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Nasdaq · USD

OLLI

Ollie's Bargain Outlet Holdings, Inc.

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Tapewire entity
3996
SEC CIK
0001639300
Parsed reports
494

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202601
Mar 202602
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 22, 2025 Filed Sep 24, 2025 21:00 UTC
SWYGERT JOHN WDirector · Executive Chairman
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 27,073 $0.00 Strike: $86.03 $0.00
Disclosure

SEC source: 0001213900-25-091175 · marketforms-70839.xml · derivative · entry 7

SWYGERT JOHN W · CIK 0001276412 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 27,073 shares

Expires 2031-03-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions made pursuant to an agreement adopted on June 23, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F5 · derivative.exercise_date: Options vest and become exercisable in 25% installments on each anniversary date of the grant, March 22, 2021, subject to continued service through each applicable vesting date. The options vested in their entirely on March 22, 2025.

Read SEC document
September 22, 2025 Filed Sep 24, 2025 21:00 UTC
SWYGERT JOHN WDirector · Executive Chairman
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 54,915 $0.00 Strike: $60.30 $0.00
Disclosure

SEC source: 0001213900-25-091175 · marketforms-70839.xml · derivative · entry 6

SWYGERT JOHN W · CIK 0001276412 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 54,915 shares

Expires 2029-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions made pursuant to an agreement adopted on June 23, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · derivative.exercise_date: Options vest and become exercisable in 25% installments on each anniversary date of the grant, December 10, 2019, subject to continued service through each applicable vesting date. The options vested in their entirety on December 10, 2023.

Read SEC document
September 22, 2025 Filed Sep 24, 2025 21:00 UTC
SWYGERT JOHN WDirector · Executive Chairman
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,070 $0.00 Strike: $79.89 $0.00
Disclosure

SEC source: 0001213900-25-091175 · marketforms-70839.xml · derivative · entry 5

SWYGERT JOHN W · CIK 0001276412 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,070 shares

Expires 2029-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions made pursuant to an agreement adopted on June 23, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · derivative.exercise_date: Options vest and become exercisable in 25% installments on each anniversary date of the grant, March 20, 2019, subject to continued service through each applicable vesting date. The options vested in their entirety on March 20, 2023.

Read SEC document
September 22, 2025 Filed Sep 24, 2025 21:00 UTC
SWYGERT JOHN WDirector · Executive Chairman
SaleCommon Stock, par value $0.001 per share 107,058 $132.87 $14,224,796.46
Disclosure

SEC source: 0001213900-25-091175 · marketforms-70839.xml · nonDerivative · entry 4

SWYGERT JOHN W · CIK 0001276412 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,200

F1 · kind: Transactions made pursuant to an agreement adopted on June 23, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.35-136.16, inclusive. The reporting person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 22, 2025 Filed Sep 24, 2025 21:00 UTC
SWYGERT JOHN WDirector · Executive Chairman
Exercise / conversionCommon Stock, par value $0.001 per share 27,073 $86.03 $2,329,090.19
Disclosure

SEC source: 0001213900-25-091175 · marketforms-70839.xml · nonDerivative · entry 3

SWYGERT JOHN W · CIK 0001276412 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 155,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions made pursuant to an agreement adopted on June 23, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
September 22, 2025 Filed Sep 24, 2025 21:00 UTC
SWYGERT JOHN WDirector · Executive Chairman
Exercise / conversionCommon Stock, par value $0.001 per share 54,915 $60.30 $3,311,374.50
Disclosure

SEC source: 0001213900-25-091175 · marketforms-70839.xml · nonDerivative · entry 2

SWYGERT JOHN W · CIK 0001276412 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 128,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions made pursuant to an agreement adopted on June 23, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
September 22, 2025 Filed Sep 24, 2025 21:00 UTC
SWYGERT JOHN WDirector · Executive Chairman
Exercise / conversionCommon Stock, par value $0.001 per share 25,070 $79.89 $2,002,842.30
Disclosure

SEC source: 0001213900-25-091175 · marketforms-70839.xml · nonDerivative · entry 1

SWYGERT JOHN W · CIK 0001276412 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 73,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions made pursuant to an agreement adopted on June 23, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
September 03, 2025 Filed Sep 5, 2025 21:00 UTC
Comitale James JSVP, General Counsel
SaleCommon Stock, par value $0.001 per share 2,117 $130.00 $275,210.00
Disclosure

SEC source: 0001213900-25-085114 · marketforms-70460.xml · nonDerivative · entry 1

Comitale James J · CIK 0001789656 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,504

F1 · price: The price reported in column 4 is the price at which these shares were sold in a single transaction.

