Last 12 months
Inside the activity.
0 purchase rows · 25 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 11 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 10, 2025 Filed Jan 13, 2025 21:34 UTC | OtherCommon Stock | 3,500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-004870 · ownership.xml · nonDerivative · entry 2 Bain Capital Life Sciences Investors, LLC · CIK 0001703031 · 10% owner Bain Capital Life Sciences IV General Partner, LLC · CIK 0001996931 · 10% owner Bain Capital Life Sciences Fund IV, L.P. · CIK 0001996979 · 10% owner Bain Capital Life Sciences Opportunities IV GP, LLC · CIK 0002015657 · 10% owner Bain Capital Life Sciences Opportunities IV, L.P. · CIK 0002015553 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 4,300,000 F4 · kind: On January 10, 2025, BCLS Opportunities IV entered into an exchange agreement with the Issuer pursuant to which BCLS Opportunities IV exchanged 3,500,000 shares of Common Stock for a pre-funded warrant to purchase 3,500,000 shares of common stock in reliance on the exemption from registration contained in Section 3(a)(9) of the Securities Act of 1933, as amended. The exchange transaction did not result in any change in the Bain Capital Life Sciences Entities pecuniary interest in the subject equity securities. F4 · price: On January 10, 2025, BCLS Opportunities IV entered into an exchange agreement with the Issuer pursuant to which BCLS Opportunities IV exchanged 3,500,000 shares of Common Stock for a pre-funded warrant to purchase 3,500,000 shares of common stock in reliance on the exemption from registration contained in Section 3(a)(9) of the Securities Act of 1933, as amended. The exchange transaction did not result in any change in the Bain Capital Life Sciences Entities pecuniary interest in the subject equity securities. F1 · ownership.nature: Represents securities held directly by Bain Capital Life Sciences Opportunities IV, L.P. ("BCLS Opportunities IV"). F2 · ownership.nature: Bain Capital Life Sciences Investors, LLC ("BCLSI") is the manager of Bain Capital Life Sciences IV General Partner, LLC ("BCLS Fund IV GP"), which is the general partner of Bain Capital Life Sciences Fund IV, L.P. ("BCLS Fund IV"), which is the sole member of Bain Capital Life Sciences Opportunities IV GP, LLC ("BCLS Opportunities IV GP" and, together with BCLSI, BCLS Fund IV GP, BCLS Fund IV, BCLS Opportunities IV GP and BCLS Opportunities IV, the "Bain Capital Life Sciences Entities"), which is the general partner of BCLS Opportunities IV. As a result, each of BCLSI, BCLS Fund IV GP, BCLS Fund IV and BCLS Opportunities IV GP may be deemed to share voting and dispositive power with respect to the securities held by BCLS Opportunities IV. BCLSI, BCLS Fund IV GP, BCLS Fund IV and BCLS Opportunities IV GP each disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. Read SEC document |
|
| January 10, 2025 Filed Jan 14, 2025 23:38 UTC |
BVF PARTNERS L P/ILDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND L PDirector · See Explanation of Responses
BVF I GP LLCDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPDirector · See Explanation of Responses
BVF II GP LLCDirector · See Explanation of Responses
Biotechnology Value Trading Fund OS LPDirector · See Explanation of Responses
BVF Partners OS Ltd.Director · See Explanation of Responses
BVF GP HOLDINGS LLCDirector · See Explanation of Responses
BVF INC/ILDirector · See Explanation of Responses
LAMPERT MARK NDirector · See Explanation of Responses
|
GrantPre-Funded Warrant · Derivative | 22,740 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000921895-25-000106 · form407422010_01142025.xml · derivative · entry 7 BVF PARTNERS L P/IL · CIK 0001055947 · Director · See Explanation of Responses BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · Director · See Explanation of Responses BVF I GP LLC · CIK 0001803805 · Director · See Explanation of Responses BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · Director · See Explanation of Responses BVF II GP LLC · CIK 0001803806 · Director · See Explanation of Responses Biotechnology Value Trading Fund OS LP · CIK 0001660683 · Director · See Explanation of Responses BVF Partners OS Ltd. · CIK 0001660684 · Director · See Explanation of Responses BVF GP HOLDINGS LLC · CIK 0001803809 · Director · See Explanation of Responses BVF INC/IL · CIK 0001056807 · Director · See Explanation of Responses LAMPERT MARK N · CIK 0001233840 · Director · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 336,288 Underlying: Common stock, $0.0001 par value · 22,740 shares Expires not disclosed F2 · kind: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer, dated January 10, 2025 (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 420,000 shares of Common Stock of the Issuer for a total of 420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 235,450 shares for 235,450 Pre-Funded Warrants, BVF2 exchanged 161,810 shares for 161,810 Pre-Funded Warrants and Trading Fund OS exchanged 22,740 shares for 22,740 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3. F2 · price: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer, dated January 10, 2025 (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 420,000 shares of Common Stock of the Issuer for a total of 420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 235,450 shares for 235,450 Pre-Funded Warrants, BVF2 exchanged 161,810 shares for 161,810 Pre-Funded Warrants and Trading Fund OS exchanged 22,740 shares for 22,740 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3. F7 · derivative.exercise_date: Each Pre-Funded Warrant may be exercised for one share of Common Stock. The Pre-Funded Warrants are exercisable immediately after the issue date and may be exercised at any time until all of the Pre-Funded Warrants are exercised in full. A holder of Pre-Funded Warrants (together with its affiliates and other attribution parties) may not exercise any portion of a Pre-Funded Warrant to the extent that immediately prior to or after giving effect to such exercise the holder would own more than 9.99% of the shares of Common Stock outstanding immediately after exercise. F7 · derivative.expiration_date: Each Pre-Funded Warrant may be exercised for one share of Common Stock. The Pre-Funded Warrants are exercisable immediately after the issue date and may be exercised at any time until all of the Pre-Funded Warrants are exercised in full. A holder of Pre-Funded Warrants (together with its affiliates and other attribution parties) may not exercise any portion of a Pre-Funded Warrant to the extent that immediately prior to or after giving effect to such exercise the holder would own more than 9.99% of the shares of Common Stock outstanding immediately after exercise. F1 · derivative.underlying: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group with respect to the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F5 · ownership.direct: Securities owned directly by Trading Fund OS. As the general partner of Trading Fund OS, Partners OS may be deemed to beneficially own the securities owned directly by Trading Fund OS. As the investment manager of Trading Fund OS and the sole member of Partners OS, Partners may be deemed to beneficially own the securities owned directly by Trading Fund OS. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by Trading Fund OS. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by Trading Fund OS. Read SEC document |
| January 10, 2025 Filed Jan 14, 2025 23:38 UTC |
BVF PARTNERS L P/ILDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND L PDirector · See Explanation of Responses
BVF I GP LLCDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPDirector · See Explanation of Responses
BVF II GP LLCDirector · See Explanation of Responses
Biotechnology Value Trading Fund OS LPDirector · See Explanation of Responses
BVF Partners OS Ltd.Director · See Explanation of Responses
BVF GP HOLDINGS LLCDirector · See Explanation of Responses
BVF INC/ILDirector · See Explanation of Responses
LAMPERT MARK NDirector · See Explanation of Responses
|
GrantPre-Funded Warrant · Derivative | 161,810 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000921895-25-000106 · form407422010_01142025.xml · derivative · entry 6 BVF PARTNERS L P/IL · CIK 0001055947 · Director · See Explanation of Responses BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · Director · See Explanation of Responses BVF I GP LLC · CIK 0001803805 · Director · See Explanation of Responses BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · Director · See Explanation of Responses BVF II GP LLC · CIK 0001803806 · Director · See Explanation of Responses Biotechnology Value Trading Fund OS LP · CIK 0001660683 · Director · See Explanation of Responses BVF Partners OS Ltd. · CIK 0001660684 · Director · See Explanation of Responses BVF GP HOLDINGS LLC · CIK 0001803809 · Director · See Explanation of Responses BVF INC/IL · CIK 0001056807 · Director · See Explanation of Responses LAMPERT MARK N · CIK 0001233840 · Director · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,627,590 Underlying: Common stock, $0.0001 par value · 161,810 shares Expires not disclosed F2 · kind: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer, dated January 10, 2025 (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 420,000 shares of Common Stock of the Issuer for a total of 420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 235,450 shares for 235,450 Pre-Funded Warrants, BVF2 exchanged 161,810 shares for 161,810 Pre-Funded Warrants and Trading Fund OS exchanged 22,740 shares for 22,740 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3. F2 · price: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer, dated January 10, 2025 (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 420,000 shares of Common Stock of the Issuer for a total of 420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 235,450 shares for 235,450 Pre-Funded Warrants, BVF2 exchanged 161,810 shares for 161,810 Pre-Funded Warrants and Trading Fund OS exchanged 22,740 shares for 22,740 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3. F7 · derivative.exercise_date: Each Pre-Funded Warrant may be exercised for one share of Common Stock. The Pre-Funded Warrants are exercisable immediately after the issue date and may be exercised at any time until all of the Pre-Funded Warrants are exercised in full. A holder of Pre-Funded Warrants (together with its affiliates and other attribution parties) may not exercise any portion of a Pre-Funded Warrant to the extent that immediately prior to or after giving effect to such exercise the holder would own more than 9.99% of the shares of Common Stock outstanding immediately after exercise. F7 · derivative.expiration_date: Each Pre-Funded Warrant may be exercised for one share of Common Stock. The Pre-Funded Warrants are exercisable immediately after the issue date and may be exercised at any time until all of the Pre-Funded Warrants are exercised in full. A holder of Pre-Funded Warrants (together with its affiliates and other attribution parties) may not exercise any portion of a Pre-Funded Warrant to the extent that immediately prior to or after giving effect to such exercise the holder would own more than 9.99% of the shares of Common Stock outstanding immediately after exercise. F1 · derivative.underlying: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group with respect to the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4 · ownership.direct: Securities owned directly by BVF2. As the general partner of BVF2, BVF2 GP may be deemed to beneficially own the securities owned directly by BVF2. As the sole member of BVF2 GP, BVF GPH may be deemed to beneficially own the securities owned directly by BVF2. As the investment manager of BVF2, Partners may be deemed to beneficially own the securities owned directly by BVF2. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by BVF2. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by BVF2. Read SEC document |
