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Nasdaq · USD

OMEX

ODYSSEY MARINE EXPLORATION INC

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7210
SEC CIK
0000798528
Parsed reports
178

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 05, 2020 Filed Feb 14, 2020 22:17 UTC
Nudi JayChief Financial Officer
GrantRestricted Stock Unit (RSU) · Derivative 53,266 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-004686 · doc4.xml · derivative · entry 1

Nudi Jay · CIK 0001348998 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,266

Underlying: Common stock · 53,266 shares

Expires 2022-12-20

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest in three equal annual installments on December 20, 2020, 2021 and 2022.

Read SEC document
February 05, 2020 Filed Feb 14, 2020 22:09 UTC
Longley John D JrPresident & COO
GrantRestricted Stock Unit (RSU) · Derivative 60,500 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-004681 · doc4.xml · derivative · entry 1

Longley John D Jr · CIK 0001619958 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,500

Underlying: Common stock · 60,500 shares

Expires 2022-12-20

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest in three equal annual installments on December 20, 2020, 2021 and 2022.

Read SEC document
February 05, 2020 Filed Feb 14, 2020 22:05 UTC
Gordon MarkDirector · Chief Executive Officer
GrantRestricted Stock Unit (RSU) · Derivative 126,984 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-004677 · doc4.xml · derivative · entry 1

Gordon Mark · CIK 0001385250 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,984

Underlying: Common stock · 126,984 shares

Expires 2022-12-20

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest in three equal annual installments on December 20, 2020, 2021 and 2022.

Read SEC document
December 30, 2019 Filed Jan 2, 2020 11:10 UTC
Justh Mark BDirector
PurchaseCommon Stock 4,000 $3.17 $12,680.00
Disclosure

SEC source: 0000899243-20-000004 · doc4.xml · nonDerivative · entry 1

Justh Mark B · CIK 0001582409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,642

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.155 to $3.20 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 27, 2019 Filed Dec 31, 2019 17:52 UTC
Justh Mark BDirector
PurchaseCommon Stock 26,000 $3.19 $82,940.00
Disclosure

SEC source: 0000899243-19-030262 · doc4.xml · nonDerivative · entry 1

Justh Mark B · CIK 0001582409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,642

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.15 to $3.344 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 25, 2019 Filed Jun 27, 2019 12:45 UTC
Justh Mark BDirector
PurchaseCommon Stock 19,516 $5.06 $98,750.96
Disclosure

SEC source: 0000899243-19-018277 · doc4.xml · nonDerivative · entry 1

Justh Mark B · CIK 0001582409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,642

F1 · price: This transaction was executed in multiple trades at prices ranging from $4.95 to $5.34 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 20:05 UTC GrantCommon Stock 1,352 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-015467 · doc4.xml · nonDerivative · entry 1

PIGNATELLI JAMES S · CIK 0001231045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,754

F1 · kind: On May 31, 2019 the Reporting Person was granted Restricted Stock Units under the Issuer's 2015 Stock Incentive Plan which vested immediately.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 20:08 UTC
Abbott JohnDirector
GrantCommon Stock 1,586 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-015471 · doc4.xml · nonDerivative · entry 1

Abbott John · CIK 0001415801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,100

F1 · kind: On May 31, 2019 the Reporting Person was granted Restricted Stock Units under the Issuer's 2015 Stock Incentive Plan which vested immediately.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 20:07 UTC
Sawyer Jon DDirector
GrantCommon Stock 1,586 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-015470 · doc4.xml · nonDerivative · entry 1

Sawyer Jon D · CIK 0001476206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,554

F1 · kind: On May 31, 2019 the Reporting Person was granted Restricted Stock Units under the Issuer's 2015 Stock Incentive Plan which vested immediately.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 20:05 UTC
Justh Mark BDirector
GrantCommon Stock 1,702 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-015469 · doc4.xml · nonDerivative · entry 1

Justh Mark B · CIK 0001582409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,126

F1 · kind: On May 31, 2019 the Reporting Person was granted Restricted Stock Units under the Issuer's 2015 Stock Incentive Plan which vested immediately.