Read SEC document
July 29, 2025 Filed Jul 31, 2025 20:43 UTC Exercise / conversionRestricted Stock Units · Derivative 758 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-070045 · marketforms-70131.xml · derivative · entry 3

Zender Christopher · CIK 0001316931 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,274

Underlying: Common Stock · 758 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each of the RSUs represents a contingent right to receive one share of Common Stock at vesting.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock ("Common Stock").

F6 · derivative.exercise_date: The RSUs vest and become exercisable in 25% installments on each anniversary date of the grant, July 29, 2024, subject to continued service through each applicable vesting date. The reporting person was granted 3,032 RSUs, of which 758 vested on July 29, 2025; 758 vest on July 29, 2026; 758 vest on July 29, 2027; and 758 vest on July 29, 2028.

F6 · derivative.expiration_date: The RSUs vest and become exercisable in 25% installments on each anniversary date of the grant, July 29, 2024, subject to continued service through each applicable vesting date. The reporting person was granted 3,032 RSUs, of which 758 vested on July 29, 2025; 758 vest on July 29, 2026; 758 vest on July 29, 2027; and 758 vest on July 29, 2028.

Read SEC document
July 29, 2025 Filed Jul 31, 2025 20:43 UTC Tax withholdingCommon Stock, par value $0.001 per share 338 $137.89 $46,606.82
Disclosure

SEC source: 0001213900-25-070045 · marketforms-70131.xml · nonDerivative · entry 2

Zender Christopher · CIK 0001316931 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 420

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the reporting person and cancelled by the issuer in exchange for the issuer's agreement to pay federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units.

F4 · price: The price reported in column 4 is equivalent to the fair market value based on the closing market price as of July 29, 2025.

Read SEC document
July 29, 2025 Filed Jul 31, 2025 20:43 UTC Exercise / conversionCommon Stock, par value $0.001 per share 758 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-070045 · marketforms-70131.xml · nonDerivative · entry 1

Zender Christopher · CIK 0001316931 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock ("Common Stock").

F2 · price: Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis.

Read SEC document
June 13, 2025 Filed Jun 17, 2025 21:15 UTC
van der Valk EricDirector · President and CEO
SaleCommon Stock, par value $0.001 per share 728 $112.85 $82,154.80
Disclosure

SEC source: 0001213900-25-055259 · marketforms-69944.xml · nonDerivative · entry 1

van der Valk Eric · CIK 0001858889 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,761

F1 · kind: Transactions made pursuant to an agreement adopted on December 23, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in column 4 is the price at which these shares were sold in a single transaction.

Read SEC document
June 06, 2025 Filed Jun 10, 2025 20:48 UTC
van der Valk EricDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 2,578 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-053111 · marketforms-69770.xml · derivative · entry 3

van der Valk Eric · CIK 0001858889 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,578 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each of the RSUs represents a contingent right to receive one share of Common Stock at vesting.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock ("Common Stock").

F6 · derivative.exercise_date: 50% of the RSUs vested and became exercisable on June 6, 2023, the first anniversary date of the grant, with 25% of the RSUs vesting and becoming exercisable on each of the second and third anniversaries of the date of grant, subject to continued service through each applicable vesting date. The reporting person was granted 10,314 RSUs on June 6, 2022, of which 5,157 vested on June 6, 2023; 2,579 vested on June 6, 2024; and 2,578 vested on June 6, 2025.

F6 · derivative.expiration_date: 50% of the RSUs vested and became exercisable on June 6, 2023, the first anniversary date of the grant, with 25% of the RSUs vesting and becoming exercisable on each of the second and third anniversaries of the date of grant, subject to continued service through each applicable vesting date. The reporting person was granted 10,314 RSUs on June 6, 2022, of which 5,157 vested on June 6, 2023; 2,579 vested on June 6, 2024; and 2,578 vested on June 6, 2025.

