Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 10, 2025 Filed Dec 8, 2025 21:08 UTC |
McLaren Michael DavidChief Executive Officer · 10% owner
|
ConversionConvertible Promissory Note · Derivative | 203,000 | $0.00 Strike: $3.24 | $0.00 |
DisclosureSEC source: 0001213900-25-119239 · ownership.xml · derivative · entry 4 McLaren Michael David · CIK 0001964567 · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 312,313 Underlying: Common Stock · 203,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents the conversion price, which is equal to the price as of the market close on the trading day immediately preceding the Effective Date of each transaction. F6 · kind: On October 10, 2025 (the "Effective Date") the Issuer and the Reporting Person executed a settlement agreement in connection with a promissory note (the "Note") dated February 25, 2023, assumed by the Reporting Person and issued by Cycle Energy Corp. ("Cycle"), an entity that merged with and into Olenox Corp. ("Olenox"), a company owned and controlled by the Reporting Person pursuant to the terms of the merger agreement executed on February 22, 2024 between Cycle and Olenox. On February 2, 2025, Olenox was acquired by the Issuer and the parties agreed to settle the Note through the issuance of shares of common stock by the Issuer to the Reporting Person. F3 · shares: Represents the number of shares of common stock post reverse stock split effected on September 8, 2025. F7 · derivative.exercise_date: Pursuant to the settlement agreements, the Convertible Promissory Notes are convertible into shares of Common Stock at any time, at the option of the holder and have no expiration date. F7 · derivative.expiration_date: Pursuant to the settlement agreements, the Convertible Promissory Notes are convertible into shares of Common Stock at any time, at the option of the holder and have no expiration date. Read SEC document |
| September 12, 2025 Filed Dec 8, 2025 21:08 UTC |
McLaren Michael DavidChief Executive Officer · 10% owner
|
ConversionConvertible Promissory Note · Derivative | 70,000 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0001213900-25-119239 · ownership.xml · derivative · entry 3 McLaren Michael David · CIK 0001964567 · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,313 Underlying: Common Stock · 70,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents the conversion price, which is equal to the price as of the market close on the trading day immediately preceding the Effective Date of each transaction. F5 · kind: On September 12, 2025 (the "Effective Date") the Issuer and the Reporting Person executed a settlement agreement in connection with a promissory note (the "Note") dated February 25, 2023, assumed by the Reporting Person and issued by Cycle Energy Corp. ("Cycle"), an entity that merged with and into Olenox Corp. ("Olenox"), a company owned and controlled by the Reporting Person pursuant to the terms of the merger agreement executed on February 22, 2024 between Cycle and Olenox. On February 2, 2025, Olenox was acquired by the Issuer and the parties agreed to settle the Note through the issuance of shares of common stock by the Issuer to the Reporting Person. F3 · shares: Represents the number of shares of common stock post reverse stock split effected on September 8, 2025. F7 · derivative.exercise_date: Pursuant to the settlement agreements, the Convertible Promissory Notes are convertible into shares of Common Stock at any time, at the option of the holder and have no expiration date. F7 · derivative.expiration_date: Pursuant to the settlement agreements, the Convertible Promissory Notes are convertible into shares of Common Stock at any time, at the option of the holder and have no expiration date. Read SEC document |
| August 22, 2025 Filed Dec 8, 2025 21:08 UTC |
McLaren Michael DavidChief Executive Officer · 10% owner
|
ConversionConvertible Promissory Note · Derivative | 20,313 | $0.00 Strike: $22.65 | $0.00 |
DisclosureSEC source: 0001213900-25-119239 · ownership.xml · derivative · entry 2 McLaren Michael David · CIK 0001964567 · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,313 Underlying: Common Stock · 20,313 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents the conversion price, which is equal to the price as of the market close on the trading day immediately preceding the Effective Date of each transaction. F4 · kind: On August 25, 2025 (the "Effective Date") the Issuer and the Reporting Person executed a settlement agreement in connection with a promissory note (the "Note") dated February 25, 2023, assumed by the Reporting Person and issued by Cycle Energy Corp. ("Cycle"), an entity that merged with and into Olenox Corp. ("Olenox"), a company