| January 10, 2025 Filed Jan 14, 2025 23:38 UTC |
BVF PARTNERS L P/ILDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND L PDirector · See Explanation of Responses
BVF I GP LLCDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPDirector · See Explanation of Responses
BVF II GP LLCDirector · See Explanation of Responses
Biotechnology Value Trading Fund OS LPDirector · See Explanation of Responses
BVF Partners OS Ltd.Director · See Explanation of Responses
BVF GP HOLDINGS LLCDirector · See Explanation of Responses
BVF INC/ILDirector · See Explanation of Responses
LAMPERT MARK NDirector · See Explanation of Responses
|
GrantPre-Funded Warrant · Derivative | 235,450 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000921895-25-000106 · form407422010_01142025.xml · derivative · entry 5 BVF PARTNERS L P/IL · CIK 0001055947 · Director · See Explanation of Responses BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · Director · See Explanation of Responses BVF I GP LLC · CIK 0001803805 · Director · See Explanation of Responses BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · Director · See Explanation of Responses BVF II GP LLC · CIK 0001803806 · Director · See Explanation of Responses Biotechnology Value Trading Fund OS LP · CIK 0001660683 · Director · See Explanation of Responses BVF Partners OS Ltd. · CIK 0001660684 · Director · See Explanation of Responses BVF GP HOLDINGS LLC · CIK 0001803809 · Director · See Explanation of Responses BVF INC/IL · CIK 0001056807 · Director · See Explanation of Responses LAMPERT MARK N · CIK 0001233840 · Director · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,291,004 Underlying: Common stock, $0.0001 par value · 235,450 shares Expires not disclosed F2 · kind: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer, dated January 10, 2025 (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 420,000 shares of Common Stock of the Issuer for a total of 420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 235,450 shares for 235,450 Pre-Funded Warrants, BVF2 exchanged 161,810 shares for 161,810 Pre-Funded Warrants and Trading Fund OS exchanged 22,740 shares for 22,740 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3. F2 · price: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer, dated January 10, 2025 (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 420,000 shares of Common Stock of the Issuer for a total of 420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 235,450 shares for 235,450 Pre-Funded Warrants, BVF2 exchanged 161,810 shares for 161,810 Pre-Funded Warrants and Trading Fund OS exchanged 22,740 shares for 22,740 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3. F7 · derivative.exercise_date: Each Pre-Funded Warrant may be exercised for one share of Common Stock. The Pre-Funded Warrants are exercisable immediately after the issue date and may be exercised at any time until all of the Pre-Funded Warrants are exercised in full. A holder of Pre-Funded Warrants (together with its affiliates and other attribution parties) may not exercise any portion of a Pre-Funded Warrant to the extent that immediately prior to or after giving effect to such exercise the holder would own more than 9.99% of the shares of Common Stock outstanding immediately after exercise. F7 · derivative.expiration_date: Each Pre-Funded Warrant may be exercised for one share of Common Stock. The Pre-Funded Warrants are exercisable immediately after the issue date and may be exercised at any time until all of the Pre-Funded Warrants are exercised in full. A holder of Pre-Funded Warrants (together with its affiliates and other attribution parties) may not exercise any portion of a Pre-Funded Warrant to the extent that immediately prior to or after giving effect to such exercise the holder would own more than 9.99% of the shares of Common Stock outstanding immediately after exercise. F1 · derivative.underlying: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group with respect to the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Securities owned directly by BVF. As the general partner of BVF, BVF GP may be deemed to beneficially own the securities owned directly by BVF. As the sole member of BVF GP, BVF GPH may be deemed to beneficially own the securities owned directly by BVF. As the investment manager of BVF, Partners may be deemed to beneficially own the securities owned directly by BVF. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by BVF. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by BVF. Read SEC document |
| January 10, 2025 Filed Jan 14, 2025 23:38 UTC |
BVF PARTNERS L P/ILDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND L PDirector · See Explanation of Responses
BVF I GP LLCDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPDirector · See Explanation of Responses
BVF II GP LLCDirector · See Explanation of Responses
Biotechnology Value Trading Fund OS LPDirector · See Explanation of Responses
BVF Partners OS Ltd.Director · See Explanation of Responses
BVF GP HOLDINGS LLCDirector · See Explanation of Responses
BVF INC/ILDirector · See Explanation of Responses
LAMPERT MARK NDirector · See Explanation of Responses
|
Disposition to issuerCommon stock, $0.0001 par value | 22,740 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-25-000106 · form407422010_01142025.xml · nonDerivative · entry 3 BVF PARTNERS L P/IL · CIK 0001055947 · Director · See Explanation of Responses BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · Director · See Explanation of Responses BVF I GP LLC · CIK 0001803805 · Director · See Explanation of Responses BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · Director · See Explanation of Responses BVF II GP LLC · CIK 0001803806 · Director · See Explanation of Responses Biotechnology Value Trading Fund OS LP · CIK 0001660683 · Director · See Explanation of Responses BVF Partners OS Ltd. · CIK 0001660684 · Director · See Explanation of Responses BVF GP HOLDINGS LLC · CIK 0001803809 · Director · See Explanation of Responses BVF INC/IL · CIK 0001056807 · Director · See Explanation of Responses LAMPERT MARK N · CIK 0001233840 · Director · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 347,970 F1 · security: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group with respect to the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · kind: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer, dated January 10, 2025 (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 420,000 shares of Common Stock of the Issuer for a total of 420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 235,450 shares for 235,450 Pre-Funded Warrants, BVF2 exchanged 161,810 shares for 161,810 Pre-Funded Warrants and Trading Fund OS exchanged 22,740 shares for 22,740 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3. F2 · price: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer, dated January 10, 2025 (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 420,000 shares of Common Stock of the Issuer for a total of 420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 235,450 shares for 235,450 Pre-Funded Warrants, BVF2 exchanged 161,810 shares for 161,810 Pre-Funded Warrants and Trading Fund OS exchanged 22,740 shares for 22,740 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3. F5 · ownership.direct: Securities owned directly by Trading Fund OS. As the general partner of Trading Fund OS, Partners OS may be deemed to beneficially own the securities owned directly by Trading Fund OS. As the investment manager of Trading Fund OS and the sole member of Partners OS, Partners may be deemed to beneficially own the securities owned directly by Trading Fund OS. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by Trading Fund OS. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by Trading Fund OS. Read SEC document |
| January 10, 2025 Filed Jan 14, 2025 23:38 UTC |
BVF PARTNERS L P/ILDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND L PDirector · See Explanation of Responses
BVF I GP LLCDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPDirector · See Explanation of Responses
BVF II GP LLCDirector · See Explanation of Responses
Biotechnology Value Trading Fund OS LPDirector · See Explanation of Responses
BVF Partners OS Ltd.Director · See Explanation of Responses
BVF GP HOLDINGS LLCDirector · See Explanation of Responses
BVF INC/ILDirector · See Explanation of Responses
LAMPERT MARK NDirector · See Explanation of Responses
|
Disposition to issuerCommon stock, $0.0001 par value | 161,810 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-25-000106 · form407422010_01142025.xml · nonDerivative · entry 2 BVF PARTNERS L P/IL · CIK 0001055947 · Director · See Explanation of Responses BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · Director · See Explanation of Responses BVF I GP LLC · CIK 0001803805 · Director · See Explanation of Responses BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · Director · See Explanation of Responses BVF II GP LLC · CIK 0001803806 · Director · See Explanation of Responses Biotechnology Value Trading Fund OS LP · CIK 0001660683 · Director · See Explanation of Responses BVF Partners OS Ltd. · CIK 0001660684 · Director · See Explanation of Responses BVF GP HOLDINGS LLC · CIK 0001803809 · Director · See Explanation of Responses BVF INC/IL · CIK 0001056807 · Director · See Explanation of Responses LAMPERT MARK N · CIK 0001233840 · Director · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,003,966 F1 · security: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group with respect to the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · kind: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer, dated January 10, 2025 (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 420,000 shares of Common Stock of the Issuer for a total of 420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 235,450 shares for 235,450 Pre-Funded Warrants, BVF2 exchanged 161,810 shares for 161,810 Pre-Funded Warrants and Trading Fund OS exchanged 22,740 shares for 22,740 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3. F2 · price: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer, dated January 10, 2025 (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 420,000 shares of Common Stock of the Issuer for a total of 420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 235,450 shares for 235,450 Pre-Funded Warrants, BVF2 exchanged 161,810 shares for 161,810 Pre-Funded Warrants and Trading Fund OS exchanged 22,740 shares for 22,740 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3. F4 · ownership.direct: Securities owned directly by BVF2. As the general partner of BVF2, BVF2 GP may be deemed to beneficially own the securities owned directly by BVF2. As the sole member of BVF2 GP, BVF GPH may be deemed to beneficially own the securities owned directly by BVF2. As the investment manager of BVF2, Partners may be deemed to beneficially own the securities owned directly by BVF2. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by BVF2. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by BVF2. Read SEC document |
