Last 12 months
Inside the activity.
0 purchase rows · 25 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 11 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 05, 2023 Filed Jun 8, 2023 01:30 UTC |
Harmon CyrusDirector
|
SaleCommon Stock | 5,000 | $6.05 | $30,225.00 |
DisclosureSEC source: 0001415889-23-009406 · form4-06072023_090601.xml · nonDerivative · entry 1 Harmon Cyrus · CIK 0001831410 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,053,714 F1 · price: The weighted average sale price for the transaction reported was $6.045 and the range of prices were between $5.96 and $6.10. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. F2 · balance_after: Includes 7,568 shares acquired under the issuer's Employee Stock Purchase Plan. Read SEC document |
| April 06, 2023 Filed Apr 7, 2023 16:30 UTC |
Kovacs Shane William CharlesCH. OPERATING & FINANCIAL OFF.
|
PurchaseCommon Stock | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-006359 · form4-04072023_040409.xml · nonDerivative · entry 1 Kovacs Shane William Charles · CIK 0001579397 · CH. OPERATING & FINANCIAL OFF. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 396,197 F1 · price: The weighted average purchase price for the transaction reported was $3.4173, and the range of prices were between $3.375 and $3.42. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased at each separate price will be provided. F2 · balance_after: Includes 5,000 shares acquired under the issuer's Employee Stock Purchase Plan. Read SEC document |
| February 01, 2023 Filed Feb 2, 2023 22:34 UTC |
Moriarty John BEVP, Ch. Legal Officer & Sec.
|
GrantStock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $4.87 | $0.00 |
DisclosureSEC source: 0001209191-23-006291 · doc4.xml · derivative · entry 1 Moriarty John B · CIK 0001564621 · EVP, Ch. Legal Officer & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2033-01-31 F1 · derivative.exercise_date: 25% of the shares subject to the option vest on February 1, 2024 and 1/48 of the total number of shares subject to the option vest each month thereafter, subject to the Reporting Person's continuous service through each applicable vesting date. Read SEC document |
| February 01, 2023 Filed Feb 2, 2023 17:31 UTC |
Kovacs Shane William CharlesCh. Operating & Financial Off.
|
GrantStock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $4.87 | $0.00 |
DisclosureSEC source: 0001209191-23-006286 · doc4.xml · derivative · entry 1 Kovacs Shane William Charles · CIK 0001579397 · Ch. Operating & Financial Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2033-01-31 F1 · derivative.exercise_date: 25% of the shares subject to the option vest on February 1, 2024 and 1/48 of the total number of shares subject to the option vest each month thereafter, subject to the Reporting Person's continuous service through each applicable vesting date. Read SEC document |
| February 01, 2023 Filed Feb 2, 2023 22:36 UTC |
Zojwalla NaseemChief Medical Officer
|
GrantStock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $4.87 | $0.00 |
DisclosureSEC source: 0001209191-23-006295 · doc4.xml · derivative · entry 1 Zojwalla Naseem · CIK 0001905871 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2033-01-31 F1 · derivative.exercise_date: 25% of the shares subject to the option vest on February 1, 2024 and 1/48 of the total number of shares subject to the option vest each month thereafter, subject to the Reporting Person's continuous service through each applicable vesting date. Read SEC document |
| February 01, 2023 Filed Feb 2, 2023 22:32 UTC |
Myles David C.Chief Development Officer
|
GrantStock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $4.87 | $0.00 |
DisclosureSEC source: 0001209191-23-006289 · doc4.xml · derivative · entry 1 Myles David C. · CIK 0001831216 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2033-01-31 F1 · derivative.exercise_date: 25% of the shares subject to the option vest on February 1, 2024 and 1/48 of the total number of shares subject to the option vest each month thereafter, subject to the Reporting Person's continuous service through each applicable vesting date. Read SEC document |
| February 01, 2023 Filed Feb 2, 2023 22:23 UTC |
Harmon CyrusDirector · Chief Research Officer
|
GrantStock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $4.87 | $0.00 |
DisclosureSEC source: 0001209191-23-006279 · doc4.xml · derivative · entry 1 Harmon Cyrus · CIK 0001831410 · Director · Chief Research Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2033-01-31 F1 · derivative.exercise_date: 25% of the shares subject to the option vest on February 1, 2024 and 1/48 of the total number of shares subject to the option vest each month thereafter, subject to the Reporting Person's continuous service through each applicable vesting date. Read SEC document |
| February 01, 2023 Filed Feb 2, 2023 22:30 UTC |
Horn KinneyChief Business Officer
|
GrantStock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $4.87 | $0.00 |
DisclosureSEC source: 0001209191-23-006285 · doc4.xml · derivative · entry 1 Horn Kinney · CIK 0001831215 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2033-01-31 F1 · derivative.exercise_date: 25% of the shares subject to the option vest on February 1, 2024 and 1/48 of the total number of shares subject to the option vest each month thereafter, subject to the Reporting Person's continuous service through each applicable vesting date. Read SEC document |