owned and controlled by the Reporting Person pursuant to the terms of the merger agreement executed on February 22, 2024 between Cycle and Olenox. On February 2, 2025, Olenox was acquired by the Issuer and the parties agreed to settle the Note through the issuance of shares of common stock by the Issuer to the Reporting Person. F3 · shares: Represents the number of shares of common stock post reverse stock split effected on September 8, 2025. F7 · derivative.exercise_date: Pursuant to the settlement agreements, the Convertible Promissory Notes are convertible into shares of Common Stock at any time, at the option of the holder and have no expiration date. F7 · derivative.expiration_date: Pursuant to the settlement agreements, the Convertible Promissory Notes are convertible into shares of Common Stock at any time, at the option of the holder and have no expiration date. Read SEC document |
| April 10, 2025 Filed Dec 8, 2025 21:08 UTC |
McLaren Michael DavidChief Executive Officer · 10% owner
|
ConversionConvertible Promissory Note · Derivative | 19,000 | $0.00 Strike: $22.65 | $0.00 |
DisclosureSEC source: 0001213900-25-119239 · ownership.xml · derivative · entry 1 McLaren Michael David · CIK 0001964567 · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,000 Underlying: Common Stock · 19,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents the conversion price, which is equal to the price as of the market close on the trading day immediately preceding the Effective Date of each transaction. F1 · kind: On April 10, 2025 (the "Effective Date") the Issuer and the Reporting Person executed a settlement agreement in connection with a promissory note (the "Note") dated February 25, 2023, assumed by the Reporting Person and issued by Cycle Energy Corp. ("Cycle"), an entity that merged with and into Olenox Corp. ("Olenox"), a company owned and controlled by the Reporting Person pursuant to the terms of the merger agreement executed on February 22, 2024 between Cycle and Olenox. On February 2, 2025, Olenox was acquired by the Issuer and the parties agreed to settle the Note through the issuance of shares of common stock by the Issuer to the Reporting Person. F3 · shares: Represents the number of shares of common stock post reverse stock split effected on September 8, 2025. F7 · derivative.exercise_date: Pursuant to the settlement agreements, the Convertible Promissory Notes are convertible into shares of Common Stock at any time, at the option of the holder and have no expiration date. F7 · derivative.expiration_date: Pursuant to the settlement agreements, the Convertible Promissory Notes are convertible into shares of Common Stock at any time, at the option of the holder and have no expiration date. Read SEC document |
| July 09, 2024 Filed Jul 12, 2024 15:46 UTC |
Galvin Paul M.Director · Chief Executive Officer
|
GrantCommon Stock | 195,221 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-060887 · ownership.xml · nonDerivative · entry 1 Galvin Paul M. · CIK 0001532974 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 238,043 F1 · shares: Includes (i) 69,960 shares of common stock of the Issuer issued to the reporting person as partial payment for his 2023 annual performance bonus, and (ii) a grant of 125,261 restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the Issuer's common stock. The RSUs vest in full on July 10, 2024. F2 · balance_after: Reflects the 1-for-20 reverse stock split effected by the Issuer on May 2, 2024. Read SEC document |
| February 27, 2024 Filed Feb 29, 2024 21:15 UTC |
Kaelin PatriciaChief Financial Officer
|
GrantCommon Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-018498 · ownership.xml · nonDerivative · entry 1 Kaelin Patricia · CIK 0001976754 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 360,000 F1 · shares: Grant of restricted stock units representing a contingent right to receive shares of SGBX common stock. Half of the restricted stock units (150,000) vested in full on the date of grant and the remaining 150,000 restricted stock units will vest equally in 1/6 installments on the day after the end of each fiscal quarter beginning on April 1, 2024. Read SEC document |
| August 18, 2023 Filed Aug 31, 2023 12:55 UTC |
Shaw John William10% owner
|
OtherPut Option (Obligation to buy) · Derivative | 577 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001213900-23-072617 · ownership.xml · derivative · entry 7 Shaw John William · CIK 0001969685 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 577,000 shares Expires 2023-08-18 F1 · derivative.exercise_date: Denotes option exercisable at any time prior to the expiration date. Read SEC document |
| August 18, 2023 Filed Aug 31, 2023 12:55 UTC |