Read SEC document
May 01, 2019 Filed May 2, 2019 10:05 UTC
Justh Mark BDirector
PurchaseCommon Stock 20,000 $5.12 $102,400.00
Disclosure

SEC source: 0000899243-19-011696 · doc4.xml · nonDerivative · entry 1

Justh Mark B · CIK 0001582409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,424

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.04 to $5.20 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 21:06 UTC
Longley John D JrChief Operating Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 18,591 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-031582 · doc4.xml · derivative · entry 3

Longley John D Jr · CIK 0001619958 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 18,591 shares

Expires 2018-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest in three equal annual installments on December 20, 2016, 2017 and 2018.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 21:06 UTC
Longley John D JrChief Operating Officer
Tax withholdingCommon Stock 7,315 $3.81 $27,870.15
Disclosure

SEC source: 0000899243-18-031582 · doc4.xml · nonDerivative · entry 2

Longley John D Jr · CIK 0001619958 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,952

Read SEC document
December 20, 2018 Filed Dec 21, 2018 21:06 UTC
Longley John D JrChief Operating Officer
GrantCommon Stock 18,591 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-031582 · doc4.xml · nonDerivative · entry 1

Longley John D Jr · CIK 0001619958 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,267

Read SEC document
December 20, 2018 Filed Dec 21, 2018 21:08 UTC
Barton Laura LionettiEVP, Secretary, Corp Comm
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 12,479 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-031584 · doc4.xml · derivative · entry 4

Barton Laura Lionetti · CIK 0001417691 · EVP, Secretary, Corp Comm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 12,479 shares

Expires 2018-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest in three equal annual installments on December 20, 2016, 2017 and 2018.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 21:08 UTC
Barton Laura LionettiEVP, Secretary, Corp Comm
Tax withholdingCommon Stock 4,910 $3.81 $18,707.10
Disclosure

SEC source: 0000899243-18-031584 · doc4.xml · nonDerivative · entry 2

Barton Laura Lionetti · CIK 0001417691 · EVP, Secretary, Corp Comm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,583

Read SEC document
December 20, 2018 Filed Dec 21, 2018 21:08 UTC
Barton Laura LionettiEVP, Secretary, Corp Comm
GrantCommon Stock 12,479 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-031584 · doc4.xml · nonDerivative · entry 1

Barton Laura Lionetti · CIK 0001417691 · EVP, Secretary, Corp Comm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,493

Read SEC document
December 20, 2018 Filed Dec 21, 2018 21:06 UTC
Gordon MarkDirector · CEO and President
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 43,720 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-031583 · doc4.xml · derivative · entry 3

Gordon Mark · CIK 0001385250 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 43,720 shares

Expires 2018-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest in three equal annual installments on December 20, 2016, 2017 and 2018.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 21:06 UTC
Gordon MarkDirector · CEO and President
Tax withholdingCommon Stock 17,203 $3.81 $65,543.43
Disclosure

SEC source: 0000899243-18-031583 · doc4.xml · nonDerivative · entry 2

Gordon Mark · CIK 0001385250 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,601

Read SEC document
December 20, 2018 Filed Dec 21, 2018 21:06 UTC
Gordon MarkDirector · CEO and President
GrantCommon Stock 43,720 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-031583 · doc4.xml · nonDerivative · entry 1

Gordon Mark · CIK 0001385250 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,804

Read SEC document
December 20, 2018 Filed Dec 21, 2018 21:05 UTC
Nudi JayCFO/Treasurer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 16,369 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-031581 · doc4.xml · derivative · entry 3

Nudi Jay · CIK 0001348998 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,369 shares

Expires 2018-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest in three equal annual installments on December 20, 2016, 2017 and 2018.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 21:05 UTC
Nudi JayCFO/Treasurer
Tax withholdingCommon Stock 6,441 $3.81 $24,540.21
Disclosure

SEC source: 0000899243-18-031581 · doc4.xml · nonDerivative · entry 2

Nudi Jay · CIK 0001348998 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,112