| January 10, 2025 Filed Jan 14, 2025 23:38 UTC |
BVF PARTNERS L P/ILDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND L PDirector · See Explanation of Responses
BVF I GP LLCDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPDirector · See Explanation of Responses
BVF II GP LLCDirector · See Explanation of Responses
Biotechnology Value Trading Fund OS LPDirector · See Explanation of Responses
BVF Partners OS Ltd.Director · See Explanation of Responses
BVF GP HOLDINGS LLCDirector · See Explanation of Responses
BVF INC/ILDirector · See Explanation of Responses
LAMPERT MARK NDirector · See Explanation of Responses
|
Disposition to issuerCommon stock, $0.0001 par value | 235,450 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-25-000106 · form407422010_01142025.xml · nonDerivative · entry 1 BVF PARTNERS L P/IL · CIK 0001055947 · Director · See Explanation of Responses BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · Director · See Explanation of Responses BVF I GP LLC · CIK 0001803805 · Director · See Explanation of Responses BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · Director · See Explanation of Responses BVF II GP LLC · CIK 0001803806 · Director · See Explanation of Responses Biotechnology Value Trading Fund OS LP · CIK 0001660683 · Director · See Explanation of Responses BVF Partners OS Ltd. · CIK 0001660684 · Director · See Explanation of Responses BVF GP HOLDINGS LLC · CIK 0001803809 · Director · See Explanation of Responses BVF INC/IL · CIK 0001056807 · Director · See Explanation of Responses LAMPERT MARK N · CIK 0001233840 · Director · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,655,977 F1 · security: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group with respect to the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · kind: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer, dated January 10, 2025 (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 420,000 shares of Common Stock of the Issuer for a total of 420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 235,450 shares for 235,450 Pre-Funded Warrants, BVF2 exchanged 161,810 shares for 161,810 Pre-Funded Warrants and Trading Fund OS exchanged 22,740 shares for 22,740 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3. F2 · price: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer, dated January 10, 2025 (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 420,000 shares of Common Stock of the Issuer for a total of 420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 235,450 shares for 235,450 Pre-Funded Warrants, BVF2 exchanged 161,810 shares for 161,810 Pre-Funded Warrants and Trading Fund OS exchanged 22,740 shares for 22,740 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3. F3 · ownership.direct: Securities owned directly by BVF. As the general partner of BVF, BVF GP may be deemed to beneficially own the securities owned directly by BVF. As the sole member of BVF GP, BVF GPH may be deemed to beneficially own the securities owned directly by BVF. As the investment manager of BVF, Partners may be deemed to beneficially own the securities owned directly by BVF. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by BVF. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by BVF. Read SEC document |
| January 08, 2025 Filed Jan 13, 2025 21:34 UTC | PurchaseCommon Stock | 300,000 | $5.76 | $1,727,370.00 |
DisclosureSEC source: 0000950170-25-004870 · ownership.xml · nonDerivative · entry 1 Bain Capital Life Sciences Investors, LLC · CIK 0001703031 · 10% owner Bain Capital Life Sciences IV General Partner, LLC · CIK 0001996931 · 10% owner Bain Capital Life Sciences Fund IV, L.P. · CIK 0001996979 · 10% owner Bain Capital Life Sciences Opportunities IV GP, LLC · CIK 0002015657 · 10% owner Bain Capital Life Sciences Opportunities IV, L.P. · CIK 0002015553 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 7,800,000 F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $5.44 to $5.92, inclusive. The reporting persons undertake to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F1 · ownership.nature: Represents securities held directly by Bain Capital Life Sciences Opportunities IV, L.P. ("BCLS Opportunities IV"). F2 · ownership.nature: Bain Capital Life Sciences Investors, LLC ("BCLSI") is the manager of Bain Capital Life Sciences IV General Partner, LLC ("BCLS Fund IV GP"), which is the general partner of Bain Capital Life Sciences Fund IV, L.P. ("BCLS Fund IV"), which is the sole member of Bain Capital Life Sciences Opportunities IV GP, LLC ("BCLS Opportunities IV GP" and, together with BCLSI, BCLS Fund IV GP, BCLS Fund IV, BCLS Opportunities IV GP and BCLS Opportunities IV, the "Bain Capital Life Sciences Entities"), which is the general partner of BCLS Opportunities IV. As a result, each of BCLSI, BCLS Fund IV GP, BCLS Fund IV and BCLS Opportunities IV GP may be deemed to share voting and dispositive power with respect to the securities held by BCLS Opportunities IV. BCLSI, BCLS Fund IV GP, BCLS Fund IV and BCLS Opportunities IV GP each disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. Read SEC document |
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| December 17, 2024 Filed Dec 18, 2024 00:52 UTC |
Graham G. WalmsleyDirector
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PurchaseCommon Stock | 700,761 | $6.75 | $4,730,136.75 |
DisclosureSEC source: 0000935836-24-000763 · ownership.xml · nonDerivative · entry 2 Graham G. Walmsley · CIK 0001777517 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See note Disclosed balance after: 1,408,875 F3 · kind: These securities were sold by Logos Fund I to Logos Fund IV. Logos Fund I and Logos Fund IV are under the common control of the Reporting Person. F2 · ownership.nature: The shares are held by Logos Opportunities Fund IV LP ("Logos Fund IV"). Logos Opportunities IV GP LLC ("GP IV") is the general partner of Logos Fund IV and the reporting person is a managing member of GP IV. The reporting person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 17, 2024 Filed Dec 18, 2024 00:52 UTC |
Graham G. WalmsleyDirector
|
SaleCommon Stock | 700,761 | $6.75 | $4,730,136.75 |
DisclosureSEC source: 0000935836-24-000763 · ownership.xml · nonDerivative · entry 1 Graham G. Walmsley · CIK 0001777517 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See note Disclosed balance after: 0 F3 · kind: These securities were sold by Logos Fund I to Logos Fund IV. Logos Fund I and Logos Fund IV are under the common control of the Reporting Person. F1 · ownership.nature: The shares are held by Logos Opportunities Fund I LP ("Logos Fund I"). Logos Opportunities GP, LLC ("Logos Opportunities GP") is the general partner of Logos Fund I and the reporting person is a managing member of Logos Opportunities GP. The reporting person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 00:29 UTC |
Zojwalla NaseemCHIEF MEDICAL OFFICER
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 14,000 | $0.00 Strike: $4.87 | $0.00 |
DisclosureSEC source: 0001415889-24-029683 · form4-12182024_121237.xml · derivative · entry 2 Zojwalla Naseem · CIK 0001905871 · CHIEF MEDICAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,840 Underlying: Common Stock · 14,000 shares Expires 2033-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 25% of the shares subject to the option vested on February 1, 2024 and 1/48 of the total number of shares subject to the option vest each month thereafter, subject to the Reporting Person's continuous service through each applicable vesting date. Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 00:29 UTC |
Zojwalla NaseemCHIEF MEDICAL OFFICER
|
Exercise / conversionCommon Stock | 14,000 | $4.87 | $68,180.00 |
DisclosureSEC source: 0001415889-24-029683 · form4-12182024_121237.xml · nonDerivative · entry 1 Zojwalla Naseem · CIK 0001905871 · CHIEF MEDICAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,509 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2024 Filed Dec 18, 2024 23:52 UTC Amendment |
Graham G. WalmsleyDirector
|
PurchaseCommon Stock | 700,761 | $6.75 | $4,730,136.75 |
DisclosureSEC source: 0000935836-24-000764 · ownership.xml · nonDerivative · entry 2 Graham G. Walmsley · CIK 0001777517 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See note Disclosed balance after: 700,761 F5 · security: The Form 4 filed on December 17, 2024, inadvertently reported the number of shares held by Logos Fund IV after the transaction as 1,408,875. As reported in this amended Form 4, the number of shares held by Logos Fund IV after the transaction is 700,761. The Form 4 also mistakenly reported the purchase of shares by Logos Fund IV as a disposition. The transaction was an acquisition. The transaction date was December 13, 2024. F3 · kind: These securities were sold by Logos Fund I to Logos Fund IV. Logos Fund I and Logos Fund IV are under the common control of the Reporting Person. F2 · ownership.nature: The shares are held by Logos Opportunities Fund IV LP ("Logos Fund IV"). Logos Opportunities IV GP LLC ("GP IV") is the general partner of Logos Fund IV and the reporting person is a managing member of GP IV. The reporting person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 13, 2024 Filed Dec 18, 2024 23:52 UTC Amendment |
Graham G. WalmsleyDirector
|
SaleCommon Stock | 700,761 | $6.75 | $4,730,136.75 |
DisclosureSEC source: 0000935836-24-000764 · ownership.xml · nonDerivative · entry 1 Graham G. Walmsley · CIK 0001777517 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See note Disclosed balance after: 0 F4 · security: The Form 4 filed on December 17, 2024 identified the transaction date as December 17, 2024. The transaction date was December 13, 2024. F3 · kind: These securities were sold by Logos Fund I to Logos Fund IV. Logos Fund I and Logos Fund IV are under the common control of the Reporting Person. F1 · ownership.nature: The shares are held by Logos Opportunities Fund I LP ("Logos Fund I"). Logos Opportunities GP, LLC ("Logos Opportunities GP") is the general partner of Logos Fund I and the reporting person is a managing member of Logos Opportunities GP. The reporting person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 11, 2024 Filed Dec 11, 2024 19:53 UTC |
Kovacs Shane William CharlesCH. OPERATING & FINANCIAL OFF.
