OLLI

SEC source: 0001062993-23-021670 · form4.xml · derivative · entry 2

Rizvi Abid · CIK 0001954646 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 342 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock award is the economic equivalent of one share of Ollie's Bargain Outlet Holdings, Inc. common stock.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock

F4 · derivative.exercise_date: The restricted stock units granted on November 29, 2022, are fully vested.

F4 · derivative.expiration_date: The restricted stock units granted on November 29, 2022, are fully vested.

SEC source: 0001062993-23-021670 · form4.xml · nonDerivative · entry 1

Rizvi Abid · CIK 0001954646 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock

F2 · price: Restricted Stock Units ("RSUs") convert into Common Stock on a one-for-one basis.

SEC source: 0001062993-23-019563 · form4.xml · derivative · entry 3

Comitale James J · CIK 0001789656 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,410

Underlying: Common Stock · 705 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock award is the economic equivalent of one share of Ollie's Bargain Outlet Holdings, Inc. common stock.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock.

F6 · derivative.exercise_date: The restricted stock units vest and become exercisable in 25% installments on each anniversary date of the grant, October 18, 2021, subject to continued service through each applicable vesting date. The reporting person was granted 2,820 restricted stock units, of which 705 of the restricted stock units vested on October 18, 2022 and 705 of the restricted stock units vested on October 18, 2023. The common stock into which such vested restricted stock units converted on October 18, 2023 is reported in Table I on this Form 4. The remaining unvested stock units will continue to vest with 705 of the restricted stock units vesting on October 18, 2024; and 705 of the restricted stock units vesting on October 18, 2025.

F6 · derivative.expiration_date: The restricted stock units vest and become exercisable in 25% installments on each anniversary date of the grant, October 18, 2021, subject to continued service through each applicable vesting date. The reporting person was granted 2,820 restricted stock units, of which 705 of the restricted stock units vested on October 18, 2022 and 705 of the restricted stock units vested on October 18, 2023. The common stock into which such vested restricted stock units converted on October 18, 2023 is reported in Table I on this Form 4. The remaining unvested stock units will continue to vest with 705 of the restricted stock units vesting on October 18, 2024; and 705 of the restricted stock units vesting on October 18, 2025.

SEC source: 0001062993-23-019563 · form4.xml · nonDerivative · entry 2

Comitale James J · CIK 0001789656 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,709

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the reporting person and cancelled by the issuer in exchange for the issuer's agreement to pay federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units.

F4 · price: The price reported in column 4 is equivalent to the fair market value based on the closing market price as of October 18, 2023.

SEC source: 0001062993-23-019563 · form4.xml · nonDerivative · entry 1

Comitale James J · CIK 0001789656 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock.

F2 · price: Restricted Stock Units ("RSUs") convert into Common Stock on a one-for-one basis.

SEC source: 0001062993-23-019562 · form4.xml · derivative · entry 3

Helm Robert F · CIK 0001773812 · SVP/CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,513

Underlying: Common Stock · 1,504 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock award is the economic equivalent of one share of Ollie's Bargain Outlet Holdings, Inc. common stock.

F1 · kind: Represents the conversion upon vesting restricted stock awards into common stock.

F6 · derivative.exercise_date: The reporting person was granted 6,017 restricted stock units on October 17, 2022, of which 1,504 of the restricted stock units vested on October 17, 2023. The common stock into which such vested restricted stock units converted on October 17, 2023 is reported in Table I on this Form 4. The remaining unvested stock units will continue to vest with 1,505 of the restricted stock units vesting on October 17, 2024; 1,504 of the restricted stock units vesting on October 17, 2025; and 1,504 of the restricted stock units vesting on October 17, 2026.

F6 · derivative.expiration_date: The reporting person was granted 6,017 restricted stock units on October 17, 2022, of which 1,504 of the restricted stock units vested on October 17, 2023. The common stock into which such vested restricted stock units converted on October 17, 2023 is reported in Table I on this Form 4. The remaining unvested stock units will continue to vest with 1,505 of the restricted stock units vesting on October 17, 2024; 1,504 of the restricted stock units vesting on October 17, 2025; and 1,504 of the restricted stock units vesting on October 17, 2026.

SEC source: 0001062993-23-019562 · form4.xml · nonDerivative · entry 2

Helm Robert F · CIK 0001773812 · SVP/CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,075

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the reporting person and cancelled by the issuer in exchange for the issuer's agreement to pay federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units.

F4 · price: The price reported in column 4 is equivalent to the fair market value based on the closing market price as of October 17, 2023.

SEC source: 0001062993-23-019562 · form4.xml · nonDerivative · entry 1

Helm Robert F · CIK 0001773812 · SVP/CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting restricted stock awards into common stock.

F2 · price: Restricted Stock Units ("RSUs") convert into Common Stock on a one-for-one basis.

