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OLMA

Olema Pharmaceuticals, Inc.

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Tapewire entity
613
SEC CIK
0001750284
Parsed reports
244

Last 12 months

Inside the activity.

0 purchase rows · 25 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025011
Jan 202609
Feb 202600
Mar 202603
Apr 202600
May 202600
Jun 202600
Jul 202602
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 10, 2025 Filed Jan 13, 2025 21:34 UTC OtherCommon Stock 3,500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-004870 · ownership.xml · nonDerivative · entry 2

Bain Capital Life Sciences Investors, LLC · CIK 0001703031 · 10% owner

Bain Capital Life Sciences IV General Partner, LLC · CIK 0001996931 · 10% owner

Bain Capital Life Sciences Fund IV, L.P. · CIK 0001996979 · 10% owner

Bain Capital Life Sciences Opportunities IV GP, LLC · CIK 0002015657 · 10% owner

Bain Capital Life Sciences Opportunities IV, L.P. · CIK 0002015553 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 4,300,000

F4 · kind: On January 10, 2025, BCLS Opportunities IV entered into an exchange agreement with the Issuer pursuant to which BCLS Opportunities IV exchanged 3,500,000 shares of Common Stock for a pre-funded warrant to purchase 3,500,000 shares of common stock in reliance on the exemption from registration contained in Section 3(a)(9) of the Securities Act of 1933, as amended. The exchange transaction did not result in any change in the Bain Capital Life Sciences Entities pecuniary interest in the subject equity securities.

F4 · price: On January 10, 2025, BCLS Opportunities IV entered into an exchange agreement with the Issuer pursuant to which BCLS Opportunities IV exchanged 3,500,000 shares of Common Stock for a pre-funded warrant to purchase 3,500,000 shares of common stock in reliance on the exemption from registration contained in Section 3(a)(9) of the Securities Act of 1933, as amended. The exchange transaction did not result in any change in the Bain Capital Life Sciences Entities pecuniary interest in the subject equity securities.

F1 · ownership.nature: Represents securities held directly by Bain Capital Life Sciences Opportunities IV, L.P. ("BCLS Opportunities IV").

F2 · ownership.nature: Bain Capital Life Sciences Investors, LLC ("BCLSI") is the manager of Bain Capital Life Sciences IV General Partner, LLC ("BCLS Fund IV GP"), which is the general partner of Bain Capital Life Sciences Fund IV, L.P. ("BCLS Fund IV"), which is the sole member of Bain Capital Life Sciences Opportunities IV GP, LLC ("BCLS Opportunities IV GP" and, together with BCLSI, BCLS Fund IV GP, BCLS Fund IV, BCLS Opportunities IV GP and BCLS Opportunities IV, the "Bain Capital Life Sciences Entities"), which is the general partner of BCLS Opportunities IV. As a result, each of BCLSI, BCLS Fund IV GP, BCLS Fund IV and BCLS Opportunities IV GP may be deemed to share voting and dispositive power with respect to the securities held by BCLS Opportunities IV. BCLSI, BCLS Fund IV GP, BCLS Fund IV and BCLS Opportunities IV GP each disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein.

Read SEC document
January 10, 2025 Filed Jan 14, 2025 23:38 UTC
BVF PARTNERS L P/ILDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND L PDirector · See Explanation of Responses
BVF I GP LLCDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPDirector · See Explanation of Responses
BVF II GP LLCDirector · See Explanation of Responses
Biotechnology Value Trading Fund OS LPDirector · See Explanation of Responses
BVF Partners OS Ltd.Director · See Explanation of Responses
BVF GP HOLDINGS LLCDirector · See Explanation of Responses
BVF INC/ILDirector · See Explanation of Responses
LAMPERT MARK NDirector · See Explanation of Responses
GrantPre-Funded Warrant · Derivative 22,740 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000921895-25-000106 · form407422010_01142025.xml · derivative · entry 7

BVF PARTNERS L P/IL · CIK 0001055947 · Director · See Explanation of Responses

BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · Director · See Explanation of Responses

BVF I GP LLC · CIK 0001803805 · Director · See Explanation of Responses

BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · Director · See Explanation of Responses

BVF II GP LLC · CIK 0001803806 · Director · See Explanation of Responses

Biotechnology Value Trading Fund OS LP · CIK 0001660683 · Director · See Explanation of Responses

BVF Partners OS Ltd. · CIK 0001660684 · Director · See Explanation of Responses

BVF GP HOLDINGS LLC · CIK 0001803809 · Director · See Explanation of Responses

BVF INC/IL · CIK 0001056807 · Director · See Explanation of Responses

LAMPERT MARK N · CIK 0001233840 · Director · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 336,288

Underlying: Common stock, $0.0001 par value · 22,740 shares

Expires not disclosed

F2 · kind: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer, dated January 10, 2025 (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 420,000 shares of Common Stock of the Issuer for a total of 420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 235,450 shares for 235,450 Pre-Funded Warrants, BVF2 exchanged 161,810 shares for 161,810 Pre-Funded Warrants and Trading Fund OS exchanged 22,740 shares for 22,740 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3.

F2 · price: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer, dated January 10, 2025 (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 420,000 shares of Common Stock of the Issuer for a total of 420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 235,450 shares for 235,450 Pre-Funded Warrants, BVF2 exchanged 161,810 shares for 161,810 Pre-Funded Warrants and Trading Fund OS exchanged 22,740 shares for 22,740 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3.

F7 · derivative.exercise_date: Each Pre-Funded Warrant may be exercised for one share of Common Stock. The Pre-Funded Warrants are exercisable immediately after the issue date and may be exercised at any time until all of the Pre-Funded Warrants are exercised in full. A holder of Pre-Funded Warrants (together with its affiliates and other attribution parties) may not exercise any portion of a Pre-Funded Warrant to the extent that immediately prior to or after giving effect to such exercise the holder would own more than 9.99% of the shares of Common Stock outstanding immediately after exercise.

F7 · derivative.expiration_date: Each Pre-Funded Warrant may be exercised for one share of Common Stock. The Pre-Funded Warrants are exercisable immediately after the issue date and may be exercised at any time until all of the Pre-Funded Warrants are exercised in full. A holder of Pre-Funded Warrants (together with its affiliates and other attribution parties) may not exercise any portion of a Pre-Funded Warrant to the extent that immediately prior to or after giving effect to such exercise the holder would own more than 9.99% of the shares of Common Stock outstanding immediately after exercise.

F1 · derivative.underlying: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group with respect to the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F5 · ownership.direct: Securities owned directly by Trading Fund OS. As the general partner of Trading Fund OS, Partners OS may be deemed to beneficially own the securities owned directly by Trading Fund OS. As the investment manager of Trading Fund OS and the sole member of Partners OS, Partners may be deemed to beneficially own the securities owned directly by Trading Fund OS. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by Trading Fund OS. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by Trading Fund OS.

Read SEC document
January 10, 2025 Filed Jan 14, 2025 23:38 UTC
BVF PARTNERS L P/ILDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND L PDirector · See Explanation of Responses
BVF I GP LLCDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPDirector · See Explanation of Responses
BVF II GP LLCDirector · See Explanation of Responses
Biotechnology Value Trading Fund OS LPDirector · See Explanation of Responses
BVF Partners OS Ltd.Director · See Explanation of Responses
BVF GP HOLDINGS LLCDirector · See Explanation of Responses
BVF INC/ILDirector · See Explanation of Responses
LAMPERT MARK NDirector · See Explanation of Responses
GrantPre-Funded Warrant · Derivative 161,810 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000921895-25-000106 · form407422010_01142025.xml · derivative · entry 6

BVF PARTNERS L P/IL · CIK 0001055947 · Director · See Explanation of Responses

BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · Director · See Explanation of Responses

BVF I GP LLC · CIK 0001803805 · Director · See Explanation of Responses

BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · Director · See Explanation of Responses

BVF II GP LLC · CIK 0001803806 · Director · See Explanation of Responses

Biotechnology Value Trading Fund OS LP · CIK 0001660683 · Director · See Explanation of Responses

BVF Partners OS Ltd. · CIK 0001660684 · Director · See Explanation of Responses

BVF GP HOLDINGS LLC · CIK 0001803809 · Director · See Explanation of Responses

BVF INC/IL · CIK 0001056807 · Director · See Explanation of Responses

LAMPERT MARK N · CIK 0001233840 · Director · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,627,590

Underlying: Common stock, $0.0001 par value · 161,810 shares

Expires not disclosed

F2 · kind: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer, dated January 10, 2025 (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 420,000 shares of Common Stock of the Issuer for a total of 420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 235,450 shares for 235,450 Pre-Funded Warrants, BVF2 exchanged 161,810 shares for 161,810 Pre-Funded Warrants and Trading Fund OS exchanged 22,740 shares for 22,740 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3.

F2 · price: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer, dated January 10, 2025 (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 420,000 shares of Common Stock of the Issuer for a total of 420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 235,450 shares for 235,450 Pre-Funded Warrants, BVF2 exchanged 161,810 shares for 161,810 Pre-Funded Warrants and Trading Fund OS exchanged 22,740 shares for 22,740 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3.

F7 · derivative.exercise_date: Each Pre-Funded Warrant may be exercised for one share of Common Stock. The Pre-Funded Warrants are exercisable immediately after the issue date and may be exercised at any time until all of the Pre-Funded Warrants are exercised in full. A holder of Pre-Funded Warrants (together with its affiliates and other attribution parties) may not exercise any portion of a Pre-Funded Warrant to the extent that immediately prior to or after giving effect to such exercise the holder would own more than 9.99% of the shares of Common Stock outstanding immediately after exercise.