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SaleCommon Stock | 406 | $9.39 | $3,812.34 |
DisclosureSEC source: 0001415889-24-029025 · form4-12122024_121223.xml · nonDerivative · entry 4 Kovacs Shane William Charles · CIK 0001579397 · CH. OPERATING & FINANCIAL OFF. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 543,549 F2 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of PRSUs. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F5 · price: The weighted average sale price for the transaction reported was $9.39, and the range of prices was between $9.31 and $9.74. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| December 11, 2024 Filed Dec 11, 2024 19:53 UTC |
Kovacs Shane William CharlesCH. OPERATING & FINANCIAL OFF.
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SaleCommon Stock | 17,950 | $8.66 | $155,447.00 |
DisclosureSEC source: 0001415889-24-029025 · form4-12122024_121223.xml · nonDerivative · entry 3 Kovacs Shane William Charles · CIK 0001579397 · CH. OPERATING & FINANCIAL OFF. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 543,955 F2 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of PRSUs. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F4 · price: The weighted average sale price for the transaction reported was $8.66, and the range of prices was between $8.22 and $9.21. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| December 11, 2024 Filed Dec 12, 2024 00:56 UTC |
Harmon CyrusDirector
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SaleCommon Stock | 179 | $9.39 | $1,680.81 |
DisclosureSEC source: 0001415889-24-029028 · form4-12122024_121240.xml · nonDerivative · entry 4 Harmon Cyrus · CIK 0001831410 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 764,140 F2 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of PRSUs. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F5 · price: The weighted average sale price for the transaction reported was $9.39, and the range of prices was between $9.31 and $9.74. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| December 11, 2024 Filed Dec 12, 2024 00:56 UTC |
Harmon CyrusDirector
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SaleCommon Stock | 7,958 | $8.66 | $68,916.28 |
DisclosureSEC source: 0001415889-24-029028 · form4-12122024_121240.xml · nonDerivative · entry 3 Harmon Cyrus · CIK 0001831410 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 764,319 F2 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of PRSUs. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F4 · price: The weighted average sale price for the transaction reported was $8.66, and the range of prices was between $8.22 and $9.21. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| December 11, 2024 Filed Dec 12, 2024 00:56 UTC |
Myles David C.CH. DISCOV. & NON-CLIN DEV OFF
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SaleCommon Stock | 300 | $9.39 | $2,817.00 |
DisclosureSEC source: 0001415889-24-029027 · form4-12122024_121200.xml · nonDerivative · entry 4 Myles David C. · CIK 0001831216 · CH. DISCOV. & NON-CLIN DEV OFF 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 598,333 F3 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of PRSUs. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F6 · price: The weighted average sale price for the transaction reported was $9.39, and the range of prices was between $9.31 and $9.74. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| December 11, 2024 Filed Dec 12, 2024 00:56 UTC |
Myles David C.CH. DISCOV. & NON-CLIN DEV OFF
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SaleCommon Stock | 13,314 | $8.66 | $115,299.24 |
DisclosureSEC source: 0001415889-24-029027 · form4-12122024_121200.xml · nonDerivative · entry 3 Myles David C. · CIK 0001831216 · CH. DISCOV. & NON-CLIN DEV OFF 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 598,633 F3 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of PRSUs. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F5 · price: The weighted average sale price for the transaction reported was $8.66, and the range of prices was between $8.22 and $9.21. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| December 11, 2024 Filed Dec 12, 2024 00:52 UTC |
Bohen SeanDirector · PRESIDENT AND CEO
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SaleCommon Stock | 1,267 | $9.39 | $11,897.13 |
DisclosureSEC source: 0001415889-24-029024 · form4-12122024_121245.xml · nonDerivative · entry 4 Bohen Sean · CIK 0001831218 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 241,662 F3 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of PRSUs. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F6 · price: The weighted average sale price for the transaction reported was $9.39, and the range of prices was between $9.31 and $9.74. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| December 11, 2024 Filed Dec 12, 2024 00:52 UTC |
Bohen SeanDirector · PRESIDENT AND CEO
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SaleCommon Stock | 55,907 | $8.66 | $484,154.62 |
DisclosureSEC source: 0001415889-24-029024 · form4-12122024_121245.xml · nonDerivative · entry 3 Bohen Sean · CIK 0001831218 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 242,929 F3 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of PRSUs. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F5 · price: The weighted average sale price for the transaction reported was $8.66, and the range of prices was between $8.22 and $9.21. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| December 11, 2024 Filed Dec 12, 2024 00:54 UTC |
Zojwalla NaseemCHIEF MEDICAL OFFICER
|
SaleCommon Stock | 320 | $9.39 | $3,004.80 |
DisclosureSEC source: 0001415889-24-029026 · form4-12122024_121230.xml · nonDerivative · entry 4 Zojwalla Naseem · CIK 0001905871 · CHIEF MEDICAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,509 F3 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of PRSUs. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F6 · price: The weighted average sale price for the transaction reported was $9.39, and the range of prices was between $9.31 and $9.74. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| December 11, 2024 Filed Dec 12, 2024 00:54 UTC |
Zojwalla NaseemCHIEF MEDICAL OFFICER
|
SaleCommon Stock | 14,202 | $8.66 | $122,989.32 |
DisclosureSEC source: 0001415889-24-029026 · form4-12122024_121230.xml · nonDerivative · entry 3 Zojwalla Naseem · CIK 0001905871 · CHIEF MEDICAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,829 F3 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of PRSUs. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F5 · price: The weighted average sale price for the transaction reported was $8.66, and the range of prices was between $8.22 and $9.21. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| December 10, 2024 Filed Dec 11, 2024 19:53 UTC |
Kovacs Shane William CharlesCH. OPERATING & FINANCIAL OFF.
|
SaleCommon Stock | 16,803 | $9.37 | $157,444.11 |
DisclosureSEC source: 0001415889-24-029025 · form4-12122024_121223.xml · nonDerivative · entry 2 Kovacs Shane William Charles · CIK 0001579397 · CH. OPERATING & FINANCIAL OFF. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 561,905 F2 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of PRSUs. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: The weighted average sale price for the transaction reported was $9.37, and the range of prices was between $8.87 and $9.67. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| December 10, 2024 Filed Dec 12, 2024 00:56 UTC |
Harmon CyrusDirector
|
SaleCommon Stock | 8,256 | $9.37 | $77,358.72 |
DisclosureSEC source: 0001415889-24-029028 · form4-12122024_121240.xml · nonDerivative · entry 2 Harmon Cyrus · CIK 0001831410 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 772,277 F2 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of PRSUs. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: The weighted average sale price for the transaction reported was $9.37, and the range of prices was between $8.89 and $9.70. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| December 10, 2024 Filed Dec 12, 2024 00:56 UTC |
Myles David C.CH. DISCOV. & NON-CLIN DEV OFF
|
SaleCommon Stock | 12,452 | $9.38 | $116,799.76 |
DisclosureSEC source: 0001415889-24-029027 · form4-12122024_121200.xml · nonDerivative · entry 2 Myles David C. · CIK 0001831216 · CH. DISCOV. & NON-CLIN DEV OFF 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 611,947 F3 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of PRSUs. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F4 · price: The weighted average sale price for the transaction reported was $9.38, and the range of prices was between $8.89 and $9.67. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| December 10, 2024 Filed Dec 12, 2024 00:52 UTC |
Bohen SeanDirector · PRESIDENT AND CEO
|
SaleCommon Stock | 52,328 | $9.37 | $490,313.36 |
DisclosureSEC source: 0001415889-24-029024 · form4-12122024_121245.xml · nonDerivative · entry 2 Bohen Sean · CIK 0001831218 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 298,836 F3 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of PRSUs. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F4 · price: The weighted average sale price for the transaction reported was $9.37, and the range of prices was between $8.87 and $9.70. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| December 10, 2024 Filed Dec 12, 2024 00:54 UTC |
Zojwalla NaseemCHIEF MEDICAL OFFICER
|
SaleCommon Stock | 13,283 | $9.37 | $124,461.71 |
DisclosureSEC source: 0001415889-24-029026 · form4-12122024_121230.xml · nonDerivative · entry 2 Zojwalla Naseem · CIK 0001905871 · CHIEF MEDICAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,031 F3 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of PRSUs. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F4 · price: The weighted average sale price for the transaction reported was $9.37, and the range of prices was between $8.89 and $9.67. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| December 09, 2024 Filed Dec 11, 2024 19:53 UTC |
Kovacs Shane William CharlesCH. OPERATING & FINANCIAL OFF.