| February 01, 2023 Filed Feb 2, 2023 22:29 UTC |
Bohen SeanDirector · President and CEO
|
GrantStock Option (Right to Buy) · Derivative | 550,000 | $0.00 Strike: $4.87 | $0.00 |
DisclosureSEC source: 0001209191-23-006284 · doc4.xml · derivative · entry 1 Bohen Sean · CIK 0001831218 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,000 Underlying: Common Stock · 550,000 shares Expires 2033-01-31 F1 · derivative.exercise_date: 25% of the shares subject to the option vest on February 1, 2024 and 1/48 of the total number of shares subject to the option vest each month thereafter, subject to the Reporting Person's continuous service through each applicable vesting date. Read SEC document |
| September 21, 2022 Filed Sep 22, 2022 22:51 UTC |
Bohen SeanDirector · PRESIDENT AND CEO
|
GrantCommon Stock | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-009880 · form4-09222022_030957.xml · nonDerivative · entry 1 Bohen Sean · CIK 0001831218 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,279 F1 · price: The weighted average purchase price for the transaction reported was $3.16, and the range of prices were between $3.15 and $3.19. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased at each separate price will be provided. F2 · balance_after: Includes 5 shares acquired under the issuer's Employee Stock Purchase Plan. Read SEC document |
| September 21, 2022 Filed Sep 23, 2022 21:35 UTC Amendment |
Bohen SeanDirector · PRESIDENT AND CEO
|
PurchaseCommon Stock | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-009915 · form4a-09232022_020934.xml · nonDerivative · entry 1 Bohen Sean · CIK 0001831218 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,279 F1 · kind: This amendment is being filed solely to correct the transaction code in column 3 of Table I from code "A" to code "P". F2 · price: The weighted average purchase price for the transaction reported was $3.16, and the range of prices were between $3.15 and $3.19. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased at each separate price will be provided. F3 · balance_after: Includes 5 shares acquired under the issuer's Employee Stock Purchase Plan. Read SEC document |
| September 02, 2022 Filed Sep 6, 2022 16:26 UTC |
Kovacs Shane William CharlesCH. OPERATING & FINANCIAL OFF.
|
PurchaseCommon Stock | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-009373 · form4-09062022_010928.xml · nonDerivative · entry 1 Kovacs Shane William Charles · CIK 0001579397 · CH. OPERATING & FINANCIAL OFF. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,197 F1 · price: The weighted average purchase price for the transaction reported was $3.59, and the range of prices were between $3.53 and $3.60. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased at each separate price will be provided. F2 · balance_after: Includes 2,517 shares acquired under the issuer's Employee Stock Purchase Plan. Read SEC document |
| June 17, 2022 Filed Jun 27, 2022 21:06 UTC Amendment |
RAPPAPORT ANDREWDirector
|
GrantStock Option (right to buy) · Derivative | 21,520 | $0.00 Strike: $3.61 | $0.00 |
DisclosureSEC source: 0001415889-22-006959 · form4a-06272022_020613.xml · derivative · entry 1 RAPPAPORT ANDREW · CIK 0001162157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,520 Underlying: Common Stock · 21,520 shares Expires 2032-06-16 F1 · derivative.exercise_price: This amendment is being filed solely for the purpose of correcting the transaction date and exercise price. The correct transaction date is "June 17, 2022" and the correct exercise price is "$3.61" as shown herein. F1 · date: This amendment is being filed solely for the purpose of correcting the transaction date and exercise price. The correct transaction date is "June 17, 2022" and the correct exercise price is "$3.61" as shown herein. F2 · derivative.exercise_date: The shares subject to the option vest in a series of 12 successive equal monthly installments measured from June 17, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. Such shares vest in full on the date of the Issuer's next annual meeting of stockholders if such stock option is not otherwise fully vested by such date, subject to the Reporting Person's continuous service through such vesting date. Read SEC document |
| June 17, 2022 Filed Jun 27, 2022 21:15 UTC Amendment |
Horning SandraDirector
|
GrantStock Option (right to buy) · Derivative | 21,520 | $0.00 Strike: $3.61 | $0.00 |
DisclosureSEC source: 0001415889-22-006964 · form4a-06272022_020650.xml · derivative · entry 1 Horning Sandra · CIK 0001638709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,520 Underlying: Common Stock · 21,520 shares Expires 2032-06-16 F1 · derivative.exercise_price: This amendment is being filed solely for the purpose of correcting the transaction date and exercise price. The correct transaction date is "June 17, 2022" and the correct exercise price is "$3.61" as shown herein. F1 · date: This amendment is being filed solely for the purpose of correcting the transaction date and exercise price. The correct transaction date is "June 17, 2022" and the correct exercise price is "$3.61" as shown herein. F2 · derivative.exercise_date: The shares subject to the option vest in a series of 12 successive equal monthly installments measured from June 17, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. Such shares vest in full on the date of the Issuer's next annual meeting of stockholders if such stock option is not otherwise fully vested by such date, subject to the Reporting Person's continuous service through such vesting date. Read SEC document |
