OMCC

SEC source: 0001000045-23-000001 · primary_doc.xml · nonDerivative · entry 1

Royal Jeffrey C · CIK 0001720104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,572

F1 · price: Represents the average price.

SEC source: 0001000045-22-000009 · primary_doc.xml · nonDerivative · entry 2

Royal Jeffrey C · CIK 0001720104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,572

SEC source: 0001000045-22-000009 · primary_doc.xml · nonDerivative · entry 1

Royal Jeffrey C · CIK 0001720104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,071

SEC source: 0001000045-22-000008 · primary_doc.xml · nonDerivative · entry 1

Royal Jeffrey C · CIK 0001720104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,071

SEC source: 0001398344-22-017866 · fp0079309_4.xml · nonDerivative · entry 1

Peterson Adam K · CIK 0001667769 · Director · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,427,394

F4 · price: These shares were awarded on 8/30/2022. 2,262 shares vest one year from the date awarded. The closing stock price of the issuer's common stock reported on NASDAQ on 8/30/2022 was $8.84.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

SEC source: 0001000045-22-000007 · primary_doc.xml · nonDerivative · entry 1

HUTCHINS MARK R · CIK 0001887678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,894

F1 · shares: Award of restricted stock vesting on the one year anniversary of the date of grant. The closing price of the issuer's common stock on NASDAQ on such date was $8.84.

SEC source: 0001000045-22-000006 · primary_doc.xml · nonDerivative · entry 1

Zhu Jeremy Qinli · CIK 0001578005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,045

F1 · shares: Award of restricted stock vesting on the one year anniversary of the date of grant. The closing price of the issuer's common stock on NASDAQ on such date was $8.84.

SEC source: 0001000045-22-000005 · primary_doc.xml · nonDerivative · entry 1

Royal Jeffrey C · CIK 0001720104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,571

F1 · shares: Award of restricted stock vesting on the one year anniversary of the date of grant. The closing price of the issuer's common stock on NASDAQ on such date was $8.84.

SEC source: 0001000045-22-000004 · primary_doc.xml · nonDerivative · entry 1

Keating Brendan Joseph · CIK 0001689627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,755

F1 · shares: Award of restricted stock vesting on the one year anniversary of the date of grant. The closing price of the issuer's common stock on NASDAQ on such date was $8.84.

F2 · shares: The reported shares are directly owned by Rosecrest Trust, of which Brendan J Keating is the Trustee. Mr. Keating could be deemed to have indirect beneficial ownership of the shares.

SEC source: 0001398344-22-011349 · fp0076602_4.xml · nonDerivative · entry 1

Peterson Adam K · CIK 0001667769 · Director · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,425,132

F4 · price: This transaction was executed in multiple trades at prices ranging from $9.49 to $9.75. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

SEC source: 0001000045-22-000003 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,344

F1 · kind: Shares were forfeited as a result of Mr. Marohn's resignation from the Company, with an effective date of May 09, 2022.

F1 · price: Shares were forfeited as a result of Mr. Marohn's resignation from the Company, with an effective date of May 09, 2022.

SEC source: 0001398344-22-003655 · fp0073521_4.xml · nonDerivative · entry 1

Peterson Adam K · CIK 0001667769 · Director · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,417,026

F4 · price: This transaction was executed in multiple trades at prices ranging from $11.62 to $11.80. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

SEC source: 0001398344-22-002841 · fp0073109_4.xml · nonDerivative · entry 3

Peterson Adam K · CIK 0001667769 · Director · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,414,545

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

SEC source: 0001398344-22-002841 · fp0073109_4.xml · nonDerivative · entry 2

Peterson Adam K · CIK 0001667769 · Director · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,414,544

F5 · price: This transaction was executed in multiple trades at prices ranging from $11.39 to $11.50. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

SEC source: 0001398344-22-002841 · fp0073109_4.xml · nonDerivative · entry 1

Peterson Adam K · CIK 0001667769 · Director · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,409,263

F4 · price: This transaction was executed in multiple trades at prices ranging from $10.98 to $11.40. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

SEC source: 0001000045-22-000002 · primary_doc.xml · nonDerivative · entry 2

NASHTATIK IRINA · CIK 0001794162 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400

F1 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 02/03/2022 was $11.10.

SEC source: 0001000045-22-000002 · primary_doc.xml · nonDerivative · entry 1

NASHTATIK IRINA · CIK 0001794162 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700

SEC source: 0001000045-22-000001 · primary_doc.xml · nonDerivative · entry 2

Marohn Douglas W · CIK 0001496701 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,107

F2 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 2/02/2022 was $10.77.

SEC source: 0001000045-22-000001 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,592

F1 · price: Represents the average purchase price.

SEC source: 0001000045-21-000020 · primary_doc.xml · nonDerivative · entry 2

Keating Brendan Joseph · CIK 0001689627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,493

F2 · shares: The shares are held in a 401(k) account for the benefit of Mr. Keating. Mr. Keating could be deemed to have indirect beneficial ownership of the shares.

