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Nasdaq · USD

OMEX

ODYSSEY MARINE EXPLORATION INC

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7210
SEC CIK
0000798528
Parsed reports
178

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 09, 2023 Filed Jun 13, 2023 20:30 UTC
Gordon MarkDirector · Chief Executive Officer
GrantStock Option(Right to Buy) · Derivative 100,000 $0.00 Strike: $3.53 $0.00
Disclosure

SEC source: 0000950170-23-027703 · ownership.xml · derivative · entry 1

Gordon Mark · CIK 0001385250 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2028-06-09

F1 · derivative.exercise_date: Stock Options vest in three annual installments on 06/09/2024, 2025 and 2026.

Read SEC document
June 09, 2023 Filed Jun 13, 2023 20:05 UTC GrantCommon Stock 5,311 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-027695 · ownership.xml · nonDerivative · entry 1

SIEGEL TODD E · CIK 0001031593 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,838

F1 · kind: Restricted Stock Awards vest on June 09, 2024

Read SEC document
May 24, 2023 Filed May 26, 2023 10:13 UTC GrantStock Option(Right to Buy) · Derivative 6,541 $0.00 Strike: $2.99 $0.00
Disclosure

SEC source: 0000950170-23-024327 · ownership.xml · derivative · entry 1

SIEGEL TODD E · CIK 0001031593 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,541

Underlying: Common Stock · 6,541 shares

Expires 2028-05-24

Read SEC document
April 06, 2023 Filed Apr 7, 2023 20:05 UTC
Abbott JohnDirector
SaleCommon Stock 16,922 $3.03 $51,273.66
Disclosure

SEC source: 0000899243-23-010970 · doc4.xml · nonDerivative · entry 2

Abbott John · CIK 0001415801 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
April 05, 2023 Filed Apr 7, 2023 20:05 UTC
Abbott JohnDirector
SaleCommon Stock 42,216 $3.05 $128,758.80
Disclosure

SEC source: 0000899243-23-010970 · doc4.xml · nonDerivative · entry 1

Abbott John · CIK 0001415801 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,922

F1 · price: April 05, 2023 this transaction was executed in multiple trades with the price reported above reflecting the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 06, 2023 Filed Mar 10, 2023 00:24 UTC OtherConvertible debt · Derivative 500,000 Not disclosed Strike: $3.78 Not disclosed
Disclosure

SEC source: 0000899243-23-007781 · doc4.xml · derivative · entry 2

PIGNATELLI JAMES S · CIK 0001231045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,275

Underlying: Common · 132,275 shares

Expires not disclosed

F5 · kind: Issuance of convertible debt.

F1 · price: Cancellation of convertible debt.

F3 · derivative.expiration_date: The conversion right expires upon payment of the indebtedness in full.

F6 · derivative.underlying_shares: Additional interest of 10% per annum accrues on the principal and is convertible at $3.78.

F6 · balance_after: Additional interest of 10% per annum accrues on the principal and is convertible at $3.78.

Read SEC document
March 06, 2023 Filed Mar 10, 2023 00:24 UTC OtherConvertible debt · Derivative 563,715 Not disclosed Strike: $4.35 Not disclosed
Disclosure

SEC source: 0000899243-23-007781 · doc4.xml · derivative · entry 1

PIGNATELLI JAMES S · CIK 0001231045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 129,589 shares

Expires not disclosed

F1 · kind: Cancellation of convertible debt.

F2 · shares: The convertible debt cancelled is comprised of $404,633 principal and $159,082 accrued interest.

F1 · price: Cancellation of convertible debt.

F3 · derivative.expiration_date: The conversion right expires upon payment of the indebtedness in full.

F4 · derivative.underlying_shares: Additional interest of 10% per annum accrues on the principal and was convertible at $4.35.

Read SEC document
March 06, 2023 Filed Mar 14, 2023 22:57 UTC Amendment OtherConvertible debt · Derivative Not disclosed Not disclosed Strike: $4.35 $633,002.00
Disclosure

SEC source: 0000899243-23-008462 · doc4a.xml · derivative · entry 1

PIGNATELLI JAMES S · CIK 0001231045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 145,518 shares

Expires not disclosed

F1 · kind: Cancellation of convertible debt without conversion.

