xml · derivative · entry 4

Gordon Mark · CIK 0001385250 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,825

Underlying: Common Stock · 3,825 shares

Expires 2017-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F4 · derivative.exercise_date: Restricted Stock Units vest in three equal annual installments on December 20, 2015, 2016, and 2017.

Read SEC document
December 20, 2016 Filed Dec 21, 2016 23:29 UTC
Gordon MarkDirector · CEO & President
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,560 $0.00 $0.00
Disclosure

SEC source: 0001263279-16-000063 · primary_doc.xml · derivative · entry 3

Gordon Mark · CIK 0001385250 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,560 shares

Expires 2016-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F3 · derivative.exercise_date: Restricted Stock Units vest in three equal annual installments on December 20, 2014, 2015, and 2016.

Read SEC document
December 20, 2016 Filed Dec 21, 2016 23:29 UTC
Gordon MarkDirector · CEO & President
Tax withholdingCommon Stock 13,703 $3.47 $47,549.41
Disclosure

SEC source: 0001263279-16-000063 · primary_doc.xml · nonDerivative · entry 2

Gordon Mark · CIK 0001385250 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,543

F1 · balance_after: The number of shares shown gives effect to reverse stock splits that became effective on February 19, 2016.

Read SEC document
December 20, 2016 Filed Dec 21, 2016 23:29 UTC
Gordon MarkDirector · CEO & President
GrantCommon Stock 50,104 $0.00 $0.00
Disclosure

SEC source: 0001263279-16-000063 · primary_doc.xml · nonDerivative · entry 1

Gordon Mark · CIK 0001385250 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,246

F1 · balance_after: The number of shares shown gives effect to reverse stock splits that became effective on February 19, 2016.

Read SEC document
December 20, 2016 Filed Dec 21, 2016 23:52 UTC
Barton Laura LionettiEVP, Secretary, Corp Comm
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 12,480 $0.00 $0.00
Disclosure

SEC source: 0001263279-16-000064 · primary_doc.xml · derivative · entry 6

Barton Laura Lionetti · CIK 0001417691 · EVP, Secretary, Corp Comm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,959

Underlying: Common Stock · 12,480 shares

Expires 2018-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F5 · derivative.exercise_date: Restricted Stock Units vest in three equal annual installments on December 20, 2016, 2017, 2018.

Read SEC document
December 20, 2016 Filed Dec 21, 2016 23:52 UTC
Barton Laura LionettiEVP, Secretary, Corp Comm
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,088 $0.00 $0.00
Disclosure

SEC source: 0001263279-16-000064 · primary_doc.xml · derivative · entry 5

Barton Laura Lionetti · CIK 0001417691 · EVP, Secretary, Corp Comm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,087

Underlying: Common Stock · 1,088 shares

Expires 2017-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F4 · derivative.exercise_date: Restricted Stock Units vest in three equal annual installments on December 20, 2015, 2016, 2017.

Read SEC document
December 20, 2016 Filed Dec 21, 2016 23:52 UTC
Barton Laura LionettiEVP, Secretary, Corp Comm
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,090 $0.00 $0.00
Disclosure

SEC source: 0001263279-16-000064 · primary_doc.xml · derivative · entry 4

Barton Laura Lionetti · CIK 0001417691 · EVP, Secretary, Corp Comm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,090 shares

Expires 2016-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F3 · derivative.exercise_date: Restricted Stock Units vest in three equal annual installments on December 20, 2014, 2015, 2016.

Read SEC document
December 20, 2016 Filed Dec 21, 2016 23:52 UTC
Barton Laura LionettiEVP, Secretary, Corp Comm
Tax withholdingCommon Stock 3,988 $3.47 $13,838.36
Disclosure

SEC source: 0001263279-16-000064 · primary_doc.xml · nonDerivative · entry 2

Barton Laura Lionetti · CIK 0001417691 · EVP, Secretary, Corp Comm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,034

F1 · balance_after: The number of shares shown gives effect to reverse stock splits that became effective on February 19, 2016.

Read SEC document
December 20, 2016 Filed Dec 21, 2016 23:52 UTC
Barton Laura LionettiEVP, Secretary, Corp Comm
GrantCommon Stock 14,658 $0.00 $0.00
Disclosure

SEC source: 0001263279-16-000064 · primary_doc.xml · nonDerivative · entry 1

Barton Laura Lionetti · CIK 0001417691 · EVP, Secretary, Corp Comm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,022

F1 · balance_after: The number of shares shown gives effect to reverse stock splits that became effective on February 19, 2016.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 20:13 UTC
Abbott JohnDirector
GrantStock Option (Right to Buy) · Derivative 4,039 $0.00 Strike: $3.59 $0.00
Disclosure