Shaw John William10% owner
|
OtherCall Option (Obligation to sell) · Derivative | 100 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001213900-23-072617 · ownership.xml · derivative · entry 6 Shaw John William · CIK 0001969685 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2023-08-18 F1 · derivative.exercise_date: Denotes option exercisable at any time prior to the expiration date. Read SEC document |
| August 18, 2023 Filed Aug 31, 2023 12:55 UTC |
Shaw John William10% owner
|
OtherCall Option (Obligation to sell) · Derivative | 900 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-23-072617 · ownership.xml · derivative · entry 5 Shaw John William · CIK 0001969685 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 900,000 shares Expires 2023-08-18 F1 · derivative.exercise_date: Denotes option exercisable at any time prior to the expiration date. Read SEC document |
| August 18, 2023 Filed Aug 31, 2023 12:55 UTC |
Shaw John William10% owner
|
OtherPut Option (right to sell) · Derivative | 4 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001213900-23-072617 · ownership.xml · derivative · entry 4 Shaw John William · CIK 0001969685 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 400 shares Expires 2023-08-18 F1 · derivative.exercise_date: Denotes option exercisable at any time prior to the expiration date. Read SEC document |
| August 18, 2023 Filed Aug 31, 2023 12:55 UTC |
Shaw John William10% owner
|
OtherCall Option (right to buy) · Derivative | 4,270 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001213900-23-072617 · ownership.xml · derivative · entry 3 Shaw John William · CIK 0001969685 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 427,000 shares Expires 2023-08-18 F1 · derivative.exercise_date: Denotes option exercisable at any time prior to the expiration date. Read SEC document |
| August 18, 2023 Filed Aug 31, 2023 12:55 UTC |
Shaw John William10% owner
|
OtherCommon Stock | 400 | $2.00 | $800.00 |
DisclosureSEC source: 0001213900-23-072617 · ownership.xml · nonDerivative · entry 2 Shaw John William · CIK 0001969685 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,569,100 Read SEC document |
| August 18, 2023 Filed Aug 31, 2023 12:55 UTC |
Shaw John William10% owner
|
OtherCommon Stock | 427,000 | $1.00 | $427,000.00 |
DisclosureSEC source: 0001213900-23-072617 · ownership.xml · nonDerivative · entry 1 Shaw John William · CIK 0001969685 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,568,700 Read SEC document |
| May 19, 2023 Filed May 22, 2023 19:58 UTC |
Shaw John William10% owner
|
OtherPut Option (obligation to buy) · Derivative | 1,637 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001213900-23-041953 · ownership.xml · derivative · entry 6 Shaw John William · CIK 0001969685 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 163,700 shares Expires 2023-05-19 F3 · kind: The counterparty to certain of the Reporting Person's outstanding short put options exercised such options and the Reporting Person was obligated to purchase these shares at an exercise price of $1.00 per share. F5 · derivative.exercise_date: Denotes option exercisable at any time prior to the expiration date. Read SEC document |
| May 19, 2023 Filed May 22, 2023 19:58 UTC |
Shaw John William10% owner
|
OtherPut Option (obligation to buy) · Derivative | 3,687 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001213900-23-041953 · ownership.xml · derivative · entry 5 Shaw John William · CIK 0001969685 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 368,700 shares Expires 2023-05-19 F2 · kind: The counterparty to certain of the Reporting Person's outstanding short put options exercised such options and the Reporting Person was obligated to purchase these shares at an exercise price of $2.00 per share. F5 · derivative.exercise_date: Denotes option exercisable at any time prior to the expiration date. Read SEC document |
| May 19, 2023 Filed May 22, 2023 19:58 UTC |
Shaw John William10% owner
|
OtherCommon Stock | 163,700 | $1.00 | $163,700.00 |
DisclosureSEC source: 0001213900-23-041953 · ownership.xml · nonDerivative · entry 3 Shaw John William · CIK 0001969685 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,454,600 F3 · kind: The counterparty to certain of the Reporting Person's outstanding short put options exercised such options and the Reporting Person was obligated to purchase these shares at an exercise price of $1.00 per share. F4 · balance_after: As of 05/19/2023 this amount includes the rights and/or the obligations to purchase 1,111,900 shares in the aggregate that are exercisable subject to various call and put option contracts. Read SEC document |
| May 19, 2023 Filed May 22, 2023 19:58 UTC |
Shaw John William10% owner