F7 · derivative.expiration_date: Each Pre-Funded Warrant may be exercised for one share of Common Stock. The Pre-Funded Warrants are exercisable immediately after the issue date and may be exercised at any time until all of the Pre-Funded Warrants are exercised in full. A holder of Pre-Funded Warrants (together with its affiliates and other attribution parties) may not exercise any portion of a Pre-Funded Warrant to the extent that immediately prior to or after giving effect to such exercise the holder would own more than 9.99% of the shares of Common Stock outstanding immediately after exercise.

F1 · derivative.underlying: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group with respect to the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F4 · ownership.direct: Securities owned directly by BVF2. As the general partner of BVF2, BVF2 GP may be deemed to beneficially own the securities owned directly by BVF2. As the sole member of BVF2 GP, BVF GPH may be deemed to beneficially own the securities owned directly by BVF2. As the investment manager of BVF2, Partners may be deemed to beneficially own the securities owned directly by BVF2. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by BVF2. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by BVF2.

Read SEC document
January 10, 2025 Filed Jan 14, 2025 23:38 UTC
BVF PARTNERS L P/ILDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND L PDirector · See Explanation of Responses
BVF I GP LLCDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPDirector · See Explanation of Responses
BVF II GP LLCDirector · See Explanation of Responses
Biotechnology Value Trading Fund OS LPDirector · See Explanation of Responses
BVF Partners OS Ltd.Director · See Explanation of Responses
BVF GP HOLDINGS LLCDirector · See Explanation of Responses
BVF INC/ILDirector · See Explanation of Responses
LAMPERT MARK NDirector · See Explanation of Responses
GrantPre-Funded Warrant · Derivative 235,450 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000921895-25-000106 · form407422010_01142025.xml · derivative · entry 5

BVF PARTNERS L P/IL · CIK 0001055947 · Director · See Explanation of Responses

BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · Director · See Explanation of Responses

BVF I GP LLC · CIK 0001803805 · Director · See Explanation of Responses

BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · Director · See Explanation of Responses

BVF II GP LLC · CIK 0001803806 · Director · See Explanation of Responses

Biotechnology Value Trading Fund OS LP · CIK 0001660683 · Director · See Explanation of Responses

BVF Partners OS Ltd. · CIK 0001660684 · Director · See Explanation of Responses

BVF GP HOLDINGS LLC · CIK 0001803809 · Director · See Explanation of Responses

BVF INC/IL · CIK 0001056807 · Director · See Explanation of Responses

LAMPERT MARK N · CIK 0001233840 · Director · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,291,004

Underlying: Common stock, $0.0001 par value · 235,450 shares

Expires not disclosed

F2 · kind: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer, dated January 10, 2025 (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 420,000 shares of Common Stock of the Issuer for a total of 420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 235,450 shares for 235,450 Pre-Funded Warrants, BVF2 exchanged 161,810 shares for 161,810 Pre-Funded Warrants and Trading Fund OS exchanged 22,740 shares for 22,740 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3.

F2 · price: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer, dated January 10, 2025 (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 420,000 shares of Common Stock of the Issuer for a total of 420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 235,450 shares for 235,450 Pre-Funded Warrants, BVF2 exchanged 161,810 shares for 161,810 Pre-Funded Warrants and Trading Fund OS exchanged 22,740 shares for 22,740 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3.

F7 · derivative.exercise_date: Each Pre-Funded Warrant may be exercised for one share of Common Stock. The Pre-Funded Warrants are exercisable immediately after the issue date and may be exercised at any time until all of the Pre-Funded Warrants are exercised in full. A holder of Pre-Funded Warrants (together with its affiliates and other attribution parties) may not exercise any portion of a Pre-Funded Warrant to the extent that immediately prior to or after giving effect to such exercise the holder would own more than 9.99% of the shares of Common Stock outstanding immediately after exercise.

F7 · derivative.expiration_date: Each Pre-Funded Warrant may be exercised for one share of Common Stock. The Pre-Funded Warrants are exercisable immediately after the issue date and may be exercised at any time until all of the Pre-Funded Warrants are exercised in full. A holder of Pre-Funded Warrants (together with its affiliates and other attribution parties) may not exercise any portion of a Pre-Funded Warrant to the extent that immediately prior to or after giving effect to such exercise the holder would own more than 9.99% of the shares of Common Stock outstanding immediately after exercise.

F1 · derivative.underlying: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group with respect to the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.direct: Securities owned directly by BVF. As the general partner of BVF, BVF GP may be deemed to beneficially own the securities owned directly by BVF. As the sole member of BVF GP, BVF GPH may be deemed to beneficially own the securities owned directly by BVF. As the investment manager of BVF, Partners may be deemed to beneficially own the securities owned directly by BVF. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by BVF. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by BVF.

Read SEC document
January 10, 2025 Filed Jan 14, 2025 23:38 UTC
BVF PARTNERS L P/ILDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND L PDirector · See Explanation of Responses
BVF I GP LLCDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPDirector · See Explanation of Responses
BVF II GP LLCDirector · See Explanation of Responses
Biotechnology Value Trading Fund OS LPDirector · See Explanation of Responses
BVF Partners OS Ltd.Director · See Explanation of Responses
BVF GP HOLDINGS LLCDirector · See Explanation of Responses
BVF INC/ILDirector · See Explanation of Responses
LAMPERT MARK NDirector · See Explanation of Responses
Disposition to issuerCommon stock, $0.0001 par value 22,740 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-25-000106 · form407422010_01142025.xml · nonDerivative · entry 3

BVF PARTNERS L P/IL · CIK 0001055947 · Director · See Explanation of Responses

BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · Director · See Explanation of Responses

BVF I GP LLC · CIK 0001803805 · Director · See Explanation of Responses

BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · Director · See Explanation of Responses

BVF II GP LLC · CIK 0001803806 · Director · See Explanation of Responses

Biotechnology Value Trading Fund OS LP · CIK 0001660683 · Director · See Explanation of Responses

BVF Partners OS Ltd. · CIK 0001660684 · Director · See Explanation of Responses

BVF GP HOLDINGS LLC · CIK 0001803809 · Director · See Explanation of Responses

BVF INC/IL · CIK 0001056807 · Director · See Explanation of Responses

LAMPERT MARK N · CIK 0001233840 · Director · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 347,970

F1 · security: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group with respect to the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · kind: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer, dated January 10, 2025 (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 420,000 shares of Common Stock of the Issuer for a total of 420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 235,450 shares for 235,450 Pre-Funded Warrants, BVF2 exchanged 161,810 shares for 161,810 Pre-Funded Warrants and Trading Fund OS exchanged 22,740 shares for 22,740 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3.

F2 · price: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer, dated January 10, 2025 (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 420,000 shares of Common Stock of the Issuer for a total of 420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 235,450 shares for 235,450 Pre-Funded Warrants, BVF2 exchanged 161,810 shares for 161,810 Pre-Funded Warrants and Trading Fund OS exchanged 22,740 shares for 22,740 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3.

F5 · ownership.direct: Securities owned directly by Trading Fund OS. As the general partner of Trading Fund OS, Partners OS may be deemed to beneficially own the securities owned directly by Trading Fund OS. As the investment manager of Trading Fund OS and the sole member of Partners OS, Partners may be deemed to beneficially own the securities owned directly by Trading Fund OS. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by Trading Fund OS. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by Trading Fund OS.

Read SEC document
January 10, 2025 Filed Jan 14, 2025 23:38 UTC
BVF PARTNERS L P/ILDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND L PDirector · See Explanation of Responses
BVF I GP LLCDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPDirector · See Explanation of Responses
BVF II GP LLCDirector · See Explanation of Responses
Biotechnology Value Trading Fund OS LPDirector · See Explanation of Responses
BVF Partners OS Ltd.Director · See Explanation of Responses
BVF GP HOLDINGS LLCDirector · See Explanation of Responses
BVF INC/ILDirector · See Explanation of Responses
LAMPERT MARK NDirector · See Explanation of Responses
Disposition to issuerCommon stock, $0.0001 par value 161,810 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-25-000106 · form407422010_01142025.xml · nonDerivative · entry 2

BVF PARTNERS L P/IL · CIK 0001055947 · Director · See Explanation of Responses

BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · Director · See Explanation of Responses

BVF I GP LLC · CIK 0001803805 · Director · See Explanation of Responses

BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · Director · See Explanation of Responses

BVF II GP LLC · CIK 0001803806 · Director · See Explanation of Responses

Biotechnology Value Trading Fund OS LP · CIK 0001660683 · Director · See Explanation of Responses

BVF Partners OS Ltd. · CIK 0001660684 · Director · See Explanation of Responses

BVF GP HOLDINGS LLC · CIK 0001803809 · Director · See Explanation of Responses

BVF INC/IL · CIK 0001056807 · Director · See Explanation of Responses

LAMPERT MARK N · CIK 0001233840 · Director · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,003,966

F1 · security: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group with respect to the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · kind: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer, dated January 10, 2025 (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 420,000 shares of Common Stock of the Issuer for a total of 420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 235,450 shares for 235,450 Pre-Funded Warrants, BVF2 exchanged 161,810 shares for 161,810 Pre-Funded Warrants and Trading Fund OS exchanged 22,740 shares for 22,740 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3.