| June 17, 2022 Filed Jun 27, 2022 21:12 UTC Amendment |
BUTITTA CYNTHIA MDirector
|
GrantStock Option (right to buy) · Derivative | 21,520 | $0.00 Strike: $3.61 | $0.00 |
DisclosureSEC source: 0001415889-22-006962 · form4a-06272022_020617.xml · derivative · entry 1 BUTITTA CYNTHIA M · CIK 0001222082 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,520 Underlying: Common Stock · 21,520 shares Expires 2032-06-16 F1 · derivative.exercise_price: This amendment is being filed solely for the purpose of correcting the transaction date and exercise price. The correct transaction date is "June 17, 2022" and the correct exercise price is "$3.61" as shown herein. F1 · date: This amendment is being filed solely for the purpose of correcting the transaction date and exercise price. The correct transaction date is "June 17, 2022" and the correct exercise price is "$3.61" as shown herein. F2 · derivative.exercise_date: The shares subject to the option vest in a series of 12 successive equal monthly installments measured from June 17, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. Such shares vest in full on the date of the Issuer's next annual meeting of stockholders if such stock option is not otherwise fully vested by such date, subject to the Reporting Person's continuous service through such vesting date. Read SEC document |
| June 17, 2022 Filed Jun 27, 2022 21:13 UTC Amendment |
CLARK IAN TDirector
|
GrantStock Option (right to buy) · Derivative | 21,520 | $0.00 Strike: $3.61 | $0.00 |
DisclosureSEC source: 0001415889-22-006963 · form4a-06272022_020620.xml · derivative · entry 1 CLARK IAN T · CIK 0001336504 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,520 Underlying: Common Stock · 21,520 shares Expires 2032-06-16 F1 · derivative.exercise_price: This amendment is being filed solely for the purpose of correcting the transaction date and exercise price. The correct transaction date is "June 17, 2022" and the correct exercise price is "$3.61" as shown herein. F1 · date: This amendment is being filed solely for the purpose of correcting the transaction date and exercise price. The correct transaction date is "June 17, 2022" and the correct exercise price is "$3.61" as shown herein. F2 · derivative.exercise_date: The shares subject to the option vest in a series of 12 successive equal monthly installments measured from June 17, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. Such shares vest in full on the date of the Issuer's next annual meeting of stockholders if such stock option is not otherwise fully vested by such date, subject to the Reporting Person's continuous service through such vesting date. Read SEC document |
| June 17, 2022 Filed Jun 27, 2022 21:16 UTC Amendment |
Larson YiDirector
|
GrantStock Option (Right to Buy) · Derivative | 21,520 | $0.00 Strike: $3.61 | $0.00 |
DisclosureSEC source: 0001415889-22-006965 · form4a-06272022_020657.xml · derivative · entry 1 Larson Yi · CIK 0001785987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,520 Underlying: Common Stock · 21,520 shares Expires 2032-06-16 F1 · derivative.exercise_price: This amendment is being filed solely for the purpose of correcting the transaction date and exercise price. The correct transaction date is "June 17, 2022" and the correct exercise price is "$3.61" as shown herein. F1 · date: This amendment is being filed solely for the purpose of correcting the transaction date and exercise price. The correct transaction date is "June 17, 2022" and the correct exercise price is "$3.61" as shown herein. F2 · derivative.exercise_date: The shares subject to the option vest in a series of 12 successive equal monthly installments measured from June 17, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. Such shares vest in full on the date of the Issuer's next annual meeting of stockholders if such stock option is not otherwise fully vested by such date, subject to the Reporting Person's continuous service through such vesting date. Read SEC document |
| June 17, 2022 Filed Jun 27, 2022 21:10 UTC Amendment |
Graham G. WalmsleyDirector
|
GrantStock Option (right to buy) · Derivative | 21,520 | $0.00 Strike: $3.61 | $0.00 |
DisclosureSEC source: 0001415889-22-006961 · form4a-06272022_020606.xml · derivative · entry 1 Graham G. Walmsley · CIK 0001777517 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,520 Underlying: Common Stock · 21,520 shares Expires 2032-06-16 F1 · derivative.exercise_price: This amendment is being filed solely for the purpose of correcting the transaction date and exercise price. The correct transaction date is "June 17, 2022" and the correct exercise price is "$3.61" as shown herein. F1 · date: This amendment is being filed solely for the purpose of correcting the transaction date and exercise price. The correct transaction date is "June 17, 2022" and the correct exercise price is "$3.61" as shown herein. F2 · derivative.exercise_date: The shares subject to the option vest in a series of 12 successive equal monthly installments measured from June 17, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. Such shares vest in full on the date of the Issuer's next annual meeting of stockholders if such stock option is not otherwise fully vested by such date, subject to the Reporting Person's continuous service through such vesting date. Read SEC document |