|
OtherCommon Stock | 368,700 | $2.00 | $737,400.00 |
DisclosureSEC source: 0001213900-23-041953 · ownership.xml · nonDerivative · entry 2 Shaw John William · CIK 0001969685 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,454,600 F2 · kind: The counterparty to certain of the Reporting Person's outstanding short put options exercised such options and the Reporting Person was obligated to purchase these shares at an exercise price of $2.00 per share. F4 · balance_after: As of 05/19/2023 this amount includes the rights and/or the obligations to purchase 1,111,900 shares in the aggregate that are exercisable subject to various call and put option contracts. Read SEC document |
| May 18, 2023 Filed May 22, 2023 19:58 UTC |
Shaw John William10% owner
|
OtherPut Option (obligation to buy) · Derivative | 221 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001213900-23-041953 · ownership.xml · derivative · entry 4 Shaw John William · CIK 0001969685 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,100 shares Expires 2023-05-19 F1 · kind: The counterparty to certain of the Reporting Person's outstanding short put options exercised such options and the Reporting Person was obligated to purchase these shares at an exercise price of $1.00 per share. F5 · derivative.exercise_date: Denotes option exercisable at any time prior to the expiration date. Read SEC document |
| May 18, 2023 Filed May 22, 2023 19:58 UTC |
Shaw John William10% owner
|
OtherCommon Stock | 22,100 | $1.00 | $22,100.00 |
DisclosureSEC source: 0001213900-23-041953 · ownership.xml · nonDerivative · entry 1 Shaw John William · CIK 0001969685 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,454,600 F1 · kind: The counterparty to certain of the Reporting Person's outstanding short put options exercised such options and the Reporting Person was obligated to purchase these shares at an exercise price of $1.00 per share. F4 · balance_after: As of 05/19/2023 this amount includes the rights and/or the obligations to purchase 1,111,900 shares in the aggregate that are exercisable subject to various call and put option contracts. Read SEC document |
| May 10, 2023 Filed May 11, 2023 20:04 UTC |
Kaelin PatriciaChief Financial Officer
|
GrantCommon Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-038527 · ownership.xml · nonDerivative · entry 1 Kaelin Patricia · CIK 0001976754 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,000 F1 · shares: Represents a grant of restricted stock units ("RSUs") under the Company's Stock Incentive Plan. Each RSU represents the right to receive one share of the issuer's common stock, par value $0.01. The RSUs are vested in full. Read SEC document |
| April 28, 2023 Filed May 2, 2023 22:04 UTC |
Shaw John William10% owner
|
OtherPut Option (obligation to buy) · Derivative | 96 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001213900-23-035701 · ownership.xml · derivative · entry 2 Shaw John William · CIK 0001969685 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,600 shares Expires 2023-08-18 F2 · derivative.exercise_date: Denotes option exercisable at any time prior to the expiration date. Read SEC document |
| April 28, 2023 Filed May 2, 2023 22:04 UTC |
Shaw John William10% owner
|
OtherCommon Stock | 9,600 | $2.00 | $19,200.00 |
DisclosureSEC source: 0001213900-23-035701 · ownership.xml · nonDerivative · entry 1 Shaw John William · CIK 0001969685 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,454,600 F1 · balance_after: This amount includes (a) 2,588,200 shares of common stock and (b) rights and/or options to purchase 1,866,400 shares in the aggregate, that are exercisable subject to various call and put option contracts. Read SEC document |
| April 12, 2023 Filed Apr 27, 2023 10:13 UTC |
Shaw John William10% owner
|
ConversionShort Put Option (obligation to buy) · Derivative | 25 | $0.70 Strike: $2.00 | $17.50 |
DisclosureSEC source: 0001213900-23-032965 · ownership.xml · derivative · entry 4 Shaw John William · CIK 0001969685 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,687 Underlying: Common Stock · 2,500 shares Expires 2023-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The counterparty to certain of the Reporting Person's outstanding short put options exercised such options and the Reporting Person was obligated to purchase these shares at an exercise price of $2.00 per share. F4 · derivative.exercise_date: Denotes option exercisable at any time prior to the expiration date. Read SEC document |
| April 12, 2023 Filed Apr 27, 2023 10:13 UTC |
Shaw John William10% owner
|
ConversionCommon Stock | 2,500 | $2.00 | $5,000.00 |