|
GrantCommon Stock | 68,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-029025 · form4-12122024_121223.xml · nonDerivative · entry 1 Kovacs Shane William Charles · CIK 0001579397 · CH. OPERATING & FINANCIAL OFF. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 578,708 F1 · shares: On November 11, 2022, the Reporting Person was granted certain performance restricted stock units ("PRSUs") for 105,000 shares, which were subject to vesting upon certification by the Compensation Committee of the Company's achievement of two different performance milestones. 35% of the award previously vested on November 20, 2023. On December 9, 2024, the Compensation Committee certified that the remaining 65% of the award vested based on achievement of certain performance criteria. Read SEC document |
| December 09, 2024 Filed Dec 12, 2024 00:56 UTC |
Harmon CyrusDirector
|
GrantCommon Stock | 29,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-029028 · form4-12122024_121240.xml · nonDerivative · entry 1 Harmon Cyrus · CIK 0001831410 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 780,533 F1 · shares: On November 11, 2022, the Reporting Person was granted certain performance restricted stock units ("PRSUs") for 45,000 shares, which were subject to vesting upon certification by the Compensation Committee of the Company's achievement of two different performance milestones. 35% of the award previously vested on November 20, 2023. On December 9, 2024, the Compensation Committee certified that the remaining 65% of the award vested based on achievement of certain performance criteria. Read SEC document |
| December 09, 2024 Filed Dec 12, 2024 00:56 UTC |
Myles David C.CH. DISCOV. & NON-CLIN DEV OFF
|
GrantCommon Stock | 48,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-029027 · form4-12122024_121200.xml · nonDerivative · entry 1 Myles David C. · CIK 0001831216 · CH. DISCOV. & NON-CLIN DEV OFF 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 624,399 F1 · shares: On November 11, 2022, the Reporting Person was granted certain performance restricted stock units ("PRSUs") for 75,000 shares, which were subject to vesting upon certification by the Compensation Committee of the Company's achievement of two different performance milestones. 35% of the award previously vested on November 20, 2023. On December 9, 2024, the Compensation Committee certified that the remaining 65% of the award vested based on achievement of certain performance criteria. F2 · balance_after: Includes 1,490 shares acquired under the Issuer's Employee Stock Purchase Plan on June 30, 2024. Read SEC document |
| December 09, 2024 Filed Dec 12, 2024 00:52 UTC |
Bohen SeanDirector · PRESIDENT AND CEO
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GrantCommon Stock | 204,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-029024 · form4-12122024_121245.xml · nonDerivative · entry 1 Bohen Sean · CIK 0001831218 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 351,164 F1 · shares: On November 11, 2022, the Reporting Person was granted certain performance restricted stock units ("PRSUs") for 315,000 shares, which were subject to vesting upon certification by the Compensation Committee of the Company's achievement of two different performance milestones. 35% of the award previously vested on November 20, 2023. On December 9, 2024, the Compensation Committee certified that the remaining 65% of the award vested based on achievement of certain performance criteria. F2 · balance_after: Includes 1,489 shares acquired under the Issuer's Employee Stock Purchase Plan on June 30, 2024. Read SEC document |
| December 09, 2024 Filed Dec 12, 2024 00:54 UTC |
Zojwalla NaseemCHIEF MEDICAL OFFICER
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GrantCommon Stock | 52,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-029026 · form4-12122024_121230.xml · nonDerivative · entry 1 Zojwalla Naseem · CIK 0001905871 · CHIEF MEDICAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,314 F1 · shares: On November 11, 2022, the Reporting Person was granted certain performance restricted stock units ("PRSUs") for 80,000 shares, which were subject to vesting upon certification by the Compensation Committee of the Company's achievement of two different performance milestones. 35% of the award previously vested on November 20, 2023. On December 9, 2024, the Compensation Committee certified that the remaining 65% of the award vested based on achievement of certain performance criteria. F2 · balance_after: Includes 1,490 shares acquired under the Issuer's Employee Stock Purchase Plan on June 30, 2024. Read SEC document |
| December 04, 2024 Filed Dec 5, 2024 00:55 UTC |
BVF PARTNERS L P/ILDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND L PDirector · See Explanation of Responses
BVF I GP LLCDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPDirector · See Explanation of Responses
BVF II GP LLCDirector · See Explanation of Responses
Biotechnology Value Trading Fund OS LPDirector · See Explanation of Responses
BVF Partners OS Ltd.Director · See Explanation of Responses
BVF GP HOLDINGS LLCDirector · See Explanation of Responses
BVF INC/ILDirector · See Explanation of Responses
LAMPERT MARK NDirector · See Explanation of Responses
|
GrantPre-Funded Warrant · Derivative | 160,107 | $9.08 Strike: $0.00 | $1,453,755.55 |
DisclosureSEC source: 0000921895-24-002886 · form407422010_12042024.xml · derivative · entry 10 BVF PARTNERS L P/IL · CIK 0001055947 · Director · See Explanation of Responses BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · Director · See Explanation of Responses BVF I GP LLC · CIK 0001803805 · Director · See Explanation of Responses BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · Director · See Explanation of Responses BVF II GP LLC · CIK 0001803806 · Director · See Explanation of Responses Biotechnology Value Trading Fund OS LP · CIK 0001660683 · Director · See Explanation of Responses BVF Partners OS Ltd. · CIK 0001660684 · Director · See Explanation of Responses BVF GP HOLDINGS LLC · CIK 0001803809 · Director · See Explanation of Responses BVF INC/IL · CIK 0001056807 · Director · See Explanation of Responses LAMPERT MARK N · CIK 0001233840 · Director · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 313,548 Underlying: Common stock, $0.0001 par value · 160,107 shares Expires not disclosed F8 · kind: The Issuer entered into a securities purchase agreement with certain purchasers, including certain of the Reporting Persons (the "Purchasers"), pursuant to which the Issuer agreed to issue and sell to the Purchasers in a private placement (the "Private Placement") shares of Common Stock of the Issuer or Pre-Funded Warrants in lieu thereof. In connection with the Private Placement, BVF, BVF2 and Trading Fund OS acquired Pre-Funded Warrants to purchase 1,258,027 shares, 1,047,044 shares and 160,107 shares, respectively. These transactions are exempt from Section 16 pursuant to Rule 16b-3. F7 · derivative.exercise_date: Each Pre-Funded Warrant may be exercised for one share of Common Stock. The Pre-Funded Warrants are exercisable immediately and may be exercised at any time until all of the Pre-Funded Warrants are exercised in full. A holder of Pre-Funded Warrants (together with its affiliates and other attribution parties) may not exercise any portion of a Pre-Funded Warrant to the extent that immediately prior to or after giving effect to such exercise the holder would own more than 9.99% of the shares of Common Stock outstanding immediately after exercise. F7 · derivative.expiration_date: Each Pre-Funded Warrant may be exercised for one share of Common Stock. The Pre-Funded Warrants are exercisable immediately and may be exercised at any time until all of the Pre-Funded Warrants are exercised in full. A holder of Pre-Funded Warrants (together with its affiliates and other attribution parties) may not exercise any portion of a Pre-Funded Warrant to the extent that immediately prior to or after giving effect to such exercise the holder would own more than 9.99% of the shares of Common Stock outstanding immediately after exercise. F1 · derivative.underlying: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group with respect to the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F5 · ownership.direct: Securities owned directly by Trading Fund OS. As the general partner of Trading Fund OS, Partners OS may be deemed to beneficially own the securities owned directly by Trading Fund OS. As the investment manager of Trading Fund OS and the sole member of Partners OS, Partners may be deemed to beneficially own the securities owned directly by Trading Fund OS. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by Trading Fund OS. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by Trading Fund OS. Read SEC document |
| December 04, 2024 Filed Dec 5, 2024 00:55 UTC |
BVF PARTNERS L P/ILDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND L PDirector · See Explanation of Responses
BVF I GP LLCDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPDirector · See Explanation of Responses
BVF II GP LLCDirector · See Explanation of Responses
Biotechnology Value Trading Fund OS LPDirector · See Explanation of Responses
BVF Partners OS Ltd.Director · See Explanation of Responses
BVF GP HOLDINGS LLCDirector · See Explanation of Responses
BVF INC/ILDirector · See Explanation of Responses
LAMPERT MARK NDirector · See Explanation of Responses
|
GrantPre-Funded Warrant · Derivative | 1,047,044 | $9.08 Strike: $0.00 | $9,507,054.82 |
DisclosureSEC source: 0000921895-24-002886 · form407422010_12042024.xml · derivative · entry 9 BVF PARTNERS L P/IL · CIK 0001055947 · Director · See Explanation of Responses BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · Director · See Explanation of Responses BVF I GP LLC · CIK 0001803805 · Director · See Explanation of Responses BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · Director · See Explanation of Responses BVF II GP LLC · CIK 0001803806 · Director · See Explanation of Responses Biotechnology Value Trading Fund OS LP · CIK 0001660683 · Director · See Explanation of Responses BVF Partners OS Ltd. · CIK 0001660684 · Director · See Explanation of Responses BVF GP HOLDINGS LLC · CIK 0001803809 · Director · See Explanation of Responses BVF INC/IL · CIK 0001056807 · Director · See Explanation of Responses LAMPERT MARK N · CIK 0001233840 · Director · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,465,780 Underlying: Common stock, $0.0001 par value · 1,047,044 shares Expires not disclosed F8 · kind: The Issuer entered into a securities purchase agreement with certain purchasers, including certain of the Reporting Persons (the "Purchasers"), pursuant to which the Issuer agreed to issue and sell to the Purchasers in a private placement (the "Private Placement") shares of Common Stock of the Issuer or Pre-Funded Warrants in lieu thereof. In connection with the Private Placement, BVF, BVF2 and Trading Fund OS acquired Pre-Funded Warrants to purchase 1,258,027 shares, 1,047,044 shares and 160,107 shares, respectively. These transactions are exempt from Section 16 pursuant to Rule 16b-3. F7 · derivative.exercise_date: Each Pre-Funded Warrant may be exercised for one share of Common Stock. The Pre-Funded Warrants are exercisable immediately and may be exercised at any time until all of the Pre-Funded Warrants are exercised in full. A holder of Pre-Funded Warrants (together with its affiliates and other attribution parties) may not exercise any portion of a Pre-Funded Warrant to the extent that immediately prior to or after giving effect to such exercise the holder would own more than 9.99% of the shares of Common Stock outstanding immediately after exercise. F7 · derivative.expiration_date: Each Pre-Funded Warrant may be exercised for one share of Common Stock. The Pre-Funded Warrants are exercisable immediately and may be exercised at any time until all of the Pre-Funded Warrants are exercised in full. A holder of Pre-Funded Warrants (together with its affiliates and other attribution parties) may not exercise any portion of a Pre-Funded Warrant to the extent that immediately prior to or after giving effect to such exercise the holder would own more than 9.99% of the shares of Common Stock outstanding immediately after exercise. F1 · derivative.underlying: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group with respect to the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4 · ownership.direct: Securities owned directly by BVF2. As the general partner of BVF2, BVF2 GP may be deemed to beneficially own the securities owned directly by BVF2. As the sole member of BVF2 GP, BVF GPH may be deemed to beneficially own the securities owned directly by BVF2. As the investment manager of BVF2, Partners may be deemed to beneficially own the securities owned directly by BVF2. