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Nasdaq · USD

OLLI

Ollie's Bargain Outlet Holdings, Inc.

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Tapewire entity
3996
SEC CIK
0001639300
Parsed reports
494

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202601
Mar 202602
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 25, 2023 Filed Mar 29, 2023 00:10 UTC
SWYGERT JOHN WDirector · President & CEO
Exercise / conversionCommon Stock, par value $0.001 per share 9,257 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007958 · form4.xml · nonDerivative · entry 1

SWYGERT JOHN W · CIK 0001276412 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock.

F2 · price: Restricted Stock Units ("RSUs") convert into Common Stock on a one-for-one basis.

Read SEC document
March 25, 2023 Filed Mar 28, 2023 22:49 UTC
Fisch RobertDirector
Exercise / conversionRestricted Stock Units · Derivative 2,893 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007918 · form4.xml · derivative · entry 2

Fisch Robert · CIK 0001316357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,893 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock at vesting.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock.

F4 · derivative.exercise_date: The restricted stock units granted on March 25, 2022 vested in their entirety on March 25, 2023.

F4 · derivative.expiration_date: The restricted stock units granted on March 25, 2022 vested in their entirety on March 25, 2023.

Read SEC document
March 25, 2023 Filed Mar 28, 2023 22:49 UTC
Fisch RobertDirector
Exercise / conversionCommon Stock, par value $0.001 per share 2,893 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007918 · form4.xml · nonDerivative · entry 1

Fisch Robert · CIK 0001316357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock.

F2 · price: Restricted Stock Units ("RSUs") convert into Common Stock on a one-for-one basis.

Read SEC document
March 25, 2023 Filed Mar 29, 2023 00:10 UTC Exercise / conversionRestricted Stock Units · Derivative 2,152 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007959 · form4.xml · derivative · entry 3

van der Valk Eric · CIK 0001858889 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,455

Underlying: Common Stock · 2,152 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock at vesting.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock.

F6 · derivative.exercise_date: The restricted stock units vest and become exercisable in 25% installments on each anniversary date of the grant, March 25, 2022, subject to continued service through each applicable vesting date. The reporting person was granted 8,607 restricted stock units, of which 2,152 vested on March 25, 2023; 2,152 will vest on March 25, 2024; 2,151 will vest on March 25, 2025 and 2,152 will vest on March 25, 2026.

F6 · derivative.expiration_date: The restricted stock units vest and become exercisable in 25% installments on each anniversary date of the grant, March 25, 2022, subject to continued service through each applicable vesting date. The reporting person was granted 8,607 restricted stock units, of which 2,152 vested on March 25, 2023; 2,152 will vest on March 25, 2024; 2,151 will vest on March 25, 2025 and 2,152 will vest on March 25, 2026.

Read SEC document
March 25, 2023 Filed Mar 29, 2023 00:10 UTC Tax withholdingCommon Stock, par value $0.001 per share 643 $58.10 $37,358.30
Disclosure

SEC source: 0001062993-23-007959 · form4.xml · nonDerivative · entry 2

van der Valk Eric · CIK 0001858889 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,116

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the reporting person and cancelled by the issuer in exchange for the issuer's agreement to pay federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units.

F4 · price: The price reported in column 4 is equivalent to the fair market value based on the closing market price as of March 24, 2023.

Read SEC document
March 25, 2023 Filed Mar 29, 2023 00:10 UTC Exercise / conversionCommon Stock, par value $0.001 per share 2,152 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007959 · form4.xml · nonDerivative · entry 1

van der Valk Eric · CIK 0001858889 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock.

F2 · price: Restricted Stock Units ("RSUs") convert into Common Stock on a one-for-one basis.

Read SEC document
March 25, 2023 Filed Mar 29, 2023 00:08 UTC
McLain KevinSVP, Merchandising
Exercise / conversionRestricted Stock Units · Derivative 1,519 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007957 · form4.xml · derivative · entry 3

McLain Kevin · CIK 0001645276 · SVP, Merchandising

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,556

Underlying: Common Stock · 1,519 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock at vesting.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock.

F6 · derivative.exercise_date: The restricted stock units vest and become exercisable in 25% installments on each anniversary date of the grant, March 25, 2022, subject to continued service through each applicable vesting date. The reporting person was granted 6,075 restricted stock units, of which 1,519 vested on March 25, 2023; 1,519 vest on March 25, 2024; 1,518 vest on March 25, 2025 and 1,519 of the options vest on March 25, 2026.