DisclosureSEC source: 0001213900-23-032965 · ownership.xml · nonDerivative · entry 2 Shaw John William · CIK 0001969685 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,454,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The counterparty to certain of the Reporting Person's outstanding short put options exercised such options and the Reporting Person was obligated to purchase these shares at an exercise price of $2.00 per share. F3 · balance_after: This amount includes the rights and/or the obligations to purchase 1,676,000 shares in the aggregate that are exercisable subject to various call and put option contracts. Read SEC document |
| April 12, 2023 Filed May 2, 2023 22:04 UTC Amendment |
Shaw John William10% owner
|
OtherPut Option (obligation to buy) · Derivative | 25 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001213900-23-035700 · ownership.xml · derivative · entry 4 Shaw John William · CIK 0001969685 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2023-05-19 F1 · kind: On April 27, 2023 the reporting person filed a Form 4 which inadvertently reported "C" as the Transaction Code. The correct Transaction Code Date is "X". F4 · price: On April 27, 2023 the reporting person filed a Form 4 which inadvertently reported $0.7 as the Price of Derivative Security. The correct Price of Derivative Security is $0. F3 · derivative.exercise_date: Denotes option exercisable at any time prior to the expiration date. F5 · balance_after: On April 27, 2023 the reporting person filed a Form 4 which inadvertently reported 3,712 and 3,687, respectively, as the Number of derivative Securities Beneficially Owned Following Reported Transactions. The correct Number of derivative Securities Beneficially Owned Following Reported Transactions is 0 in both transactions. Read SEC document |
| April 12, 2023 Filed May 2, 2023 22:04 UTC Amendment |
Shaw John William10% owner
|
OtherCommon Stock | 2,500 | $2.00 | $5,000.00 |
DisclosureSEC source: 0001213900-23-035700 · ownership.xml · nonDerivative · entry 2 Shaw John William · CIK 0001969685 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,454,600 F1 · kind: On April 27, 2023 the reporting person filed a Form 4 which inadvertently reported "C" as the Transaction Code. The correct Transaction Code Date is "X". F2 · balance_after: On April 27, 2023 the reporting person filed a Form 4 which inadvertently reported 4,452,100 as the Amount of Securities Beneficially Owned Following Reported Transaction. The correct Amount of Securities Beneficially Owned Following Reported Transaction is 4,454,600. For clarity purposes 4,454,600 includes (a) 2,576,500 shares of common stock and (b) rights and/or options to purchase 1,878,100 shares in the aggregate, that are exercisable subject to various call and put option contracts as of 04/06/2023. Further, 4,454,600 includes (a) 2,579,000 shares of common stock and (b) rights and/or options to purchase 1,875,600 shares in the aggregate, that are exercisable subject to various call and put option contracts as of 04/12/2023. Read SEC document |
| April 06, 2023 Filed Apr 27, 2023 10:13 UTC |
Shaw John William10% owner
|
ConversionShort Put Option (obligation to buy) · Derivative | 1,621 | $0.70 Strike: $2.00 | $1,134.70 |
DisclosureSEC source: 0001213900-23-032965 · ownership.xml · derivative · entry 3 Shaw John William · CIK 0001969685 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,712 Underlying: Common Stock · 162,100 shares Expires 2023-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The counterparty to certain of the Reporting Person's outstanding short put options exercised such options and the Reporting Person was obligated to purchase these shares at an exercise price of $2.00 per share. F4 · derivative.exercise_date: Denotes option exercisable at any time prior to the expiration date. Read SEC document |
| April 06, 2023 Filed Apr 27, 2023 10:13 UTC |
Shaw John William10% owner
|
ConversionCommon Stock | 162,100 | $2.00 | $324,200.00 |
DisclosureSEC source: 0001213900-23-032965 · ownership.xml · nonDerivative · entry 1 Shaw John William · CIK 0001969685 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,452,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The counterparty to certain of the Reporting Person's outstanding short put options exercised such options and the Reporting Person was obligated to purchase these shares at an exercise price of $2.00 per share. F3 · balance_after: This amount includes the rights and/or the obligations to purchase 1,676,000 shares in the aggregate that are exercisable subject to various call and put option contracts. Read SEC document |
| April 06, 2023 Filed May 2, 2023 22:04 UTC Amendment |
Shaw John William10% owner
|