| June 17, 2022 Filed Jun 27, 2022 21:08 UTC Amendment |
Hrustanovic GorjanDirector
|
GrantStock Option (right to buy) · Derivative | 21,520 | $0.00 Strike: $3.61 | $0.00 |
DisclosureSEC source: 0001415889-22-006960 · form4a-06272022_020605.xml · derivative · entry 1 Hrustanovic Gorjan · CIK 0001821194 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,520 Underlying: Common Stock · 21,520 shares Expires 2032-06-16 F1 · derivative.exercise_price: This amendment is being filed solely for the purpose of correcting the transaction date and exercise price. The correct transaction date is "June 17, 2022" and the correct exercise price is "$3.61" as shown herein. F1 · date: This amendment is being filed solely for the purpose of correcting the transaction date and exercise price. The correct transaction date is "June 17, 2022" and the correct exercise price is "$3.61" as shown herein. F2 · derivative.exercise_date: The shares subject to the option vest in a series of 12 successive equal monthly installments measured from June 17, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. Such shares vest in full on the date of the Issuer's next annual meeting of stockholders if such stock option is not otherwise fully vested by such date, subject to the Reporting Person's continuous service through such vesting date. Read SEC document |
| June 16, 2022 Filed Jun 17, 2022 23:27 UTC |
RAPPAPORT ANDREWDirector
|
GrantStock Option (right to buy) · Derivative | 21,520 | $0.00 Strike: $3.43 | $0.00 |
DisclosureSEC source: 0001415889-22-006783 · form4-06172022_040617.xml · derivative · entry 1 RAPPAPORT ANDREW · CIK 0001162157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,520 Underlying: Common Stock · 21,520 shares Expires 2032-06-15 F1 · derivative.exercise_date: The shares subject to the option vest in a series of 12 successive equal monthly installments measured from June 16, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. Such shares vest in full on the date of the Issuer's next annual meeting of stockholders if such stock option is not otherwise fully vested by such date, subject to the Reporting Person's continuous service through such vesting date. Read SEC document |
| June 16, 2022 Filed Jun 17, 2022 23:30 UTC |
Horning SandraDirector
|
GrantStock Option (right to buy) · Derivative | 21,520 | $0.00 Strike: $3.43 | $0.00 |
DisclosureSEC source: 0001415889-22-006786 · form4-06172022_040650.xml · derivative · entry 1 Horning Sandra · CIK 0001638709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,520 Underlying: Common Stock · 21,520 shares Expires 2032-06-15 F1 · derivative.exercise_date: The shares subject to the option vest in a series of 12 successive equal monthly installments measured from June 16, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. Such shares vest in full on the date of the Issuer's next annual meeting of stockholders if such stock option is not otherwise fully vested by such date, subject to the Reporting Person's continuous service through such vesting date. Read SEC document |
| June 16, 2022 Filed Jun 17, 2022 23:25 UTC |
BUTITTA CYNTHIA MDirector
|
GrantStock Option (right to buy) · Derivative | 21,520 | $0.00 Strike: $3.43 | $0.00 |
DisclosureSEC source: 0001415889-22-006781 · form4-06172022_040613.xml · derivative · entry 1 BUTITTA CYNTHIA M · CIK 0001222082 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,520 Underlying: Common Stock · 21,520 shares Expires 2032-06-15 F1 · derivative.exercise_date: The shares subject to the option vest in a series of 12 successive equal monthly installments measured from June 16, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. Such shares vest in full on the date of the Issuer's next annual meeting of stockholders if such stock option is not otherwise fully vested by such date, subject to the Reporting Person's continuous service through such vesting date. Read SEC document |
| June 16, 2022 Filed Jun 17, 2022 23:28 UTC |
CLARK IAN TDirector
|
GrantStock Option (right to buy) · Derivative | 21,520 | $0.00 Strike: $3.43 | $0.00 |
DisclosureSEC source: 0001415889-22-006784 · form4-06172022_040644.xml · derivative · entry 1 CLARK IAN T · CIK 0001336504 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,520 Underlying: Common Stock · 21,520 shares Expires 2032-06-15 F1 · derivative.exercise_date: The shares subject to the option vest in a series of 12 successive equal monthly installments measured from June 16, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. Such shares vest in full on the date of the Issuer's next annual meeting of stockholders if such stock option is not otherwise fully vested by such date, subject to the Reporting Person's continuous service through such vesting date. Read SEC document |
| June 16, 2022 Filed Jun 17, 2022 23:32 UTC |
Larson YiDirector
|
GrantStock Option (Right to Buy) · Derivative | 21,520 | $0.00 Strike: $3.43 | $0.00 |
