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OTC · USD

OMCC

OLD MARKET CAPITAL Corp

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Tapewire entity
9599
SEC CIK
0001000045
Parsed reports
211

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202520
Jan 202610
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 04, 2021 Filed Aug 5, 2021 22:10 UTC
Peterson Adam KDirector · 10% owner
PurchaseCommon Stock 14,133 $11.29 $159,561.57
Disclosure

SEC source: 0001398344-21-015583 · fp0067895_4.xml · nonDerivative · entry 2

Peterson Adam K · CIK 0001667769 · Director · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,204,768

F5 · price: This transaction was executed in multiple trades at prices ranging from $11.25 to $11.35. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

Read SEC document
August 03, 2021 Filed Aug 3, 2021 21:24 UTC
Marohn Douglas WDirector · CEO and President
Grantcommon 2,300 $0.00 $0.00
Disclosure

SEC source: 0001000045-21-000003 · primary_doc.xml · nonDerivative · entry 2

Marohn Douglas W · CIK 0001496701 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,387

F2 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 08/03/2021 was $11.35

Read SEC document
August 03, 2021 Filed Aug 3, 2021 21:24 UTC
Marohn Douglas WDirector · CEO and President
Purchasecommon 2,300 $10.99 $25,277.00
Disclosure

SEC source: 0001000045-21-000003 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,087

F1 · price: Represents the average purchase price.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 22:10 UTC
Peterson Adam KDirector · 10% owner
PurchaseCommon Stock 3,985 $11.06 $44,074.10
Disclosure

SEC source: 0001398344-21-015583 · fp0067895_4.xml · nonDerivative · entry 1

Peterson Adam K · CIK 0001667769 · Director · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,190,635

F4 · price: This transaction was executed in multiple trades at prices ranging from $11.01 to $11.35. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 16:28 UTC
Marohn Douglas WDirector · CEO and President
Tax withholdingcommon 767 $11.28 $8,651.76
Disclosure

SEC source: 0001000045-21-000002 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,787

F2 · kind: represents payment of tax liability by delivering or withholding securities pursuant to vesting of restricted stock grant on 06/29/2021.

F1 · price: represents closing price on the vesting date of the grant 06/29/2021.

Read SEC document
June 25, 2021 Filed Jun 28, 2021 18:48 UTC
Peterson Adam KDirector · 10% owner
PurchaseCommon Stock 3,311 $11.25 $37,248.75
Disclosure

SEC source: 0001398344-21-013447 · fp0066519_4.xml · nonDerivative · entry 1

Peterson Adam K · CIK 0001667769 · Director · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,186,650

F4 · price: This transaction was executed in multiple trades at prices ranging from $11.18 to $11.25. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

Read SEC document
June 09, 2021 Filed Jun 10, 2021 22:55 UTC
Peterson Adam KDirector · 10% owner
PurchaseCommon Stock 18,050 $11.14 $201,077.00
Disclosure

SEC source: 0001398344-21-012995 · fp0066235_4.xml · nonDerivative · entry 1

Peterson Adam K · CIK 0001667769 · Director · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,183,339

F4 · price: This transaction was executed in multiple trades at prices ranging from $11.07 to $11.20. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

Read SEC document
June 09, 2021 Filed Jun 10, 2021 15:47 UTC
Marohn Douglas WDirector · President & CEO
GrantCommon 2,218 $0.00 $0.00
Disclosure

SEC source: 0001000045-21-000001 · primary_doc.xml · nonDerivative · entry 2

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,554

F2 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock on NASDAQ on 06/09/2021 was $11.37.

Read SEC document
June 09, 2021 Filed Jun 10, 2021 15:47 UTC
Marohn Douglas WDirector · President & CEO
PurchaseCommon 2,218 $11.37 $25,218.66
Disclosure

SEC source: 0001000045-21-000001 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,336

F1 · price: Represents the average purchase price.

Read SEC document
June 07, 2021 Filed Jun 7, 2021 22:49 UTC
Peterson Adam KDirector · 10% owner
PurchaseCommon Stock 27,163 $10.98 $298,249.74
Disclosure

SEC source: 0001398344-21-012753 · fp0066006_4.xml · nonDerivative · entry 2

Peterson Adam K · CIK 0001667769 · Director · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,165,289

F5 · price: This transaction was executed in multiple trades at prices ranging from $10.85 to $11.20. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

Read SEC document
June 04, 2021 Filed Jun 7, 2021 22:49 UTC
Peterson Adam KDirector · 10% owner
PurchaseCommon Stock 39,733 $10.98 $436,268.34
Disclosure

SEC source: 0001398344-21-012753 · fp0066006_4.xml · nonDerivative · entry 1

Peterson Adam K · CIK 0001667769 · Director · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,138,126