F2 · price: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer, dated January 10, 2025 (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 420,000 shares of Common Stock of the Issuer for a total of 420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 235,450 shares for 235,450 Pre-Funded Warrants, BVF2 exchanged 161,810 shares for 161,810 Pre-Funded Warrants and Trading Fund OS exchanged 22,740 shares for 22,740 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3.

F4 · ownership.direct: Securities owned directly by BVF2. As the general partner of BVF2, BVF2 GP may be deemed to beneficially own the securities owned directly by BVF2. As the sole member of BVF2 GP, BVF GPH may be deemed to beneficially own the securities owned directly by BVF2. As the investment manager of BVF2, Partners may be deemed to beneficially own the securities owned directly by BVF2. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by BVF2. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by BVF2.

Read SEC document
January 10, 2025 Filed Jan 14, 2025 23:38 UTC
BVF PARTNERS L P/ILDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND L PDirector · See Explanation of Responses
BVF I GP LLCDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPDirector · See Explanation of Responses
BVF II GP LLCDirector · See Explanation of Responses
Biotechnology Value Trading Fund OS LPDirector · See Explanation of Responses
BVF Partners OS Ltd.Director · See Explanation of Responses
BVF GP HOLDINGS LLCDirector · See Explanation of Responses
BVF INC/ILDirector · See Explanation of Responses
LAMPERT MARK NDirector · See Explanation of Responses
Disposition to issuerCommon stock, $0.0001 par value 235,450 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-25-000106 · form407422010_01142025.xml · nonDerivative · entry 1

BVF PARTNERS L P/IL · CIK 0001055947 · Director · See Explanation of Responses

BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · Director · See Explanation of Responses

BVF I GP LLC · CIK 0001803805 · Director · See Explanation of Responses

BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · Director · See Explanation of Responses

BVF II GP LLC · CIK 0001803806 · Director · See Explanation of Responses

Biotechnology Value Trading Fund OS LP · CIK 0001660683 · Director · See Explanation of Responses

BVF Partners OS Ltd. · CIK 0001660684 · Director · See Explanation of Responses

BVF GP HOLDINGS LLC · CIK 0001803809 · Director · See Explanation of Responses

BVF INC/IL · CIK 0001056807 · Director · See Explanation of Responses

LAMPERT MARK N · CIK 0001233840 · Director · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,655,977

F1 · security: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group with respect to the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · kind: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer, dated January 10, 2025 (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 420,000 shares of Common Stock of the Issuer for a total of 420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 235,450 shares for 235,450 Pre-Funded Warrants, BVF2 exchanged 161,810 shares for 161,810 Pre-Funded Warrants and Trading Fund OS exchanged 22,740 shares for 22,740 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3.

F2 · price: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer, dated January 10, 2025 (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 420,000 shares of Common Stock of the Issuer for a total of 420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 235,450 shares for 235,450 Pre-Funded Warrants, BVF2 exchanged 161,810 shares for 161,810 Pre-Funded Warrants and Trading Fund OS exchanged 22,740 shares for 22,740 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3.

F3 · ownership.direct: Securities owned directly by BVF. As the general partner of BVF, BVF GP may be deemed to beneficially own the securities owned directly by BVF. As the sole member of BVF GP, BVF GPH may be deemed to beneficially own the securities owned directly by BVF. As the investment manager of BVF, Partners may be deemed to beneficially own the securities owned directly by BVF. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by BVF. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by BVF.

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January 08, 2025 Filed Jan 13, 2025 21:34 UTC PurchaseCommon Stock 300,000 $5.76 $1,727,370.00
Disclosure

SEC source: 0000950170-25-004870 · ownership.xml · nonDerivative · entry 1

Bain Capital Life Sciences Investors, LLC · CIK 0001703031 · 10% owner

Bain Capital Life Sciences IV General Partner, LLC · CIK 0001996931 · 10% owner

Bain Capital Life Sciences Fund IV, L.P. · CIK 0001996979 · 10% owner

Bain Capital Life Sciences Opportunities IV GP, LLC · CIK 0002015657 · 10% owner

Bain Capital Life Sciences Opportunities IV, L.P. · CIK 0002015553 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 7,800,000

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $5.44 to $5.92, inclusive. The reporting persons undertake to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

F1 · ownership.nature: Represents securities held directly by Bain Capital Life Sciences Opportunities IV, L.P. ("BCLS Opportunities IV").

F2 · ownership.nature: Bain Capital Life Sciences Investors, LLC ("BCLSI") is the manager of Bain Capital Life Sciences IV General Partner, LLC ("BCLS Fund IV GP"), which is the general partner of Bain Capital Life Sciences Fund IV, L.P. ("BCLS Fund IV"), which is the sole member of Bain Capital Life Sciences Opportunities IV GP, LLC ("BCLS Opportunities IV GP" and, together with BCLSI, BCLS Fund IV GP, BCLS Fund IV, BCLS Opportunities IV GP and BCLS Opportunities IV, the "Bain Capital Life Sciences Entities"), which is the general partner of BCLS Opportunities IV. As a result, each of BCLSI, BCLS Fund IV GP, BCLS Fund IV and BCLS Opportunities IV GP may be deemed to share voting and dispositive power with respect to the securities held by BCLS Opportunities IV. BCLSI, BCLS Fund IV GP, BCLS Fund IV and BCLS Opportunities IV GP each disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein.

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December 17, 2024 Filed Dec 18, 2024 00:52 UTC PurchaseCommon Stock 700,761 $6.75 $4,730,136.75
Disclosure

SEC source: 0000935836-24-000763 · ownership.xml · nonDerivative · entry 2

Graham G. Walmsley · CIK 0001777517 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See note

Disclosed balance after: 1,408,875

F3 · kind: These securities were sold by Logos Fund I to Logos Fund IV. Logos Fund I and Logos Fund IV are under the common control of the Reporting Person.

F2 · ownership.nature: The shares are held by Logos Opportunities Fund IV LP ("Logos Fund IV"). Logos Opportunities IV GP LLC ("GP IV") is the general partner of Logos Fund IV and the reporting person is a managing member of GP IV. The reporting person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

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December 17, 2024 Filed Dec 18, 2024 00:52 UTC SaleCommon Stock 700,761 $6.75 $4,730,136.75
Disclosure

SEC source: 0000935836-24-000763 · ownership.xml · nonDerivative · entry 1

Graham G. Walmsley · CIK 0001777517 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See note

Disclosed balance after: 0

F3 · kind: These securities were sold by Logos Fund I to Logos Fund IV. Logos Fund I and Logos Fund IV are under the common control of the Reporting Person.

F1 · ownership.nature: The shares are held by Logos Opportunities Fund I LP ("Logos Fund I"). Logos Opportunities GP, LLC ("Logos Opportunities GP") is the general partner of Logos Fund I and the reporting person is a managing member of Logos Opportunities GP. The reporting person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

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December 16, 2024 Filed Dec 18, 2024 00:29 UTC
Zojwalla NaseemCHIEF MEDICAL OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 14,000 $0.00 Strike: $4.87 $0.00
Disclosure

SEC source: 0001415889-24-029683 · form4-12182024_121237.xml · derivative · entry 2

Zojwalla Naseem · CIK 0001905871 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,840

Underlying: Common Stock · 14,000 shares

Expires 2033-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the shares subject to the option vested on February 1, 2024 and 1/48 of the total number of shares subject to the option vest each month thereafter, subject to the Reporting Person's continuous service through each applicable vesting date.

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December 16, 2024 Filed Dec 18, 2024 00:29 UTC
Zojwalla NaseemCHIEF MEDICAL OFFICER
Exercise / conversionCommon Stock 14,000 $4.87 $68,180.00
Disclosure

SEC source: 0001415889-24-029683 · form4-12182024_121237.xml · nonDerivative · entry 1

Zojwalla Naseem · CIK 0001905871 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 13, 2024 Filed Dec 18, 2024 23:52 UTC Amendment PurchaseCommon Stock 700,761 $6.75 $4,730,136.75
Disclosure

SEC source: 0000935836-24-000764 · ownership.xml · nonDerivative · entry 2

Graham G. Walmsley · CIK 0001777517 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See note

Disclosed balance after: 700,761

F5 · security: The Form 4 filed on December 17, 2024, inadvertently reported the number of shares held by Logos Fund IV after the transaction as 1,408,875. As reported in this amended Form 4, the number of shares held by Logos Fund IV after the transaction is 700,761. The Form 4 also mistakenly reported the purchase of shares by Logos Fund IV as a disposition. The transaction was an acquisition. The transaction date was December 13, 2024.

F3 · kind: These securities were sold by Logos Fund I to Logos Fund IV. Logos Fund I and Logos Fund IV are under the common control of the Reporting Person.

F2 · ownership.nature: The shares are held by Logos Opportunities Fund IV LP ("Logos Fund IV"). Logos Opportunities IV GP LLC ("GP IV") is the general partner of Logos Fund IV and the reporting person is a managing member of GP IV. The reporting person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

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December 13, 2024 Filed Dec 18, 2024 23:52 UTC Amendment SaleCommon Stock 700,761 $6.75 $4,730,136.75
Disclosure

SEC source: 0000935836-24-000764 · ownership.xml · nonDerivative · entry 1

Graham G. Walmsley · CIK 0001777517 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See note

Disclosed balance after: 0

F4 · security: The Form 4 filed on December 17, 2024 identified the transaction date as December 17, 2024. The transaction date was December 13, 2024.