Read SEC document
December 20, 2018 Filed Dec 21, 2018 21:05 UTC
Nudi JayCFO/Treasurer
GrantCommon Stock 16,369 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-031581 · doc4.xml · nonDerivative · entry 1

Nudi Jay · CIK 0001348998 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,553

Read SEC document
October 23, 2018 Filed Oct 24, 2018 12:45 UTC
Nudi JayCFO/Treasurer
PurchaseCommon Stock 780 $6.45 $5,031.00
Disclosure

SEC source: 0000899243-18-027316 · doc4.xml · nonDerivative · entry 1

Nudi Jay · CIK 0001348998 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,184

Read SEC document
October 22, 2018 Filed Oct 23, 2018 14:49 UTC
Justh Mark BDirector
PurchaseCommon Stock 20,000 $6.59 $131,800.00
Disclosure

SEC source: 0001263279-18-000004 · primary_doc.xml · nonDerivative · entry 1

Justh Mark B · CIK 0001582409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,424

F1 · price: This transaction was executed in multiple trades at prices ranging from $6.45 to $6.69 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 23, 2018 Filed May 24, 2018 18:52 UTC
Justh Mark BDirector
PurchaseCommon Stock 5,000 $8.35 $41,750.00
Disclosure

SEC source: 0001263279-18-000002 · primary_doc.xml · nonDerivative · entry 2

Justh Mark B · CIK 0001582409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,424

F2 · price: This transaction was executed in multiple trades at prices ranging from $8.21 to $8.48 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 22, 2018 Filed May 24, 2018 18:52 UTC
Justh Mark BDirector
PurchaseCommon Stock 11,000 $9.10 $100,100.00
Disclosure

SEC source: 0001263279-18-000002 · primary_doc.xml · nonDerivative · entry 1

Justh Mark B · CIK 0001582409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,424

F1 · price: This transaction was executed in multiple trades at prices ranging from $8.55 to $9.85 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 23:53 UTC
Longley John D JrChief Operating Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 18,592 $0.00 $0.00
Disclosure

SEC source: 0001263279-17-000024 · primary_doc.xml · derivative · entry 4

Longley John D Jr · CIK 0001619958 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,591

Underlying: Common stock · 18,592 shares

Expires 2018-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F3 · derivative.exercise_date: Restricted Stock Units vest in three equal annual installments on December 20, 2016, 2017 and 2018.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 23:53 UTC
Longley John D JrChief Operating Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,725 $0.00 $0.00
Disclosure

SEC source: 0001263279-17-000024 · primary_doc.xml · derivative · entry 3

Longley John D Jr · CIK 0001619958 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 1,725 shares

Expires 2017-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest in three equal annual installments on December 20, 2015, 2016 and 2017.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 23:53 UTC
Longley John D JrChief Operating Officer
Tax withholdingCommon Stock 5,555 $3.85 $21,386.75
Disclosure

SEC source: 0001263279-17-000024 · primary_doc.xml · nonDerivative · entry 2

Longley John D Jr · CIK 0001619958 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,676

Read SEC document
December 20, 2017 Filed Dec 22, 2017 23:53 UTC
Longley John D JrChief Operating Officer
GrantCommon Stock 20,317 $0.00 $0.00
Disclosure

SEC source: 0001263279-17-000024 · primary_doc.xml · nonDerivative · entry 1

Longley John D Jr · CIK 0001619958 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,231

Read SEC document
December 20, 2017 Filed Dec 22, 2017 23:37 UTC
Nudi JayCFO/Treasurer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 16,368 $0.00 $0.00
Disclosure

SEC source: 0001263279-17-000023 · primary_doc.xml · derivative · entry 4

Nudi Jay · CIK 0001348998 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,369

Underlying: Common stock · 16,368 shares

Expires 2018-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F3 · derivative.exercise_date: Restricted Stock Units vest in three equal annual installments on December 20, 2016, 2017 and 2018.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 23:37 UTC
Nudi JayCFO/Treasurer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 900 $0.00 $0.00
Disclosure