F6 · derivative.expiration_date: The restricted stock units vest and become exercisable in 25% installments on each anniversary date of the grant, March 25, 2022, subject to continued service through each applicable vesting date. The reporting person was granted 6,075 restricted stock units, of which 1,519 vested on March 25, 2023; 1,519 vest on March 25, 2024; 1,518 vest on March 25, 2025 and 1,519 of the options vest on March 25, 2026.

Read SEC document
March 25, 2023 Filed Mar 29, 2023 00:08 UTC
McLain KevinSVP, Merchandising
Tax withholdingCommon Stock, par value $0.001 per share 442 $58.10 $25,680.20
Disclosure

SEC source: 0001062993-23-007957 · form4.xml · nonDerivative · entry 2

McLain Kevin · CIK 0001645276 · SVP, Merchandising

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,555

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the reporting person and cancelled by the issuer in exchange for the issuer's agreement to pay federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units.

F4 · price: The price reported in column 4 is equivalent to the fair market value based on the closing market price as of March 24, 2023.

Read SEC document
March 25, 2023 Filed Mar 29, 2023 00:08 UTC
McLain KevinSVP, Merchandising
Exercise / conversionCommon Stock, par value $0.001 per share 1,519 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-007957 · form4.xml · nonDerivative · entry 1

McLain Kevin · CIK 0001645276 · SVP, Merchandising

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock.

F2 · price: Restricted Stock Units ("RSUs") convert into Common Stock on a one-for-one basis.

Read SEC document
March 25, 2023 Filed Mar 29, 2023 00:07 UTC
Comitale James JSVP, General Counsel
GrantRestricted Stock Units · Derivative 1,085 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007955 · form4.xml · derivative · entry 3

Comitale James J · CIK 0001789656 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,254

Underlying: Common Stock · 1,085 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock at vesting.

F6 · derivative.exercise_date: The restricted stock units granted vest and become exercisable in 25% installments on each anniversary date of the grant, March 25, 2022, subject to continued service through each applicable vesting date. The reporting person was granted 4,339 restricted stock units, of which 1,085 vested on March 25, 2023; 1,085 vest on March 25, 2024; 1,084 vest on March 25, 2025 and 1,085 vest on March 25, 2026.

F6 · derivative.expiration_date: The restricted stock units granted vest and become exercisable in 25% installments on each anniversary date of the grant, March 25, 2022, subject to continued service through each applicable vesting date. The reporting person was granted 4,339 restricted stock units, of which 1,085 vested on March 25, 2023; 1,085 vest on March 25, 2024; 1,084 vest on March 25, 2025 and 1,085 vest on March 25, 2026.

Read SEC document
March 25, 2023 Filed Mar 29, 2023 00:07 UTC
Comitale James JSVP, General Counsel
Tax withholdingCommon Stock, par value $0.001 per share 374 $58.10 $21,729.40
Disclosure

SEC source: 0001062993-23-007955 · form4.xml · nonDerivative · entry 2

Comitale James J · CIK 0001789656 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,210

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the reporting person and cancelled by the issuer in exchange for the issuer's agreement to pay federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units.

F4 · price: The price reported in column 4 is equivalent to the fair market value based on the closing market price as of March 24, 2023.

Read SEC document
March 25, 2023 Filed Mar 29, 2023 00:07 UTC
Comitale James JSVP, General Counsel
Exercise / conversionCommon Stock, par value $0.001 per share 1,085 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007955 · form4.xml · nonDerivative · entry 1

Comitale James J · CIK 0001789656 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock.

F2 · price: Restricted Stock Units ("RSUs") convert into Common Stock on a one-for-one basis.

Read SEC document
March 25, 2023 Filed Mar 28, 2023 22:50 UTC Exercise / conversionRestricted Stock Units · Derivative 2,893 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007922 · form4.xml · derivative · entry 2

Ahlman Alissa M · CIK 0001678162 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,893 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock at vesting.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock.

F4 · derivative.exercise_date: The restricted stock units granted on March 25, 2022 vested in their entirety on March 25, 2023.

F4 · derivative.expiration_date: The restricted stock units granted on March 25, 2022 vested in their entirety on March 25, 2023.

Read SEC document
March 25, 2023 Filed Mar 28, 2023 22:50 UTC Exercise / conversionCommon Stock, par value $0.001 per share 2,893 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007922 · form4.xml · nonDerivative · entry 1

Ahlman Alissa M · CIK 0001678162 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock.