DisclosureSEC source: 0001415889-22-006787 · form4-06172022_040602.xml · derivative · entry 1 Larson Yi · CIK 0001785987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,520 Underlying: Common Stock · 21,520 shares Expires 2032-06-15 F1 · derivative.exercise_date: The shares subject to the option vest in a series of 12 successive equal monthly installments measured from June 16, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. Such shares vest in full on the date of the Issuer's next annual meeting of stockholders if such stock option is not otherwise fully vested by such date, subject to the Reporting Person's continuous service through such vesting date. Read SEC document |
| June 16, 2022 Filed Jun 17, 2022 23:29 UTC |
Hrustanovic GorjanDirector
|
GrantStock Option (right to buy) · Derivative | 21,520 | $0.00 Strike: $3.43 | $0.00 |
DisclosureSEC source: 0001415889-22-006785 · form4-06172022_040645.xml · derivative · entry 1 Hrustanovic Gorjan · CIK 0001821194 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,520 Underlying: Common Stock · 21,520 shares Expires 2032-06-15 F1 · derivative.exercise_date: The shares subject to the option vest in a series of 12 successive equal monthly installments measured from June 16, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. Such shares vest in full on the date of the Issuer's next annual meeting of stockholders if such stock option is not otherwise fully vested by such date, subject to the Reporting Person's continuous service through such vesting date. Read SEC document |
| June 16, 2022 Filed Jun 17, 2022 23:25 UTC |
Graham G. WalmsleyDirector
|
GrantStock Option (right to buy) · Derivative | 21,520 | $0.00 Strike: $3.43 | $0.00 |
DisclosureSEC source: 0001415889-22-006782 · form4-06172022_040626.xml · derivative · entry 1 Graham G. Walmsley · CIK 0001777517 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,520 Underlying: Common Stock · 21,520 shares Expires 2032-06-15 F1 · derivative.exercise_date: The shares subject to the option vest in a series of 12 successive equal monthly installments measured from June 16, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. Such shares vest in full on the date of the Issuer's next annual meeting of stockholders if such stock option is not otherwise fully vested by such date, subject to the Reporting Person's continuous service through such vesting date. Read SEC document |
| June 10, 2022 Filed Jun 14, 2022 20:46 UTC |
BVF PARTNERS L P/ILDirector · 10% owner
BIOTECHNOLOGY VALUE FUND L PDirector · See Explanation of Responses
BVF I GP LLCDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPDirector · See Explanation of Responses
BVF II GP LLCDirector · See Explanation of Responses
Biotechnology Value Trading Fund OS LPDirector · See Explanation of Responses
BVF Partners OS Ltd.Director · See Explanation of Responses
BVF GP HOLDINGS LLCDirector · 10% owner
BVF INC/ILDirector · 10% owner
LAMPERT MARK NDirector · 10% owner
|
PurchaseCommon stock, $0.0001 par value | 41,417 | $4.03 | $167,096.89 |
DisclosureSEC source: 0000921895-22-001989 · form407422010_06142022.xml · nonDerivative · entry 2 BVF PARTNERS L P/IL · CIK 0001055947 · Director · 10% owner BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · Director · See Explanation of Responses BVF I GP LLC · CIK 0001803805 · Director · See Explanation of Responses BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · Director · See Explanation of Responses BVF II GP LLC · CIK 0001803806 · Director · See Explanation of Responses Biotechnology Value Trading Fund OS LP · CIK 0001660683 · Director · See Explanation of Responses BVF Partners OS Ltd. · CIK 0001660684 · Director · See Explanation of Responses BVF GP HOLDINGS LLC · CIK 0001803809 · Director · 10% owner BVF INC/IL · CIK 0001056807 · Director · 10% owner LAMPERT MARK N · CIK 0001233840 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,906,659 F1 · security: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Securities owned directly by BVF2. As the general partner of BVF2, BVF2 GP may be deemed to beneficially own the securities owned directly by BVF2. As the sole member of BVF2 GP, BVF GPH may be deemed to beneficially own securities owned directly by BVF2. As the investment manager of BVF2, Partners may be deemed to beneficially own the securities owned directly by BVF2. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by BVF2. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by BVF2. Read SEC document |
| June 10, 2022 Filed Jun 14, 2022 20:46 UTC |
BVF PARTNERS L P/ILDirector · 10% owner
BIOTECHNOLOGY VALUE FUND L PDirector · See Explanation of Responses
BVF I GP LLCDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPDirector · See Explanation of Responses
BVF II GP LLCDirector · See Explanation of Responses
Biotechnology Value Trading Fund OS LPDirector · See Explanation of Responses
BVF Partners OS Ltd.Director · See Explanation of Responses
BVF GP HOLDINGS LLCDirector · 10% owner
BVF INC/ILDirector · 10% owner
LAMPERT MARK NDirector · 10% owner
|
PurchaseCommon stock, $0.0001 par value | 158,583 | $4.03 | $639,803.11 |