SEC source: 0001263279-16-000054 · primary_doc.xml · derivative · entry 1

Abbott John · CIK 0001415801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,039

Underlying: Common Stock · 4,039 shares

Expires 2026-09-30

Read SEC document
September 30, 2016 Filed Oct 4, 2016 20:05 UTC
Sawyer Jon DDirector
GrantStock Option (Right to Buy) · Derivative 3,482 $0.00 Strike: $3.59 $0.00
Disclosure

SEC source: 0001263279-16-000053 · primary_doc.xml · derivative · entry 1

Sawyer Jon D · CIK 0001476206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,482

Underlying: Common Stock · 3,482 shares

Expires 2026-09-30

Read SEC document
September 08, 2016 Filed Sep 9, 2016 21:36 UTC
Nudi JayInterim CFO,Treasurer/PAO
GrantPerformance Restricted Stock Unit (PRSU) · Derivative 5,456 $0.00 $0.00
Disclosure

SEC source: 0001263279-16-000045 · primary_doc.xml · derivative · entry 2

Nudi Jay · CIK 0001348998 · Interim CFO,Treasurer/PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,456

Underlying: Common Stock · 5,456 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU and PRSU represents a contingent right to receive one share of OMEX common stock.

F3 · derivative.exercise_date: Each PRSU vests upon achievement of annual performance criteria for the period ending December 15, 2016 in one-third of the units granted on each of December 20, 2016, 2017 and 2018.

F4 · derivative.expiration_date: The PRSU expires on December 20, 2018, but will terminate on December 15, 2016, if the performance criteria are not met.

Read SEC document
September 08, 2016 Filed Sep 9, 2016 21:36 UTC
Nudi JayInterim CFO,Treasurer/PAO
GrantRestricted Stock Unit (RSU) · Derivative 49,105 $0.00 $0.00
Disclosure

SEC source: 0001263279-16-000045 · primary_doc.xml · derivative · entry 1

Nudi Jay · CIK 0001348998 · Interim CFO,Treasurer/PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,105

Underlying: Common Stock · 49,105 shares

Expires 2018-12-20

F1 · derivative.exercise_price: Each RSU and PRSU represents a contingent right to receive one share of OMEX common stock.

F2 · derivative.exercise_date: RSU vests in three equal annual installments on December 20, 2016, 2017 and 2018.

Read SEC document
September 08, 2016 Filed Sep 9, 2016 22:51 UTC GrantCommon Stock 3,200 $0.00 $0.00
Disclosure

SEC source: 0001263279-16-000048 · primary_doc.xml · nonDerivative · entry 1

PIGNATELLI JAMES S · CIK 0001231045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,041

F1 · kind: The Reporting Person was granted Restricted Stock Units under the Issuer's 2015 Stock Incentive Plan which vested immediately.

F2 · balance_after: The number of shares shown gives effect to reverse stock splits that became effective on February 19, 2016.

Read SEC document
September 08, 2016 Filed Sep 9, 2016 21:48 UTC
Gordon MarkDirector · CEO & President
GrantPerformance Restricted Stock Unit (PRSU) · Derivative 14,573 $0.00 $0.00
Disclosure

SEC source: 0001263279-16-000046 · primary_doc.xml · derivative · entry 2

Gordon Mark · CIK 0001385250 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,573

Underlying: Common Stock · 14,573 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU and PRSU represents a contingent right to receive one share of OMEX common stock.

F3 · derivative.exercise_date: Each PRSU vests upon achievement of annual performance criteria for the period ending December 15, 2016 in one-third of the units granted on each of December 20, 2016, 2017 and 2018.

F4 · derivative.expiration_date: The PRSU expires on December 20, 2018, but will terminate on December 15, 2016, if the performance criteria are not met.

Read SEC document
September 08, 2016 Filed Sep 9, 2016 21:48 UTC
Gordon MarkDirector · CEO & President
GrantRestricted Stock Unit (RSU) · Derivative 131,158 $0.00 $0.00
Disclosure

SEC source: 0001263279-16-000046 · primary_doc.xml · derivative · entry 1

Gordon Mark · CIK 0001385250 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,158

Underlying: Common Stock · 131,158 shares

Expires 2018-12-20

F1 · derivative.exercise_price: Each RSU and PRSU represents a contingent right to receive one share of OMEX common stock.

F2 · derivative.exercise_date: RSU vests in three equal annual installments on December 20, 2016, 2017 and 2018.

Read SEC document
September 08, 2016 Filed Sep 9, 2016 21:21 UTC
Longley John D JrChief Operating Officer
GrantPerformance Restricted Stock Unit (PRSU) · Derivative 6,197 $0.00 $0.00
Disclosure

SEC source: 0001263279-16-000044 · primary_doc.xml · derivative · entry 2

Longley John D Jr · CIK 0001619958 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,197

Underlying: Common Stock · 6,197 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU and PRSU represents a contingent right to receive one share of OMEX common stock.

