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Nasdaq · USD

OLMA

Olema Pharmaceuticals, Inc.

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613
SEC CIK
0001750284
Parsed reports
244

Last 12 months

Inside the activity.

0 purchase rows · 25 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025011
Jan 202609
Feb 202600
Mar 202603
Apr 202600
May 202600
Jun 202600
Jul 202602
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 05, 2023 Filed Jun 8, 2023 01:30 UTC
Harmon CyrusDirector
SaleCommon Stock 5,000 $6.05 $30,225.00
Disclosure

SEC source: 0001415889-23-009406 · form4-06072023_090601.xml · nonDerivative · entry 1

Harmon Cyrus · CIK 0001831410 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,053,714

F1 · price: The weighted average sale price for the transaction reported was $6.045 and the range of prices were between $5.96 and $6.10. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.

F2 · balance_after: Includes 7,568 shares acquired under the issuer's Employee Stock Purchase Plan.

Read SEC document
April 06, 2023 Filed Apr 7, 2023 16:30 UTC
Kovacs Shane William CharlesCH. OPERATING & FINANCIAL OFF.
PurchaseCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-006359 · form4-04072023_040409.xml · nonDerivative · entry 1

Kovacs Shane William Charles · CIK 0001579397 · CH. OPERATING & FINANCIAL OFF.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 396,197

F1 · price: The weighted average purchase price for the transaction reported was $3.4173, and the range of prices were between $3.375 and $3.42. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased at each separate price will be provided.

F2 · balance_after: Includes 5,000 shares acquired under the issuer's Employee Stock Purchase Plan.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 22:34 UTC
Moriarty John BEVP, Ch. Legal Officer & Sec.
GrantStock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $4.87 $0.00
Disclosure

SEC source: 0001209191-23-006291 · doc4.xml · derivative · entry 1

Moriarty John B · CIK 0001564621 · EVP, Ch. Legal Officer & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2033-01-31

F1 · derivative.exercise_date: 25% of the shares subject to the option vest on February 1, 2024 and 1/48 of the total number of shares subject to the option vest each month thereafter, subject to the Reporting Person's continuous service through each applicable vesting date.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 17:31 UTC
Kovacs Shane William CharlesCh. Operating & Financial Off.
GrantStock Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $4.87 $0.00
Disclosure

SEC source: 0001209191-23-006286 · doc4.xml · derivative · entry 1

Kovacs Shane William Charles · CIK 0001579397 · Ch. Operating & Financial Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2033-01-31

F1 · derivative.exercise_date: 25% of the shares subject to the option vest on February 1, 2024 and 1/48 of the total number of shares subject to the option vest each month thereafter, subject to the Reporting Person's continuous service through each applicable vesting date.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 22:36 UTC
Zojwalla NaseemChief Medical Officer
GrantStock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $4.87 $0.00
Disclosure

SEC source: 0001209191-23-006295 · doc4.xml · derivative · entry 1

Zojwalla Naseem · CIK 0001905871 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2033-01-31

F1 · derivative.exercise_date: 25% of the shares subject to the option vest on February 1, 2024 and 1/48 of the total number of shares subject to the option vest each month thereafter, subject to the Reporting Person's continuous service through each applicable vesting date.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 22:32 UTC
Myles David C.Chief Development Officer
GrantStock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $4.87 $0.00
Disclosure

SEC source: 0001209191-23-006289 · doc4.xml · derivative · entry 1

Myles David C. · CIK 0001831216 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2033-01-31

F1 · derivative.exercise_date: 25% of the shares subject to the option vest on February 1, 2024 and 1/48 of the total number of shares subject to the option vest each month thereafter, subject to the Reporting Person's continuous service through each applicable vesting date.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 22:23 UTC
Harmon CyrusDirector · Chief Research Officer
GrantStock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $4.87 $0.00
Disclosure

SEC source: 0001209191-23-006279 · doc4.xml · derivative · entry 1

Harmon Cyrus · CIK 0001831410 · Director · Chief Research Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2033-01-31

F1 · derivative.exercise_date: 25% of the shares subject to the option vest on February 1, 2024 and 1/48 of the total number of shares subject to the option vest each month thereafter, subject to the Reporting Person's continuous service through each applicable vesting date.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 22:30 UTC
Horn KinneyChief Business Officer
GrantStock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $4.87 $0.00
Disclosure

SEC source: 0001209191-23-006285 · doc4.xml · derivative · entry 1

Horn Kinney · CIK 0001831215 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2033-01-31

F1 · derivative.exercise_date: 25% of the shares subject to the option vest on February 1, 2024 and 1/48 of the total number of shares subject to the option vest each month thereafter, subject to the Reporting Person's continuous service through each applicable vesting date.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 22:29 UTC
Bohen SeanDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 550,000 $0.00 Strike: $4.87 $0.00
Disclosure

SEC source: 0001209191-23-006284 · doc4.xml · derivative · entry 1

Bohen Sean · CIK 0001831218 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,000

Underlying: Common Stock · 550,000 shares

Expires 2033-01-31

F1 · derivative.exercise_date: 25% of the shares subject to the option vest on February 1, 2024 and 1/48 of the total number of shares subject to the option vest each month thereafter, subject to the Reporting Person's continuous service through each applicable vesting date.