DisclosureSEC source: 0000921895-22-001989 · form407422010_06142022.xml · nonDerivative · entry 1 BVF PARTNERS L P/IL · CIK 0001055947 · Director · 10% owner BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · Director · See Explanation of Responses BVF I GP LLC · CIK 0001803805 · Director · See Explanation of Responses BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · Director · See Explanation of Responses BVF II GP LLC · CIK 0001803806 · Director · See Explanation of Responses Biotechnology Value Trading Fund OS LP · CIK 0001660683 · Director · See Explanation of Responses BVF Partners OS Ltd. · CIK 0001660684 · Director · See Explanation of Responses BVF GP HOLDINGS LLC · CIK 0001803809 · Director · 10% owner BVF INC/IL · CIK 0001056807 · Director · 10% owner LAMPERT MARK N · CIK 0001233840 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,913,676 F1 · security: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by BVF. As the general partner of BVF, BVF GP may be deemed to beneficially own the securities owned directly by BVF. As the sole member of BVF GP, BVF GPH may be deemed to beneficially own securities owned directly by BVF. As the investment manager of BVF, Partners may be deemed to beneficially own the securities owned directly by BVF. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by BVF. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by BVF. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 20:45 UTC |
Horn KinneyCHIEF BUSINESS OFFICER
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,253 | $0.00 Strike: $2.06 | $0.00 |
DisclosureSEC source: 0001415889-22-002936 · form4-03142022_010315.xml · derivative · entry 3 Horn Kinney · CIK 0001831215 · CHIEF BUSINESS OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,785 Underlying: Common Stock · 5,253 shares Expires 2030-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The shares subject to the option vest in a series of 48 successive equal monthly installments measured from June 10, 2020, subject to the Reporting Person's continuous service through each applicable vesting date. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 20:45 UTC |
Horn KinneyCHIEF BUSINESS OFFICER
|
SaleCommon Stock | 5,253 | $4.75 | $24,951.75 |
DisclosureSEC source: 0001415889-22-002936 · form4-03142022_010315.xml · nonDerivative · entry 2 Horn Kinney · CIK 0001831215 · CHIEF BUSINESS OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,458 F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 20:45 UTC |
Horn KinneyCHIEF BUSINESS OFFICER
|
Exercise / conversionCommon Stock | 5,253 | $2.06 | $10,842.19 |
DisclosureSEC source: 0001415889-22-002936 · form4-03142022_010315.xml · nonDerivative · entry 1 Horn Kinney · CIK 0001831215 · CHIEF BUSINESS OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,711 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 22:18 UTC |
Horn KinneyCHIEF BUSINESS OFFICER
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,251 | $0.00 Strike: $2.06 | $0.00 |
DisclosureSEC source: 0001415889-22-001314 · form4-02142022_020227.xml · derivative · entry 3 Horn Kinney · CIK 0001831215 · CHIEF BUSINESS OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,038 Underlying: Common Stock · 5,251 shares Expires 2030-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The shares subject to the option vest in a series of 48 successive equal monthly installments measured from June 10, 2020, subject to the Reporting Person's continuous service through each applicable vesting date. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 22:18 UTC |
Horn KinneyCHIEF BUSINESS OFFICER
|
Disposition to issuerCommon Stock | 5,251 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-001314 · form4-02142022_020227.xml · nonDerivative · entry 2 Horn Kinney · CIK 0001831215 · CHIEF BUSINESS OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,458 F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F2 · price: The weighted average sale price for the transaction reported was $5.46, and the range of prices were between $5.14 and $5.66. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 22:18 UTC |
Horn KinneyCHIEF BUSINESS OFFICER
|
Exercise / conversionCommon Stock | 5,251 | $2.06 | $10,838.06 |
DisclosureSEC source: 0001415889-22-001314 · form4-02142022_020227.xml · nonDerivative · entry 1 Horn Kinney · CIK 0001831215 · CHIEF BUSINESS OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 19:12 UTC |
Kushner Peter J.CHIEF SCIENTIFIC OFFICER
|
GrantStock Option (Right to Buy) · Derivative | 61,750 | $0.00 Strike: $7.02 | $0.00 |
DisclosureSEC source: 0001415889-22-001060 · form4-02032022_040213.xml · derivative · entry 1 Kushner Peter J. · CIK 0001831217 · CHIEF SCIENTIFIC OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,750 Underlying: Common Stock · 61,750 shares Expires 2032-01-31 F1 · derivative.exercise_date: 25% of the shares subject to the option vest on February 1, 2023 and 1/48 of the total number of shares subject to the option vest each month thereafter, subject to the Reporting Person's continuous service through each applicable vesting date. Read SEC document |
| February 01, 2022 Filed Feb 4, 2022 00:05 UTC |
Moriarty John BEVP, CH. LEGAL OFFICER & SEC.
|
GrantStock Option (Right to Buy) · Derivative | 166,250 | $0.00 Strike: $7.02 | $0.00 |
DisclosureSEC source: 0001415889-22-001057 · form4-02032022_040246.xml · derivative · entry 1 Moriarty John B · CIK 0001564621 · EVP, CH. LEGAL OFFICER & SEC. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,250 Underlying: Common Stock · 166,250 shares Expires 2032-01-31 F1 · derivative.exercise_date: 25% of the shares subject to the option vest on February 1, 2023 and 1/48 of the total number of shares subject to the option vest each month thereafter, subject to the Reporting Person's continuous service through each applicable vesting date. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 19:04 UTC |
Kovacs Shane William CharlesCH. OPERATING & FINANCIAL OFF.