OtherPut Option (obligation to buy) · Derivative | 1,621 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001213900-23-035700 · ownership.xml · derivative · entry 3 Shaw John William · CIK 0001969685 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 162,100 shares Expires 2023-05-19 F1 · kind: On April 27, 2023 the reporting person filed a Form 4 which inadvertently reported "C" as the Transaction Code. The correct Transaction Code Date is "X". F4 · price: On April 27, 2023 the reporting person filed a Form 4 which inadvertently reported $0.7 as the Price of Derivative Security. The correct Price of Derivative Security is $0. F3 · derivative.exercise_date: Denotes option exercisable at any time prior to the expiration date. F5 · balance_after: On April 27, 2023 the reporting person filed a Form 4 which inadvertently reported 3,712 and 3,687, respectively, as the Number of derivative Securities Beneficially Owned Following Reported Transactions. The correct Number of derivative Securities Beneficially Owned Following Reported Transactions is 0 in both transactions. Read SEC document |
| April 06, 2023 Filed May 2, 2023 22:04 UTC Amendment |
Shaw John William10% owner
|
OtherCommon Stock | 162,100 | $2.00 | $324,200.00 |
DisclosureSEC source: 0001213900-23-035700 · ownership.xml · nonDerivative · entry 1 Shaw John William · CIK 0001969685 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,454,600 F1 · kind: On April 27, 2023 the reporting person filed a Form 4 which inadvertently reported "C" as the Transaction Code. The correct Transaction Code Date is "X". F2 · balance_after: On April 27, 2023 the reporting person filed a Form 4 which inadvertently reported 4,452,100 as the Amount of Securities Beneficially Owned Following Reported Transaction. The correct Amount of Securities Beneficially Owned Following Reported Transaction is 4,454,600. For clarity purposes 4,454,600 includes (a) 2,576,500 shares of common stock and (b) rights and/or options to purchase 1,878,100 shares in the aggregate, that are exercisable subject to various call and put option contracts as of 04/06/2023. Further, 4,454,600 includes (a) 2,579,000 shares of common stock and (b) rights and/or options to purchase 1,875,600 shares in the aggregate, that are exercisable subject to various call and put option contracts as of 04/12/2023. Read SEC document |
| April 04, 2023 Filed Apr 5, 2023 22:21 UTC |
Villarreal David RobertoDirector
|
GrantCommon Stock | 118,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-027663 · ownership.xml · nonDerivative · entry 1 Villarreal David Roberto · CIK 0001866214 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,000 F1 · kind: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest pro rata quarterly over 24 months, subject to the reporting person's continued service as a director of the issuer through such date. F1 · shares: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest pro rata quarterly over 24 months, subject to the reporting person's continued service as a director of the issuer through such date. Read SEC document |
| April 04, 2023 Filed Apr 5, 2023 22:19 UTC |
Melton ChristopherDirector
|
GrantCommon Stock | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-027660 · ownership.xml · nonDerivative · entry 1 Melton Christopher · CIK 0001533552 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,482 F1 · kind: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest pro rata quarterly over 24 months, subject to the reporting person's continued service as a director of the issuer through such date. F1 · shares: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest pro rata quarterly over 24 months, subject to the reporting person's continued service as a director of the issuer through such date. Read SEC document |
| April 04, 2023 Filed Apr 5, 2023 22:18 UTC |
Hawkins Shafron E.Director
|
GrantCommon Stock | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-027658 · ownership.xml · nonDerivative · entry 1 Hawkins Shafron E. · CIK 0001960540 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,500 F1 · kind: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest pro rata quarterly over 24 months, subject to the reporting person's continued service as a director of the issuer through such date. F1 · shares: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest pro rata quarterly over 24 months, subject to the reporting person's continued service as a director of the issuer through such date. Read SEC document |
| April 04, 2023 Filed Apr 5, 2023 22:17 UTC |
Galvin Paul M.Director · Chief Executive Officer
|