Read SEC document
September 21, 2022 Filed Sep 22, 2022 22:51 UTC
Bohen SeanDirector · PRESIDENT AND CEO
GrantCommon Stock 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-009880 · form4-09222022_030957.xml · nonDerivative · entry 1

Bohen Sean · CIK 0001831218 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,279

F1 · price: The weighted average purchase price for the transaction reported was $3.16, and the range of prices were between $3.15 and $3.19. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased at each separate price will be provided.

F2 · balance_after: Includes 5 shares acquired under the issuer's Employee Stock Purchase Plan.

Read SEC document
September 21, 2022 Filed Sep 23, 2022 21:35 UTC Amendment
Bohen SeanDirector · PRESIDENT AND CEO
PurchaseCommon Stock 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-009915 · form4a-09232022_020934.xml · nonDerivative · entry 1

Bohen Sean · CIK 0001831218 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,279

F1 · kind: This amendment is being filed solely to correct the transaction code in column 3 of Table I from code "A" to code "P".

F2 · price: The weighted average purchase price for the transaction reported was $3.16, and the range of prices were between $3.15 and $3.19. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased at each separate price will be provided.

F3 · balance_after: Includes 5 shares acquired under the issuer's Employee Stock Purchase Plan.

Read SEC document
September 02, 2022 Filed Sep 6, 2022 16:26 UTC
Kovacs Shane William CharlesCH. OPERATING & FINANCIAL OFF.
PurchaseCommon Stock 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-009373 · form4-09062022_010928.xml · nonDerivative · entry 1

Kovacs Shane William Charles · CIK 0001579397 · CH. OPERATING & FINANCIAL OFF.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,197

F1 · price: The weighted average purchase price for the transaction reported was $3.59, and the range of prices were between $3.53 and $3.60. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased at each separate price will be provided.

F2 · balance_after: Includes 2,517 shares acquired under the issuer's Employee Stock Purchase Plan.

Read SEC document
June 17, 2022 Filed Jun 27, 2022 21:06 UTC Amendment GrantStock Option (right to buy) · Derivative 21,520 $0.00 Strike: $3.61 $0.00
Disclosure

SEC source: 0001415889-22-006959 · form4a-06272022_020613.xml · derivative · entry 1

RAPPAPORT ANDREW · CIK 0001162157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,520

Underlying: Common Stock · 21,520 shares

Expires 2032-06-16

F1 · derivative.exercise_price: This amendment is being filed solely for the purpose of correcting the transaction date and exercise price. The correct transaction date is "June 17, 2022" and the correct exercise price is "$3.61" as shown herein.

F1 · date: This amendment is being filed solely for the purpose of correcting the transaction date and exercise price. The correct transaction date is "June 17, 2022" and the correct exercise price is "$3.61" as shown herein.

F2 · derivative.exercise_date: The shares subject to the option vest in a series of 12 successive equal monthly installments measured from June 17, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. Such shares vest in full on the date of the Issuer's next annual meeting of stockholders if such stock option is not otherwise fully vested by such date, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
June 17, 2022 Filed Jun 27, 2022 21:15 UTC Amendment GrantStock Option (right to buy) · Derivative 21,520 $0.00 Strike: $3.61 $0.00
Disclosure

SEC source: 0001415889-22-006964 · form4a-06272022_020650.xml · derivative · entry 1

Horning Sandra · CIK 0001638709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,520

Underlying: Common Stock · 21,520 shares

Expires 2032-06-16

F1 · derivative.exercise_price: This amendment is being filed solely for the purpose of correcting the transaction date and exercise price. The correct transaction date is "June 17, 2022" and the correct exercise price is "$3.61" as shown herein.

F1 · date: This amendment is being filed solely for the purpose of correcting the transaction date and exercise price. The correct transaction date is "June 17, 2022" and the correct exercise price is "$3.61" as shown herein.