F2 · price: Restricted Stock Units ("RSUs") convert into Common Stock on a one-for-one basis.

Read SEC document
March 25, 2023 Filed Mar 26, 2024 23:22 UTC Exercise / conversionRestricted Stock Units · Derivative 2,156 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-026146 · marketforms-65336.xml · derivative · entry 2

FLEISHMAN STANLEY · CIK 0001203751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,156 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each of the RSUs represents a contingent right to receive one share of Common Stock at vesting.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock.

F4 · derivative.exercise_date: The RSUs granted on March 23, 2023 vested in their entirety on March 23, 2024.

F4 · derivative.expiration_date: The RSUs granted on March 23, 2023 vested in their entirety on March 23, 2024.

Read SEC document
March 24, 2023 Filed Mar 28, 2023 18:20 UTC Exercise / conversionRestricted Stock Units · Derivative 847 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007868 · form4.xml · derivative · entry 3

Kraus Larry · CIK 0001813604 · VP, CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 847

Underlying: Common Stock · 847 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock at vesting.

F1 · kind: Represents the conversion upon vesting restricted stock awards into common stock.

F6 · derivative.exercise_date: The reporting person was granted 3,390 restricted stock units on March 24, 2020, of which 847 of the restricted stock units vested on March 24, 2023. The common stock into which such vested restricted stock units converted on March 24, 2023 is reported in Table I on this Form 4. The remaining unvested stock units will continue to vest with restricted units on March 24, 2024.

F6 · derivative.expiration_date: The reporting person was granted 3,390 restricted stock units on March 24, 2020, of which 847 of the restricted stock units vested on March 24, 2023. The common stock into which such vested restricted stock units converted on March 24, 2023 is reported in Table I on this Form 4. The remaining unvested stock units will continue to vest with restricted units on March 24, 2024.

Read SEC document
March 24, 2023 Filed Mar 28, 2023 18:20 UTC Tax withholdingCommon Stock, par value $0.001 per share 243 $58.10 $14,118.30
Disclosure

SEC source: 0001062993-23-007868 · form4.xml · nonDerivative · entry 2

Kraus Larry · CIK 0001813604 · VP, CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,078

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the reporting person and cancelled by the issuer in exchange for the issuer's agreement to pay federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units.

F4 · price: The price reported in column 4 is equivalent to the fair market value based on the closing market price as March 24, 2023.

Read SEC document
March 24, 2023 Filed Mar 28, 2023 18:20 UTC Exercise / conversionCommon Stock, par value $0.001 per share 848 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007868 · form4.xml · nonDerivative · entry 1

Kraus Larry · CIK 0001813604 · VP, CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting restricted stock awards into common stock.

F2 · price: Restricted Stock Units ("RSUs") convert into Common Stock on a one-for-one basis.

Read SEC document
March 24, 2023 Filed Mar 28, 2023 18:19 UTC SaleCommon Stock 3,000 $58.52 $175,560.00
Disclosure

SEC source: 0001062993-23-007867 · form4.xml · nonDerivative · entry 1

HENDRICKSON THOMAS · CIK 0001238978 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 610

Read SEC document
March 24, 2023 Filed Mar 28, 2023 18:20 UTC
McLain KevinSVP, Merchandising
Exercise / conversionRestricted Stock Units · Derivative 1,209 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007869 · form4.xml · derivative · entry 3

McLain Kevin · CIK 0001645276 · SVP, Merchandising

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,209

Underlying: Common Stock · 1,209 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock at vesting.

F1 · kind: Represents the conversion upon vesting restricted stock awards into common stock.

F6 · derivative.exercise_date: The reporting person was granted 4,836 restricted stock units on March 24, 2020, of which 1,209 of the restricted stock units vested on March 24, 2023. The common stock into which such vested restricted stock units converted on March 24, 2023 is reported in Table I on this Form 4. The remaining unvested stock units will continue to vest with 1,209 of the restricted stock units vesting on March 24, 2024.

F6 · derivative.expiration_date: The reporting person was granted 4,836 restricted stock units on March 24, 2020, of which 1,209 of the restricted stock units vested on March 24, 2023. The common stock into which such vested restricted stock units converted on March 24, 2023 is reported in Table I on this Form 4. The remaining unvested stock units will continue to vest with 1,209 of the restricted stock units vesting on March 24, 2024.