Read SEC document
June 06, 2025 Filed Jun 10, 2025 20:48 UTC
van der Valk EricDirector · President and CEO
Tax withholdingCommon Stock, par value $0.001 per share 1,122 $119.37 $133,933.14
Disclosure

SEC source: 0001213900-25-053111 · marketforms-69770.xml · nonDerivative · entry 2

van der Valk Eric · CIK 0001858889 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,489

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the reporting person and cancelled by the issuer in exchange for the issuer's agreement to pay federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units.

F4 · price: The price reported in column 4 is equivalent to the fair market value based on the closing market price as of June 6, 2025.

Read SEC document
June 06, 2025 Filed Jun 10, 2025 20:48 UTC
van der Valk EricDirector · President and CEO
Exercise / conversionCommon Stock, par value $0.001 per share 2,578 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-053111 · marketforms-69770.xml · nonDerivative · entry 1

van der Valk Eric · CIK 0001858889 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock ("Common Stock").

F2 · price: Restricted Stock Units ("RSUs") convert into Common Stock on a one-for-one basis.

Read SEC document
May 09, 2025 Filed May 13, 2025 21:21 UTC
van der Valk EricDirector · President and CEO
SaleCommon Stock, par value $0.001 per share 240 $108.78 $26,107.20
Disclosure

SEC source: 0001213900-25-042779 · marketforms-69444.xml · nonDerivative · entry 1

van der Valk Eric · CIK 0001858889 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,033

F1 · kind: Transactions made pursuant to an agreement adopted on December 23, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in column 4 is the price at which these shares were sold in a single transaction.

Read SEC document
May 03, 2025 Filed May 5, 2025 21:00 UTC
van der Valk EricDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 850 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-039746 · marketforms-69362.xml · derivative · entry 3

van der Valk Eric · CIK 0001858889 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each of the RSUs represents a contingent right to receive one share of Common Stock at vesting.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock ("Common Stock").

F6 · derivative.exercise_date: The RSUs vest and become exercisable in 25% installments on each anniversary date of the grant, May 3, 2021, subject to continued service through each applicable vesting date. The reporting person was granted 3,399 RSUs, of which 850 vested on May 3, 2022; 850 vested on May 3, 2023; 849 vested on May 3, 2024; and 850 vested on May 3, 2025.

F6 · derivative.expiration_date: The RSUs vest and become exercisable in 25% installments on each anniversary date of the grant, May 3, 2021, subject to continued service through each applicable vesting date. The reporting person was granted 3,399 RSUs, of which 850 vested on May 3, 2022; 850 vested on May 3, 2023; 849 vested on May 3, 2024; and 850 vested on May 3, 2025.

Read SEC document
May 03, 2025 Filed May 5, 2025 21:00 UTC
van der Valk EricDirector · President and CEO
Tax withholdingCommon Stock, par value $0.001 per share 370 $110.88 $41,025.60
Disclosure

SEC source: 0001213900-25-039746 · marketforms-69362.xml · nonDerivative · entry 2

van der Valk Eric · CIK 0001858889 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,273

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the reporting person and cancelled by the issuer in exchange for the issuer's agreement to pay federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units.

F4 · price: The price reported in column 4 is equivalent to the fair market value based on the closing market price as of May 2, 2025.

Read SEC document
May 03, 2025 Filed May 5, 2025 21:00 UTC
van der Valk EricDirector · President and CEO
Exercise / conversionCommon Stock, par value $0.001 per share 850 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-039746 · marketforms-69362.xml · nonDerivative · entry 1

van der Valk Eric · CIK 0001858889 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock ("Common Stock").

F2 · price: Restricted Stock Units ("RSUs") convert into Common Stock on a one-for-one basis.

Read SEC document
April 21, 2025 Filed Apr 23, 2025 21:14 UTC GiftCommon Stock, par value $0.001 per share 1,684 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-034695 · marketforms-69191.xml · nonDerivative · entry 2

HENDRICKSON THOMAS · CIK 0001238978 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 7,343

F1 · kind: On April 21, 2025, the reporting person transferred 1,684 shares of Issuer's common stock to the Hendrickson Revocable Trust dated October 27, 2017, for no consideration. The reporting person and his spouse are trustees of the trust, and the reporting person and members of his immediate family are the sole beneficiaries of the trust. The reporting person remains the beneficial owner of the securities held by the trust.