SEC source: 0001263279-17-000023 · primary_doc.xml · derivative · entry 3

Nudi Jay · CIK 0001348998 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 900 shares

Expires 2017-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest in three equal annual installments on December 20, 2015, 2016 and 2017.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 23:37 UTC
Nudi JayCFO/Treasurer
Tax withholdingCommon Stock 4,722 $3.85 $18,179.70
Disclosure

SEC source: 0001263279-17-000023 · primary_doc.xml · nonDerivative · entry 2

Nudi Jay · CIK 0001348998 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,404

Read SEC document
December 20, 2017 Filed Dec 22, 2017 23:37 UTC
Nudi JayCFO/Treasurer
GrantCommon Stock 17,268 $0.00 $0.00
Disclosure

SEC source: 0001263279-17-000023 · primary_doc.xml · nonDerivative · entry 1

Nudi Jay · CIK 0001348998 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,126

Read SEC document
December 20, 2017 Filed Dec 22, 2017 23:25 UTC
Gordon MarkDirector · CEO and President
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 43,719 $0.00 $0.00
Disclosure

SEC source: 0001263279-17-000022 · primary_doc.xml · derivative · entry 4

Gordon Mark · CIK 0001385250 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,720

Underlying: Common stock · 43,719 shares

Expires 2018-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F3 · derivative.exercise_date: Restricted Stock Units vest in three equal annual installments on December 20, 2016, 2017 and 2018.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 23:25 UTC
Gordon MarkDirector · CEO and President
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,825 $0.00 $0.00
Disclosure

SEC source: 0001263279-17-000022 · primary_doc.xml · derivative · entry 3

Gordon Mark · CIK 0001385250 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 3,825 shares

Expires 2017-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest in three equal annual installments on December 20, 2015, 2016 and 2017.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 23:25 UTC
Gordon MarkDirector · CEO and President
Tax withholdingCommon Stock 13,003 $3.85 $50,061.55
Disclosure

SEC source: 0001263279-17-000022 · primary_doc.xml · nonDerivative · entry 2

Gordon Mark · CIK 0001385250 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,084

Read SEC document
December 20, 2017 Filed Dec 22, 2017 23:25 UTC
Gordon MarkDirector · CEO and President
GrantCommon Stock 47,544 $0.00 $0.00
Disclosure

SEC source: 0001263279-17-000022 · primary_doc.xml · nonDerivative · entry 1

Gordon Mark · CIK 0001385250 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,087

Read SEC document
December 20, 2017 Filed Dec 22, 2017 23:11 UTC
Barton Laura LionettiEVP, Secretary, Corp Comm
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 12,480 $0.00 $0.00
Disclosure

SEC source: 0001263279-17-000021 · primary_doc.xml · derivative · entry 5

Barton Laura Lionetti · CIK 0001417691 · EVP, Secretary, Corp Comm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,479

Underlying: Common Stock · 12,480 shares

Expires 2019-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F3 · derivative.exercise_date: Restricted Stock Units vest in three equal annual installments on December 20, 2016, 2017 and 2018.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 23:11 UTC
Barton Laura LionettiEVP, Secretary, Corp Comm
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,087 $0.00 $0.00
Disclosure

SEC source: 0001263279-17-000021 · primary_doc.xml · derivative · entry 4

Barton Laura Lionetti · CIK 0001417691 · EVP, Secretary, Corp Comm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,087 shares

Expires 2018-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest in three equal annual installments on December 20, 2015, 2016 and 2017.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 23:11 UTC
Barton Laura LionettiEVP, Secretary, Corp Comm
Tax withholdingCommon Stock 3,587 $3.85 $13,809.95
Disclosure

SEC source: 0001263279-17-000021 · primary_doc.xml · nonDerivative · entry 2

Barton Laura Lionetti · CIK 0001417691 · EVP, Secretary, Corp Comm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,014