Read SEC document
March 24, 2023 Filed Mar 28, 2023 18:20 UTC
McLain KevinSVP, Merchandising
Tax withholdingCommon Stock, par value $0.001 per share 352 $58.10 $20,451.20
Disclosure

SEC source: 0001062993-23-007869 · form4.xml · nonDerivative · entry 2

McLain Kevin · CIK 0001645276 · SVP, Merchandising

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,478

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the reporting person and cancelled by the issuer in exchange for the issuer's agreement to pay federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units.

F4 · price: The price reported in column 4 is equivalent to the fair market value based on the closing market price as of March 24, 2023.

Read SEC document
March 24, 2023 Filed Mar 28, 2023 18:20 UTC
McLain KevinSVP, Merchandising
Exercise / conversionCommon Stock, par value $0.001 per share 1,209 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007869 · form4.xml · nonDerivative · entry 1

McLain Kevin · CIK 0001645276 · SVP, Merchandising

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting restricted stock awards into common stock.

F2 · price: Restricted Stock Units ("RSUs") convert into Common Stock on a one-for-one basis.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 19:51 UTC GrantRestricted Stock Units · Derivative 2,156 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007704 · form4.xml · derivative · entry 1

WHITE STEPHEN W · CIK 0001023820 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,156

Underlying: Common Stock · 2,156 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock at vesting.

F2 · derivative.exercise_date: The restricted stock units granted on March 23, 2023 will vest in their entirety on March 23, 2024.

F2 · derivative.expiration_date: The restricted stock units granted on March 23, 2023 will vest in their entirety on March 23, 2024.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 23:19 UTC GrantRestricted Stock Units · Derivative 3,449 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007799 · form4.xml · derivative · entry 2

Kraus Larry · CIK 0001813604 · VP, CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,449

Underlying: Common Stock · 3,449 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock at vesting.

F3 · derivative.exercise_date: The restricted stock units vest and become exercisable in 25% installments on each anniversary date of the grant, March 23, 2023, subject to continued service through each applicable vesting date. The reporting person was granted 3,449 restricted stock units, of which 862 vest on March 23, 2024; 863 vest on March 23, 2025; 862 vest on March 23, 2026 and 862 vest on March 23, 2027.

F3 · derivative.expiration_date: The restricted stock units vest and become exercisable in 25% installments on each anniversary date of the grant, March 23, 2023, subject to continued service through each applicable vesting date. The reporting person was granted 3,449 restricted stock units, of which 862 vest on March 23, 2024; 863 vest on March 23, 2025; 862 vest on March 23, 2026 and 862 vest on March 23, 2027.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 23:19 UTC GrantEmployee Stock Option (right to buy) · Derivative 6,866 $0.00 Strike: $57.98 $0.00
Disclosure

SEC source: 0001062993-23-007799 · form4.xml · derivative · entry 1

Kraus Larry · CIK 0001813604 · VP, CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,866

Underlying: Common Stock · 6,866 shares

Expires 2033-03-23

F1 · derivative.exercise_date: Options vest and become exercisable in 25% installments on each anniversary date of the grant, March 23, 2023, subject to continued service through each applicable vesting date. The reporting person was granted 6,866 options, of which 1,716 of the options vest on March 23, 2024; 1,716 of the options vest on March 23, 2025; 1,717 of the options vest on March 23, 2026 and 1,717 of the options vest on March 23, 2027.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 19:50 UTC GrantRestricted Stock Units · Derivative 2,156 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007702 · form4.xml · derivative · entry 1

HENDRICKSON THOMAS · CIK 0001238978 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,156

Underlying: Common Stock · 2,156 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock at vesting.

F2 · derivative.exercise_date: The restricted stock units granted on March 23, 2023 will vest in their entirety on March 23, 2024.

F2 · derivative.expiration_date: The restricted stock units granted on March 23, 2023 will vest in their entirety on March 23, 2024.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 19:51 UTC GrantRestricted Stock Units · Derivative 2,156 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007705 · form4.xml · derivative · entry 1

ZANNINO RICHARD F · CIK 0001189770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,156

Underlying: Common Stock · 2,156 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock at vesting.

F2 · derivative.exercise_date: The restricted stock units granted on March 23, 2023, will vest in their entirety on March 23, 2024.

F2 · derivative.expiration_date: The restricted stock units granted on March 23, 2023, will vest in their entirety on March 23, 2024.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 19:35 UTC GrantRestricted Stock Units · Derivative 2,156 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007689 · form4.xml · derivative · entry 1

FLEISHMAN STANLEY · CIK 0001203751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,156

Underlying: Common Stock · 2,156 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock at vesting.

F2 · derivative.exercise_date: The restricted stock units granted on March 23, 2023 will vest in their entirety on March 23, 2024.