F3 · kind: These securities were sold by Logos Fund I to Logos Fund IV. Logos Fund I and Logos Fund IV are under the common control of the Reporting Person.

F1 · ownership.nature: The shares are held by Logos Opportunities Fund I LP ("Logos Fund I"). Logos Opportunities GP, LLC ("Logos Opportunities GP") is the general partner of Logos Fund I and the reporting person is a managing member of Logos Opportunities GP. The reporting person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

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December 11, 2024 Filed Dec 11, 2024 19:53 UTC
Kovacs Shane William CharlesCH. OPERATING & FINANCIAL OFF.
SaleCommon Stock 406 $9.39 $3,812.34
Disclosure

SEC source: 0001415889-24-029025 · form4-12122024_121223.xml · nonDerivative · entry 4

Kovacs Shane William Charles · CIK 0001579397 · CH. OPERATING & FINANCIAL OFF.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 543,549

F2 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of PRSUs. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F5 · price: The weighted average sale price for the transaction reported was $9.39, and the range of prices was between $9.31 and $9.74. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.

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December 11, 2024 Filed Dec 11, 2024 19:53 UTC
Kovacs Shane William CharlesCH. OPERATING & FINANCIAL OFF.
SaleCommon Stock 17,950 $8.66 $155,447.00
Disclosure

SEC source: 0001415889-24-029025 · form4-12122024_121223.xml · nonDerivative · entry 3

Kovacs Shane William Charles · CIK 0001579397 · CH. OPERATING & FINANCIAL OFF.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 543,955

F2 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of PRSUs. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F4 · price: The weighted average sale price for the transaction reported was $8.66, and the range of prices was between $8.22 and $9.21. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.

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December 11, 2024 Filed Dec 12, 2024 00:56 UTC
Harmon CyrusDirector
SaleCommon Stock 179 $9.39 $1,680.81
Disclosure

SEC source: 0001415889-24-029028 · form4-12122024_121240.xml · nonDerivative · entry 4

Harmon Cyrus · CIK 0001831410 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 764,140

F2 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of PRSUs. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F5 · price: The weighted average sale price for the transaction reported was $9.39, and the range of prices was between $9.31 and $9.74. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.

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December 11, 2024 Filed Dec 12, 2024 00:56 UTC
Harmon CyrusDirector
SaleCommon Stock 7,958 $8.66 $68,916.28
Disclosure

SEC source: 0001415889-24-029028 · form4-12122024_121240.xml · nonDerivative · entry 3

Harmon Cyrus · CIK 0001831410 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 764,319

F2 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of PRSUs. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F4 · price: The weighted average sale price for the transaction reported was $8.66, and the range of prices was between $8.22 and $9.21. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.

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December 11, 2024 Filed Dec 12, 2024 00:56 UTC
Myles David C.CH. DISCOV. & NON-CLIN DEV OFF
SaleCommon Stock 300 $9.39 $2,817.00
Disclosure

SEC source: 0001415889-24-029027 · form4-12122024_121200.xml · nonDerivative · entry 4

Myles David C. · CIK 0001831216 · CH. DISCOV. & NON-CLIN DEV OFF

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 598,333

F3 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of PRSUs. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F6 · price: The weighted average sale price for the transaction reported was $9.39, and the range of prices was between $9.31 and $9.74. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.

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December 11, 2024 Filed Dec 12, 2024 00:56 UTC
Myles David C.CH. DISCOV. & NON-CLIN DEV OFF
SaleCommon Stock 13,314 $8.66 $115,299.24
Disclosure

SEC source: 0001415889-24-029027 · form4-12122024_121200.xml · nonDerivative · entry 3

Myles David C. · CIK 0001831216 · CH. DISCOV. & NON-CLIN DEV OFF

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 598,633

F3 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of PRSUs. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F5 · price: The weighted average sale price for the transaction reported was $8.66, and the range of prices was between $8.22 and $9.21. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
December 11, 2024 Filed Dec 12, 2024 00:52 UTC
Bohen SeanDirector · PRESIDENT AND CEO
SaleCommon Stock 1,267 $9.39 $11,897.13
Disclosure

SEC source: 0001415889-24-029024 · form4-12122024_121245.xml · nonDerivative · entry 4

Bohen Sean · CIK 0001831218 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241,662

F3 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of PRSUs. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F6 · price: The weighted average sale price for the transaction reported was $9.39, and the range of prices was between $9.31 and $9.74. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.

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December 11, 2024 Filed Dec 12, 2024 00:52 UTC
Bohen SeanDirector · PRESIDENT AND CEO
SaleCommon Stock 55,907 $8.66 $484,154.62
Disclosure

SEC source: 0001415889-24-029024 · form4-12122024_121245.xml · nonDerivative · entry 3

Bohen Sean · CIK 0001831218 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,929

F3 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of PRSUs. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F5 · price: The weighted average sale price for the transaction reported was $8.66, and the range of prices was between $8.22 and $9.21. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.

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December 11, 2024 Filed Dec 12, 2024 00:54 UTC
Zojwalla NaseemCHIEF MEDICAL OFFICER
SaleCommon Stock 320 $9.39 $3,004.80
Disclosure

SEC source: 0001415889-24-029026 · form4-12122024_121230.xml · nonDerivative · entry 4

Zojwalla Naseem · CIK 0001905871 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,509

F3 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of PRSUs. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F6 · price: The weighted average sale price for the transaction reported was $9.39, and the range of prices was between $9.31 and $9.74. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.

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December 11, 2024 Filed Dec 12, 2024 00:54 UTC
Zojwalla NaseemCHIEF MEDICAL OFFICER
SaleCommon Stock 14,202 $8.66 $122,989.32
Disclosure

SEC source: 0001415889-24-029026 · form4-12122024_121230.xml · nonDerivative · entry 3

Zojwalla Naseem · CIK 0001905871 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,829

F3 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of PRSUs. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F5 · price: The weighted average sale price for the transaction reported was $8.66, and the range of prices was between $8.22 and $9.21. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.

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December 10, 2024 Filed Dec 11, 2024 19:53 UTC
Kovacs Shane William CharlesCH. OPERATING & FINANCIAL OFF.
SaleCommon Stock 16,803 $9.37 $157,444.11
Disclosure

SEC source: 0001415889-24-029025 · form4-12122024_121223.xml · nonDerivative · entry 2

Kovacs Shane William Charles · CIK 0001579397 · CH. OPERATING & FINANCIAL OFF.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 561,905

F2 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of PRSUs. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: The weighted average sale price for the transaction reported was $9.37, and the range of prices was between $8.87 and $9.67. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.

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December 10, 2024 Filed Dec 12, 2024 00:56 UTC
Harmon CyrusDirector
SaleCommon Stock 8,256 $9.37 $77,358.72
Disclosure

SEC source: 0001415889-24-029028 · form4-12122024_121240.xml · nonDerivative · entry 2

Harmon Cyrus · CIK 0001831410 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 772,277

F2 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of PRSUs. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: The weighted average sale price for the transaction reported was $9.37, and the range of prices was between $8.89 and $9.70. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.

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December 10, 2024 Filed Dec 12, 2024 00:56 UTC
Myles David C.CH. DISCOV. & NON-CLIN DEV OFF
SaleCommon Stock 12,452 $9.38 $116,799.76
Disclosure

SEC source: 0001415889-24-029027 · form4-12122024_121200.xml · nonDerivative · entry 2

Myles David C. · CIK 0001831216 · CH. DISCOV. & NON-CLIN DEV OFF

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 611,947

F3 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of PRSUs. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F4 · price: The weighted average sale price for the transaction reported was $9.38, and the range of prices was between $8.89 and $9.67. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.

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December 10, 2024 Filed Dec 12, 2024 00:52 UTC
Bohen SeanDirector · PRESIDENT AND CEO
SaleCommon Stock 52,328 $9.37 $490,313.36
Disclosure

SEC source: 0001415889-24-029024 · form4-12122024_121245.xml · nonDerivative · entry 2

Bohen Sean · CIK 0001831218 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 298,836

F3 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of PRSUs. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F4 · price: The weighted average sale price for the transaction reported was $9.37, and the range of prices was between $8.87 and $9.70. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.

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December 10, 2024 Filed Dec 12, 2024 00:54 UTC
Zojwalla NaseemCHIEF MEDICAL OFFICER
SaleCommon Stock 13,283 $9.37 $124,461.71
Disclosure

SEC source: 0001415889-24-029026 · form4-12122024_121230.xml · nonDerivative · entry 2

Zojwalla Naseem · CIK 0001905871 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,031

F3 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of PRSUs. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F4 · price: The weighted average sale price for the transaction reported was $9.37, and the range of prices was between $8.89 and $9.67. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.

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December 09, 2024 Filed Dec 11, 2024 19:53 UTC
Kovacs Shane William CharlesCH. OPERATING & FINANCIAL OFF.
GrantCommon Stock 68,250 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-029025 · form4-12122024_121223.xml · nonDerivative · entry 1

Kovacs Shane William Charles · CIK 0001579397 · CH. OPERATING & FINANCIAL OFF.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 578,708

F1 · shares: On November 11, 2022, the Reporting Person was granted certain performance restricted stock units ("PRSUs") for 105,000 shares, which were subject to vesting upon certification by the Compensation Committee of the Company's achievement of two different performance milestones. 35% of the award previously vested on November 20, 2023. On December 9, 2024, the Compensation Committee certified that the remaining 65% of the award vested based on achievement of certain performance criteria.