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by BVF2. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by BVF2. Read SEC document |
| December 04, 2024 Filed Dec 5, 2024 00:55 UTC |
BVF PARTNERS L P/ILDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND L PDirector · See Explanation of Responses
BVF I GP LLCDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPDirector · See Explanation of Responses
BVF II GP LLCDirector · See Explanation of Responses
Biotechnology Value Trading Fund OS LPDirector · See Explanation of Responses
BVF Partners OS Ltd.Director · See Explanation of Responses
BVF GP HOLDINGS LLCDirector · See Explanation of Responses
BVF INC/ILDirector · See Explanation of Responses
LAMPERT MARK NDirector · See Explanation of Responses
|
GrantPre-Funded Warrant · Derivative | 1,258,027 | $9.08 Strike: $0.00 | $11,422,759.36 |
DisclosureSEC source: 0000921895-24-002886 · form407422010_12042024.xml · derivative · entry 8 BVF PARTNERS L P/IL · CIK 0001055947 · Director · See Explanation of Responses BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · Director · See Explanation of Responses BVF I GP LLC · CIK 0001803805 · Director · See Explanation of Responses BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · Director · See Explanation of Responses BVF II GP LLC · CIK 0001803806 · Director · See Explanation of Responses Biotechnology Value Trading Fund OS LP · CIK 0001660683 · Director · See Explanation of Responses BVF Partners OS Ltd. · CIK 0001660684 · Director · See Explanation of Responses BVF GP HOLDINGS LLC · CIK 0001803809 · Director · See Explanation of Responses BVF INC/IL · CIK 0001056807 · Director · See Explanation of Responses LAMPERT MARK N · CIK 0001233840 · Director · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,055,554 Underlying: Common stock, $0.0001 par value · 1,258,027 shares Expires not disclosed F8 · kind: The Issuer entered into a securities purchase agreement with certain purchasers, including certain of the Reporting Persons (the "Purchasers"), pursuant to which the Issuer agreed to issue and sell to the Purchasers in a private placement (the "Private Placement") shares of Common Stock of the Issuer or Pre-Funded Warrants in lieu thereof. In connection with the Private Placement, BVF, BVF2 and Trading Fund OS acquired Pre-Funded Warrants to purchase 1,258,027 shares, 1,047,044 shares and 160,107 shares, respectively. These transactions are exempt from Section 16 pursuant to Rule 16b-3. F7 · derivative.exercise_date: Each Pre-Funded Warrant may be exercised for one share of Common Stock. The Pre-Funded Warrants are exercisable immediately and may be exercised at any time until all of the Pre-Funded Warrants are exercised in full. A holder of Pre-Funded Warrants (together with its affiliates and other attribution parties) may not exercise any portion of a Pre-Funded Warrant to the extent that immediately prior to or after giving effect to such exercise the holder would own more than 9.99% of the shares of Common Stock outstanding immediately after exercise. F7 · derivative.expiration_date: Each Pre-Funded Warrant may be exercised for one share of Common Stock. The Pre-Funded Warrants are exercisable immediately and may be exercised at any time until all of the Pre-Funded Warrants are exercised in full. A holder of Pre-Funded Warrants (together with its affiliates and other attribution parties) may not exercise any portion of a Pre-Funded Warrant to the extent that immediately prior to or after giving effect to such exercise the holder would own more than 9.99% of the shares of Common Stock outstanding immediately after exercise. F1 · derivative.underlying: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group with respect to the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Securities owned directly by BVF. As the general partner of BVF, BVF GP may be deemed to beneficially own the securities owned directly by BVF. As the sole member of BVF GP, BVF GPH may be deemed to beneficially own the securities owned directly by BVF. As the investment manager of BVF, Partners may be deemed to beneficially own the securities owned directly by BVF. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by BVF. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by BVF. Read SEC document |
| December 04, 2024 Filed Dec 5, 2024 00:55 UTC |
BVF PARTNERS L P/ILDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND L PDirector · See Explanation of Responses
BVF I GP LLCDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPDirector · See Explanation of Responses
BVF II GP LLCDirector · See Explanation of Responses
Biotechnology Value Trading Fund OS LPDirector · See Explanation of Responses
BVF Partners OS Ltd.Director · See Explanation of Responses
BVF GP HOLDINGS LLCDirector · See Explanation of Responses
BVF INC/ILDirector · See Explanation of Responses
LAMPERT MARK NDirector · See Explanation of Responses
|
GrantPre-Funded Warrant · Derivative | 153,441 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000921895-24-002886 · form407422010_12042024.xml · derivative · entry 7 BVF PARTNERS L P/IL · CIK 0001055947 · Director · See Explanation of Responses BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · Director · See Explanation of Responses BVF I GP LLC · CIK 0001803805 · Director · See Explanation of Responses BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · Director · See Explanation of Responses BVF II GP LLC · CIK 0001803806 · Director · See Explanation of Responses Biotechnology Value Trading Fund OS LP · CIK 0001660683 · Director · See Explanation of Responses BVF Partners OS Ltd. · CIK 0001660684 · Director · See Explanation of Responses BVF GP HOLDINGS LLC · CIK 0001803809 · Director · See Explanation of Responses BVF INC/IL · CIK 0001056807 · Director · See Explanation of Responses LAMPERT MARK N · CIK 0001233840 · Director · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 153,441 Underlying: Common stock, $0.0001 par value · 153,441 shares Expires not disclosed F2 · kind: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 3,420,000 shares of Common Stock of the Issuer for a total of 3,420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 1,797,527 shares for 1,797,527 Pre-Funded Warrants, BVF2 exchanged 1,418,736 shares for 1,418,736 Pre-Funded Warrants and Trading Fund OS exchanged 153,441 shares for 153,441 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3. F2 · price: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 3,420,000 shares of Common Stock of the Issuer for a total of 3,420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 1,797,527 shares for 1,797,527 Pre-Funded Warrants, BVF2 exchanged 1,418,736 shares for 1,418,736 Pre-Funded Warrants and Trading Fund OS exchanged 153,441 shares for 153,441 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3. F7 · derivative.exercise_date: Each Pre-Funded Warrant may be exercised for one share of Common Stock. The Pre-Funded Warrants are exercisable immediately and may be exercised at any time until all of the Pre-Funded Warrants are exercised in full. A holder of Pre-Funded Warrants (together with its affiliates and other attribution parties) may not exercise any portion of a Pre-Funded Warrant to the extent that immediately prior to or after giving effect to such exercise the holder would own more than 9.99% of the shares of Common Stock outstanding immediately after exercise. F7 · derivative.expiration_date: Each Pre-Funded Warrant may be exercised for one share of Common Stock. The Pre-Funded Warrants are exercisable immediately and may be exercised at any time until all of the Pre-Funded Warrants are exercised in full. A holder of Pre-Funded Warrants (together with its affiliates and other attribution parties) may not exercise any portion of a Pre-Funded Warrant to the extent that immediately prior to or after giving effect to such exercise the holder would own more than 9.99% of the shares of Common Stock outstanding immediately after exercise. F1 · derivative.underlying: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group with respect to the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F5 · ownership.direct: Securities owned directly by Trading Fund OS. As the general partner of Trading Fund OS, Partners OS may be deemed to beneficially own the securities owned directly by Trading Fund OS. As the investment manager of Trading Fund OS and the sole member of Partners OS, Partners may be deemed to beneficially own the securities owned directly by Trading Fund OS. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by Trading Fund OS. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by Trading Fund OS. Read SEC document |
| December 04, 2024 Filed Dec 5, 2024 00:55 UTC |
BVF PARTNERS L P/ILDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND L PDirector · See Explanation of Responses
BVF I GP LLCDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPDirector · See Explanation of Responses
BVF II GP LLCDirector · See Explanation of Responses
Biotechnology Value Trading Fund OS LPDirector · See Explanation of Responses
BVF Partners OS Ltd.Director · See Explanation of Responses
BVF GP HOLDINGS LLCDirector · See Explanation of Responses
BVF INC/ILDirector · See Explanation of Responses
LAMPERT MARK NDirector · See Explanation of Responses
|