F2 · derivative.exercise_date: The shares subject to the option vest in a series of 12 successive equal monthly installments measured from June 17, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. Such shares vest in full on the date of the Issuer's next annual meeting of stockholders if such stock option is not otherwise fully vested by such date, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
June 17, 2022 Filed Jun 27, 2022 21:12 UTC Amendment GrantStock Option (right to buy) · Derivative 21,520 $0.00 Strike: $3.61 $0.00
Disclosure

SEC source: 0001415889-22-006962 · form4a-06272022_020617.xml · derivative · entry 1

BUTITTA CYNTHIA M · CIK 0001222082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,520

Underlying: Common Stock · 21,520 shares

Expires 2032-06-16

F1 · derivative.exercise_price: This amendment is being filed solely for the purpose of correcting the transaction date and exercise price. The correct transaction date is "June 17, 2022" and the correct exercise price is "$3.61" as shown herein.

F1 · date: This amendment is being filed solely for the purpose of correcting the transaction date and exercise price. The correct transaction date is "June 17, 2022" and the correct exercise price is "$3.61" as shown herein.

F2 · derivative.exercise_date: The shares subject to the option vest in a series of 12 successive equal monthly installments measured from June 17, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. Such shares vest in full on the date of the Issuer's next annual meeting of stockholders if such stock option is not otherwise fully vested by such date, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
June 17, 2022 Filed Jun 27, 2022 21:13 UTC Amendment
CLARK IAN TDirector
GrantStock Option (right to buy) · Derivative 21,520 $0.00 Strike: $3.61 $0.00
Disclosure

SEC source: 0001415889-22-006963 · form4a-06272022_020620.xml · derivative · entry 1

CLARK IAN T · CIK 0001336504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,520

Underlying: Common Stock · 21,520 shares

Expires 2032-06-16

F1 · derivative.exercise_price: This amendment is being filed solely for the purpose of correcting the transaction date and exercise price. The correct transaction date is "June 17, 2022" and the correct exercise price is "$3.61" as shown herein.

F1 · date: This amendment is being filed solely for the purpose of correcting the transaction date and exercise price. The correct transaction date is "June 17, 2022" and the correct exercise price is "$3.61" as shown herein.

F2 · derivative.exercise_date: The shares subject to the option vest in a series of 12 successive equal monthly installments measured from June 17, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. Such shares vest in full on the date of the Issuer's next annual meeting of stockholders if such stock option is not otherwise fully vested by such date, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
June 17, 2022 Filed Jun 27, 2022 21:16 UTC Amendment
Larson YiDirector
GrantStock Option (Right to Buy) · Derivative 21,520 $0.00 Strike: $3.61 $0.00
Disclosure

SEC source: 0001415889-22-006965 · form4a-06272022_020657.xml · derivative · entry 1

Larson Yi · CIK 0001785987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,520

Underlying: Common Stock · 21,520 shares

Expires 2032-06-16

F1 · derivative.exercise_price: This amendment is being filed solely for the purpose of correcting the transaction date and exercise price. The correct transaction date is "June 17, 2022" and the correct exercise price is "$3.61" as shown herein.

F1 · date: This amendment is being filed solely for the purpose of correcting the transaction date and exercise price. The correct transaction date is "June 17, 2022" and the correct exercise price is "$3.61" as shown herein.

F2 · derivative.exercise_date: The shares subject to the option vest in a series of 12 successive equal monthly installments measured from June 17, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. Such shares vest in full on the date of the Issuer's next annual meeting of stockholders if such stock option is not otherwise fully vested by such date, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
June 17, 2022 Filed Jun 27, 2022 21:10 UTC Amendment GrantStock Option (right to buy) · Derivative 21,520 $0.00 Strike: $3.61 $0.00
Disclosure

SEC source: 0001415889-22-006961 · form4a-06272022_020606.xml · derivative · entry 1

Graham G. Walmsley · CIK 0001777517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,520

Underlying: Common Stock · 21,520 shares

Expires 2032-06-16

F1 · derivative.exercise_price: This amendment is being filed solely for the purpose of correcting the transaction date and exercise price. The correct transaction date is "June 17, 2022" and the correct exercise price is "$3.61" as shown herein.

F1 · date: This amendment is being filed solely for the purpose of correcting the transaction date and exercise price. The correct transaction date is "June 17, 2022" and the correct exercise price is "$3.61" as shown herein.

F2 · derivative.exercise_date: The shares subject to the option vest in a series of 12 successive equal monthly installments measured from June 17, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. Such shares vest in full on the date of the Issuer's next annual meeting of stockholders if such stock option is not otherwise fully vested by such date, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
June 17, 2022 Filed Jun 27, 2022 21:08 UTC Amendment GrantStock Option (right to buy) · Derivative 21,520 $0.00 Strike: $3.61 $0.00
Disclosure

SEC source: 0001415889-22-006960 · form4a-06272022_020605.xml · derivative · entry 1

Hrustanovic Gorjan · CIK 0001821194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,520

Underlying: Common Stock · 21,520 shares

Expires 2032-06-16

F1 · derivative.exercise_price: This amendment is being filed solely for the purpose of correcting the transaction date and exercise price. The correct transaction date is "June 17, 2022" and the correct exercise price is "$3.61" as shown herein.