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December 09, 2024 Filed Dec 12, 2024 00:56 UTC
Harmon CyrusDirector
GrantCommon Stock 29,250 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-029028 · form4-12122024_121240.xml · nonDerivative · entry 1

Harmon Cyrus · CIK 0001831410 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 780,533

F1 · shares: On November 11, 2022, the Reporting Person was granted certain performance restricted stock units ("PRSUs") for 45,000 shares, which were subject to vesting upon certification by the Compensation Committee of the Company's achievement of two different performance milestones. 35% of the award previously vested on November 20, 2023. On December 9, 2024, the Compensation Committee certified that the remaining 65% of the award vested based on achievement of certain performance criteria.

Read SEC document
December 09, 2024 Filed Dec 12, 2024 00:56 UTC
Myles David C.CH. DISCOV. & NON-CLIN DEV OFF
GrantCommon Stock 48,750 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-029027 · form4-12122024_121200.xml · nonDerivative · entry 1

Myles David C. · CIK 0001831216 · CH. DISCOV. & NON-CLIN DEV OFF

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 624,399

F1 · shares: On November 11, 2022, the Reporting Person was granted certain performance restricted stock units ("PRSUs") for 75,000 shares, which were subject to vesting upon certification by the Compensation Committee of the Company's achievement of two different performance milestones. 35% of the award previously vested on November 20, 2023. On December 9, 2024, the Compensation Committee certified that the remaining 65% of the award vested based on achievement of certain performance criteria.

F2 · balance_after: Includes 1,490 shares acquired under the Issuer's Employee Stock Purchase Plan on June 30, 2024.

Read SEC document
December 09, 2024 Filed Dec 12, 2024 00:52 UTC
Bohen SeanDirector · PRESIDENT AND CEO
GrantCommon Stock 204,750 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-029024 · form4-12122024_121245.xml · nonDerivative · entry 1

Bohen Sean · CIK 0001831218 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 351,164

F1 · shares: On November 11, 2022, the Reporting Person was granted certain performance restricted stock units ("PRSUs") for 315,000 shares, which were subject to vesting upon certification by the Compensation Committee of the Company's achievement of two different performance milestones. 35% of the award previously vested on November 20, 2023. On December 9, 2024, the Compensation Committee certified that the remaining 65% of the award vested based on achievement of certain performance criteria.

F2 · balance_after: Includes 1,489 shares acquired under the Issuer's Employee Stock Purchase Plan on June 30, 2024.

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December 09, 2024 Filed Dec 12, 2024 00:54 UTC
Zojwalla NaseemCHIEF MEDICAL OFFICER
GrantCommon Stock 52,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-029026 · form4-12122024_121230.xml · nonDerivative · entry 1

Zojwalla Naseem · CIK 0001905871 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,314

F1 · shares: On November 11, 2022, the Reporting Person was granted certain performance restricted stock units ("PRSUs") for 80,000 shares, which were subject to vesting upon certification by the Compensation Committee of the Company's achievement of two different performance milestones. 35% of the award previously vested on November 20, 2023. On December 9, 2024, the Compensation Committee certified that the remaining 65% of the award vested based on achievement of certain performance criteria.

F2 · balance_after: Includes 1,490 shares acquired under the Issuer's Employee Stock Purchase Plan on June 30, 2024.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 00:55 UTC
BVF PARTNERS L P/ILDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND L PDirector · See Explanation of Responses
BVF I GP LLCDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPDirector · See Explanation of Responses
BVF II GP LLCDirector · See Explanation of Responses
Biotechnology Value Trading Fund OS LPDirector · See Explanation of Responses
BVF Partners OS Ltd.Director · See Explanation of Responses
BVF GP HOLDINGS LLCDirector · See Explanation of Responses
BVF INC/ILDirector · See Explanation of Responses
LAMPERT MARK NDirector · See Explanation of Responses
GrantPre-Funded Warrant · Derivative 160,107 $9.08 Strike: $0.00 $1,453,755.55
Disclosure

SEC source: 0000921895-24-002886 · form407422010_12042024.xml · derivative · entry 10

BVF PARTNERS L P/IL · CIK 0001055947 · Director · See Explanation of Responses

BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · Director · See Explanation of Responses

BVF I GP LLC · CIK 0001803805 · Director · See Explanation of Responses

BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · Director · See Explanation of Responses

BVF II GP LLC · CIK 0001803806 · Director · See Explanation of Responses

Biotechnology Value Trading Fund OS LP · CIK 0001660683 · Director · See Explanation of Responses

BVF Partners OS Ltd. · CIK 0001660684 · Director · See Explanation of Responses

BVF GP HOLDINGS LLC · CIK 0001803809 · Director · See Explanation of Responses

BVF INC/IL · CIK 0001056807 · Director · See Explanation of Responses

LAMPERT MARK N · CIK 0001233840 · Director · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 313,548

Underlying: Common stock, $0.0001 par value · 160,107 shares

Expires not disclosed

F8 · kind: The Issuer entered into a securities purchase agreement with certain purchasers, including certain of the Reporting Persons (the "Purchasers"), pursuant to which the Issuer agreed to issue and sell to the Purchasers in a private placement (the "Private Placement") shares of Common Stock of the Issuer or Pre-Funded Warrants in lieu thereof. In connection with the Private Placement, BVF, BVF2 and Trading Fund OS acquired Pre-Funded Warrants to purchase 1,258,027 shares, 1,047,044 shares and 160,107 shares, respectively. These transactions are exempt from Section 16 pursuant to Rule 16b-3.

F7 · derivative.exercise_date: Each Pre-Funded Warrant may be exercised for one share of Common Stock. The Pre-Funded Warrants are exercisable immediately and may be exercised at any time until all of the Pre-Funded Warrants are exercised in full. A holder of Pre-Funded Warrants (together with its affiliates and other attribution parties) may not exercise any portion of a Pre-Funded Warrant to the extent that immediately prior to or after giving effect to such exercise the holder would own more than 9.99% of the shares of Common Stock outstanding immediately after exercise.

F7 · derivative.expiration_date: Each Pre-Funded Warrant may be exercised for one share of Common Stock. The Pre-Funded Warrants are exercisable immediately and may be exercised at any time until all of the Pre-Funded Warrants are exercised in full. A holder of Pre-Funded Warrants (together with its affiliates and other attribution parties) may not exercise any portion of a Pre-Funded Warrant to the extent that immediately prior to or after giving effect to such exercise the holder would own more than 9.99% of the shares of Common Stock outstanding immediately after exercise.

F1 · derivative.underlying: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group with respect to the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F5 · ownership.direct: Securities owned directly by Trading Fund OS. As the general partner of Trading Fund OS, Partners OS may be deemed to beneficially own the securities owned directly by Trading Fund OS. As the investment manager of Trading Fund OS and the sole member of Partners OS, Partners may be deemed to beneficially own the securities owned directly by Trading Fund OS. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by Trading Fund OS. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by Trading Fund OS.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 00:55 UTC
BVF PARTNERS L P/ILDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND L PDirector · See Explanation of Responses
BVF I GP LLCDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPDirector · See Explanation of Responses
BVF II GP LLCDirector · See Explanation of Responses
Biotechnology Value Trading Fund OS LPDirector · See Explanation of Responses
BVF Partners OS Ltd.Director · See Explanation of Responses
BVF GP HOLDINGS LLCDirector · See Explanation of Responses
BVF INC/ILDirector · See Explanation of Responses
LAMPERT MARK NDirector · See Explanation of Responses
GrantPre-Funded Warrant · Derivative 1,047,044 $9.08 Strike: $0.00 $9,507,054.82
Disclosure

SEC source: 0000921895-24-002886 · form407422010_12042024.xml · derivative · entry 9

BVF PARTNERS L P/IL · CIK 0001055947 · Director · See Explanation of Responses

BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · Director · See Explanation of Responses

BVF I GP LLC · CIK 0001803805 · Director · See Explanation of Responses

BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · Director · See Explanation of Responses

BVF II GP LLC · CIK 0001803806 · Director · See Explanation of Responses

Biotechnology Value Trading Fund OS LP · CIK 0001660683 · Director · See Explanation of Responses

BVF Partners OS Ltd. · CIK 0001660684 · Director · See Explanation of Responses

BVF GP HOLDINGS LLC · CIK 0001803809 · Director · See Explanation of Responses

BVF INC/IL · CIK 0001056807 · Director · See Explanation of Responses

LAMPERT MARK N · CIK 0001233840 · Director · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,465,780

Underlying: Common stock, $0.0001 par value · 1,047,044 shares

Expires not disclosed

F8 · kind: The Issuer entered into a securities purchase agreement with certain purchasers, including certain of the Reporting Persons (the "Purchasers"), pursuant to which the Issuer agreed to issue and sell to the Purchasers in a private placement (the "Private Placement") shares of Common Stock of the Issuer or Pre-Funded Warrants in lieu thereof. In connection with the Private Placement, BVF, BVF2 and Trading Fund OS acquired Pre-Funded Warrants to purchase 1,258,027 shares, 1,047,044 shares and 160,107 shares, respectively. These transactions are exempt from Section 16 pursuant to Rule 16b-3.