F1 · ownership.direct: On April 21, 2025, the reporting person transferred 1,684 shares of Issuer's common stock to the Hendrickson Revocable Trust dated October 27, 2017, for no consideration. The reporting person and his spouse are trustees of the trust, and the reporting person and members of his immediate family are the sole beneficiaries of the trust. The reporting person remains the beneficial owner of the securities held by the trust.

Read SEC document
April 21, 2025 Filed Apr 23, 2025 21:14 UTC GiftCommon Stock, par value $0.001 per share 1,684 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-034695 · marketforms-69191.xml · nonDerivative · entry 1

HENDRICKSON THOMAS · CIK 0001238978 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On April 21, 2025, the reporting person transferred 1,684 shares of Issuer's common stock to the Hendrickson Revocable Trust dated October 27, 2017, for no consideration. The reporting person and his spouse are trustees of the trust, and the reporting person and members of his immediate family are the sole beneficiaries of the trust. The reporting person remains the beneficial owner of the securities held by the trust.

F1 · ownership.direct: On April 21, 2025, the reporting person transferred 1,684 shares of Issuer's common stock to the Hendrickson Revocable Trust dated October 27, 2017, for no consideration. The reporting person and his spouse are trustees of the trust, and the reporting person and members of his immediate family are the sole beneficiaries of the trust. The reporting person remains the beneficial owner of the securities held by the trust.

Read SEC document
April 07, 2025 Filed Apr 8, 2025 21:51 UTC SaleCommon Stock, par value $0.001 per share 312 $107.17 $33,437.04
Disclosure

SEC source: 0001213900-25-030008 · marketforms-69117.xml · nonDerivative · entry 1

Helm Robert F · CIK 0001773812 · EVP/CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,273

F1 · kind: Transactions made pursuant to an agreement adopted on December 19, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in column 4 is the price at which these shares were sold in a single transaction.

Read SEC document
April 04, 2025 Filed Apr 8, 2025 21:52 UTC
SWYGERT JOHN WDirector · Executive Chairman
SaleCommon Stock, par value $0.001 per share 3,331 $114.60 $381,732.60
Disclosure

SEC source: 0001213900-25-030009 · marketforms-69110.xml · nonDerivative · entry 1

SWYGERT JOHN W · CIK 0001276412 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,200

F1 · kind: Transactions made pursuant to an agreement adopted on July 18, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.78-116.70, inclusive. The reporting person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 03, 2025 Filed Apr 3, 2025 21:00 UTC
Comitale James JSVP, General Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,326 $0.00 Strike: $43.21 $0.00
Disclosure

SEC source: 0001213900-25-028694 · marketforms-69094.xml · derivative · entry 13

Comitale James J · CIK 0001789656 · SVP, General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,326

Underlying: Common Stock · 2,326 shares

Expires 2032-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Transactions made pursuant to an agreement adopted on December 19, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F12 · derivative.exercise_date: Options vest and become exercisable in 25% installments on each anniversary date of the grant, March 25, 2022, subject to continued service through each applicable vesting date. The reporting person was granted 9,305 options, of which 2,326 vested on March 25, 2023; 2,327 vested on March 25, 2024; 2,326 vested on March 25, 2025; and 2,326 vest on March 25, 2026.

Read SEC document
April 03, 2025 Filed Apr 3, 2025 21:00 UTC
Comitale James JSVP, General Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,716 $0.00 Strike: $57.98 $0.00
Disclosure

SEC source: 0001213900-25-028694 · marketforms-69094.xml · derivative · entry 12

Comitale James J · CIK 0001789656 · SVP, General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,866

Underlying: Common Stock · 1,716 shares

Expires 2033-03-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Transactions made pursuant to an agreement adopted on December 19, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F11 · derivative.exercise_date: Options vest and become exercisable in 25% installments on each anniversary date of the grant, March 23, 2023, subject to continued service through each applicable vesting date. The reporting person was granted 6,866 options, of which 1,717 vested on March 23, 2024; 1,716 vested on March 23, 2025; 1,717 vest on March 23, 2026; and 1,716 vest on March 23, 2027.