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.80 to $11.81, inclusive. The reporting person undertakes to provide to Nicholas Financial Inc., any security holder of Nicholas Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in the footnote to this Form 4.

SEC source: 0001000045-21-000020 · primary_doc.xml · nonDerivative · entry 1

Keating Brendan Joseph · CIK 0001689627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,392

F2 · shares: The shares are held in a 401(k) account for the benefit of Mr. Keating. Mr. Keating could be deemed to have indirect beneficial ownership of the shares.

SEC source: 0001000045-21-000019 · primary_doc.xml · nonDerivative · entry 1

Keating Brendan Joseph · CIK 0001689627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,392

F2 · shares: The shares are held in a 401(k) account for the benefit of Mr. Keating. Mr. Keating could be deemed to have indirect beneficial ownership of the shares.

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.85 to $12.00, inclusive. The reporting person undertakes to provide to Nicholas Financial Inc., any security holder of Nicholas Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

SEC source: 0001000045-21-000018 · primary_doc.xml · nonDerivative · entry 1

Keating Brendan Joseph · CIK 0001689627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,856

F1 · shares: The shares are held in a 401(k) account for the benefit of Mr. Keating. Mr. Keating could be deemed to have indirect beneficial ownership of the shares.

SEC source: 0001000045-21-000017 · primary_doc.xml · nonDerivative · entry 1

Keating Brendan Joseph · CIK 0001689627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,377

F1 · shares: The shares are held in a 401(k) account for the benefit of Mr. Keating. Mr. Keating could be deemed to have indirect beneficial ownership of the shares.

SEC source: 0001000045-21-000016 · primary_doc.xml · nonDerivative · entry 1

Keating Brendan Joseph · CIK 0001689627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,277

F2 · shares: The shares are held in a 401(k) account for the benefit of Mr. Keating. Mr. Keating could be deemed to have indirect beneficial ownership of the shares.

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.80 to $12.10, inclusive. The reporting person undertakes to provide to Nicholas Financial Inc., any security holder of Nicholas Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

SEC source: 0001000045-21-000015 · primary_doc.xml · nonDerivative · entry 1

Keating Brendan Joseph · CIK 0001689627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,632

F2 · shares: The shares are held in a 401(k) account for the benefit of Mr. Keating. Mr. Keating could be deemed to have indirect beneficial ownership of the shares.

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.82 to $11.85, inclusive. The reporting person undertakes to provide to Nicholas Financial Inc., any security holder of Nicholas Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

SEC source: 0001000045-21-000014 · primary_doc.xml · nonDerivative · entry 2

Keating Brendan Joseph · CIK 0001689627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,632

F1 · shares: The shares are held in a 401(k) account for the benefit of Mr. Keating. Mr. Keating could be deemed to have indirect beneficial ownership of the shares.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.90 to $12.00, inclusive. The reporting person undertakes to provide to Nicholas Financial Inc., any security holder of Nicholas Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

SEC source: 0001000045-21-000012 · primary_doc.xml · nonDerivative · entry 1

Royal Jeffrey C · CIK 0001720104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,309

SEC source: 0001000045-21-000014 · primary_doc.xml · nonDerivative · entry 1

Keating Brendan Joseph · CIK 0001689627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,632

F1 · shares: The shares are held in a 401(k) account for the benefit of Mr. Keating. Mr. Keating could be deemed to have indirect beneficial ownership of the shares.

SEC source: 0001000045-21-000011 · primary_doc.xml · nonDerivative · entry 1

Keating Brendan Joseph · CIK 0001689627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,632

F2 · shares: The reported shares are directly owned by Rosecrest Trust, of which Brendan J Keating is the Trustee. Mr. Keating could be deemed to have indirect beneficial ownership of the shares.

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.14 to $12.25, inclusive. The reporting person undertakes to provide to Nicholas Financial Inc., any security holder of Nicholas Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

SEC source: 0001398344-21-021372 · fp0070280_4.xml · nonDerivative · entry 2

Peterson Adam K · CIK 0001667769 · Director · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,398,050

F5 · price: This transaction was executed in multiple trades at prices ranging from $12.00 to $12.15. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

SEC source: 0001000045-21-000009 · primary_doc.xml · nonDerivative · entry 1

Royal Jeffrey C · CIK 0001720104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,259

SEC source: 0001000045-21-000008 · primary_doc.xml · nonDerivative · entry 2

Marohn Douglas W · CIK 0001496701 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,077

F1 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing price of the issuer's common stock on NASDAQ on 11/10/2021 was $12.06.

SEC source: 0001000045-21-000008 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,077

F2 · price: Represents the average purchase price.

SEC source: 0001398344-21-021372 · fp0070280_4.xml · nonDerivative · entry 1

Peterson Adam K · CIK 0001667769 · Director · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,393,082

F4 · price: This transaction was executed in multiple trades at the price of $12.00. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

SEC source: 0001689627-21-000010 · primary_doc.xml · nonDerivative · entry 1

HUTCHINS MARK R · CIK 0001887678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,632

F1 · shares: Award of restricted stock vesting on the one year anniversary of the date of grant, subject to accelerated vesting. The closing price of the issuer's common stock reported on NASDAQ on such date was $12.02.