SEC source: 0001062993-23-018043 · form4.xml · nonDerivative · entry 1

Kraus Larry · CIK 0001813604 · VP, CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,928

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.00-70.03, inclusive. The reporting person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001062993-23-016144 · form4.xml · derivative · entry 3

SWYGERT JOHN W · CIK 0001276412 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,549 shares

Expires 2026-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions made pursuant to an agreement adopted on July 11, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · derivative.exercise_date: Options vested and became exercisable in equal 25% installments on each anniversary date of the grant on March 7, 2016, subject to continued service through each applicable vesting date. The options vested in their entirety on March 7, 2020.

SEC source: 0001062993-23-016144 · form4.xml · nonDerivative · entry 2

SWYGERT JOHN W · CIK 0001276412 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,200

F1 · kind: Transactions made pursuant to an agreement adopted on July 11, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.25-73.45, inclusive. The reporting person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001062993-23-016144 · form4.xml · nonDerivative · entry 1

SWYGERT JOHN W · CIK 0001276412 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions made pursuant to an agreement adopted on July 11, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001062993-23-016070 · form4a.xml · derivative · entry 3

SWYGERT JOHN W · CIK 0001276412 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,549

Underlying: Common Stock · 100 shares

Expires 2026-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions made pursuant to an agreement adopted on July 11, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · derivative.exercise_date: Options vested and became exercisable in equal 25% installments on each anniversary date of the grant on March 7, 2016, subject to continued service through each applicable vesting date. The options vested in their entirety on March 7, 2020.

SEC source: 0001062993-23-016070 · form4a.xml · nonDerivative · entry 2

SWYGERT JOHN W · CIK 0001276412 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,200

F1 · kind: Transactions made pursuant to an agreement adopted on July 11, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in column 4 is the price at which these shares were sold in a single transaction.

SEC source: 0001062993-23-016070 · form4a.xml · nonDerivative · entry 1

SWYGERT JOHN W · CIK 0001276412 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions made pursuant to an agreement adopted on July 11, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001062993-23-016061 · form4.xml · derivative · entry 3

SWYGERT JOHN W · CIK 0001276412 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,549

Underlying: Common Stock · 800 shares

Expires 2026-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions made pursuant to an agreement adopted on July 11, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · derivative.exercise_date: Options vested and became exercisable in equal 25% installments on each anniversary date of the grant on March 7, 2016, subject to continued service through each applicable vesting date. The options vested in their entirety on March 7, 2020.

SEC source: 0001062993-23-016061 · form4.xml · nonDerivative · entry 2

SWYGERT JOHN W · CIK 0001276412 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,200

F1 · kind: Transactions made pursuant to an agreement adopted on July 11, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in column 4 is the price at which these shares were sold in a single transaction.

SEC source: 0001062993-23-016061 · form4.xml · nonDerivative · entry 1

SWYGERT JOHN W · CIK 0001276412 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions made pursuant to an agreement adopted on July 11, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001062993-23-015557 · form4.xml · derivative · entry 3

SWYGERT JOHN W · CIK 0001276412 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,649

Underlying: Common Stock · 800 shares

Expires 2026-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions made pursuant to an agreement adopted on July 11, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · derivative.exercise_date: Options vested and became exercisable in equal 25% installments on each anniversary date of the grant on March 7, 2016, subject to continued service through each applicable vesting date. The options vested in their entirety on March 7, 2020.

SEC source: 0001062993-23-015557 · form4.xml · nonDerivative · entry 2

SWYGERT JOHN W · CIK 0001276412 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,200

F1 · kind: Transactions made pursuant to an agreement adopted on July 11, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.26-73.46, inclusive. The reporting person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001062993-23-015557 · form4.xml · nonDerivative · entry 1

SWYGERT JOHN W · CIK 0001276412 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 49,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions made pursuant to an agreement adopted on July 11, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001062993-23-015436 · form4.xml · derivative · entry 6

SWYGERT JOHN W · CIK 0001276412 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,449

Underlying: Common Stock · 25,861 shares

Expires 2026-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions made pursuant to an agreement adopted on July 11, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · derivative.exercise_date: Options vested and became exercisable in equal 25% installments on each anniversary date of the grant on March 7, 2016, subject to continued service through each applicable vesting date. The options vested in their entirety on March 7, 2020.

SEC source: 0001062993-23-015436 · form4.xml · nonDerivative · entry 4

SWYGERT JOHN W · CIK 0001276412 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,200

F1 · kind: Transactions made pursuant to an agreement adopted on July 11, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.25-73.72, inclusive. The reporting person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001062993-23-015436 · form4.xml · nonDerivative · entry 3

SWYGERT JOHN W · CIK 0001276412 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 74,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions made pursuant to an agreement adopted on July 11, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001062993-23-015436 · form4.xml · derivative · entry 5

SWYGERT JOHN W · CIK 0001276412 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,310

Underlying: Common Stock · 4,690 shares

Expires 2026-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions made pursuant to an agreement adopted on July 11, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · derivative.exercise_date: Options vested and became exercisable in equal 25% installments on each anniversary date of the grant on March 7, 2016, subject to continued service through each applicable vesting date. The options vested in their entirety on March 7, 2020.