F7 · derivative.exercise_date: Each Pre-Funded Warrant may be exercised for one share of Common Stock. The Pre-Funded Warrants are exercisable immediately and may be exercised at any time until all of the Pre-Funded Warrants are exercised in full. A holder of Pre-Funded Warrants (together with its affiliates and other attribution parties) may not exercise any portion of a Pre-Funded Warrant to the extent that immediately prior to or after giving effect to such exercise the holder would own more than 9.99% of the shares of Common Stock outstanding immediately after exercise.

F7 · derivative.expiration_date: Each Pre-Funded Warrant may be exercised for one share of Common Stock. The Pre-Funded Warrants are exercisable immediately and may be exercised at any time until all of the Pre-Funded Warrants are exercised in full. A holder of Pre-Funded Warrants (together with its affiliates and other attribution parties) may not exercise any portion of a Pre-Funded Warrant to the extent that immediately prior to or after giving effect to such exercise the holder would own more than 9.99% of the shares of Common Stock outstanding immediately after exercise.

F1 · derivative.underlying: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group with respect to the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F4 · ownership.direct: Securities owned directly by BVF2. As the general partner of BVF2, BVF2 GP may be deemed to beneficially own the securities owned directly by BVF2. As the sole member of BVF2 GP, BVF GPH may be deemed to beneficially own the securities owned directly by BVF2. As the investment manager of BVF2, Partners may be deemed to beneficially own the securities owned directly by BVF2. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by BVF2. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by BVF2.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 00:55 UTC
BVF PARTNERS L P/ILDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND L PDirector · See Explanation of Responses
BVF I GP LLCDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPDirector · See Explanation of Responses
BVF II GP LLCDirector · See Explanation of Responses
Biotechnology Value Trading Fund OS LPDirector · See Explanation of Responses
BVF Partners OS Ltd.Director · See Explanation of Responses
BVF GP HOLDINGS LLCDirector · See Explanation of Responses
BVF INC/ILDirector · See Explanation of Responses
LAMPERT MARK NDirector · See Explanation of Responses
GrantPre-Funded Warrant · Derivative 1,258,027 $9.08 Strike: $0.00 $11,422,759.36
Disclosure

SEC source: 0000921895-24-002886 · form407422010_12042024.xml · derivative · entry 8

BVF PARTNERS L P/IL · CIK 0001055947 · Director · See Explanation of Responses

BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · Director · See Explanation of Responses

BVF I GP LLC · CIK 0001803805 · Director · See Explanation of Responses

BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · Director · See Explanation of Responses

BVF II GP LLC · CIK 0001803806 · Director · See Explanation of Responses

Biotechnology Value Trading Fund OS LP · CIK 0001660683 · Director · See Explanation of Responses

BVF Partners OS Ltd. · CIK 0001660684 · Director · See Explanation of Responses

BVF GP HOLDINGS LLC · CIK 0001803809 · Director · See Explanation of Responses

BVF INC/IL · CIK 0001056807 · Director · See Explanation of Responses

LAMPERT MARK N · CIK 0001233840 · Director · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,055,554

Underlying: Common stock, $0.0001 par value · 1,258,027 shares

Expires not disclosed

F8 · kind: The Issuer entered into a securities purchase agreement with certain purchasers, including certain of the Reporting Persons (the "Purchasers"), pursuant to which the Issuer agreed to issue and sell to the Purchasers in a private placement (the "Private Placement") shares of Common Stock of the Issuer or Pre-Funded Warrants in lieu thereof. In connection with the Private Placement, BVF, BVF2 and Trading Fund OS acquired Pre-Funded Warrants to purchase 1,258,027 shares, 1,047,044 shares and 160,107 shares, respectively. These transactions are exempt from Section 16 pursuant to Rule 16b-3.

F7 · derivative.exercise_date: Each Pre-Funded Warrant may be exercised for one share of Common Stock. The Pre-Funded Warrants are exercisable immediately and may be exercised at any time until all of the Pre-Funded Warrants are exercised in full. A holder of Pre-Funded Warrants (together with its affiliates and other attribution parties) may not exercise any portion of a Pre-Funded Warrant to the extent that immediately prior to or after giving effect to such exercise the holder would own more than 9.99% of the shares of Common Stock outstanding immediately after exercise.

F7 · derivative.expiration_date: Each Pre-Funded Warrant may be exercised for one share of Common Stock. The Pre-Funded Warrants are exercisable immediately and may be exercised at any time until all of the Pre-Funded Warrants are exercised in full. A holder of Pre-Funded Warrants (together with its affiliates and other attribution parties) may not exercise any portion of a Pre-Funded Warrant to the extent that immediately prior to or after giving effect to such exercise the holder would own more than 9.99% of the shares of Common Stock outstanding immediately after exercise.

F1 · derivative.underlying: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group with respect to the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.direct: Securities owned directly by BVF. As the general partner of BVF, BVF GP may be deemed to beneficially own the securities owned directly by BVF. As the sole member of BVF GP, BVF GPH may be deemed to beneficially own the securities owned directly by BVF. As the investment manager of BVF, Partners may be deemed to beneficially own the securities owned directly by BVF. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by BVF. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by BVF.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 00:55 UTC
BVF PARTNERS L P/ILDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND L PDirector · See Explanation of Responses
BVF I GP LLCDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPDirector · See Explanation of Responses
BVF II GP LLCDirector · See Explanation of Responses
Biotechnology Value Trading Fund OS LPDirector · See Explanation of Responses
BVF Partners OS Ltd.Director · See Explanation of Responses
BVF GP HOLDINGS LLCDirector · See Explanation of Responses
BVF INC/ILDirector · See Explanation of Responses
LAMPERT MARK NDirector · See Explanation of Responses
GrantPre-Funded Warrant · Derivative 153,441 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000921895-24-002886 · form407422010_12042024.xml · derivative · entry 7

BVF PARTNERS L P/IL · CIK 0001055947 · Director · See Explanation of Responses

BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · Director · See Explanation of Responses

BVF I GP LLC · CIK 0001803805 · Director · See Explanation of Responses

BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · Director · See Explanation of Responses

BVF II GP LLC · CIK 0001803806 · Director · See Explanation of Responses

Biotechnology Value Trading Fund OS LP · CIK 0001660683 · Director · See Explanation of Responses

BVF Partners OS Ltd. · CIK 0001660684 · Director · See Explanation of Responses

BVF GP HOLDINGS LLC · CIK 0001803809 · Director · See Explanation of Responses

BVF INC/IL · CIK 0001056807 · Director · See Explanation of Responses

LAMPERT MARK N · CIK 0001233840 · Director · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,441

Underlying: Common stock, $0.0001 par value · 153,441 shares

Expires not disclosed

F2 · kind: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 3,420,000 shares of Common Stock of the Issuer for a total of 3,420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 1,797,527 shares for 1,797,527 Pre-Funded Warrants, BVF2 exchanged 1,418,736 shares for 1,418,736 Pre-Funded Warrants and Trading Fund OS exchanged 153,441 shares for 153,441 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3.

F2 · price: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 3,420,000 shares of Common Stock of the Issuer for a total of 3,420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 1,797,527 shares for 1,797,527 Pre-Funded Warrants, BVF2 exchanged 1,418,736 shares for 1,418,736 Pre-Funded Warrants and Trading Fund OS exchanged 153,441 shares for 153,441 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3.

F7 · derivative.exercise_date: Each Pre-Funded Warrant may be exercised for one share of Common Stock. The Pre-Funded Warrants are exercisable immediately and may be exercised at any time until all of the Pre-Funded Warrants are exercised in full. A holder of Pre-Funded Warrants (together with its affiliates and other attribution parties) may not exercise any portion of a Pre-Funded Warrant to the extent that immediately prior to or after giving effect to such exercise the holder would own more than 9.99% of the shares of Common Stock outstanding immediately after exercise.

F7 · derivative.expiration_date: Each Pre-Funded Warrant may be exercised for one share of Common Stock. The Pre-Funded Warrants are exercisable immediately and may be exercised at any time until all of the Pre-Funded Warrants are exercised in full. A holder of Pre-Funded Warrants (together with its affiliates and other attribution parties) may not exercise any portion of a Pre-Funded Warrant to the extent that immediately prior to or after giving effect to such exercise the holder would own more than 9.99% of the shares of Common Stock outstanding immediately after exercise.