F3 · derivative.exercise_date: Each PRSU vests upon achievement of annual performance criteria for the period ending December 15, 2016 in one-third of the units granted on each of December 20, 2016, 2017 and 2018.

F4 · derivative.expiration_date: The PRSU expires on December 20, 2018, but will terminate on December 15, 2016, if the performance criteria are not met.

Read SEC document
September 08, 2016 Filed Sep 9, 2016 21:21 UTC
Longley John D JrChief Operating Officer
GrantRestricted Stock Unit (RSU) · Derivative 55,775 $0.00 $0.00
Disclosure

SEC source: 0001263279-16-000044 · primary_doc.xml · derivative · entry 1

Longley John D Jr · CIK 0001619958 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,775

Underlying: Common Stock · 55,775 shares

Expires 2018-12-20

F1 · derivative.exercise_price: Each RSU and PRSU represents a contingent right to receive one share of OMEX common stock.

F2 · derivative.exercise_date: RSU vests in three equal annual installments on December 20, 2016, 2017 and 2018.

Read SEC document
September 08, 2016 Filed Sep 9, 2016 21:08 UTC
Barton Laura LionettiEVP, Secretary, Corp Comm
GrantPerformance Restricted Stock Unit (PRSU) · Derivative 4,160 $0.00 $0.00
Disclosure

SEC source: 0001263279-16-000043 · primary_doc.xml · derivative · entry 2

Barton Laura Lionetti · CIK 0001417691 · EVP, Secretary, Corp Comm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,160

Underlying: Common Stock · 4,160 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU and PRSU represents a contingent right to receive one share of OMEX common stock.

F3 · derivative.exercise_date: Each PRSU vests upon achievement of annual performance criteria for the period ending December 15, 2016 in one-third of the units granted on each of December 20, 2016, 2017 and 2018.

F4 · derivative.expiration_date: The PRSU expires on December 20, 2018, but will terminate on December 15, 2016, if the performance criteria are not met.

Read SEC document
September 08, 2016 Filed Sep 9, 2016 21:08 UTC
Barton Laura LionettiEVP, Secretary, Corp Comm
GrantRestricted Stock Unit (RSU) · Derivative 37,439 $0.00 $0.00
Disclosure

SEC source: 0001263279-16-000043 · primary_doc.xml · derivative · entry 1

Barton Laura Lionetti · CIK 0001417691 · EVP, Secretary, Corp Comm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,439

Underlying: Common Stock · 37,439 shares

Expires 2018-12-20

F1 · derivative.exercise_price: Each RSU and PRSU represents a contingent right to receive one share of OMEX common stock.

F2 · derivative.exercise_date: RSU vests in three equal annual installments on December 20, 2016, 2017 and 2018.

Read SEC document
September 08, 2016 Filed Sep 9, 2016 20:31 UTC
Sawyer Jon DDirector
GrantCommon Stock 6,761 $0.00 $0.00
Disclosure

SEC source: 0001263279-16-000042 · primary_doc.xml · nonDerivative · entry 1

Sawyer Jon D · CIK 0001476206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,127

F1 · kind: The Reporting Person was granted Restricted Stock Units under the Issuer's 2015 Stock Incentive Plan which vested immediately.

F2 · balance_after: The number of shares shown gives effect to reverse stock splits that became effective on February 19, 2016.

Read SEC document
September 08, 2016 Filed Sep 12, 2016 16:41 UTC
Justh Mark BDirector
GrantCommon Stock 23,873 $0.00 $0.00
Disclosure

SEC source: 0001263279-16-000049 · primary_doc.xml · nonDerivative · entry 1

Justh Mark B · CIK 0001582409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,120

F1 · kind: The Reporting Person was granted Restricted Stock Units under the Issuer's 2015 Stock Incentive Plan which vested immediately.

F2 · balance_after: The number of shares shown gives effect to reverse stock splits that became effective on February 19, 2016.

Read SEC document
September 08, 2016 Filed Sep 12, 2016 16:59 UTC
Abbott JohnDirector
GrantCommon Stock 3,200 $0.00 $0.00
Disclosure

SEC source: 0001263279-16-000050 · primary_doc.xml · nonDerivative · entry 1

Abbott John · CIK 0001415801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,041

F1 · kind: The Reporting Person was granted Restricted Stock Units under the Issuer's 2015 Stock Incentive Plan which vested immediately.

F2 · balance_after: The number of shares shown gives effect to reverse stock splits that became effective on February 19, 2016.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.