F4 · price: This transaction was executed in multiple trades at prices ranging from $10.75 to $11.00. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 20:53 UTC
Peterson Adam KDirector · 10% owner
PurchaseCommon Stock 11,607 $10.93 $126,864.51
Disclosure

SEC source: 0001398344-21-002769 · fp0062229_4.xml · nonDerivative · entry 2

Peterson Adam K · CIK 0001667769 · Director · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,098,393

F5 · price: This transaction was executed in multiple trades at prices ranging from $10.85 to $11.00 The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

Read SEC document
February 08, 2021 Filed Feb 12, 2021 23:49 UTC Amendment
Peterson Adam KDirector · 10% owner
PurchaseCommon Stock 11,607 $10.93 $126,864.51
Disclosure

SEC source: 0001398344-21-003309 · fp0062304_4a.xml · nonDerivative · entry 2

Peterson Adam K · CIK 0001667769 · Director · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,098,393

F5 · price: This transaction was executed in multiple trades at prices ranging from $10.85 to $11.00 The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

Read SEC document
February 05, 2021 Filed Feb 8, 2021 16:46 UTC
Marohn Douglas WDirector · President & CEO
GrantCommon 520 $0.00 $0.00
Disclosure

SEC source: 0001496701-21-000001 · primary_doc.xml · nonDerivative · entry 2

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,118

F2 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock on NASDAQ on 02/05/2021 was $10.80.

Read SEC document
February 05, 2021 Filed Feb 8, 2021 16:46 UTC
Marohn Douglas WDirector · President & CEO
PurchaseCommon 520 $10.80 $5,616.00
Disclosure

SEC source: 0001496701-21-000001 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,598

F1 · price: Represents the average purchase price.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 20:53 UTC
Peterson Adam KDirector · 10% owner
PurchaseCommon Stock 4,040 $10.39 $41,975.60
Disclosure

SEC source: 0001398344-21-002769 · fp0062229_4.xml · nonDerivative · entry 1

Peterson Adam K · CIK 0001667769 · Director · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,086,786

F4 · price: This transaction was executed in multiple trades at prices ranging from $10.30 to $10.40. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

Read SEC document
February 05, 2021 Filed Feb 12, 2021 23:49 UTC Amendment
Peterson Adam KDirector · 10% owner
PurchaseCommon Stock 4,040 $10.39 $41,975.60
Disclosure

SEC source: 0001398344-21-003309 · fp0062304_4a.xml · nonDerivative · entry 1

Peterson Adam K · CIK 0001667769 · Director · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,086,786

F4 · price: This transaction was executed in multiple trades at prices ranging from $10.30 to $10.40. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

Read SEC document
December 02, 2020 Filed Dec 3, 2020 20:17 UTC PurchaseCommon 1,000 $7.22 $7,220.00
Disclosure

SEC source: 0001000045-20-000003 · primary_doc.xml · nonDerivative · entry 1

Royal Jeffrey C · CIK 0001720104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,253

F1 · price: Represents the average purchase price.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 19:13 UTC PurchaseCommon 2,000 $7.50 $15,000.00
Disclosure

SEC source: 0001000045-20-000002 · primary_doc.xml · nonDerivative · entry 1

Royal Jeffrey C · CIK 0001720104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,253

F1 · price: Represents the average purchase price.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 18:39 UTC
Marohn Douglas WDirector · President & CEO
GrantCommon 500 $0.00 $0.00
Disclosure

SEC source: 0001496701-20-000004 · primary_doc.xml · nonDerivative · entry 3

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,078

F2 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock on NASDAQ on 11/30/2020 was $7.60.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 18:39 UTC
Marohn Douglas WDirector · President & CEO
PurchaseCommon 424 $7.79 $3,302.96
Disclosure

SEC source: 0001496701-20-000004 · primary_doc.xml · nonDerivative · entry 2

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,578

F1 · price: Represents the average purchase price.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 18:39 UTC
Marohn Douglas WDirector · President & CEO
PurchaseCommon 76 $7.77 $590.52
Disclosure

SEC source: 0001496701-20-000004 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,154

F1 · price: Represents the average purchase price.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 17:20 UTC PurchaseCommon 2,000 $7.85 $15,700.00
Disclosure

SEC source: 0001720104-20-000010 · primary_doc.xml · nonDerivative · entry 1

Royal Jeffrey C · CIK 0001720104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,253

F1 · price: Represents the average purchase price.