F1 · date: This amendment is being filed solely for the purpose of correcting the transaction date and exercise price. The correct transaction date is "June 17, 2022" and the correct exercise price is "$3.61" as shown herein.

F2 · derivative.exercise_date: The shares subject to the option vest in a series of 12 successive equal monthly installments measured from June 17, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. Such shares vest in full on the date of the Issuer's next annual meeting of stockholders if such stock option is not otherwise fully vested by such date, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
June 16, 2022 Filed Jun 17, 2022 23:27 UTC GrantStock Option (right to buy) · Derivative 21,520 $0.00 Strike: $3.43 $0.00
Disclosure

SEC source: 0001415889-22-006783 · form4-06172022_040617.xml · derivative · entry 1

RAPPAPORT ANDREW · CIK 0001162157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,520

Underlying: Common Stock · 21,520 shares

Expires 2032-06-15

F1 · derivative.exercise_date: The shares subject to the option vest in a series of 12 successive equal monthly installments measured from June 16, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. Such shares vest in full on the date of the Issuer's next annual meeting of stockholders if such stock option is not otherwise fully vested by such date, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
June 16, 2022 Filed Jun 17, 2022 23:30 UTC GrantStock Option (right to buy) · Derivative 21,520 $0.00 Strike: $3.43 $0.00
Disclosure

SEC source: 0001415889-22-006786 · form4-06172022_040650.xml · derivative · entry 1

Horning Sandra · CIK 0001638709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,520

Underlying: Common Stock · 21,520 shares

Expires 2032-06-15

F1 · derivative.exercise_date: The shares subject to the option vest in a series of 12 successive equal monthly installments measured from June 16, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. Such shares vest in full on the date of the Issuer's next annual meeting of stockholders if such stock option is not otherwise fully vested by such date, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
June 16, 2022 Filed Jun 17, 2022 23:25 UTC GrantStock Option (right to buy) · Derivative 21,520 $0.00 Strike: $3.43 $0.00
Disclosure

SEC source: 0001415889-22-006781 · form4-06172022_040613.xml · derivative · entry 1

BUTITTA CYNTHIA M · CIK 0001222082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,520

Underlying: Common Stock · 21,520 shares

Expires 2032-06-15

F1 · derivative.exercise_date: The shares subject to the option vest in a series of 12 successive equal monthly installments measured from June 16, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. Such shares vest in full on the date of the Issuer's next annual meeting of stockholders if such stock option is not otherwise fully vested by such date, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
June 16, 2022 Filed Jun 17, 2022 23:28 UTC
CLARK IAN TDirector
GrantStock Option (right to buy) · Derivative 21,520 $0.00 Strike: $3.43 $0.00
Disclosure

SEC source: 0001415889-22-006784 · form4-06172022_040644.xml · derivative · entry 1

CLARK IAN T · CIK 0001336504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,520

Underlying: Common Stock · 21,520 shares

Expires 2032-06-15

F1 · derivative.exercise_date: The shares subject to the option vest in a series of 12 successive equal monthly installments measured from June 16, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. Such shares vest in full on the date of the Issuer's next annual meeting of stockholders if such stock option is not otherwise fully vested by such date, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
June 16, 2022 Filed Jun 17, 2022 23:32 UTC
Larson YiDirector
GrantStock Option (Right to Buy) · Derivative 21,520 $0.00 Strike: $3.43 $0.00
Disclosure

SEC source: 0001415889-22-006787 · form4-06172022_040602.xml · derivative · entry 1

Larson Yi · CIK 0001785987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,520

Underlying: Common Stock · 21,520 shares

Expires 2032-06-15

F1 · derivative.exercise_date: The shares subject to the option vest in a series of 12 successive equal monthly installments measured from June 16, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. Such shares vest in full on the date of the Issuer's next annual meeting of stockholders if such stock option is not otherwise fully vested by such date, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
June 16, 2022 Filed Jun 17, 2022 23:29 UTC GrantStock Option (right to buy) · Derivative 21,520 $0.00 Strike: $3.43 $0.00
Disclosure

SEC source: 0001415889-22-006785 · form4-06172022_040645.xml · derivative · entry 1

Hrustanovic Gorjan · CIK 0001821194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,520