GrantCommon Stock | 125,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-027655 · ownership.xml · nonDerivative · entry 1 Galvin Paul M. · CIK 0001532974 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,116,616 F1 · kind: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest pro rata quarterly over 24 months, subject to the reporting person's continued service as a director of the issuer through such date. F1 · shares: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest pro rata quarterly over 24 months, subject to the reporting person's continued service as a director of the issuer through such date. Read SEC document |
| April 04, 2023 Filed Apr 5, 2023 22:16 UTC |
Cormier-May ElizabethDirector
|
GrantCommon Stock | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-027653 · ownership.xml · nonDerivative · entry 1 Cormier-May Elizabeth · CIK 0001961240 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,500 F1 · kind: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest pro rata quarterly over 24 months, subject to the reporting person's continued service as a director of the issuer through such date. F1 · shares: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest pro rata quarterly over 24 months, subject to the reporting person's continued service as a director of the issuer through such date. Read SEC document |
| April 04, 2023 Filed Apr 5, 2023 22:14 UTC |
Blumenfeld YanivDirector
|
GrantCommon Stock | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-027651 · ownership.xml · nonDerivative · entry 1 Blumenfeld Yaniv · CIK 0001738621 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,681 F1 · kind: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest pro rata quarterly over 24 months, subject to the reporting person's continued service as a director of the issuer through such date. F1 · shares: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest pro rata quarterly over 24 months, subject to the reporting person's continued service as a director of the issuer through such date. Read SEC document |
| March 17, 2023 Filed May 10, 2023 20:17 UTC |
Galvin Paul M.Director · Chief Executive Officer
|
OtherCommon Stock | 1,220 | $0.84 | $1,020.53 |
DisclosureSEC source: 0001213900-23-038135 · ownership.xml · nonDerivative · entry 19 Galvin Paul M. · CIK 0001532974 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 856,443 F1 · kind: Represents sales of common stock effected under the sole direction of American Stock Transfer & Trust Company, the issuer's transfer agent, to cover the Reporting Person's tax obligations. Read SEC document |
| March 16, 2023 Filed May 10, 2023 20:17 UTC |
Galvin Paul M.Director · Chief Executive Officer
|
OtherCommon Stock | 401 | $0.86 | $344.30 |
DisclosureSEC source: 0001213900-23-038135 · ownership.xml · nonDerivative · entry 18 Galvin Paul M. · CIK 0001532974 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 857,663 F1 · kind: Represents sales of common stock effected under the sole direction of American Stock Transfer & Trust Company, the issuer's transfer agent, to cover the Reporting Person's tax obligations. Read SEC document |
| March 15, 2023 Filed May 10, 2023 20:17 UTC |
Galvin Paul M.Director · Chief Executive Officer
|
OtherCommon Stock | 300 | $0.90 | $269.67 |
DisclosureSEC source: 0001213900-23-038135 · ownership.xml · nonDerivative · entry 17 Galvin Paul M. · CIK 0001532974 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 858,064 F1 · kind: Represents sales of common stock effected under the sole direction of American Stock Transfer & Trust Company, the issuer's transfer agent, to cover the Reporting Person's tax obligations. Read SEC document |
| March 14, 2023 Filed May 10, 2023 20:17 UTC |
Galvin Paul M.Director · Chief Executive Officer
|
OtherCommon Stock | 1,100 | $0.89 | $980.21 |
DisclosureSEC source: 0001213900-23-038135 · ownership.xml · nonDerivative · entry 16 Galvin Paul M. · CIK 0001532974 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 858,364 F1 · kind: Represents sales of common stock effected under the sole direction of American Stock Transfer & Trust Company, the issuer's transfer agent, to cover the Reporting Person's tax obligations. Read SEC document |
| March 13, 2023 Filed May 10, 2023 20:17 UTC |
Galvin Paul M.Director · Chief Executive Officer
|
OtherCommon Stock | 707 | $0.90 | $634.32 |
DisclosureSEC source: 0001213900-23-038135 · ownership.xml · nonDerivative · entry 15 Galvin Paul M. · CIK 0001532974 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 859,464 F1 · kind: Represents sales of common stock effected under the sole direction of American Stock Transfer & Trust Company, the issuer's transfer agent, to cover the Reporting Person's tax obligations. Read SEC document |
| March 10, 2023 Filed May 10, 2023 20:17 UTC |
Galvin Paul M.Director · Chief Executive Officer
|
OtherCommon Stock | 600 | $0.94 | $564.00 |