Read SEC document
November 11, 2020 Filed Nov 12, 2020 19:55 UTC PurchaseCommon 1,000 $8.01 $8,010.00
Disclosure

SEC source: 0001720104-20-000009 · primary_doc.xml · nonDerivative · entry 1

Royal Jeffrey C · CIK 0001720104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,253

F1 · price: Represents the average purchase price.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:16 UTC
Marohn Douglas WDirector · President & CEO
GrantCommon 700 $0.00 $0.00
Disclosure

SEC source: 0001794162-20-000003 · primary_doc.xml · nonDerivative · entry 2

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,078

F2 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock on NASDAQ on 11/10/2020 was $7.87.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:16 UTC
Marohn Douglas WDirector · President & CEO
PurchaseCommon 700 $7.99 $5,593.00
Disclosure

SEC source: 0001794162-20-000003 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,378

F1 · price: Represents the average purchase price.

Read SEC document
November 06, 2020 Filed Nov 9, 2020 14:45 UTC PurchaseCommon 1,000 $7.95 $7,950.00
Disclosure

SEC source: 0001720104-20-000008 · primary_doc.xml · nonDerivative · entry 1

Royal Jeffrey C · CIK 0001720104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,253

F1 · price: Represents the average purchase price.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 18:45 UTC PurchaseCommon 1,000 $8.15 $8,150.00
Disclosure

SEC source: 0001720104-20-000007 · primary_doc.xml · nonDerivative · entry 1

Royal Jeffrey C · CIK 0001720104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,253

F1 · price: Represents the average purchase price.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 17:11 UTC
Marohn Douglas WDirector · President & CEO
GrantCommon 2,000 $0.00 $0.00
Disclosure

SEC source: 0001654216-20-000002 · primary_doc.xml · nonDerivative · entry 2

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,678

F2 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock on NASDAQ on 11/05/2020 was $7.91.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 17:11 UTC
Marohn Douglas WDirector · President & CEO
PurchaseCommon 2,000 $8.25 $16,500.00
Disclosure

SEC source: 0001654216-20-000002 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,678

F1 · price: Represents the average purchase price.

Read SEC document
November 03, 2020 Filed Nov 4, 2020 18:11 UTC PurchaseCommon 100 $7.85 $785.00
Disclosure

SEC source: 0001720104-20-000006 · primary_doc.xml · nonDerivative · entry 1

Royal Jeffrey C · CIK 0001720104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,253

F1 · price: Represents the average purchase price.

Read SEC document
September 01, 2020 Filed Sep 2, 2020 15:55 UTC PurchaseCommon 10 $8.07 $80.70
Disclosure

SEC source: 0001720104-20-000005 · primary_doc.xml · nonDerivative · entry 2

Royal Jeffrey C · CIK 0001720104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,153

F1 · price: Represents the average purchase price.

Read SEC document
September 01, 2020 Filed Sep 2, 2020 15:55 UTC PurchaseCommon 198 $8.06 $1,595.88
Disclosure

SEC source: 0001720104-20-000005 · primary_doc.xml · nonDerivative · entry 1

Royal Jeffrey C · CIK 0001720104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,143

F1 · price: Represents the average purchase price.

Read SEC document
August 31, 2020 Filed Sep 1, 2020 16:16 UTC PurchaseCommon 3 $8.03 $24.09
Disclosure

SEC source: 0001720104-20-000004 · primary_doc.xml · nonDerivative · entry 1

Royal Jeffrey C · CIK 0001720104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,945

F1 · price: Represents the average purchase price.

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August 26, 2020 Filed Aug 27, 2020 21:27 UTC
Peterson Adam KDirector · 10% owner
GrantCommon Stock 2,481 $0.00 $0.00
Disclosure

SEC source: 0001398344-20-017478 · fp0056997_4.xml · nonDerivative · entry 1

Peterson Adam K · CIK 0001667769 · Director · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,082,746

F4 · price: These shares were awarded on 8/26/2020. 2,481 shares vest over 12 months period. The closing stock price of the issuer's common stock reported on NASDAQ on 8/26/2020 was $8.05.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

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August 26, 2020 Filed Aug 28, 2020 17:50 UTC GrantCommon 2,481 $0.00 $0.00
Disclosure

SEC source: 0001654216-20-000001 · primary_doc.xml · nonDerivative · entry 1

Hastings Robin · CIK 0001654216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,095

F1 · price: These shares were awarded on 08/26/2020. 2,481 shares vest in one year. The closing price on the issuer's common stock reported on NASDAQ on 08/26/2020 was $8.06.

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August 26, 2020 Filed Aug 28, 2020 13:59 UTC PurchaseCommon 2,481 $0.00 $0.00
Disclosure

SEC source: 0001720104-20-000002 · primary_doc.xml · nonDerivative · entry 1

Royal Jeffrey C · CIK 0001720104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,942

F1 · price: These shares were awarded on 08/26/2020. 2,481 shares vest in one year. The closing stock price of the issuer's common stock reported on NASDAQ on 08/28/2020 was $8.06.