Underlying: Common Stock · 21,520 shares

Expires 2032-06-15

F1 · derivative.exercise_date: The shares subject to the option vest in a series of 12 successive equal monthly installments measured from June 16, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. Such shares vest in full on the date of the Issuer's next annual meeting of stockholders if such stock option is not otherwise fully vested by such date, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
June 16, 2022 Filed Jun 17, 2022 23:25 UTC GrantStock Option (right to buy) · Derivative 21,520 $0.00 Strike: $3.43 $0.00
Disclosure

SEC source: 0001415889-22-006782 · form4-06172022_040626.xml · derivative · entry 1

Graham G. Walmsley · CIK 0001777517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,520

Underlying: Common Stock · 21,520 shares

Expires 2032-06-15

F1 · derivative.exercise_date: The shares subject to the option vest in a series of 12 successive equal monthly installments measured from June 16, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. Such shares vest in full on the date of the Issuer's next annual meeting of stockholders if such stock option is not otherwise fully vested by such date, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 20:46 UTC
BVF PARTNERS L P/ILDirector · 10% owner
BIOTECHNOLOGY VALUE FUND L PDirector · See Explanation of Responses
BVF I GP LLCDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPDirector · See Explanation of Responses
BVF II GP LLCDirector · See Explanation of Responses
Biotechnology Value Trading Fund OS LPDirector · See Explanation of Responses
BVF Partners OS Ltd.Director · See Explanation of Responses
BVF GP HOLDINGS LLCDirector · 10% owner
BVF INC/ILDirector · 10% owner
LAMPERT MARK NDirector · 10% owner
PurchaseCommon stock, $0.0001 par value 41,417 $4.03 $167,096.89
Disclosure

SEC source: 0000921895-22-001989 · form407422010_06142022.xml · nonDerivative · entry 2

BVF PARTNERS L P/IL · CIK 0001055947 · Director · 10% owner

BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · Director · See Explanation of Responses

BVF I GP LLC · CIK 0001803805 · Director · See Explanation of Responses

BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · Director · See Explanation of Responses

BVF II GP LLC · CIK 0001803806 · Director · See Explanation of Responses

Biotechnology Value Trading Fund OS LP · CIK 0001660683 · Director · See Explanation of Responses

BVF Partners OS Ltd. · CIK 0001660684 · Director · See Explanation of Responses

BVF GP HOLDINGS LLC · CIK 0001803809 · Director · 10% owner

BVF INC/IL · CIK 0001056807 · Director · 10% owner

LAMPERT MARK N · CIK 0001233840 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,906,659

F1 · security: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.direct: Securities owned directly by BVF2. As the general partner of BVF2, BVF2 GP may be deemed to beneficially own the securities owned directly by BVF2. As the sole member of BVF2 GP, BVF GPH may be deemed to beneficially own securities owned directly by BVF2. As the investment manager of BVF2, Partners may be deemed to beneficially own the securities owned directly by BVF2. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by BVF2. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by BVF2.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 20:46 UTC
BVF PARTNERS L P/ILDirector · 10% owner
BIOTECHNOLOGY VALUE FUND L PDirector · See Explanation of Responses
BVF I GP LLCDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPDirector · See Explanation of Responses
BVF II GP LLCDirector · See Explanation of Responses
Biotechnology Value Trading Fund OS LPDirector · See Explanation of Responses
BVF Partners OS Ltd.Director · See Explanation of Responses
BVF GP HOLDINGS LLCDirector · 10% owner
BVF INC/ILDirector · 10% owner
LAMPERT MARK NDirector · 10% owner
PurchaseCommon stock, $0.0001 par value 158,583 $4.03 $639,803.11
Disclosure

SEC source: 0000921895-22-001989 · form407422010_06142022.xml · nonDerivative · entry 1

BVF PARTNERS L P/IL · CIK 0001055947 · Director · 10% owner

BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · Director · See Explanation of Responses

BVF I GP LLC · CIK 0001803805 · Director · See Explanation of Responses

BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · Director · See Explanation of Responses

BVF II GP LLC · CIK 0001803806 · Director · See Explanation of Responses

Biotechnology Value Trading Fund OS LP · CIK 0001660683 · Director · See Explanation of Responses

BVF Partners OS Ltd. · CIK 0001660684 · Director · See Explanation of Responses

BVF GP HOLDINGS LLC · CIK 0001803809 · Director · 10% owner

BVF INC/IL · CIK 0001056807 · Director · 10% owner

LAMPERT MARK N · CIK 0001233840 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,913,676

F1 · security: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Securities owned directly by BVF. As the general partner of BVF, BVF GP may be deemed to beneficially own the securities owned directly by BVF. As the sole member of BVF GP, BVF GPH may be deemed to beneficially own securities owned directly by BVF. As the investment manager of BVF, Partners may be deemed to beneficially own the securities owned directly by BVF. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by BVF. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by BVF.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 20:45 UTC
Horn KinneyCHIEF BUSINESS OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 5,253 $0.00 Strike: $2.06 $0.00
Disclosure