DisclosureSEC source: 0001213900-23-038135 · ownership.xml · nonDerivative · entry 14 Galvin Paul M. · CIK 0001532974 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 860,171 F1 · kind: Represents sales of common stock effected under the sole direction of American Stock Transfer & Trust Company, the issuer's transfer agent, to cover the Reporting Person's tax obligations. Read SEC document |
| March 09, 2023 Filed May 10, 2023 20:17 UTC |
Galvin Paul M.Director · Chief Executive Officer
|
OtherCommon Stock | 1,312 | $1.00 | $1,311.08 |
DisclosureSEC source: 0001213900-23-038135 · ownership.xml · nonDerivative · entry 13 Galvin Paul M. · CIK 0001532974 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 860,771 F1 · kind: Represents sales of common stock effected under the sole direction of American Stock Transfer & Trust Company, the issuer's transfer agent, to cover the Reporting Person's tax obligations. Read SEC document |
| March 08, 2023 Filed May 10, 2023 20:17 UTC |
Galvin Paul M.Director · Chief Executive Officer
|
OtherCommon Stock | 1,967 | $1.00 | $1,966.02 |
DisclosureSEC source: 0001213900-23-038135 · ownership.xml · nonDerivative · entry 12 Galvin Paul M. · CIK 0001532974 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 862,083 F1 · kind: Represents sales of common stock effected under the sole direction of American Stock Transfer & Trust Company, the issuer's transfer agent, to cover the Reporting Person's tax obligations. Read SEC document |
| March 07, 2023 Filed May 10, 2023 20:17 UTC |
Galvin Paul M.Director · Chief Executive Officer
|
OtherCommon Stock | 1,100 | $1.00 | $1,101.98 |
DisclosureSEC source: 0001213900-23-038135 · ownership.xml · nonDerivative · entry 11 Galvin Paul M. · CIK 0001532974 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 864,050 F1 · kind: Represents sales of common stock effected under the sole direction of American Stock Transfer & Trust Company, the issuer's transfer agent, to cover the Reporting Person's tax obligations. Read SEC document |
| March 06, 2023 Filed May 10, 2023 20:17 UTC |
Galvin Paul M.Director · Chief Executive Officer
|
OtherCommon Stock | 565 | $1.02 | $576.30 |
DisclosureSEC source: 0001213900-23-038135 · ownership.xml · nonDerivative · entry 10 Galvin Paul M. · CIK 0001532974 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 865,150 F1 · kind: Represents sales of common stock effected under the sole direction of American Stock Transfer & Trust Company, the issuer's transfer agent, to cover the Reporting Person's tax obligations. Read SEC document |
| March 03, 2023 Filed May 10, 2023 20:17 UTC |
Galvin Paul M.Director · Chief Executive Officer
|
OtherCommon Stock | 2,361 | $1.06 | $2,507.85 |
DisclosureSEC source: 0001213900-23-038135 · ownership.xml · nonDerivative · entry 9 Galvin Paul M. · CIK 0001532974 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 865,715 F1 · kind: Represents sales of common stock effected under the sole direction of American Stock Transfer & Trust Company, the issuer's transfer agent, to cover the Reporting Person's tax obligations. Read SEC document |
| March 02, 2023 Filed May 10, 2023 20:17 UTC |
Galvin Paul M.Director · Chief Executive Officer
|
OtherCommon Stock | 463 | $1.07 | $495.41 |
DisclosureSEC source: 0001213900-23-038135 · ownership.xml · nonDerivative · entry 8 Galvin Paul M. · CIK 0001532974 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 868,076 F1 · kind: Represents sales of common stock effected under the sole direction of American Stock Transfer & Trust Company, the issuer's transfer agent, to cover the Reporting Person's tax obligations. Read SEC document |
| March 01, 2023 Filed May 10, 2023 20:17 UTC |
Galvin Paul M.Director · Chief Executive Officer
|
OtherCommon Stock | 4,763 | $1.08 | $5,142.61 |
DisclosureSEC source: 0001213900-23-038135 · ownership.xml · nonDerivative · entry 7 Galvin Paul M. · CIK 0001532974 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 868,539 F1 · kind: Represents sales of common stock effected under the sole direction of American Stock Transfer & Trust Company, the issuer's transfer agent, to cover the Reporting Person's tax obligations. Read SEC document |
| February 28, 2023 Filed May 10, 2023 20:17 UTC |
Galvin Paul M.Director · Chief Executive Officer
|
OtherCommon Stock | 1,400 | $1.08 | $1,516.20 |
DisclosureSEC source: 0001213900-23-038135 · ownership.xml · nonDerivative · entry 6 Galvin Paul M. · CIK 0001532974 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 873,302 F1 · kind: Represents sales of common stock effected under the sole direction of American Stock Transfer & Trust Company, the issuer's transfer agent, to cover the Reporting Person's tax obligations. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.