F2 · derivative.expiration_date: The restricted stock units granted on March 23, 2023 will vest in their entirety on March 23, 2024.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 23:18 UTC
SWYGERT JOHN WDirector · President & CEO
GrantRestricted Stock Units · Derivative 27,596 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007797 · form4.xml · derivative · entry 2

SWYGERT JOHN W · CIK 0001276412 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,596

Underlying: Common Stock · 27,596 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock at vesting.

F3 · derivative.exercise_date: The restricted stock units vest and become exercisable in 25% installments on each anniversary date of the grant, March 23, 2023, subject to continued service through each applicable vesting date. The reporting person was granted 27,596 restricted stock units, of which 6,899 vest on March 23, 2024; 6,899 vest on March 23, 2025; 6,899 vest on March 23, 2026 and 6,899 vest on March 23, 2027.

F3 · derivative.expiration_date: The restricted stock units vest and become exercisable in 25% installments on each anniversary date of the grant, March 23, 2023, subject to continued service through each applicable vesting date. The reporting person was granted 27,596 restricted stock units, of which 6,899 vest on March 23, 2024; 6,899 vest on March 23, 2025; 6,899 vest on March 23, 2026 and 6,899 vest on March 23, 2027.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 23:18 UTC
SWYGERT JOHN WDirector · President & CEO
GrantEmployee Stock Option (right to buy) · Derivative 54,926 $0.00 Strike: $57.98 $0.00
Disclosure

SEC source: 0001062993-23-007797 · form4.xml · derivative · entry 1

SWYGERT JOHN W · CIK 0001276412 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,926

Underlying: Common Stock · 54,926 shares

Expires 2033-03-23

F1 · derivative.exercise_date: Options vest and become exercisable in 25% installments on each anniversary date of the grant, March 23, 2023, subject to continued service through each applicable vesting date. The reporting person was granted 54,926 options, of which 13,731 of the options vest on March 23, 2024; 13,731 of the options vest on March 23, 2025; 13,732 of the options vest on March 23, 2026 and 13,732 of the options vest on March 23, 2027.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 19:50 UTC
Fisch RobertDirector
GrantRestricted Stock Units · Derivative 2,156 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007703 · form4.xml · derivative · entry 1

Fisch Robert · CIK 0001316357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,156

Underlying: Common Stock · 2,156 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock at vesting.

F2 · derivative.exercise_date: The restricted stock units granted on March 23, 2023 will vest in their entirety on March 23, 2024.

F2 · derivative.expiration_date: The restricted stock units granted on March 23, 2023 will vest in their entirety on March 23, 2024.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 23:20 UTC
Comitale James JSVP, General Counsel
GrantRestricted Stock Units · Derivative 3,449 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007802 · form4.xml · derivative · entry 2

Comitale James J · CIK 0001789656 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,449

Underlying: Common Stock · 3,449 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock at vesting.

F3 · derivative.exercise_date: The restricted stock units vest and become exercisable in 25% installments on each anniversary date of the grant, March 23, 2023, subject to continued service through each applicable vesting date. The reporting person was granted 3,449 restricted stock units, of which 862 vest on March 23, 2024; 863 vest on March 23, 2025; 862 vest on March 23, 2026 and 862 vest on March 23, 2027.

F3 · derivative.expiration_date: The restricted stock units vest and become exercisable in 25% installments on each anniversary date of the grant, March 23, 2023, subject to continued service through each applicable vesting date. The reporting person was granted 3,449 restricted stock units, of which 862 vest on March 23, 2024; 863 vest on March 23, 2025; 862 vest on March 23, 2026 and 862 vest on March 23, 2027.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 23:20 UTC
Comitale James JSVP, General Counsel
GrantEmployee Stock Option (right to buy) · Derivative 6,866 $0.00 Strike: $57.98 $0.00
Disclosure

SEC source: 0001062993-23-007802 · form4.xml · derivative · entry 1

Comitale James J · CIK 0001789656 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,866

Underlying: Common Stock · 6,866 shares

Expires 2033-03-23

F1 · derivative.exercise_date: Options vest and become exercisable in 25% installments on each anniversary date of the grant, March 23, 2023, subject to continued service through each applicable vesting date. The reporting person was granted 6,866 options, of which 1,716 of the options vest on March 23, 2024; 1,716 of the options vest on March 23, 2025; 1,717 of the options vest on March 23, 2026 and 1,717 of the options vest on March 23, 2027.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 23:20 UTC
McLain KevinSVP, Merchandising
GrantRestricted Stock Units · Derivative 4,312 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007801 · form4.xml · derivative · entry 2

McLain Kevin · CIK 0001645276 · SVP, Merchandising

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,312

Underlying: Common Stock · 4,312 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock at vesting.