SEC source: 0001415889-22-002936 · form4-03142022_010315.xml · derivative · entry 3

Horn Kinney · CIK 0001831215 · CHIEF BUSINESS OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,785

Underlying: Common Stock · 5,253 shares

Expires 2030-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to the option vest in a series of 48 successive equal monthly installments measured from June 10, 2020, subject to the Reporting Person's continuous service through each applicable vesting date.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 20:45 UTC
Horn KinneyCHIEF BUSINESS OFFICER
SaleCommon Stock 5,253 $4.75 $24,951.75
Disclosure

SEC source: 0001415889-22-002936 · form4-03142022_010315.xml · nonDerivative · entry 2

Horn Kinney · CIK 0001831215 · CHIEF BUSINESS OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,458

F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 20:45 UTC
Horn KinneyCHIEF BUSINESS OFFICER
Exercise / conversionCommon Stock 5,253 $2.06 $10,842.19
Disclosure

SEC source: 0001415889-22-002936 · form4-03142022_010315.xml · nonDerivative · entry 1

Horn Kinney · CIK 0001831215 · CHIEF BUSINESS OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 22:18 UTC
Horn KinneyCHIEF BUSINESS OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 5,251 $0.00 Strike: $2.06 $0.00
Disclosure

SEC source: 0001415889-22-001314 · form4-02142022_020227.xml · derivative · entry 3

Horn Kinney · CIK 0001831215 · CHIEF BUSINESS OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,038

Underlying: Common Stock · 5,251 shares

Expires 2030-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option vest in a series of 48 successive equal monthly installments measured from June 10, 2020, subject to the Reporting Person's continuous service through each applicable vesting date.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 22:18 UTC
Horn KinneyCHIEF BUSINESS OFFICER
Disposition to issuerCommon Stock 5,251 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-001314 · form4-02142022_020227.xml · nonDerivative · entry 2

Horn Kinney · CIK 0001831215 · CHIEF BUSINESS OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,458

F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The weighted average sale price for the transaction reported was $5.46, and the range of prices were between $5.14 and $5.66. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 22:18 UTC
Horn KinneyCHIEF BUSINESS OFFICER
Exercise / conversionCommon Stock 5,251 $2.06 $10,838.06
Disclosure

SEC source: 0001415889-22-001314 · form4-02142022_020227.xml · nonDerivative · entry 1

Horn Kinney · CIK 0001831215 · CHIEF BUSINESS OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,709

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 19:12 UTC
Kushner Peter J.CHIEF SCIENTIFIC OFFICER
GrantStock Option (Right to Buy) · Derivative 61,750 $0.00 Strike: $7.02 $0.00
Disclosure

SEC source: 0001415889-22-001060 · form4-02032022_040213.xml · derivative · entry 1

Kushner Peter J. · CIK 0001831217 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,750

Underlying: Common Stock · 61,750 shares

Expires 2032-01-31

F1 · derivative.exercise_date: 25% of the shares subject to the option vest on February 1, 2023 and 1/48 of the total number of shares subject to the option vest each month thereafter, subject to the Reporting Person's continuous service through each applicable vesting date.

Read SEC document
February 01, 2022 Filed Feb 4, 2022 00:05 UTC
Moriarty John BEVP, CH. LEGAL OFFICER & SEC.
GrantStock Option (Right to Buy) · Derivative 166,250 $0.00 Strike: $7.02 $0.00
Disclosure

SEC source: 0001415889-22-001057 · form4-02032022_040246.xml · derivative · entry 1

Moriarty John B · CIK 0001564621 · EVP, CH. LEGAL OFFICER & SEC.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,250

Underlying: Common Stock · 166,250 shares

Expires 2032-01-31

F1 · derivative.exercise_date: 25% of the shares subject to the option vest on February 1, 2023 and 1/48 of the total number of shares subject to the option vest each month thereafter, subject to the Reporting Person's continuous service through each applicable vesting date.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 19:04 UTC
Kovacs Shane William CharlesCH. OPERATING & FINANCIAL OFF.
GrantStock Option (Right to Buy) · Derivative 247,000 $0.00 Strike: $7.02 $0.00
Disclosure

SEC source: 0001415889-22-001056 · form4-02032022_040213.xml · derivative · entry 1

Kovacs Shane William Charles · CIK 0001579397 · CH. OPERATING & FINANCIAL OFF.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,000

Underlying: Common Stock · 247,000 shares

Expires 2032-01-31

F1 · derivative.exercise_date: 25% of the shares subject to the option vest on February 1, 2023 and 1/48 of the total number of shares subject to the option vest each month thereafter, subject to the Reporting Person's continuous service through each applicable vesting date.