F2 · reported_value: The convertible debt cancelled is comprised of $404,634 principal and $228,369 accrued interest as of March 6, 2023.

F1 · price: Cancellation of convertible debt without conversion.

F3 · derivative.expiration_date: The conversion right expires upon payment of the indebtedness in full.

F4 · derivative.underlying_shares: The principal and accrued interest were convertible at $4.35.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:05 UTC GrantCommon Stock 9,021 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-002151 · doc4.xml · nonDerivative · entry 1

PIGNATELLI JAMES S · CIK 0001231045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,348

F1 · kind: On January 17, 2023 the Reporting Person was granted Restricted Stock Units under the Issuer's 2019 Stock Incentive Plan which vested immediately.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:05 UTC
Abbott JohnDirector
GrantCommon Stock 9,665 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-002149 · doc4.xml · nonDerivative · entry 1

Abbott John · CIK 0001415801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,138

F1 · kind: On January 17, 2023 the Reporting Person was granted Restricted Stock Units under the Issuer's 2019 Stock Incentive Plan which vested immediately.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:05 UTC
Justh Mark BDirector
GrantCommon Stock 9,987 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-002150 · doc4.xml · nonDerivative · entry 1

Justh Mark B · CIK 0001582409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,813

F1 · kind: On January 17, 2023 the Reporting Person was granted Restricted Stock Units under the Issuer's 2019 Stock Incentive Plan which vested immediately.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:05 UTC
Sawyer Jon DDirector
GrantCommon Stock 9,343 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-002147 · doc4.xml · nonDerivative · entry 1

Sawyer Jon D · CIK 0001476206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,720

F1 · kind: On January 17, 2023 the Reporting Person was granted Restricted Stock Units under the Issuer's 2019 Stock Incentive Plan which vested immediately.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:05 UTC GrantCommon Stock 10,245 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-002148 · doc4.xml · nonDerivative · entry 1

SIEGEL TODD E · CIK 0001031593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,527

F1 · kind: On January 17,2023 the Reporting Person was granted Restricted Stock Units under the Issuer's 2019 Stock Incentive Plan which vested immediately.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 21:05 UTC
Longley John D JrPresident & COO
GrantStock Option(Right to Buy) · Derivative 48,415 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0000899243-22-038306 · doc4.xml · derivative · entry 2

Longley John D Jr · CIK 0001619958 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,415

Underlying: Common Stock · 48,415 shares

Expires 2027-12-09

Read SEC document
December 09, 2022 Filed Dec 13, 2022 21:05 UTC
Longley John D JrPresident & COO
GrantStock Option(Right to Buy) · Derivative 65,743 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0000899243-22-038306 · doc4.xml · derivative · entry 1

Longley John D Jr · CIK 0001619958 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,743

Underlying: Common Stock · 65,743 shares

Expires 2027-12-09

F1 · derivative.exercise_date: Stock Options vest in three annual installments on 12/20/2022, 12/20/2023 and 12/20/2024.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 21:05 UTC
Jones Christopher EmlynChief Financial Officer
GrantStock Option(Right to Buy) · Derivative 40,932 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0000899243-22-038304 · doc4.xml · derivative · entry 2

Jones Christopher Emlyn · CIK 0001866418 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,932

Underlying: Common Stock · 40,932 shares

Expires 2027-12-09

Read SEC document
December 09, 2022 Filed Dec 13, 2022 21:05 UTC
Jones Christopher EmlynChief Financial Officer
GrantStock Option(Right to Buy) · Derivative 65,743 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0000899243-22-038304 · doc4.xml · derivative · entry 1

Jones Christopher Emlyn · CIK 0001866418 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,743