Read SEC document
April 03, 2025 Filed Apr 3, 2025 21:00 UTC
Comitale James JSVP, General Counsel
SaleCommon Stock, par value $0.001 per share 1,443 $113.53 $163,823.79
Disclosure

SEC source: 0001213900-25-028694 · marketforms-69094.xml · nonDerivative · entry 8

Comitale James J · CIK 0001789656 · SVP, General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,621

F5 · kind: Transactions made pursuant to an agreement adopted on December 19, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.53-115.00, inclusive. The reporting person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 03, 2025 Filed Apr 3, 2025 21:00 UTC
Comitale James JSVP, General Counsel
Exercise / conversionCommon Stock, par value $0.001 per share 1,443 $74.23 $107,113.89
Disclosure

SEC source: 0001213900-25-028694 · marketforms-69094.xml · nonDerivative · entry 7

Comitale James J · CIK 0001789656 · SVP, General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Transactions made pursuant to an agreement adopted on December 19, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
April 03, 2025 Filed Apr 3, 2025 21:00 UTC
Comitale James JSVP, General Counsel
SaleCommon Stock, par value $0.001 per share 2,326 $113.53 $264,070.78
Disclosure

SEC source: 0001213900-25-028694 · marketforms-69094.xml · nonDerivative · entry 6

Comitale James J · CIK 0001789656 · SVP, General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,621

F5 · kind: Transactions made pursuant to an agreement adopted on December 19, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.53-115.00, inclusive. The reporting person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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April 03, 2025 Filed Apr 3, 2025 21:00 UTC
Comitale James JSVP, General Counsel
Exercise / conversionCommon Stock, par value $0.001 per share 2,326 $43.21 $100,506.46
Disclosure

SEC source: 0001213900-25-028694 · marketforms-69094.xml · nonDerivative · entry 5

Comitale James J · CIK 0001789656 · SVP, General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Transactions made pursuant to an agreement adopted on December 19, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

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April 03, 2025 Filed Apr 3, 2025 21:00 UTC
Comitale James JSVP, General Counsel
SaleCommon Stock, par value $0.001 per share 1,716 $113.53 $194,817.48
Disclosure

SEC source: 0001213900-25-028694 · marketforms-69094.xml · nonDerivative · entry 4

Comitale James J · CIK 0001789656 · SVP, General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,621

F5 · kind: Transactions made pursuant to an agreement adopted on December 19, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.53-115.00, inclusive. The reporting person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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April 03, 2025 Filed Apr 3, 2025 21:00 UTC
Comitale James JSVP, General Counsel
Exercise / conversionCommon Stock, par value $0.001 per share 1,716 $57.98 $99,493.68
Disclosure

SEC source: 0001213900-25-028694 · marketforms-69094.xml · nonDerivative · entry 3

Comitale James J · CIK 0001789656 · SVP, General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Transactions made pursuant to an agreement adopted on December 19, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

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April 03, 2025 Filed Apr 3, 2025 21:00 UTC
van der Valk EricDirector · President and CEO
SaleCommon Stock, par value $0.001 per share 525 $112.94 $59,293.50
Disclosure

SEC source: 0001213900-25-028691 · marketforms-69092.xml · nonDerivative · entry 3

van der Valk Eric · CIK 0001858889 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,793

F5 · kind: Transactions made pursuant to an agreement adopted on December 23, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F6 · price: The price reported in column 4 is the price at which these shares were sold in a single transaction.

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April 01, 2025 Filed Apr 2, 2025 21:49 UTC GrantRestricted Stock Units · Derivative 1,091 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-028199 · marketforms-68975.xml · derivative · entry 3

WHITE STEPHEN W · CIK 0001023820 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,091

Underlying: Common Stock · 1,091 shares

Expires not disclosed

F3 · derivative.exercise_price: Each of the RSUs represents a contingent right to receive one share of Common Stock at vesting.

F5 · derivative.exercise_date: The RSUs granted on April 1, 2025 will vest in their entirety on April 1, 2026.

F5 · derivative.expiration_date: The RSUs granted on April 1, 2025 will vest in their entirety on April 1, 2026.

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April 01, 2025 Filed Apr 2, 2025 21:49 UTC Exercise / conversionRestricted Stock Units · Derivative 1,684 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-028199 · marketforms-68975.xml · derivative · entry 2

WHITE STEPHEN W · CIK 0001023820 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,684 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each of the RSUs represents a contingent right to receive one share of Common Stock at vesting.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock ("Common Stock").

F4 · derivative.exercise_date: The RSUs granted on April 1, 2024 vested in their entirety on April 1, 2025.