GrantPre-Funded Warrant · Derivative | 1,418,736 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000921895-24-002886 · form407422010_12042024.xml · derivative · entry 6 BVF PARTNERS L P/IL · CIK 0001055947 · Director · See Explanation of Responses BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · Director · See Explanation of Responses BVF I GP LLC · CIK 0001803805 · Director · See Explanation of Responses BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · Director · See Explanation of Responses BVF II GP LLC · CIK 0001803806 · Director · See Explanation of Responses Biotechnology Value Trading Fund OS LP · CIK 0001660683 · Director · See Explanation of Responses BVF Partners OS Ltd. · CIK 0001660684 · Director · See Explanation of Responses BVF GP HOLDINGS LLC · CIK 0001803809 · Director · See Explanation of Responses BVF INC/IL · CIK 0001056807 · Director · See Explanation of Responses LAMPERT MARK N · CIK 0001233840 · Director · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,418,736 Underlying: Common stock, $0.0001 par value · 1,418,736 shares Expires not disclosed F2 · kind: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 3,420,000 shares of Common Stock of the Issuer for a total of 3,420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 1,797,527 shares for 1,797,527 Pre-Funded Warrants, BVF2 exchanged 1,418,736 shares for 1,418,736 Pre-Funded Warrants and Trading Fund OS exchanged 153,441 shares for 153,441 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3. F2 · price: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 3,420,000 shares of Common Stock of the Issuer for a total of 3,420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 1,797,527 shares for 1,797,527 Pre-Funded Warrants, BVF2 exchanged 1,418,736 shares for 1,418,736 Pre-Funded Warrants and Trading Fund OS exchanged 153,441 shares for 153,441 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3. F7 · derivative.exercise_date: Each Pre-Funded Warrant may be exercised for one share of Common Stock. The Pre-Funded Warrants are exercisable immediately and may be exercised at any time until all of the Pre-Funded Warrants are exercised in full. A holder of Pre-Funded Warrants (together with its affiliates and other attribution parties) may not exercise any portion of a Pre-Funded Warrant to the extent that immediately prior to or after giving effect to such exercise the holder would own more than 9.99% of the shares of Common Stock outstanding immediately after exercise. F7 · derivative.expiration_date: Each Pre-Funded Warrant may be exercised for one share of Common Stock. The Pre-Funded Warrants are exercisable immediately and may be exercised at any time until all of the Pre-Funded Warrants are exercised in full. A holder of Pre-Funded Warrants (together with its affiliates and other attribution parties) may not exercise any portion of a Pre-Funded Warrant to the extent that immediately prior to or after giving effect to such exercise the holder would own more than 9.99% of the shares of Common Stock outstanding immediately after exercise. F1 · derivative.underlying: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group with respect to the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4 · ownership.direct: Securities owned directly by BVF2. As the general partner of BVF2, BVF2 GP may be deemed to beneficially own the securities owned directly by BVF2. As the sole member of BVF2 GP, BVF GPH may be deemed to beneficially own the securities owned directly by BVF2. As the investment manager of BVF2, Partners may be deemed to beneficially own the securities owned directly by BVF2. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by BVF2. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by BVF2. Read SEC document |
| December 04, 2024 Filed Dec 5, 2024 00:55 UTC |
BVF PARTNERS L P/ILDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND L PDirector · See Explanation of Responses
BVF I GP LLCDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPDirector · See Explanation of Responses
BVF II GP LLCDirector · See Explanation of Responses
Biotechnology Value Trading Fund OS LPDirector · See Explanation of Responses
BVF Partners OS Ltd.Director · See Explanation of Responses
BVF GP HOLDINGS LLCDirector · See Explanation of Responses
BVF INC/ILDirector · See Explanation of Responses
LAMPERT MARK NDirector · See Explanation of Responses
|
GrantPre-Funded Warrant · Derivative | 1,797,527 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000921895-24-002886 · form407422010_12042024.xml · derivative · entry 5 BVF PARTNERS L P/IL · CIK 0001055947 · Director · See Explanation of Responses BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · Director · See Explanation of Responses BVF I GP LLC · CIK 0001803805 · Director · See Explanation of Responses BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · Director · See Explanation of Responses BVF II GP LLC · CIK 0001803806 · Director · See Explanation of Responses Biotechnology Value Trading Fund OS LP · CIK 0001660683 · Director · See Explanation of Responses BVF Partners OS Ltd. · CIK 0001660684 · Director · See Explanation of Responses BVF GP HOLDINGS LLC · CIK 0001803809 · Director · See Explanation of Responses BVF INC/IL · CIK 0001056807 · Director · See Explanation of Responses LAMPERT MARK N · CIK 0001233840 · Director · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,797,527 Underlying: Common stock, $0.0001 par value · 1,797,527 shares Expires not disclosed F2 · kind: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 3,420,000 shares of Common Stock of the Issuer for a total of 3,420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 1,797,527 shares for 1,797,527 Pre-Funded Warrants, BVF2 exchanged 1,418,736 shares for 1,418,736 Pre-Funded Warrants and Trading Fund OS exchanged 153,441 shares for 153,441 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3. F2 · price: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 3,420,000 shares of Common Stock of the Issuer for a total of 3,420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 1,797,527 shares for 1,797,527 Pre-Funded Warrants, BVF2 exchanged 1,418,736 shares for 1,418,736 Pre-Funded Warrants and Trading Fund OS exchanged 153,441 shares for 153,441 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3. F7 · derivative.exercise_date: Each Pre-Funded Warrant may be exercised for one share of Common Stock. The Pre-Funded Warrants are exercisable immediately and may be exercised at any time until all of the Pre-Funded Warrants are exercised in full. A holder of Pre-Funded Warrants (together with its affiliates and other attribution parties) may not exercise any portion of a Pre-Funded Warrant to the extent that immediately prior to or after giving effect to such exercise the holder would own more than 9.99% of the shares of Common Stock outstanding immediately after exercise. F7 · derivative.expiration_date: Each Pre-Funded Warrant may be exercised for one share of Common Stock. The Pre-Funded Warrants are exercisable immediately and may be exercised at any time until all of the Pre-Funded Warrants are exercised in full. A holder of Pre-Funded Warrants (together with its affiliates and other attribution parties) may not exercise any portion of a Pre-Funded Warrant to the extent that immediately prior to or after giving effect to such exercise the holder would own more than 9.99% of the shares of Common Stock outstanding immediately after exercise. F1 · derivative.underlying: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group with respect to the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Securities owned directly by BVF. As the general partner of BVF, BVF GP may be deemed to beneficially own the securities owned directly by BVF. As the sole member of BVF GP, BVF GPH may be deemed to beneficially own the securities owned directly by BVF. As the investment manager of BVF, Partners may be deemed to beneficially own the securities owned directly by BVF. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by BVF. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by BVF. Read SEC document |
| December 04, 2024 Filed Dec 5, 2024 00:55 UTC |
BVF PARTNERS L P/ILDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND L PDirector · See Explanation of Responses
BVF I GP LLCDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPDirector · See Explanation of Responses
BVF II GP LLCDirector · See Explanation of Responses
Biotechnology Value Trading Fund OS LPDirector · See Explanation of Responses
BVF Partners OS Ltd.Director · See Explanation of Responses
BVF GP HOLDINGS LLCDirector · See Explanation of Responses
BVF INC/ILDirector · See Explanation of Responses
LAMPERT MARK NDirector · See Explanation of Responses
|
Disposition to issuerCommon stock, $0.0001 par value | 153,441 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-24-002886 · form407422010_12042024.xml · nonDerivative · entry 3 BVF PARTNERS L P/IL · CIK 0001055947 · Director · See Explanation of Responses BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · Director · See Explanation of Responses BVF I GP LLC · CIK 0001803805 · Director · See Explanation of Responses BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · Director · See Explanation of Responses BVF II GP LLC · CIK 0001803806 · Director · See Explanation of Responses Biotechnology Value Trading Fund OS LP · CIK 0001660683 · Director · See Explanation of Responses BVF Partners OS Ltd. · CIK 0001660684 · Director · See Explanation of Responses BVF GP HOLDINGS LLC · CIK 0001803809 · Director · See Explanation of Responses BVF INC/IL · CIK 0001056807 · Director · See Explanation of Responses LAMPERT MARK N · CIK 0001233840 · Director · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 370,710 F1 · security: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group with respect to the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · kind: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 3,420,000 shares of Common Stock of the Issuer for a total of 3,420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 1,797,527 shares for 1,797,527 Pre-Funded Warrants, BVF2 exchanged 1,418,736 shares for 1,418,736 Pre-Funded Warrants and Trading Fund OS exchanged 153,441 shares for 153,441 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3. F2 · price: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 3,420,000 shares of Common Stock of the Issuer for a total of 3,420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 1,797,527 shares for 1,797,527 Pre-Funded Warrants, BVF2 exchanged 1,418,736 shares for 1,418,736 Pre-Funded Warrants and Trading Fund OS exchanged 153,441 shares for 153,441 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3. F5 · ownership.direct: Securities owned directly by Trading Fund OS. As the general partner of Trading Fund OS, Partners OS may be deemed to beneficially own the securities owned directly by Trading Fund OS. As the investment manager of Trading Fund OS and the sole member of Partners OS, Partners may be deemed to beneficially own the securities owned directly by Trading Fund OS. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by Trading Fund OS. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by Trading Fund OS. Read SEC document |
| December 04, 2024 Filed Dec 5, 2024 00:55 UTC |
BVF PARTNERS L P/ILDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND L PDirector · See Explanation of Responses
BVF I GP LLCDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPDirector · See Explanation of Responses
BVF II GP LLCDirector · See Explanation of Responses