Read SEC document
February 01, 2022 Filed Feb 4, 2022 00:15 UTC
Myles David C.CHIEF DEVELOPMENT OFFICER
GrantStock Option (Right to Buy) · Derivative 118,750 $0.00 Strike: $7.02 $0.00
Disclosure

SEC source: 0001415889-22-001061 · form4-02032022_040238.xml · derivative · entry 1

Myles David C. · CIK 0001831216 · CHIEF DEVELOPMENT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,750

Underlying: Common Stock · 118,750 shares

Expires 2032-01-31

F1 · derivative.exercise_date: 25% of the shares subject to the option vest on February 1, 2023 and 1/48 of the total number of shares subject to the option vest each month thereafter, subject to the Reporting Person's continuous service through each applicable vesting date.

Read SEC document
February 01, 2022 Filed Feb 4, 2022 00:10 UTC
Harmon CyrusDirector · CHIEF TECHNOLOGY OFFICER
GrantStock Option (Right to Buy) · Derivative 104,500 $0.00 Strike: $7.02 $0.00
Disclosure

SEC source: 0001415889-22-001059 · form4-02032022_040230.xml · derivative · entry 1

Harmon Cyrus · CIK 0001831410 · Director · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,500

Underlying: Common Stock · 104,500 shares

Expires 2032-01-31

F1 · derivative.exercise_date: 25% of the shares subject to the option vest on February 1, 2023 and 1/48 of the total number of shares subject to the option vest each month thereafter, subject to the Reporting Person's continuous service through each applicable vesting date.

Read SEC document
February 01, 2022 Filed Feb 4, 2022 00:07 UTC
Horn KinneyCHIEF BUSINESS OFFICER
GrantStock Option (Right to Buy) · Derivative 133,000 $0.00 Strike: $7.02 $0.00
Disclosure

SEC source: 0001415889-22-001058 · form4-02032022_040207.xml · derivative · entry 1

Horn Kinney · CIK 0001831215 · CHIEF BUSINESS OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,000

Underlying: Common Stock · 133,000 shares

Expires 2032-01-31

F1 · derivative.exercise_date: 25% of the shares subject to the option vest on February 1, 2023 and 1/48 of the total number of shares subject to the option vest each month thereafter, subject to the Reporting Person's continuous service through each applicable vesting date.

Read SEC document
February 01, 2022 Filed Feb 4, 2022 00:02 UTC
Bohen SeanDirector · PRESIDENT AND CEO
GrantStock Option (Right to Buy) · Derivative 812,250 $0.00 Strike: $7.02 $0.00
Disclosure

SEC source: 0001415889-22-001055 · form4-02032022_040258.xml · derivative · entry 1

Bohen Sean · CIK 0001831218 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 812,250

Underlying: Common Stock · 812,250 shares

Expires 2032-01-31

F1 · derivative.exercise_date: 25% of the shares subject to the option vest on February 1, 2023 and 1/48 of the total number of shares subject to the option vest each month thereafter, subject to the Reporting Person's continuous service through each applicable vesting date.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 23:59 UTC
Zojwalla NaseemCHIEF MEDICAL OFFICER
GrantStock Option (Right to Buy) · Derivative 250,000 $0.00 Strike: $7.02 $0.00
Disclosure

SEC source: 0001415889-22-001054 · form4-02032022_030247.xml · derivative · entry 1

Zojwalla Naseem · CIK 0001905871 · CHIEF MEDICAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2032-01-31

F1 · derivative.exercise_date: 25% of the shares subject to the option vest on January 31, 2023 and 1/48 of the total number of shares subject to the option vest each month thereafter, subject to the Reporting Person's continuous service through each applicable vesting date.

Read SEC document
January 10, 2022 Filed Jan 12, 2022 01:21 UTC
Horn KinneyCHIEF BUSINESS OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 5,251 $0.00 Strike: $2.06 $0.00
Disclosure

SEC source: 0001415889-22-000480 · form4-01112022_050141.xml · derivative · entry 3

Horn Kinney · CIK 0001831215 · CHIEF BUSINESS OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,289

Underlying: Common Stock · 5,251 shares

Expires 2030-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option vest in a series of 48 successive equal monthly installments measured from June 10, 2020, subject to the Reporting Person's continuous service through each applicable vesting date.