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August 26, 2020 Filed Aug 28, 2020 21:33 UTC GrantCommon Stock 2,481 $0.00 $0.00
Disclosure

SEC source: 0001578005-20-000001 · primary_doc.xml · nonDerivative · entry 1

Zhu Jeremy Qinli · CIK 0001578005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,096

F1 · price: These shares were awarded on 8/26/2020. 2,481 shares vest in one year. The closing price on the issuer's common stock reported on NASDAQ on 8/26/2020 was $8.06.

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August 26, 2020 Filed Aug 28, 2020 15:10 UTC Amendment GrantCommon 2,481 $0.00 $0.00
Disclosure

SEC source: 0001720104-20-000003 · primary_doc.xml · nonDerivative · entry 1

Royal Jeffrey C · CIK 0001720104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,942

F1 · price: These shares were awarded on 08/26/2020. 2,481 shares vest in one year. The closing price on the issuer's common stock reported on NASDAQ on 08/26/2020 was $8.06.

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August 07, 2020 Filed Aug 11, 2020 21:18 UTC
Peterson Adam KDirector · 10% owner
PurchaseCommon Stock 23,772 $8.02 $190,651.44
Disclosure

SEC source: 0001398344-20-015534 · fp0056610_4.xml · nonDerivative · entry 1

Peterson Adam K · CIK 0001667769 · Director · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,080,265

F4 · price: This transaction was executed in multiple trades at prices ranging from $7.72 to $8.05. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

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August 03, 2020 Filed Aug 4, 2020 17:53 UTC
Marohn Douglas WDirector · President & CEO
GrantCommon 400 $0.00 $0.00
Disclosure

SEC source: 0001496701-20-000003 · primary_doc.xml · nonDerivative · entry 2

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,678

F2 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 8/3/2020 was $8.47.

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August 03, 2020 Filed Aug 4, 2020 17:53 UTC
Marohn Douglas WDirector · President & CEO
PurchaseCommon 400 $8.36 $3,344.00
Disclosure

SEC source: 0001496701-20-000003 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,278

F1 · price: Represents the average purchase price.

Read SEC document
June 26, 2020 Filed Jun 29, 2020 15:46 UTC PurchaseCommon 100 $7.34 $734.00
Disclosure

SEC source: 0001720104-20-000001 · primary_doc.xml · nonDerivative · entry 5

Royal Jeffrey C · CIK 0001720104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,461

F1 · price: Represents the average purchase price.

Read SEC document
June 26, 2020 Filed Jun 29, 2020 15:46 UTC PurchaseCommon 900 $7.34 $6,606.00
Disclosure

SEC source: 0001720104-20-000001 · primary_doc.xml · nonDerivative · entry 4

Royal Jeffrey C · CIK 0001720104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,361

F1 · price: Represents the average purchase price.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 15:46 UTC PurchaseCommon 223 $7.39 $1,647.97
Disclosure

SEC source: 0001720104-20-000001 · primary_doc.xml · nonDerivative · entry 3

Royal Jeffrey C · CIK 0001720104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,461

F1 · price: Represents the average purchase price.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 15:46 UTC PurchaseCommon 952 $7.39 $7,035.28
Disclosure

SEC source: 0001720104-20-000001 · primary_doc.xml · nonDerivative · entry 2

Royal Jeffrey C · CIK 0001720104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,238

F1 · price: Represents the average purchase price.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 15:46 UTC PurchaseCommon 48 $7.39 $354.72
Disclosure

SEC source: 0001720104-20-000001 · primary_doc.xml · nonDerivative · entry 1

Royal Jeffrey C · CIK 0001720104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,286

F1 · price: Represents the average purchase price.

Read SEC document
June 09, 2020 Filed Jun 9, 2020 19:42 UTC Amendment
Marohn Douglas WDirector · President & CEO
GrantCommon 885 $0.00 $0.00
Disclosure

SEC source: 0001496701-20-000002 · primary_doc.xml · nonDerivative · entry 2

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,878

F2 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 6/8/2020 was $7.24.

Read SEC document
June 09, 2020 Filed Jun 9, 2020 19:42 UTC Amendment
Marohn Douglas WDirector · President & CEO
PurchaseCommon 885 $6.85 $6,062.25
Disclosure

SEC source: 0001496701-20-000002 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,993

F1 · price: Represents the average purchase price.

Read SEC document
June 09, 2020 Filed Jun 9, 2020 19:14 UTC
Marohn Douglas WDirector · President & CEO
GrantCommon 885 $0.00 $0.00
Disclosure

SEC source: 0001496701-20-000001 · primary_doc.xml · nonDerivative · entry 2

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,993

F2 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 6/8/20 was $7.24.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.