Read SEC document
December 20, 2017 Filed Dec 22, 2017 23:11 UTC
Barton Laura LionettiEVP, Secretary, Corp Comm
GrantCommon Stock 13,567 $0.00 $0.00
Disclosure

SEC source: 0001263279-17-000021 · primary_doc.xml · nonDerivative · entry 1

Barton Laura Lionetti · CIK 0001417691 · EVP, Secretary, Corp Comm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,601

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November 13, 2017 Filed Nov 14, 2017 19:34 UTC
Justh Mark BDirector
PurchaseCommon Stock 14,241 $3.83 $54,543.03
Disclosure

SEC source: 0001263279-17-000020 · primary_doc.xml · nonDerivative · entry 2

Justh Mark B · CIK 0001582409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,424

F2 · price: This transaction was executed in multiple trades at prices ranging from $3.70 to $3.94 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 10, 2017 Filed Nov 14, 2017 19:34 UTC
Justh Mark BDirector
PurchaseCommon Stock 21,500 $3.84 $82,560.00
Disclosure

SEC source: 0001263279-17-000020 · primary_doc.xml · nonDerivative · entry 1

Justh Mark B · CIK 0001582409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,183

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.49 to $4.00 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 30, 2016 Filed Jan 4, 2017 21:21 UTC
Justh Mark BDirector
GrantCommon Stock 17,563 $0.00 $0.00
Disclosure

SEC source: 0001263279-17-000004 · primary_doc.xml · nonDerivative · entry 1

Justh Mark B · CIK 0001582409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,683

F1 · kind: On December 30, 2016, the Reporting Person was granted Restricted Stock Units under the Issuer's 2015 Stock Incentive Plan which vested immediately.

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December 30, 2016 Filed Jan 4, 2017 21:05 UTC
Sawyer Jon DDirector
GrantStock Option (Right to Buy) · Derivative 1,405 $0.00 Strike: $3.42 $0.00
Disclosure

SEC source: 0001263279-17-000003 · primary_doc.xml · derivative · entry 4

Sawyer Jon D · CIK 0001476206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,405

Underlying: Common Stock · 1,405 shares

Expires 2026-12-30

F2 · security: Each Stock Option represents a contingent right to receive one share of OMEX common stock.

F3 · derivative.exercise_date: On December 30, 2016, the Reporting Person was granted Stock Options under the Issuer's 2015 Stock Incentive Plan which vested immediately.

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December 30, 2016 Filed Jan 4, 2017 21:05 UTC
Sawyer Jon DDirector
GrantCommon Stock 1,841 $0.00 $0.00
Disclosure

SEC source: 0001263279-17-000003 · primary_doc.xml · nonDerivative · entry 1

Sawyer Jon D · CIK 0001476206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,968

F1 · kind: On December 30, 2016, the Reporting Person was granted Restricted Stock Units under the Issuer's 2015 Stock Incentive Plan which vested immediately.

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December 30, 2016 Filed Jan 4, 2017 20:51 UTC GrantCommon Stock 12,361 $0.00 $0.00
Disclosure

SEC source: 0001263279-17-000002 · primary_doc.xml · nonDerivative · entry 1

PIGNATELLI JAMES S · CIK 0001231045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,402

F1 · kind: On December 30, 2016, the Reporting Person was granted Restricted Stock Units under the Issuer's 2015 Stock Incentive Plan which vested immediately.

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December 30, 2016 Filed Jan 4, 2017 19:29 UTC
Abbott JohnDirector
GrantStock Option (Right to Buy) · Derivative 1,686 $0.00 Strike: $3.42 $0.00
Disclosure

SEC source: 0001263279-17-000001 · primary_doc.xml · derivative · entry 2

Abbott John · CIK 0001415801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,686

Underlying: Common Stock · 1,686 shares

Expires 2016-12-30

F2 · security: Each Stock Option represents a contingent right to receive one share of OMEX common stock.

F3 · derivative.exercise_date: On December 30, 2016, the Reporting Person was granted Stock Options under the Issuer's 2015 Stock Incentive Plan which vested immediately.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.