F4 · derivative.expiration_date: The RSUs granted on April 1, 2024 vested in their entirety on April 1, 2025.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 21:49 UTC Exercise / conversionCommon Stock, par value $0.001 per share 1,684 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-028199 · marketforms-68975.xml · nonDerivative · entry 1

WHITE STEPHEN W · CIK 0001023820 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock ("Common Stock").

F2 · price: Restricted Stock Units ("RSUs") convert into Common Stock on a one-for-one basis.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 21:49 UTC
BAGLIVO MARYDirector
GrantRestricted Stock Units · Derivative 1,091 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-028198 · marketforms-68970.xml · derivative · entry 3

BAGLIVO MARY · CIK 0001403594 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,091

Underlying: Common Stock · 1,091 shares

Expires not disclosed

F3 · derivative.exercise_price: Each of the RSUs represents a contingent right to receive one share of Common Stock at vesting.

F5 · derivative.exercise_date: The RSUs granted on April 1, 2025 will vest in their entirety on April 1, 2026.

F5 · derivative.expiration_date: The RSUs granted on April 1, 2025 will vest in their entirety on April 1, 2026.

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April 01, 2025 Filed Apr 2, 2025 21:49 UTC
BAGLIVO MARYDirector
Exercise / conversionRestricted Stock Units · Derivative 1,684 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-028198 · marketforms-68970.xml · derivative · entry 2

BAGLIVO MARY · CIK 0001403594 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,684 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each of the RSUs represents a contingent right to receive one share of Common Stock at vesting.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock ("Common Stock").

F4 · derivative.exercise_date: The RSUs granted on April 1, 2024 vested in their entirety on April 1, 2025.

F4 · derivative.expiration_date: The RSUs granted on April 1, 2024 vested in their entirety on April 1, 2025.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 21:49 UTC
BAGLIVO MARYDirector
Exercise / conversionCommon Stock, par value $0.001 per share 1,684 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-028198 · marketforms-68970.xml · nonDerivative · entry 1

BAGLIVO MARY · CIK 0001403594 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock ("Common Stock").

F2 · price: Restricted Stock Units ("RSUs") convert into Common Stock on a one-for-one basis.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 21:52 UTC GrantRestricted Stock Units · Derivative 1,091 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-028201 · marketforms-68973.xml · derivative · entry 3

HENDRICKSON THOMAS · CIK 0001238978 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,091

Underlying: Common Stock · 1,091 shares

Expires not disclosed

F4 · derivative.exercise_price: Each of the RSUs represents a contingent right to receive one share of Common Stock at vesting.

F6 · derivative.exercise_date: The RSUs granted on April 1, 2025 will vest in their entirety on April 1, 2026.

F6 · derivative.expiration_date: The RSUs granted on April 1, 2025 will vest in their entirety on April 1, 2026.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 21:52 UTC Exercise / conversionRestricted Stock Units · Derivative 1,684 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-028201 · marketforms-68973.xml · derivative · entry 2

HENDRICKSON THOMAS · CIK 0001238978 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,684 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each of the RSUs represents a contingent right to receive one share of Common Stock at vesting.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock ("Common Stock").

F5 · derivative.exercise_date: The RSUs granted on April 1, 2024 vested in their entirety on April 1, 2025.

F5 · derivative.expiration_date: The RSUs granted on April 1, 2024 vested in their entirety on April 1, 2025.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 21:52 UTC Exercise / conversionCommon Stock, par value $0.001 per share 1,684 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-028201 · marketforms-68973.xml · nonDerivative · entry 1

HENDRICKSON THOMAS · CIK 0001238978 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,684

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock ("Common Stock").

F2 · price: Restricted Stock Units ("RSUs") convert into Common Stock on a one-for-one basis.

F3 · balance_after: Before and after the transactions reported in this Form 4, the reporting person also has an indirect ownership interest, via a trust, of 5,659 securities, as reported in a Form 4 filed on September 25, 2024.

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April 01, 2025 Filed Apr 2, 2025 21:46 UTC GrantRestricted Stock Units · Derivative 1,091 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-028193 · marketforms-68976.xml · derivative · entry 3

ZANNINO RICHARD F · CIK 0001189770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,091

Underlying: Common Stock · 1,091 shares

Expires not disclosed

F3 · derivative.exercise_price: Each of the RSUs represents a contingent right to receive one share of Common Stock at vesting.