Biotechnology Value Trading Fund OS LPDirector · See Explanation of Responses
BVF Partners OS Ltd.Director · See Explanation of Responses
BVF GP HOLDINGS LLCDirector · See Explanation of Responses
BVF INC/ILDirector · See Explanation of Responses
LAMPERT MARK NDirector · See Explanation of Responses
|
Disposition to issuerCommon stock, $0.0001 par value | 1,418,736 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-24-002886 · form407422010_12042024.xml · nonDerivative · entry 2 BVF PARTNERS L P/IL · CIK 0001055947 · Director · See Explanation of Responses BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · Director · See Explanation of Responses BVF I GP LLC · CIK 0001803805 · Director · See Explanation of Responses BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · Director · See Explanation of Responses BVF II GP LLC · CIK 0001803806 · Director · See Explanation of Responses Biotechnology Value Trading Fund OS LP · CIK 0001660683 · Director · See Explanation of Responses BVF Partners OS Ltd. · CIK 0001660684 · Director · See Explanation of Responses BVF GP HOLDINGS LLC · CIK 0001803809 · Director · See Explanation of Responses BVF INC/IL · CIK 0001056807 · Director · See Explanation of Responses LAMPERT MARK N · CIK 0001233840 · Director · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,165,776 F1 · security: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group with respect to the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · kind: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 3,420,000 shares of Common Stock of the Issuer for a total of 3,420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 1,797,527 shares for 1,797,527 Pre-Funded Warrants, BVF2 exchanged 1,418,736 shares for 1,418,736 Pre-Funded Warrants and Trading Fund OS exchanged 153,441 shares for 153,441 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3. F2 · price: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 3,420,000 shares of Common Stock of the Issuer for a total of 3,420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 1,797,527 shares for 1,797,527 Pre-Funded Warrants, BVF2 exchanged 1,418,736 shares for 1,418,736 Pre-Funded Warrants and Trading Fund OS exchanged 153,441 shares for 153,441 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3. F4 · ownership.direct: Securities owned directly by BVF2. As the general partner of BVF2, BVF2 GP may be deemed to beneficially own the securities owned directly by BVF2. As the sole member of BVF2 GP, BVF GPH may be deemed to beneficially own the securities owned directly by BVF2. As the investment manager of BVF2, Partners may be deemed to beneficially own the securities owned directly by BVF2. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by BVF2. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by BVF2. Read SEC document |
| December 04, 2024 Filed Dec 5, 2024 00:55 UTC |
BVF PARTNERS L P/ILDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND L PDirector · See Explanation of Responses
BVF I GP LLCDirector · See Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPDirector · See Explanation of Responses
BVF II GP LLCDirector · See Explanation of Responses
Biotechnology Value Trading Fund OS LPDirector · See Explanation of Responses
BVF Partners OS Ltd.Director · See Explanation of Responses
BVF GP HOLDINGS LLCDirector · See Explanation of Responses
BVF INC/ILDirector · See Explanation of Responses
LAMPERT MARK NDirector · See Explanation of Responses
|
Disposition to issuerCommon stock, $0.0001 par value | 1,797,527 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-24-002886 · form407422010_12042024.xml · nonDerivative · entry 1 BVF PARTNERS L P/IL · CIK 0001055947 · Director · See Explanation of Responses BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · Director · See Explanation of Responses BVF I GP LLC · CIK 0001803805 · Director · See Explanation of Responses BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · Director · See Explanation of Responses BVF II GP LLC · CIK 0001803806 · Director · See Explanation of Responses Biotechnology Value Trading Fund OS LP · CIK 0001660683 · Director · See Explanation of Responses BVF Partners OS Ltd. · CIK 0001660684 · Director · See Explanation of Responses BVF GP HOLDINGS LLC · CIK 0001803809 · Director · See Explanation of Responses BVF INC/IL · CIK 0001056807 · Director · See Explanation of Responses LAMPERT MARK N · CIK 0001233840 · Director · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,891,427 F1 · security: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group with respect to the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · kind: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 3,420,000 shares of Common Stock of the Issuer for a total of 3,420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 1,797,527 shares for 1,797,527 Pre-Funded Warrants, BVF2 exchanged 1,418,736 shares for 1,418,736 Pre-Funded Warrants and Trading Fund OS exchanged 153,441 shares for 153,441 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3. F2 · price: Certain of the Reporting Persons entered into an Exchange Agreement with the Issuer (the "Exchange Agreement"), pursuant to which such Reporting Persons agreed to exchange an aggregate of 3,420,000 shares of Common Stock of the Issuer for a total of 3,420,000 Pre-Funded Warrants (the "Pre-Funded Warrants"). Pursuant to the Exchange Agreement, BVF exchanged 1,797,527 shares for 1,797,527 Pre-Funded Warrants, BVF2 exchanged 1,418,736 shares for 1,418,736 Pre-Funded Warrants and Trading Fund OS exchanged 153,441 shares for 153,441 Pre-Funded Warrants. These transactions are exempt from Section 16 pursuant to Rule 16b-3. F3 · ownership.direct: Securities owned directly by BVF. As the general partner of BVF, BVF GP may be deemed to beneficially own the securities owned directly by BVF. As the sole member of BVF GP, BVF GPH may be deemed to beneficially own the securities owned directly by BVF. As the investment manager of BVF, Partners may be deemed to beneficially own the securities owned directly by BVF. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by BVF. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by BVF. Read SEC document |
| November 15, 2024 Filed Nov 18, 2024 06:00 UTC |
Kovacs Shane William CharlesCh. Operating & Financial Off.
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $7.02 | $0.00 |
DisclosureSEC source: 0001415889-24-027022 · form4-11182024_061102.xml · derivative · entry 2 Kovacs Shane William Charles · CIK 0001579397 · Ch. Operating & Financial Off. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 162,000 Underlying: Common Stock · 25,000 shares Expires 2032-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 25% of the shares subject to the option vested on February 1, 2023 and 1/48 of the total number of shares subject to the option vest each month thereafter, subject to the Reporting Person's continuous service through each applicable vesting date. Read SEC document |
| November 15, 2024 Filed Nov 18, 2024 06:00 UTC |
Kovacs Shane William CharlesCh. Operating & Financial Off.
|
Exercise / conversionCommon Stock | 25,000 | $7.02 | $175,500.00 |
DisclosureSEC source: 0001415889-24-027022 · form4-11182024_061102.xml · nonDerivative · entry 1 Kovacs Shane William Charles · CIK 0001579397 · Ch. Operating & Financial Off. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 510,458 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 471 shares acquired under the issuer's Employee Stock Purchase Plan on June 28, 2024. Read SEC document |
| August 01, 2024 Filed Aug 5, 2024 16:30 UTC |
Paradigm Biocapital Advisors LP10% owner
Paradigm BioCapital Advisors GP LLC10% owner
Asefaw Senai10% owner
|
SaleCommon Stock, par value $0.0001 per share | 529,501 | $14.92 | $7,897,507.42 |
DisclosureSEC source: 0001104659-24-085835 · tm2420728-1_4seq1.xml · nonDerivative · entry 2 Paradigm Biocapital Advisors LP · CIK 0001855655 · 10% owner Paradigm BioCapital Advisors GP LLC · CIK 0001994082 · 10% owner Paradigm BioCapital International Fund Ltd. · CIK 0001854392 · 10% owner Asefaw Senai · CIK 0001994183 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: One or more separately managed accounts Disclosed balance after: 783,118 F2 · ownership.nature: These securities are held directly by one or more separately managed accounts managed by the Adviser. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| August 01, 2024 Filed Aug 5, 2024 16:30 UTC |
Paradigm Biocapital Advisors LP10% owner
Paradigm BioCapital Advisors GP LLC10% owner
Asefaw Senai10% owner
|
SaleCommon Stock, par value $0.0001 per share | 1,870,499 | $14.92 | $27,898,492.59 |
DisclosureSEC source: 0001104659-24-085835 · tm2420728-1_4seq1.xml · nonDerivative · entry 1 Paradigm Biocapital Advisors LP · CIK 0001855655 · 10% owner Paradigm BioCapital Advisors GP LLC · CIK 0001994082 · 10% owner Paradigm BioCapital International Fund Ltd. · CIK 0001854392 · 10% owner Asefaw Senai · CIK 0001994183 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: Paradigm BioCapital International Fund Ltd. Disclosed balance after: 4,720,482 F1 · ownership.nature: These securities are held directly by Paradigm BioCapital International Fund Ltd (the "Fund"). The Fund is a private investment vehicle. Paradigm BioCapital Advisors LP (the "Adviser") is the investment adviser of the Fund. Paradigm BioCapital Advisors GP LLC (the "Adviser GP") is the general partner of the Adviser. Senai Asefaw, M.D. is the managing member of the Adviser GP. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| July 30, 2024 Filed Jul 31, 2024 21:15 UTC |
Harmon CyrusDirector
|
SaleCommon Stock | 934 | $15.55 | $14,523.70 |
DisclosureSEC source: 0001415889-24-020461 · form4-07312024_050701.xml · nonDerivative · entry 2 Harmon Cyrus · CIK 0001831410 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 751,283 F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person dated May 16, 2023. F3 · price: The weighted average sale price for the transaction reported was $15.55, and the range of prices was between $15.55 and $15.58. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| July 29, 2024 Filed Jul 31, 2024 21:15 UTC |
Harmon CyrusDirector
|
SaleCommon Stock | 4,066 | $15.58 | $63,348.28 |
DisclosureSEC source: 0001415889-24-020461 · form4-07312024_050701.xml · nonDerivative · entry 1 Harmon Cyrus · CIK 0001831410 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 752,217 F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person dated May 16, 2023. F2 · price: The weighted average sale price for the transaction reported was $15.58, and the range of prices was between $15.55 and $15.64. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| July 11, 2024 Filed Jul 12, 2024 21:15 UTC |
Harmon CyrusDirector
|
SaleCommon Stock | 5,000 | $12.26 | $61,300.00 |
DisclosureSEC source: 0001415889-24-019528 · form4-07122024_050702.xml · nonDerivative · entry 1 Harmon Cyrus · CIK 0001831410 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 756,283 F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person dated May 16, 2023. F2 · price: The weighted average sale price for the transaction reported was $12.26, and the range of prices was between $12.23 and $12.33. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.