Underlying: Common Stock · 65,743 shares

Expires 2027-12-09

F1 · derivative.exercise_date: Stock Options vest in three annual installments on 12/20/2022, 12/20/2023 and 12/20/2024.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 21:05 UTC
Barton Laura LionettiDirector · Chief Business Officer
GrantStock Option(Right to Buy) · Derivative 37,142 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0000899243-22-038302 · doc4.xml · derivative · entry 2

Barton Laura Lionetti · CIK 0001417691 · Director · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,142

Underlying: Common Stock · 37,142 shares

Expires 2027-12-09

Read SEC document
December 09, 2022 Filed Dec 13, 2022 21:05 UTC
Barton Laura LionettiDirector · Chief Business Officer
GrantStock Option(Right to Buy) · Derivative 62,343 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0000899243-22-038302 · doc4.xml · derivative · entry 1

Barton Laura Lionetti · CIK 0001417691 · Director · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,343

Underlying: Common Stock · 62,343 shares

Expires 2027-12-09

F1 · derivative.exercise_date: Stock Options vest in three annual installments on 12/20/2022, 12/20/2023 and 12/20/2024.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 21:05 UTC
Gordon MarkDirector · Chief Executive Officer
GrantStock Option(Right to Buy) · Derivative 117,300 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0000899243-22-038301 · doc4.xml · derivative · entry 2

Gordon Mark · CIK 0001385250 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,300

Underlying: Common Stock · 117,300 shares

Expires 2027-12-09

Read SEC document
December 09, 2022 Filed Dec 13, 2022 21:05 UTC
Gordon MarkDirector · Chief Executive Officer
GrantStock Option(Right to Buy) · Derivative 137,154 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0000899243-22-038301 · doc4.xml · derivative · entry 1

Gordon Mark · CIK 0001385250 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,154

Underlying: Common Stock · 137,154 shares

Expires 2027-12-09

F1 · derivative.exercise_date: Stock Options vest in three annual installments on 12/20/2022, 12/20/2023 and 12/20/2024.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:08 UTC
Justh Mark BDirector
GrantCommon Stock 4,435 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-032638 · doc4.xml · nonDerivative · entry 1

Justh Mark B · CIK 0001582409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,826

F1 · kind: On September 30, 2022 the Reporting Person was granted Restricted Stock Units under the Issuer's 2019 Stock Incentive Plan which vested immediately.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:06 UTC
Sawyer Jon DDirector
GrantCommon Stock 3,629 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-032640 · doc4.xml · nonDerivative · entry 1

Sawyer Jon D · CIK 0001476206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,377

F1 · kind: On September 30, 2022 the Reporting Person was granted Restricted Stock Units under the Issuer's 2019 Stock Incentive Plan which vested immediately.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:05 UTC
Abbott JohnDirector
GrantCommon Stock 4,032 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-032643 · doc4.xml · nonDerivative · entry 1

Abbott John · CIK 0001415801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,473

F1 · kind: On September 30, 2022 the Reporting Person was granted Restricted Stock Units under the Issuer's 2019 Stock Incentive Plan which vested immediately.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:05 UTC GrantCommon Stock 4,032 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-032639 · doc4.xml · nonDerivative · entry 1

PIGNATELLI JAMES S · CIK 0001231045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,327

F1 · kind: On September 30, 2022 the Reporting Person was granted Restricted Stock Units under the Issuer's 2019 Stock Incentive Plan which vested immediately.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:05 UTC GrantCommon Stock 4,435 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-032634 · doc4.xml · nonDerivative · entry 1

SIEGEL TODD E · CIK 0001031593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,282

F1 · kind: On September 30, 2022 the Reporting Person was granted Restricted Stock Units under the Issuer's 2019 Stock Incentive Plan which vested immediately.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:05 UTC GrantCommon Stock 3,299 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-024966 · doc4.xml · nonDerivative · entry 1

SIEGEL TODD E · CIK 0001031593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,847

F1 · kind: On June 30, 2022 the Reporting Person was granted Restricted Stock Units under the Issuer's 2019 Stock Incentive Plan which vested immediately.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:05 UTC
Justh Mark BDirector
GrantCommon Stock 4,032 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-024967 · doc4.xml · nonDerivative · entry 1