|
GrantStock Option (Right to Buy) · Derivative | 247,000 | $0.00 Strike: $7.02 | $0.00 |
DisclosureSEC source: 0001415889-22-001056 · form4-02032022_040213.xml · derivative · entry 1 Kovacs Shane William Charles · CIK 0001579397 · CH. OPERATING & FINANCIAL OFF. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,000 Underlying: Common Stock · 247,000 shares Expires 2032-01-31 F1 · derivative.exercise_date: 25% of the shares subject to the option vest on February 1, 2023 and 1/48 of the total number of shares subject to the option vest each month thereafter, subject to the Reporting Person's continuous service through each applicable vesting date. Read SEC document |
| February 01, 2022 Filed Feb 4, 2022 00:15 UTC |
Myles David C.CHIEF DEVELOPMENT OFFICER
|
GrantStock Option (Right to Buy) · Derivative | 118,750 | $0.00 Strike: $7.02 | $0.00 |
DisclosureSEC source: 0001415889-22-001061 · form4-02032022_040238.xml · derivative · entry 1 Myles David C. · CIK 0001831216 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,750 Underlying: Common Stock · 118,750 shares Expires 2032-01-31 F1 · derivative.exercise_date: 25% of the shares subject to the option vest on February 1, 2023 and 1/48 of the total number of shares subject to the option vest each month thereafter, subject to the Reporting Person's continuous service through each applicable vesting date. Read SEC document |
| February 01, 2022 Filed Feb 4, 2022 00:10 UTC |
Harmon CyrusDirector · CHIEF TECHNOLOGY OFFICER
|
GrantStock Option (Right to Buy) · Derivative | 104,500 | $0.00 Strike: $7.02 | $0.00 |
DisclosureSEC source: 0001415889-22-001059 · form4-02032022_040230.xml · derivative · entry 1 Harmon Cyrus · CIK 0001831410 · Director · CHIEF TECHNOLOGY OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,500 Underlying: Common Stock · 104,500 shares Expires 2032-01-31 F1 · derivative.exercise_date: 25% of the shares subject to the option vest on February 1, 2023 and 1/48 of the total number of shares subject to the option vest each month thereafter, subject to the Reporting Person's continuous service through each applicable vesting date. Read SEC document |
| February 01, 2022 Filed Feb 4, 2022 00:07 UTC |
Horn KinneyCHIEF BUSINESS OFFICER
|
GrantStock Option (Right to Buy) · Derivative | 133,000 | $0.00 Strike: $7.02 | $0.00 |
DisclosureSEC source: 0001415889-22-001058 · form4-02032022_040207.xml · derivative · entry 1 Horn Kinney · CIK 0001831215 · CHIEF BUSINESS OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,000 Underlying: Common Stock · 133,000 shares Expires 2032-01-31 F1 · derivative.exercise_date: 25% of the shares subject to the option vest on February 1, 2023 and 1/48 of the total number of shares subject to the option vest each month thereafter, subject to the Reporting Person's continuous service through each applicable vesting date. Read SEC document |
| February 01, 2022 Filed Feb 4, 2022 00:02 UTC |
Bohen SeanDirector · PRESIDENT AND CEO
|
GrantStock Option (Right to Buy) · Derivative | 812,250 | $0.00 Strike: $7.02 | $0.00 |
DisclosureSEC source: 0001415889-22-001055 · form4-02032022_040258.xml · derivative · entry 1 Bohen Sean · CIK 0001831218 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 812,250 Underlying: Common Stock · 812,250 shares Expires 2032-01-31 F1 · derivative.exercise_date: 25% of the shares subject to the option vest on February 1, 2023 and 1/48 of the total number of shares subject to the option vest each month thereafter, subject to the Reporting Person's continuous service through each applicable vesting date. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 23:59 UTC |
Zojwalla NaseemCHIEF MEDICAL OFFICER
|
GrantStock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $7.02 | $0.00 |
DisclosureSEC source: 0001415889-22-001054 · form4-02032022_030247.xml · derivative · entry 1 Zojwalla Naseem · CIK 0001905871 · CHIEF MEDICAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2032-01-31 F1 · derivative.exercise_date: 25% of the shares subject to the option vest on January 31, 2023 and 1/48 of the total number of shares subject to the option vest each month thereafter, subject to the Reporting Person's continuous service through each applicable vesting date. Read SEC document |
| January 10, 2022 Filed Jan 12, 2022 01:21 UTC |
Horn KinneyCHIEF BUSINESS OFFICER
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,251 | $0.00 Strike: $2.06 | $0.00 |
DisclosureSEC source: 0001415889-22-000480 · form4-01112022_050141.xml · derivative · entry 3 Horn Kinney · CIK 0001831215 · CHIEF BUSINESS OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,289 Underlying: Common Stock · 5,251 shares Expires 2030-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The shares subject to the option vest in a series of 48 successive equal monthly installments measured from June 10, 2020, subject to the Reporting Person's continuous service through each applicable vesting date. Read SEC document |
| January 10, 2022 Filed Jan 12, 2022 01:21 UTC |
Horn KinneyCHIEF BUSINESS OFFICER
|
SaleCommon Stock | 5,251 | $6.85 | $35,969.35 |