F3 · derivative.exercise_date: The restricted stock units vest and become exercisable in 25% installments on each anniversary date of the grant, March 23, 2023, subject to continued service through each applicable vesting date. The reporting person was granted 4,312 restricted stock units, of which 1,078 vest on March 23, 2024; 1,078 vest on March 23, 2025; 1,078 vest on March 23, 2026 and 1,078 vest on March 23, 2027.

F3 · derivative.expiration_date: The restricted stock units vest and become exercisable in 25% installments on each anniversary date of the grant, March 23, 2023, subject to continued service through each applicable vesting date. The reporting person was granted 4,312 restricted stock units, of which 1,078 vest on March 23, 2024; 1,078 vest on March 23, 2025; 1,078 vest on March 23, 2026 and 1,078 vest on March 23, 2027.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 23:20 UTC
McLain KevinSVP, Merchandising
GrantEmployee Stock Option (right to buy) · Derivative 8,582 $0.00 Strike: $57.98 $0.00
Disclosure

SEC source: 0001062993-23-007801 · form4.xml · derivative · entry 1

McLain Kevin · CIK 0001645276 · SVP, Merchandising

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,582

Underlying: Common Stock · 8,582 shares

Expires 2033-03-23

F1 · derivative.exercise_date: Options vest and become exercisable in 25% installments on each anniversary date of the grant, March 23, 2023, subject to continued service through each applicable vesting date. The reporting person was granted 8,582 options, of which 2,145 of the options vest on March 23, 2024; 2,145 of the options vest on March 23, 2025; 2,146 of the options vest on March 23, 2026 and 2,146 of the options vest on March 23, 2027.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 23:20 UTC GrantRestricted Stock Units · Derivative 7,761 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007800 · form4.xml · derivative · entry 2

van der Valk Eric · CIK 0001858889 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,761

Underlying: Common Stock · 7,761 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock at vesting.

F3 · derivative.exercise_date: The restricted stock units vest and become exercisable in 25% installments on each anniversary date of the grant, March 23, 2023, subject to continued service through each applicable vesting date. The reporting person was granted 7,761 restricted stock units, of which 1,940 vest on March 23, 2024; 1,941 vest on March 23, 2025; 1,940 vest on March 23, 2026 and 1,940 vest on March 23, 2027.

F3 · derivative.expiration_date: The restricted stock units vest and become exercisable in 25% installments on each anniversary date of the grant, March 23, 2023, subject to continued service through each applicable vesting date. The reporting person was granted 7,761 restricted stock units, of which 1,940 vest on March 23, 2024; 1,941 vest on March 23, 2025; 1,940 vest on March 23, 2026 and 1,940 vest on March 23, 2027.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 23:20 UTC GrantEmployee Stock Option (right to buy) · Derivative 15,448 $0.00 Strike: $57.98 $0.00
Disclosure

SEC source: 0001062993-23-007800 · form4.xml · derivative · entry 1

van der Valk Eric · CIK 0001858889 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,448

Underlying: Common Stock · 15,448 shares

Expires 2033-03-23

F1 · derivative.exercise_date: Options vest and become exercisable in 25% installments on each anniversary date of the grant, March 23, 2023, subject to continued service through each applicable vesting date. The reporting person was granted 15,448 options, of which 3,862 of the options vest on March 23, 2024; 3,862 of the options vest on March 23, 2025; 3,862 of the options vest on March 23, 2026 and 3,862 of the options vest on March 23, 2027.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 23:19 UTC GrantRestricted Stock Units · Derivative 5,174 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007798 · form4.xml · derivative · entry 2

Helm Robert F · CIK 0001773812 · SVP/CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,174

Underlying: Common Stock · 5,174 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock at vesting.

F3 · derivative.exercise_date: The restricted stock units vest and become exercisable in 25% installments on each anniversary date of the grant, March 23, 2023, subject to continued service through each applicable vesting date. The reporting person was granted 5,174 restricted stock units, of which 1,294 vest on March 23, 2024; 1,293 vest on March 23, 2025; 1,293 vest on March 23, 2026 and 1,294 vest on March 23, 2027.