Justh Mark B · CIK 0001582409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,391

F1 · kind: On June 30, 2022 the Reporting Person was granted Restricted Stock Units under the Issuer's 2019 Stock Incentive Plan which vested immediately.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:05 UTC
Abbott JohnDirector
GrantCommon Stock 4,399 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-024969 · doc4.xml · nonDerivative · entry 1

Abbott John · CIK 0001415801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,441

F1 · kind: On June 30, 2022 the Reporting Person was granted Restricted Stock Units under the Issuer's 2019 Stock Incentive Plan which vested immediately.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:05 UTC GrantCommon Stock 3,519 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-024968 · doc4.xml · nonDerivative · entry 1

PIGNATELLI JAMES S · CIK 0001231045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,295

F1 · kind: On June 30, 2022 the Reporting Person was granted Restricted Stock Units under the Issuer's 2019 Stock Incentive Plan which vested immediately.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:05 UTC
Sawyer Jon DDirector
GrantCommon Stock 3,299 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-024970 · doc4.xml · nonDerivative · entry 1

Sawyer Jon D · CIK 0001476206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,748

F1 · kind: On June 30, 2022 the Reporting Person was granted Restricted Stock Units under the Issuer's 2019 Stock Incentive Plan which vested immediately.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 11:30 UTC
Barton Laura LionettiDirector · Chief Business Officer
PurchaseCommon Stock 2,500 $2.85 $7,125.00
Disclosure

SEC source: 0000899243-22-022980 · doc4.xml · nonDerivative · entry 2

Barton Laura Lionetti · CIK 0001417691 · Director · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse's IRA

Disclosed balance after: 7,500

Read SEC document
April 30, 2022 Filed May 3, 2022 20:05 UTC
Nudi JayPAO/Treasurer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 13,752 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-016280 · doc4.xml · derivative · entry 4

Nudi Jay · CIK 0001348998 · PAO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,752 shares

Expires 2022-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F2 · derivative.exercise_date: Restricted Stock Units fully vest on April 30, 2022 in accordance with a Separation Agreement.

Read SEC document
April 30, 2022 Filed May 3, 2022 20:05 UTC
Nudi JayPAO/Treasurer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 17,756 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-016280 · doc4.xml · derivative · entry 3

Nudi Jay · CIK 0001348998 · PAO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,756 shares

Expires 2022-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F2 · derivative.exercise_date: Restricted Stock Units fully vest on April 30, 2022 in accordance with a Separation Agreement.

Read SEC document
April 30, 2022 Filed May 3, 2022 20:05 UTC
Nudi JayPAO/Treasurer
Tax withholdingCommon Stock 12,658 $5.94 $75,188.52
Disclosure

SEC source: 0000899243-22-016280 · doc4.xml · nonDerivative · entry 2

Nudi Jay · CIK 0001348998 · PAO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,826

Read SEC document
April 30, 2022 Filed May 3, 2022 20:05 UTC
Nudi JayPAO/Treasurer
GrantCommon Stock 31,508 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-016280 · doc4.xml · nonDerivative · entry 1

Nudi Jay · CIK 0001348998 · PAO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,484

Read SEC document
March 31, 2022 Filed Apr 4, 2022 20:06 UTC GrantCommon Stock 2,365 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-013311 · doc4.xml · nonDerivative · entry 1

SIEGEL TODD E · CIK 0001031593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,548

F1 · kind: On March 31, 2022 the Reporting Person was granted Restricted Stock Units under the Issuer's 2019 Stock Incentive Plan which vested immediately.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 20:05 UTC
Sawyer Jon DDirector
GrantCommon Stock 1,689 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-013307 · doc4.xml · nonDerivative · entry 1

Sawyer Jon D · CIK 0001476206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,449

F1 · kind: On March 31, 2022 the Reporting Person was granted Restricted Stock Units under the Issuer's 2019 Stock Incentive Plan which vested immediately.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 20:05 UTC
Justh Mark BDirector
GrantCommon Stock 2,065 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-013310 · doc4.xml · nonDerivative · entry 1