F5 · derivative.exercise_date: The RSUs granted on April 1, 2025 will vest in their entirety on April 1, 2026.

F5 · derivative.expiration_date: The RSUs granted on April 1, 2025 will vest in their entirety on April 1, 2026.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 21:46 UTC Exercise / conversionRestricted Stock Units · Derivative 1,684 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-028193 · marketforms-68976.xml · derivative · entry 2

ZANNINO RICHARD F · CIK 0001189770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,684 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each of the RSUs represents a contingent right to receive one share of Common Stock at vesting.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock ("Common Stock").

F4 · derivative.exercise_date: The RSUs granted on April 1, 2024 vested in their entirety on April 1, 2025.

F4 · derivative.expiration_date: The RSUs granted on April 1, 2024 vested in their entirety on April 1, 2025.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 21:46 UTC Exercise / conversionCommon Stock, par value $0.001 per share 1,684 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-028193 · marketforms-68976.xml · nonDerivative · entry 1

ZANNINO RICHARD F · CIK 0001189770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock ("Common Stock").

F2 · price: Restricted Stock Units ("RSUs") convert into Common Stock on a one-for-one basis.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 21:48 UTC GrantRestricted Stock Units · Derivative 1,091 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-028197 · marketforms-68972.xml · derivative · entry 3

FLEISHMAN STANLEY · CIK 0001203751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,091

Underlying: Common Stock · 1,091 shares

Expires not disclosed

F3 · derivative.exercise_price: Each of the RSUs represents a contingent right to receive one share of Common Stock at vesting.

F5 · derivative.exercise_date: The RSUs granted on April 1, 2025 will vest in their entirety on April 1, 2026.

F5 · derivative.expiration_date: The RSUs granted on April 1, 2025 will vest in their entirety on April 1, 2026.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 21:48 UTC Exercise / conversionRestricted Stock Units · Derivative 1,684 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-028197 · marketforms-68972.xml · derivative · entry 2

FLEISHMAN STANLEY · CIK 0001203751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,684 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each of the RSUs represents a contingent right to receive one share of Common Stock at vesting.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock ("Common Stock").

F4 · derivative.exercise_date: The RSUs granted on April 1, 2024 vested in their entirety on April 1, 2025.

F4 · derivative.expiration_date: The RSUs granted on April 1, 2024 vested in their entirety on April 1, 2025.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 21:48 UTC Exercise / conversionCommon Stock, par value $0.001 per share 1,684 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-028197 · marketforms-68972.xml · nonDerivative · entry 1

FLEISHMAN STANLEY · CIK 0001203751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock ("Common Stock").

F2 · price: Restricted Stock Units ("RSUs") convert into Common Stock on a one-for-one basis.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 21:47 UTC
Fisch RobertDirector
GrantRestricted Stock Units · Derivative 1,091 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-028196 · marketforms-68971.xml · derivative · entry 3

Fisch Robert · CIK 0001316357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,091

Underlying: Common Stock · 1,091 shares

Expires not disclosed

F3 · derivative.exercise_price: Each of the RSUs represents a contingent right to receive one share of Common Stock at vesting.

F5 · derivative.exercise_date: The RSUs granted on April 1, 2025 will vest in their entirety on April 1, 2026.

F5 · derivative.expiration_date: The RSUs granted on April 1, 2025 will vest in their entirety on April 1, 2026.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 21:47 UTC
Fisch RobertDirector
Exercise / conversionRestricted Stock Units · Derivative 1,684 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-028196 · marketforms-68971.xml · derivative · entry 2

Fisch Robert · CIK 0001316357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,684 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each of the RSUs represents a contingent right to receive one share of Common Stock at vesting.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock ("Common Stock").

F4 · derivative.exercise_date: The RSUs granted on April 1, 2024 vested in their entirety on April 1, 2025.

F4 · derivative.expiration_date: The RSUs granted on April 1, 2024 vested in their entirety on April 1, 2025.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 21:47 UTC
Fisch RobertDirector
Exercise / conversionCommon Stock, par value $0.001 per share 1,684 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-028196 · marketforms-68971.xml · nonDerivative · entry 1

Fisch Robert · CIK 0001316357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock ("Common Stock").

F2 · price: Restricted Stock Units ("RSUs") convert into Common Stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.