DisclosureSEC source: 0001415889-22-000480 · form4-01112022_050141.xml · nonDerivative · entry 2 Horn Kinney · CIK 0001831215 · CHIEF BUSINESS OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,458 F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F2 · price: The weighted average sale price for the transaction reported was $6.85, and the range of prices were between $6.60 and $7.22. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| January 10, 2022 Filed Jan 12, 2022 01:21 UTC |
Horn KinneyCHIEF BUSINESS OFFICER
|
Exercise / conversionCommon Stock | 5,251 | $2.06 | $10,838.06 |
DisclosureSEC source: 0001415889-22-000480 · form4-01112022_050141.xml · nonDerivative · entry 1 Horn Kinney · CIK 0001831215 · CHIEF BUSINESS OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 21:25 UTC |
Horn KinneyCHIEF BUSINESS OFFICER
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,251 | $0.00 Strike: $2.06 | $0.00 |
DisclosureSEC source: 0001415889-21-005866 · form4-12142021_011252.xml · derivative · entry 3 Horn Kinney · CIK 0001831215 · CHIEF BUSINESS OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,540 Underlying: Common Stock · 5,251 shares Expires 2030-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The shares subject to the option vest in a series of 48 successive equal monthly installments measured from June 10, 2020, subject to the Reporting Person's continuous service through each applicable vesting date. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 21:25 UTC |
Horn KinneyCHIEF BUSINESS OFFICER
|
SaleCommon Stock | 5,251 | $10.39 | $54,557.89 |
DisclosureSEC source: 0001415889-21-005866 · form4-12142021_011252.xml · nonDerivative · entry 2 Horn Kinney · CIK 0001831215 · CHIEF BUSINESS OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,458 F2 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F3 · price: The weighted average sale price for the transaction reported was $10.39, and the range of prices were between $10.18 and $11.11. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 21:25 UTC |
Horn KinneyCHIEF BUSINESS OFFICER
|
Exercise / conversionCommon Stock | 5,251 | $2.06 | $10,838.06 |
DisclosureSEC source: 0001415889-21-005866 · form4-12142021_011252.xml · nonDerivative · entry 1 Horn Kinney · CIK 0001831215 · CHIEF BUSINESS OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 668 shares acquired under the issuer's Employee Stock Purchase Plan on November 15, 2021. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 21:03 UTC |
Myles David C.CHIEF DEVELOPMENT OFFICER
|
SaleCommon Stock | 10,000 | $10.30 | $103,000.00 |
DisclosureSEC source: 0001415889-21-005860 · form4-12142021_011237.xml · nonDerivative · entry 1 Myles David C. · CIK 0001831216 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582,901 F1 · price: T he weighted average sale price for the transaction reported was $10.30, and the range of prices was between $10.23 and $10.50. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. F2 · balance_after: Includes 589 shares acquired under the issuer's Employee Stock Purchase Plan on May 14, 2021, and 491 shares acquired under the issuer's Employee Stock Purchase Plan on November 15, 2021. Read SEC document |
| November 30, 2021 Filed Dec 3, 2021 01:45 UTC |
BVF PARTNERS L P/ILDirector · 10% owner
BIOTECHNOLOGY VALUE FUND L PSee Explanation of Responses
BVF I GP LLCSee Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPSee Explanation of Responses
BVF II GP LLCSee Explanation of Responses
Biotechnology Value Trading Fund OS LPSee Explanation of Responses
BVF Partners OS Ltd.See Explanation of Responses
BVF GP HOLDINGS LLC10% owner
BVF INC/IL10% owner
LAMPERT MARK N10% owner
|
PurchaseCommon stock, $0.0001 par value | 35,268 | $9.39 | $331,177.10 |
DisclosureSEC source: 0001193805-21-001684 · e621128_4-olma.xml · nonDerivative · entry 3 BVF PARTNERS L P/IL · CIK 0001055947 · Director · 10% owner BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · See Explanation of Responses BVF I GP LLC · CIK 0001803805 · See Explanation of Responses BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · See Explanation of Responses BVF II GP LLC · CIK 0001803806 · See Explanation of Responses Biotechnology Value Trading Fund OS LP · CIK 0001660683 · See Explanation of Responses BVF Partners OS Ltd. · CIK 0001660684 · See Explanation of Responses BVF GP HOLDINGS LLC · CIK 0001803809 · 10% owner BVF INC/IL · CIK 0001056807 · 10% owner LAMPERT MARK N · CIK 0001233840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,350 F1 · security: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4 · ownership.direct: Securities owned directly by Trading Fund OS. As the general partner of Trading Fund OS, Partners OS may be deemed to beneficially own the securities owned directly by Trading Fund OS. As the investment manager of Trading Fund OS and the sole member of Partners OS, Partners may be deemed to beneficially own the securities owned directly by Trading Fund OS. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by Trading Fund OS. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by Trading Fund OS. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.