F1 · derivative.underlying: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group with respect to the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F5 · ownership.direct: Securities owned directly by Trading Fund OS. As the general partner of Trading Fund OS, Partners OS may be deemed to beneficially own the securities owned directly by Trading Fund OS. As the investment manager of Trading Fund OS and the sole member of Partners OS, Partners may be deemed to beneficially own the securities owned directly by Trading Fund OS. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by Trading Fund OS. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by Trading Fund OS.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 00:55 UTC
BVF PARTNERS L P/ILDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND L PDirector · See Explanation of Responses
BVF I GP LLCDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPDirector · See Explanation of Responses
BVF II GP LLCDirector · See Explanation of Responses
Biotechnology Value Trading Fund OS LPDirector · See Explanation of Responses
BVF Partners OS Ltd.Director · See Explanation of Responses
BVF GP HOLDINGS LLCDirector · See Explanation of Responses
BVF INC/ILDirector · See Explanation of Responses
LAMPERT MARK NDirector · See Explanation of Responses
GrantPre-Funded Warrant · Derivative 1,418,736 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000921895-24-002886 · form407422010_12042024.xml · derivative · entry 6

BVF PARTNERS L P/IL · CIK 0001055947 · Director · See Explanation of Responses

BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · Director · See Explanation of Responses

BVF I GP LLC · CIK 0001803805 · Director · See Explanation of Responses

BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · Director · See Explanation of Responses

BVF II GP LLC · CIK 0001803806 · Director · See Explanation of Responses

Biotechnology Value Trading Fund OS LP · CIK 0001660683 · Director · See Explanation of Responses

BVF Partners OS Ltd. · CIK 0001660684 · Director · See Explanation of Responses

BVF GP HOLDINGS LLC · CIK 0001803809 · Director · See Explanation of Responses

BVF INC/IL · CIK 0001056807 · Director · See Explanation of Responses

LAMPERT MARK N · CIK 0001233840 · Director · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,418,736

Underlying: Common stock, $0.0001 par value · 1,418,736 shares

Expires not disclosed

F2 · kind: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 3,420,000 shares of Common Stock of the Issuer for a total of 3,420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 1,797,527 shares for 1,797,527 Pre-Funded Warrants, BVF2 exchanged 1,418,736 shares for 1,418,736 Pre-Funded Warrants and Trading Fund OS exchanged 153,441 shares for 153,441 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3.

F2 · price: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 3,420,000 shares of Common Stock of the Issuer for a total of 3,420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 1,797,527 shares for 1,797,527 Pre-Funded Warrants, BVF2 exchanged 1,418,736 shares for 1,418,736 Pre-Funded Warrants and Trading Fund OS exchanged 153,441 shares for 153,441 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3.

F7 · derivative.exercise_date: Each Pre-Funded Warrant may be exercised for one share of Common Stock. The Pre-Funded Warrants are exercisable immediately and may be exercised at any time until all of the Pre-Funded Warrants are exercised in full. A holder of Pre-Funded Warrants (together with its affiliates and other attribution parties) may not exercise any portion of a Pre-Funded Warrant to the extent that immediately prior to or after giving effect to such exercise the holder would own more than 9.99% of the shares of Common Stock outstanding immediately after exercise.

F7 · derivative.expiration_date: Each Pre-Funded Warrant may be exercised for one share of Common Stock. The Pre-Funded Warrants are exercisable immediately and may be exercised at any time until all of the Pre-Funded Warrants are exercised in full. A holder of Pre-Funded Warrants (together with its affiliates and other attribution parties) may not exercise any portion of a Pre-Funded Warrant to the extent that immediately prior to or after giving effect to such exercise the holder would own more than 9.99% of the shares of Common Stock outstanding immediately after exercise.

F1 · derivative.underlying: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group with respect to the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F4 · ownership.direct: Securities owned directly by BVF2. As the general partner of BVF2, BVF2 GP may be deemed to beneficially own the securities owned directly by BVF2. As the sole member of BVF2 GP, BVF GPH may be deemed to beneficially own the securities owned directly by BVF2. As the investment manager of BVF2, Partners may be deemed to beneficially own the securities owned directly by BVF2. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by BVF2. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by BVF2.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 00:55 UTC
BVF PARTNERS L P/ILDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND L PDirector · See Explanation of Responses
BVF I GP LLCDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPDirector · See Explanation of Responses
BVF II GP LLCDirector · See Explanation of Responses
Biotechnology Value Trading Fund OS LPDirector · See Explanation of Responses
BVF Partners OS Ltd.Director · See Explanation of Responses
BVF GP HOLDINGS LLCDirector · See Explanation of Responses
BVF INC/ILDirector · See Explanation of Responses
LAMPERT MARK NDirector · See Explanation of Responses
GrantPre-Funded Warrant · Derivative 1,797,527 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000921895-24-002886 · form407422010_12042024.xml · derivative · entry 5

BVF PARTNERS L P/IL · CIK 0001055947 · Director · See Explanation of Responses

BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · Director · See Explanation of Responses

BVF I GP LLC · CIK 0001803805 · Director · See Explanation of Responses

BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · Director · See Explanation of Responses

BVF II GP LLC · CIK 0001803806 · Director · See Explanation of Responses

Biotechnology Value Trading Fund OS LP · CIK 0001660683 · Director · See Explanation of Responses

BVF Partners OS Ltd. · CIK 0001660684 · Director · See Explanation of Responses

BVF GP HOLDINGS LLC · CIK 0001803809 · Director · See Explanation of Responses

BVF INC/IL · CIK 0001056807 · Director · See Explanation of Responses

LAMPERT MARK N · CIK 0001233840 · Director · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,797,527

Underlying: Common stock, $0.0001 par value · 1,797,527 shares

Expires not disclosed

F2 · kind: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 3,420,000 shares of Common Stock of the Issuer for a total of 3,420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 1,797,527 shares for 1,797,527 Pre-Funded Warrants, BVF2 exchanged 1,418,736 shares for 1,418,736 Pre-Funded Warrants and Trading Fund OS exchanged 153,441 shares for 153,441 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3.

F2 · price: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 3,420,000 shares of Common Stock of the Issuer for a total of 3,420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 1,797,527 shares for 1,797,527 Pre-Funded Warrants, BVF2 exchanged 1,418,736 shares for 1,418,736 Pre-Funded Warrants and Trading Fund OS exchanged 153,441 shares for 153,441 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3.

F7 · derivative.exercise_date: Each Pre-Funded Warrant may be exercised for one share of Common Stock. The Pre-Funded Warrants are exercisable immediately and may be exercised at any time until all of the Pre-Funded Warrants are exercised in full. A holder of Pre-Funded Warrants (together with its affiliates and other attribution parties) may not exercise any portion of a Pre-Funded Warrant to the extent that immediately prior to or after giving effect to such exercise the holder would own more than 9.99% of the shares of Common Stock outstanding immediately after exercise.

F7 · derivative.expiration_date: Each Pre-Funded Warrant may be exercised for one share of Common Stock. The Pre-Funded Warrants are exercisable immediately and may be exercised at any time until all of the Pre-Funded Warrants are exercised in full. A holder of Pre-Funded Warrants (together with its affiliates and other attribution parties) may not exercise any portion of a Pre-Funded Warrant to the extent that immediately prior to or after giving effect to such exercise the holder would own more than 9.99% of the shares of Common Stock outstanding immediately after exercise.

F1 · derivative.underlying: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group with respect to the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.direct: Securities owned directly by BVF. As the general partner of BVF, BVF GP may be deemed to beneficially own the securities owned directly by BVF. As the sole member of BVF GP, BVF GPH may be deemed to beneficially own the securities owned directly by BVF. As the investment manager of BVF, Partners may be deemed to beneficially own the securities owned directly by BVF. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by BVF. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by BVF.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 00:55 UTC
BVF PARTNERS L P/ILDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND L PDirector · See Explanation of Responses
BVF I GP LLCDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPDirector · See Explanation of Responses
BVF II GP LLCDirector · See Explanation of Responses
Biotechnology Value Trading Fund OS LPDirector · See Explanation of Responses
BVF Partners OS Ltd.Director · See Explanation of Responses
BVF GP HOLDINGS LLCDirector · See Explanation of Responses
BVF INC/ILDirector · See Explanation of Responses
LAMPERT MARK NDirector · See Explanation of Responses
Disposition to issuerCommon stock, $0.0001 par value 153,441 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-24-002886 · form407422010_12042024.xml · nonDerivative · entry 3

BVF PARTNERS L P/IL · CIK 0001055947 · Director · See Explanation of Responses

BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · Director · See Explanation of Responses

BVF I GP LLC · CIK 0001803805 · Director · See Explanation of Responses

BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · Director · See Explanation of Responses

BVF II GP LLC · CIK 0001803806 · Director · See Explanation of Responses

Biotechnology Value Trading Fund OS LP · CIK 0001660683 · Director · See Explanation of Responses

BVF Partners OS Ltd. · CIK 0001660684 · Director · See Explanation of Responses

BVF GP HOLDINGS LLC · CIK 0001803809 · Director · See Explanation of Responses

BVF INC/IL · CIK 0001056807 · Director · See Explanation of Responses

LAMPERT MARK N · CIK 0001233840 · Director · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 370,710

F1 · security: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group with respect to the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · kind: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 3,420,000 shares of Common Stock of the Issuer for a total of 3,420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 1,797,527 shares for 1,797,527 Pre-Funded Warrants, BVF2 exchanged 1,418,736 shares for 1,418,736 Pre-Funded Warrants and Trading Fund OS exchanged 153,441 shares for 153,441 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3.

F2 · price: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 3,420,000 shares of Common Stock of the Issuer for a total of 3,420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 1,797,527 shares for 1,797,527 Pre-Funded Warrants, BVF2 exchanged 1,418,736 shares for 1,418,736 Pre-Funded Warrants and Trading Fund OS exchanged 153,441 shares for 153,441 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3.