Justh Mark B · CIK 0001582409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,359

F1 · kind: On March 31, 2022 the Reporting Person was granted Restricted Stock Units under the Issuer's 2019 Stock Incentive Plan which vested immediately.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 20:05 UTC
Abbott JohnDirector
GrantCommon Stock 2,553 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-013306 · doc4.xml · nonDerivative · entry 1

Abbott John · CIK 0001415801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,042

F1 · kind: On March 31, 2022 the Reporting Person was granted Restricted Stock Units under the Issuer's 2019 Stock Incentive Plan which vested immediately.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 20:05 UTC GrantCommon Stock 1,502 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-013304 · doc4.xml · nonDerivative · entry 1

PIGNATELLI JAMES S · CIK 0001231045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,776

F1 · kind: On March 31, 2022 the Reporting Person was granted Restricted Stock Units under the Issuer's 2019 Stock Incentive Plan which vested immediately.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:05 UTC
Barton Laura LionettiDirector · Chief Business Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 20,734 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-011385 · doc4.xml · derivative · entry 5

Barton Laura Lionetti · CIK 0001417691 · Director · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,733

Underlying: Common stock · 20,734 shares

Expires 2022-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F3 · derivative.exercise_date: Restricted Stock Units vest in two equal annual installments on December 20, 2021 and 2022.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:05 UTC
Barton Laura LionettiDirector · Chief Business Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 13,712 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-011385 · doc4.xml · derivative · entry 4

Barton Laura Lionetti · CIK 0001417691 · Director · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,712

Underlying: Common stock · 13,712 shares

Expires 2022-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest in three equal annual installments on December 20, 2020, 2021 and 2022.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:05 UTC
Barton Laura LionettiDirector · Chief Business Officer
Tax withholdingCommon Stock 12,865 $5.85 $75,260.25
Disclosure

SEC source: 0000899243-22-011385 · doc4.xml · nonDerivative · entry 2

Barton Laura Lionetti · CIK 0001417691 · Director · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,755

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:05 UTC
Barton Laura LionettiDirector · Chief Business Officer
GrantCommon Stock 34,446 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-011385 · doc4.xml · nonDerivative · entry 1

Barton Laura Lionetti · CIK 0001417691 · Director · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,620

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:05 UTC
Gordon MarkDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 46,122 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-011383 · doc4.xml · derivative · entry 4

Gordon Mark · CIK 0001385250 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,121

Underlying: Common stock · 46,121 shares

Expires 2022-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F3 · derivative.exercise_date: Restricted Stock Units vest in two equal annual installments on December 20, 2021 and 2022

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March 15, 2022 Filed Mar 17, 2022 20:05 UTC
Gordon MarkDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 42,328 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-011383 · doc4.xml · derivative · entry 3

Gordon Mark · CIK 0001385250 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,328

Underlying: Common stock · 42,328 shares

Expires 2022-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest in three equal annual installments on December 20, 2020, 2021 and 2022.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:05 UTC
Gordon MarkDirector · Chief Executive Officer
Tax withholdingCommon Stock 33,035 $5.85 $193,254.75
Disclosure

SEC source: 0000899243-22-011383 · doc4.xml · nonDerivative · entry 2

Gordon Mark · CIK 0001385250 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,535

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:05 UTC
Gordon MarkDirector · Chief Executive Officer
GrantCommon Stock 88,450 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-011383 · doc4.xml · nonDerivative · entry 1

Gordon Mark · CIK 0001385250 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,570

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:05 UTC
Nudi JayPAO/Treasurer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 13,752 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-011384 · doc4.xml · derivative · entry 4

Nudi Jay · CIK 0001348998 · PAO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,752

Underlying: Common stock · 13,752 shares

Expires 2022-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.

F3 · derivative.exercise_date: Restricted Stock Units vest in two equal annual installments on December 20, 2021 and 2022

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.