F3 · derivative.expiration_date: The restricted stock units vest and become exercisable in 25% installments on each anniversary date of the grant, March 23, 2023, subject to continued service through each applicable vesting date. The reporting person was granted 5,174 restricted stock units, of which 1,294 vest on March 23, 2024; 1,293 vest on March 23, 2025; 1,293 vest on March 23, 2026 and 1,294 vest on March 23, 2027.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 23:19 UTC GrantEmployee Stock Option (right to buy) · Derivative 10,299 $0.00 Strike: $57.98 $0.00
Disclosure

SEC source: 0001062993-23-007798 · form4.xml · derivative · entry 1

Helm Robert F · CIK 0001773812 · SVP/CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,299

Underlying: Common Stock · 10,299 shares

Expires 2033-03-23

F1 · derivative.exercise_date: Options vest and become exercisable in 25% installments on each anniversary date of the grant, March 23, 2023, subject to continued service through each applicable vesting date. The reporting person was granted 10,299 options, of which 2,575 of the options vest on March 23, 2024; 2,575 of the options vest on March 23, 2025; 2,574 of the options vest on March 23, 2026 and 2,575 of the options vest on March 23, 2027.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 19:52 UTC GrantRestricted Stock Units · Derivative 2,156 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007707 · form4.xml · derivative · entry 1

Ahlman Alissa M · CIK 0001678162 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,156

Underlying: Common Stock · 2,156 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock at vesting.

F2 · derivative.exercise_date: The restricted stock units granted on March 23, 2023 will vest in their entirety on March 23, 2024.

F2 · derivative.expiration_date: The restricted stock units granted on March 23, 2023 will vest in their entirety on March 23, 2024.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 19:51 UTC
Rizvi AbidDirector
GrantRestricted Stock Units · Derivative 2,156 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007706 · form4.xml · derivative · entry 1

Rizvi Abid · CIK 0001954646 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,156

Underlying: Common Stock · 2,156 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock at vesting.

F2 · derivative.exercise_date: The restricted stock units granted on March 23, 2023, will vest in their entirety on March 23, 2024.

F2 · derivative.expiration_date: The restricted stock units granted on March 23, 2023, will vest in their entirety on March 23, 2024.

Read SEC document
March 22, 2023 Filed Mar 24, 2023 19:00 UTC Exercise / conversionRestricted Stock Units · Derivative 458 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007607 · form4.xml · derivative · entry 3

Kraus Larry · CIK 0001813604 · VP, CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 915

Underlying: Common Stock · 458 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock at vesting.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock.

F6 · derivative.exercise_date: The restricted stock units vest and become exercisable in 25% installments on each anniversary date of the grant, March 22, 2021, subject to continued service through each applicable vesting date. The reporting person was granted 1,831 restricted stock units, of which 458 of the restricted stock units vested on March 22, 2022; 458 of the restricted stock units vested on March 22, 2023; 457 of the restricted stock units vest on March 22, 2024 and 458 of the restricted stock units vest on March 22, 2025.

F6 · derivative.expiration_date: The restricted stock units vest and become exercisable in 25% installments on each anniversary date of the grant, March 22, 2021, subject to continued service through each applicable vesting date. The reporting person was granted 1,831 restricted stock units, of which 458 of the restricted stock units vested on March 22, 2022; 458 of the restricted stock units vested on March 22, 2023; 457 of the restricted stock units vest on March 22, 2024 and 458 of the restricted stock units vest on March 22, 2025.

Read SEC document
March 22, 2023 Filed Mar 24, 2023 19:00 UTC Tax withholdingCommon Stock, par value $0.001 per share 128 $58.47 $7,484.16
Disclosure

SEC source: 0001062993-23-007607 · form4.xml · nonDerivative · entry 2

Kraus Larry · CIK 0001813604 · VP, CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,473

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the reporting person and cancelled by the issuer in exchange for the issuer's agreement to pay federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units.

F4 · price: The price reported in column 4 is equivalent to the fair market value based on the closing market price as of March 22, 2023.

Read SEC document
March 22, 2023 Filed Mar 24, 2023 19:00 UTC Exercise / conversionCommon Stock, par value $0.001 per share 458 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007607 · form4.xml · nonDerivative · entry 1

Kraus Larry · CIK 0001813604 · VP, CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock.

F2 · price: Restricted Stock Units ("RSUs") convert into Common Stock on a one-for-one basis.

Read SEC document
March 22, 2023 Filed Mar 24, 2023 19:01 UTC
SWYGERT JOHN WDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 4,649 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007609 · form4.xml · derivative · entry 3

SWYGERT JOHN W · CIK 0001276412 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,299

Underlying: Common Stock · 4,649 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock at vesting.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock.