F5 · ownership.direct: Securities owned directly by Trading Fund OS. As the general partner of Trading Fund OS, Partners OS may be deemed to beneficially own the securities owned directly by Trading Fund OS. As the investment manager of Trading Fund OS and the sole member of Partners OS, Partners may be deemed to beneficially own the securities owned directly by Trading Fund OS. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by Trading Fund OS. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by Trading Fund OS.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 00:55 UTC
BVF PARTNERS L P/ILDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND L PDirector · See Explanation of Responses
BVF I GP LLCDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPDirector · See Explanation of Responses
BVF II GP LLCDirector · See Explanation of Responses
Biotechnology Value Trading Fund OS LPDirector · See Explanation of Responses
BVF Partners OS Ltd.Director · See Explanation of Responses
BVF GP HOLDINGS LLCDirector · See Explanation of Responses
BVF INC/ILDirector · See Explanation of Responses
LAMPERT MARK NDirector · See Explanation of Responses
Disposition to issuerCommon stock, $0.0001 par value 1,418,736 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-24-002886 · form407422010_12042024.xml · nonDerivative · entry 2

BVF PARTNERS L P/IL · CIK 0001055947 · Director · See Explanation of Responses

BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · Director · See Explanation of Responses

BVF I GP LLC · CIK 0001803805 · Director · See Explanation of Responses

BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · Director · See Explanation of Responses

BVF II GP LLC · CIK 0001803806 · Director · See Explanation of Responses

Biotechnology Value Trading Fund OS LP · CIK 0001660683 · Director · See Explanation of Responses

BVF Partners OS Ltd. · CIK 0001660684 · Director · See Explanation of Responses

BVF GP HOLDINGS LLC · CIK 0001803809 · Director · See Explanation of Responses

BVF INC/IL · CIK 0001056807 · Director · See Explanation of Responses

LAMPERT MARK N · CIK 0001233840 · Director · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,165,776

F1 · security: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group with respect to the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · kind: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 3,420,000 shares of Common Stock of the Issuer for a total of 3,420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 1,797,527 shares for 1,797,527 Pre-Funded Warrants, BVF2 exchanged 1,418,736 shares for 1,418,736 Pre-Funded Warrants and Trading Fund OS exchanged 153,441 shares for 153,441 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3.

F2 · price: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 3,420,000 shares of Common Stock of the Issuer for a total of 3,420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 1,797,527 shares for 1,797,527 Pre-Funded Warrants, BVF2 exchanged 1,418,736 shares for 1,418,736 Pre-Funded Warrants and Trading Fund OS exchanged 153,441 shares for 153,441 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3.

F4 · ownership.direct: Securities owned directly by BVF2. As the general partner of BVF2, BVF2 GP may be deemed to beneficially own the securities owned directly by BVF2. As the sole member of BVF2 GP, BVF GPH may be deemed to beneficially own the securities owned directly by BVF2. As the investment manager of BVF2, Partners may be deemed to beneficially own the securities owned directly by BVF2. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by BVF2. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by BVF2.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 00:55 UTC
BVF PARTNERS L P/ILDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND L PDirector · See Explanation of Responses
BVF I GP LLCDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPDirector · See Explanation of Responses
BVF II GP LLCDirector · See Explanation of Responses
Biotechnology Value Trading Fund OS LPDirector · See Explanation of Responses
BVF Partners OS Ltd.Director · See Explanation of Responses
BVF GP HOLDINGS LLCDirector · See Explanation of Responses
BVF INC/ILDirector · See Explanation of Responses
LAMPERT MARK NDirector · See Explanation of Responses
Disposition to issuerCommon stock, $0.0001 par value 1,797,527 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-24-002886 · form407422010_12042024.xml · nonDerivative · entry 1

BVF PARTNERS L P/IL · CIK 0001055947 · Director · See Explanation of Responses

BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · Director · See Explanation of Responses

BVF I GP LLC · CIK 0001803805 · Director · See Explanation of Responses

BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · Director · See Explanation of Responses

BVF II GP LLC · CIK 0001803806 · Director · See Explanation of Responses

Biotechnology Value Trading Fund OS LP · CIK 0001660683 · Director · See Explanation of Responses

BVF Partners OS Ltd. · CIK 0001660684 · Director · See Explanation of Responses

BVF GP HOLDINGS LLC · CIK 0001803809 · Director · See Explanation of Responses

BVF INC/IL · CIK 0001056807 · Director · See Explanation of Responses

LAMPERT MARK N · CIK 0001233840 · Director · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,891,427

F1 · security: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group with respect to the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · kind: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 3,420,000 shares of Common Stock of the Issuer for a total of 3,420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 1,797,527 shares for 1,797,527 Pre-Funded Warrants, BVF2 exchanged 1,418,736 shares for 1,418,736 Pre-Funded Warrants and Trading Fund OS exchanged 153,441 shares for 153,441 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3.

F2 · price: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 3,420,000 shares of Common Stock of the Issuer for a total of 3,420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 1,797,527 shares for 1,797,527 Pre-Funded Warrants, BVF2 exchanged 1,418,736 shares for 1,418,736 Pre-Funded Warrants and Trading Fund OS exchanged 153,441 shares for 153,441 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3.

F3 · ownership.direct: Securities owned directly by BVF. As the general partner of BVF, BVF GP may be deemed to beneficially own the securities owned directly by BVF. As the sole member of BVF GP, BVF GPH may be deemed to beneficially own the securities owned directly by BVF. As the investment manager of BVF, Partners may be deemed to beneficially own the securities owned directly by BVF. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by BVF. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by BVF.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 06:00 UTC
Kovacs Shane William CharlesCh. Operating & Financial Off.
Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $7.02 $0.00
Disclosure

SEC source: 0001415889-24-027022 · form4-11182024_061102.xml · derivative · entry 2

Kovacs Shane William Charles · CIK 0001579397 · Ch. Operating & Financial Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,000

Underlying: Common Stock · 25,000 shares

Expires 2032-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the shares subject to the option vested on February 1, 2023 and 1/48 of the total number of shares subject to the option vest each month thereafter, subject to the Reporting Person's continuous service through each applicable vesting date.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 06:00 UTC
Kovacs Shane William CharlesCh. Operating & Financial Off.
Exercise / conversionCommon Stock 25,000 $7.02 $175,500.00
Disclosure

SEC source: 0001415889-24-027022 · form4-11182024_061102.xml · nonDerivative · entry 1

Kovacs Shane William Charles · CIK 0001579397 · Ch. Operating & Financial Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 510,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 471 shares acquired under the issuer's Employee Stock Purchase Plan on June 28, 2024.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 16:30 UTC
Asefaw Senai10% owner
SaleCommon Stock, par value $0.0001 per share 529,501 $14.92 $7,897,507.42
Disclosure

SEC source: 0001104659-24-085835 · tm2420728-1_4seq1.xml · nonDerivative · entry 2

Paradigm Biocapital Advisors LP · CIK 0001855655 · 10% owner

Paradigm BioCapital Advisors GP LLC · CIK 0001994082 · 10% owner

Paradigm BioCapital International Fund Ltd. · CIK 0001854392 · 10% owner

Asefaw Senai · CIK 0001994183 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: One or more separately managed accounts

Disclosed balance after: 783,118

F2 · ownership.nature: These securities are held directly by one or more separately managed accounts managed by the Adviser. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 16:30 UTC
Asefaw Senai10% owner
SaleCommon Stock, par value $0.0001 per share 1,870,499 $14.92 $27,898,492.59
Disclosure

SEC source: 0001104659-24-085835 · tm2420728-1_4seq1.xml · nonDerivative · entry 1

Paradigm Biocapital Advisors LP · CIK 0001855655 · 10% owner

Paradigm BioCapital Advisors GP LLC · CIK 0001994082 · 10% owner

Paradigm BioCapital International Fund Ltd. · CIK 0001854392 · 10% owner

Asefaw Senai · CIK 0001994183 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Paradigm BioCapital International Fund Ltd.

Disclosed balance after: 4,720,482

F1 · ownership.nature: These securities are held directly by Paradigm BioCapital International Fund Ltd (the "Fund"). The Fund is a private investment vehicle. Paradigm BioCapital Advisors LP (the "Adviser") is the investment adviser of the Fund. Paradigm BioCapital Advisors GP LLC (the "Adviser GP") is the general partner of the Adviser. Senai Asefaw, M.D. is the managing member of the Adviser GP. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

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July 30, 2024 Filed Jul 31, 2024 21:15 UTC
Harmon CyrusDirector
SaleCommon Stock 934 $15.55 $14,523.70
Disclosure

SEC source: 0001415889-24-020461 · form4-07312024_050701.xml · nonDerivative · entry 2

Harmon Cyrus · CIK 0001831410 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 751,283

F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person dated May 16, 2023.

F3 · price: The weighted average sale price for the transaction reported was $15.55, and the range of prices was between $15.55 and $15.58. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.

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July 29, 2024 Filed Jul 31, 2024 21:15 UTC
Harmon CyrusDirector
SaleCommon Stock 4,066 $15.58 $63,348.28
Disclosure

SEC source: 0001415889-24-020461 · form4-07312024_050701.xml · nonDerivative · entry 1

Harmon Cyrus · CIK 0001831410 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 752,217

F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person dated May 16, 2023.

F2 · price: The weighted average sale price for the transaction reported was $15.58, and the range of prices was between $15.55 and $15.64. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
July 11, 2024 Filed Jul 12, 2024 21:15 UTC
Harmon CyrusDirector
SaleCommon Stock 5,000 $12.26 $61,300.00
Disclosure

SEC source: 0001415889-24-019528 · form4-07122024_050702.xml · nonDerivative · entry 1

Harmon Cyrus · CIK 0001831410 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 756,283

F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person dated May 16, 2023.

F2 · price: The weighted average sale price for the transaction reported was $12.26, and the range of prices was between $12.23 and $12.33. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.