F1 · price: Award of restricted stock vesting on the one year anniversary of the date of grant, subject to accelerated vesting. The closing price of the issuer's common stock reported on NASDAQ on such date was $12.02.

SEC source: 0001689627-21-000003 · primary_doc.xml · nonDerivative · entry 1

Keating Brendan Joseph · CIK 0001689627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,632

F1 · shares: Award of restricted stock vesting on the one year anniversary of the date of grant, subject to accelerated vesting. The closing price of the issuer's common stock on NASDAQ on such date was $12.02.

F1 · price: Award of restricted stock vesting on the one year anniversary of the date of grant, subject to accelerated vesting. The closing price of the issuer's common stock on NASDAQ on such date was $12.02.

SEC source: 0001000045-21-000004 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,077

F1 · kind: Represents payment of tax liability by delivering or withholding securities pursuant to vesting of restricted stock grant.

F1 · shares: Represents payment of tax liability by delivering or withholding securities pursuant to vesting of restricted stock grant.

F2 · price: represents the market price as of 09/09/2021.

SEC source: 0001398344-21-019860 · fp0069623_4.xml · nonDerivative · entry 1

Peterson Adam K · CIK 0001667769 · Director · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,390,273

F4 · price: These shares were awarded on 9/2/2021. 1,687 shares vest one year from the date awarded.. The closing stock price of the issuer's common stock reported on NASDAQ on 9/2/2021 was $11.85.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

SEC source: 0001000045-21-000007 · primary_doc.xml · nonDerivative · entry 1

Zhu Jeremy Qinli · CIK 0001578005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,783

F1 · price: These shares were awarded on 09/2/2021. All 1687 shares vest in one year. The closing price on the issuer's common stock reported on NASDAQ on 09/2/2021 was 11.85.

SEC source: 0001000045-21-000006 · primary_doc.xml · nonDerivative · entry 1

Royal Jeffrey C · CIK 0001720104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,940

F1 · price: These shares were awarded on 09/02/2021, 1687 shares vest in one year. The closing price on the issuer's common stock reported on Nasdaq on 09/02/2021 was $11.85.

SEC source: 0001000045-21-000005 · primary_doc.xml · nonDerivative · entry 1

Hastings Robin · CIK 0001654216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,782

F1 · price: These shares were awarded on 09/02/2021, 1687 shares vest in one year. The closing price on the issuer's common stock reported on Nasdaq on 09/02/2021 was $11.85.

SEC source: 0001398344-21-016492 · fp0068126_4.xml · nonDerivative · entry 3

Peterson Adam K · CIK 0001667769 · Director · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,388,586

F6 · price: This transaction was executed in multiple trades at prices ranging from $11.45 to $11.50. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

SEC source: 0001398344-21-016492 · fp0068126_4.xml · nonDerivative · entry 2

Peterson Adam K · CIK 0001667769 · Director · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,338,887

F5 · price: This transaction was executed in multiple trades at the price of $11.35. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

SEC source: 0001398344-21-016492 · fp0068126_4.xml · nonDerivative · entry 1

Peterson Adam K · CIK 0001667769 · Director · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,331,685

F4 · price: This transaction was executed in multiple trades at prices ranging from $11.30 to $11.40. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

SEC source: 0001398344-21-016080 · fp0067989_4.xml · nonDerivative · entry 2

Peterson Adam K · CIK 0001667769 · Director · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,301,586

F5 · price: This transaction was executed in multiple trades at the price ranging from $11.39 to $11.45. The price reported above reflects the weighted-average sale price per share. The reporting personhereby undertakesto provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactionwas effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partnerand investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein.Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficialownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

SEC source: 0001398344-21-016080 · fp0067989_4.xml · nonDerivative · entry 1

Peterson Adam K · CIK 0001667769 · Director · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,283,372

F4 · price: This transaction was executed in multiple trades at prices ranging from $11.38 to $11.40. The price reported above reflects the weighted-average sale price per share. The reporting personhereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactionwas effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partnerand investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein.Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficialownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

SEC source: 0001398344-21-015867 · fp0067958_4.xml · nonDerivative · entry 2

Peterson Adam K · CIK 0001667769 · Director · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,267,267

F5 · price: This transaction was executed in multiple trades at the price of $11.40. The price reported above reflects the weighted-average sale price per share. The reporting personhereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactionwas effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partnerand investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein.Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficialownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

SEC source: 0001398344-21-015867 · fp0067958_4.xml · nonDerivative · entry 1

Peterson Adam K · CIK 0001667769 · Director · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250,418

F4 · price: This transaction was executed in multiple trades at prices ranging from $11.25 to $11.35. The price reported above reflects the weighted-average sale price per share. The reporting personhereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactionwas effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partnerand investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein.Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficialownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

SEC source: 0001398344-21-015583 · fp0067895_4.xml · nonDerivative · entry 3

Peterson Adam K · CIK 0001667769 · Director · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,242,568

F6 · price: This transaction was executed in multiple trades at prices ranging from $11.10 to $11.35. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.