F6 · derivative.exercise_date: The restricted stock units vest and become exercisable in 25% installments on each anniversary date of the grant, March 22, 2021, subject to continued service through each applicable vesting date. The reporting person was granted 18,598 restricted stock units, of which 4,650 of the restricted stock units vested on March 22, 2022; 4,649 of the restricted stock units vested on March 22, 2023; 4,650 of the restricted stock units vest on March 22, 2024 and 4,649 of the restricted stock units vest on March 22, 2025.

F6 · derivative.expiration_date: The restricted stock units vest and become exercisable in 25% installments on each anniversary date of the grant, March 22, 2021, subject to continued service through each applicable vesting date. The reporting person was granted 18,598 restricted stock units, of which 4,650 of the restricted stock units vested on March 22, 2022; 4,649 of the restricted stock units vested on March 22, 2023; 4,650 of the restricted stock units vest on March 22, 2024 and 4,649 of the restricted stock units vest on March 22, 2025.

Read SEC document
March 22, 2023 Filed Mar 24, 2023 19:01 UTC
SWYGERT JOHN WDirector · President & CEO
Tax withholdingCommon Stock, par value $0.001 per share 1,325 $58.47 $77,472.75
Disclosure

SEC source: 0001062993-23-007609 · form4.xml · nonDerivative · entry 2

SWYGERT JOHN W · CIK 0001276412 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,581

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the reporting person and cancelled by the issuer in exchange for the issuer's agreement to pay federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units.

F4 · price: The price reported in column 4 is equivalent to the fair market value based on the closing market price as of March 22, 2023.

Read SEC document
March 22, 2023 Filed Mar 24, 2023 19:01 UTC
SWYGERT JOHN WDirector · President & CEO
Exercise / conversionCommon Stock, par value $0.001 per share 4,649 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007609 · form4.xml · nonDerivative · entry 1

SWYGERT JOHN W · CIK 0001276412 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock.

F2 · price: Restricted Stock Units ("RSUs") convert into Common Stock on a one-for-one basis.

Read SEC document
March 22, 2023 Filed Mar 24, 2023 19:00 UTC
McLain KevinSVP, Merchandising
Exercise / conversionRestricted Stock Units · Derivative 632 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007608 · form4.xml · derivative · entry 3

McLain Kevin · CIK 0001645276 · SVP, Merchandising

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,264

Underlying: Common Stock · 632 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock at vesting.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock.

F6 · derivative.exercise_date: The restricted stock units vest and become exercisable in 25% installments on each anniversary date of the grant, March 22, 2021, subject to continued service through each applicable vesting date. The reporting person was granted 2,528 restricted stock units, of which 632 of the restricted stock units vested on March 22, 2022; 632 of the restricted stock units vested on March 22, 2023; 632 of the restricted stock units vest on March 22, 2024 and 632 of the restricted stock units vest on March 22, 2025.

F6 · derivative.expiration_date: The restricted stock units vest and become exercisable in 25% installments on each anniversary date of the grant, March 22, 2021, subject to continued service through each applicable vesting date. The reporting person was granted 2,528 restricted stock units, of which 632 of the restricted stock units vested on March 22, 2022; 632 of the restricted stock units vested on March 22, 2023; 632 of the restricted stock units vest on March 22, 2024 and 632 of the restricted stock units vest on March 22, 2025.

Read SEC document
March 22, 2023 Filed Mar 24, 2023 19:00 UTC
McLain KevinSVP, Merchandising
Tax withholdingCommon Stock, par value $0.001 per share 184 $58.47 $10,758.48
Disclosure

SEC source: 0001062993-23-007608 · form4.xml · nonDerivative · entry 2

McLain Kevin · CIK 0001645276 · SVP, Merchandising

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,621

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the reporting person and cancelled by the issuer in exchange for the issuer's agreement to pay federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units.

F4 · price: The price reported in column 4 is equivalent to the fair market value based on the closing market price as of March 22, 2023.

Read SEC document
March 22, 2023 Filed Mar 24, 2023 19:00 UTC
McLain KevinSVP, Merchandising
Exercise / conversionCommon Stock, par value $0.001 per share 632 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-007608 · form4.xml · nonDerivative · entry 1

McLain Kevin · CIK 0001645276 · SVP, Merchandising

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock.

F2 · price: Restricted Stock Units ("RSUs") convert into Common Stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.