Read SEC document
January 10, 2022 Filed Jan 12, 2022 01:21 UTC
Horn KinneyCHIEF BUSINESS OFFICER
SaleCommon Stock 5,251 $6.85 $35,969.35
Disclosure

SEC source: 0001415889-22-000480 · form4-01112022_050141.xml · nonDerivative · entry 2

Horn Kinney · CIK 0001831215 · CHIEF BUSINESS OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,458

F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The weighted average sale price for the transaction reported was $6.85, and the range of prices were between $6.60 and $7.22. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
January 10, 2022 Filed Jan 12, 2022 01:21 UTC
Horn KinneyCHIEF BUSINESS OFFICER
Exercise / conversionCommon Stock 5,251 $2.06 $10,838.06
Disclosure

SEC source: 0001415889-22-000480 · form4-01112022_050141.xml · nonDerivative · entry 1

Horn Kinney · CIK 0001831215 · CHIEF BUSINESS OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,709

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:25 UTC
Horn KinneyCHIEF BUSINESS OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 5,251 $0.00 Strike: $2.06 $0.00
Disclosure

SEC source: 0001415889-21-005866 · form4-12142021_011252.xml · derivative · entry 3

Horn Kinney · CIK 0001831215 · CHIEF BUSINESS OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,540

Underlying: Common Stock · 5,251 shares

Expires 2030-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option vest in a series of 48 successive equal monthly installments measured from June 10, 2020, subject to the Reporting Person's continuous service through each applicable vesting date.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:25 UTC
Horn KinneyCHIEF BUSINESS OFFICER
SaleCommon Stock 5,251 $10.39 $54,557.89
Disclosure

SEC source: 0001415889-21-005866 · form4-12142021_011252.xml · nonDerivative · entry 2

Horn Kinney · CIK 0001831215 · CHIEF BUSINESS OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,458

F2 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: The weighted average sale price for the transaction reported was $10.39, and the range of prices were between $10.18 and $11.11. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:25 UTC
Horn KinneyCHIEF BUSINESS OFFICER
Exercise / conversionCommon Stock 5,251 $2.06 $10,838.06
Disclosure

SEC source: 0001415889-21-005866 · form4-12142021_011252.xml · nonDerivative · entry 1

Horn Kinney · CIK 0001831215 · CHIEF BUSINESS OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,709

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 668 shares acquired under the issuer's Employee Stock Purchase Plan on November 15, 2021.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:03 UTC
Myles David C.CHIEF DEVELOPMENT OFFICER
SaleCommon Stock 10,000 $10.30 $103,000.00
Disclosure

SEC source: 0001415889-21-005860 · form4-12142021_011237.xml · nonDerivative · entry 1

Myles David C. · CIK 0001831216 · CHIEF DEVELOPMENT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 582,901

F1 · price: T he weighted average sale price for the transaction reported was $10.30, and the range of prices was between $10.23 and $10.50. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.

F2 · balance_after: Includes 589 shares acquired under the issuer's Employee Stock Purchase Plan on May 14, 2021, and 491 shares acquired under the issuer's Employee Stock Purchase Plan on November 15, 2021.

Read SEC document
November 30, 2021 Filed Dec 3, 2021 01:45 UTC
BVF PARTNERS L P/ILDirector · 10% owner
BIOTECHNOLOGY VALUE FUND L PSee Explanation of Responses
BVF I GP LLCSee Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPSee Explanation of Responses
BVF II GP LLCSee Explanation of Responses
Biotechnology Value Trading Fund OS LPSee Explanation of Responses
BVF Partners OS Ltd.See Explanation of Responses
BVF INC/IL10% owner
PurchaseCommon stock, $0.0001 par value 35,268 $9.39 $331,177.10
Disclosure

SEC source: 0001193805-21-001684 · e621128_4-olma.xml · nonDerivative · entry 3

BVF PARTNERS L P/IL · CIK 0001055947 · Director · 10% owner

BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · See Explanation of Responses

BVF I GP LLC · CIK 0001803805 · See Explanation of Responses

BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · See Explanation of Responses

BVF II GP LLC · CIK 0001803806 · See Explanation of Responses

Biotechnology Value Trading Fund OS LP · CIK 0001660683 · See Explanation of Responses

BVF Partners OS Ltd. · CIK 0001660684 · See Explanation of Responses

BVF GP HOLDINGS LLC · CIK 0001803809 · 10% owner

BVF INC/IL · CIK 0001056807 · 10% owner

LAMPERT MARK N · CIK 0001233840 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,350

F1 · security: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F4 · ownership.direct: Securities owned directly by Trading Fund OS. As the general partner of Trading Fund OS, Partners OS may be deemed to beneficially own the securities owned directly by Trading Fund OS. As the investment manager of Trading Fund OS and the sole member of Partners OS, Partners may be deemed to beneficially own the securities owned directly by Trading Fund OS. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by Trading Fund OS. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by Trading Fund OS.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.