SEC source: 0001062993-23-015436 · form4.xml · nonDerivative · entry 2

SWYGERT JOHN W · CIK 0001276412 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,200

F1 · kind: Transactions made pursuant to an agreement adopted on July 11, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.25-73.29, inclusive. The reporting person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001062993-23-015436 · form4.xml · nonDerivative · entry 1

SWYGERT JOHN W · CIK 0001276412 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions made pursuant to an agreement adopted on July 11, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001062993-23-013157 · form4.xml · derivative · entry 3

van der Valk Eric · CIK 0001858889 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,157

Underlying: Common Stock · 5,157 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock at vesting.

F6 · derivative.exercise_date: 50% of the restricted stock units vested and became exercisable on June 6, 2023, the first anniversary date of the grant, 25% of the restricted stock units vest and become exercisable on each of the second and third anniversaries of the date of grant, subject to continued service through each applicable vesting date. The reporting person was granted 10,314 restricted stock units on June 6, 2022, of which 5,157 vested on June 6, 2023; 2,579 will vest on June 6, 2024; and 2,578 will vest on June 6, 2025.

F6 · derivative.expiration_date: 50% of the restricted stock units vested and became exercisable on June 6, 2023, the first anniversary date of the grant, 25% of the restricted stock units vest and become exercisable on each of the second and third anniversaries of the date of grant, subject to continued service through each applicable vesting date. The reporting person was granted 10,314 restricted stock units on June 6, 2022, of which 5,157 vested on June 6, 2023; 2,579 will vest on June 6, 2024; and 2,578 will vest on June 6, 2025.

SEC source: 0001062993-23-013157 · form4.xml · nonDerivative · entry 2

van der Valk Eric · CIK 0001858889 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,410

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the reporting person and cancelled by the issuer in exchange for the issuer's agreement to pay federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units.

F4 · price: The price reported in column 4 is equivalent to the fair market value based on the closing market price as of June 6, 2023

SEC source: 0001062993-23-013157 · form4.xml · nonDerivative · entry 1

van der Valk Eric · CIK 0001858889 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock.

F2 · price: Restricted Stock Units ("RSUs") convert into Common Stock on a one-for-one basis.

SEC source: 0001062993-23-010320 · form4.xml · derivative · entry 3

van der Valk Eric · CIK 0001858889 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,699

Underlying: Common Stock · 850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock at vesting.

F6 · derivative.exercise_date: The restricted stock units vest and become exercisable in 25% installments on each anniversary date of the grant, May 3, 2021, subject to continued service through each applicable vesting date. The reporting person was granted 3,399 restricted stock units, of which 850 of the restricted stock units vested on May 3, 2022; 850 of the restricted stock units vested on May 3, 2023; 849 of the restricted stock units will vest on May 3, 2024 and 850 of the restricted stock units will vest on May 3, 2025.

F6 · derivative.expiration_date: The restricted stock units vest and become exercisable in 25% installments on each anniversary date of the grant, May 3, 2021, subject to continued service through each applicable vesting date. The reporting person was granted 3,399 restricted stock units, of which 850 of the restricted stock units vested on May 3, 2022; 850 of the restricted stock units vested on May 3, 2023; 849 of the restricted stock units will vest on May 3, 2024 and 850 of the restricted stock units will vest on May 3, 2025.

SEC source: 0001062993-23-010320 · form4.xml · nonDerivative · entry 2

van der Valk Eric · CIK 0001858889 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,723

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the reporting person and cancelled by the issuer in exchange for the issuer's agreement to pay federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units.

F4 · price: The price reported in column 4 is equivalent to the fair market value based on the closing market price as of May 3, 2023.

SEC source: 0001062993-23-010320 · form4.xml · nonDerivative · entry 1

van der Valk Eric · CIK 0001858889 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock.

F2 · price: Restricted Stock Units ("RSUs") convert into Common Stock on a one-for-one basis.

SEC source: 0001062993-23-010321 · form4.xml · derivative · entry 3

FLEISHMAN STANLEY · CIK 0001203751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 6,250 shares

Expires 2025-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vested and became exercisable in four annual installments of 25% beginning July 15, 2016.

SEC source: 0001062993-23-010321 · form4.xml · nonDerivative · entry 2

FLEISHMAN STANLEY · CIK 0001203751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,161

SEC source: 0001062993-23-010321 · form4.xml · nonDerivative · entry 1

FLEISHMAN STANLEY · CIK 0001203751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001213900-25-028694 · marketforms-69094.xml · derivative · entry 14

Comitale James J · CIK 0001789656 · SVP, General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,372

Underlying: Common Stock · 1,443 shares

Expires 2034-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Transactions made pursuant to an agreement adopted on December 19, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F13 · derivative.exercise_date: Options vest and become exercisable in 25% installments on each anniversary date of the grant, April 1, 2024, subject to continued service through each applicable vesting date. The reporting person was granted 5,815 options, of which 1,454 vested on April 1, 2025; 1,454 vest on April 1, 2026; 1,453 vest on April 1, 2027; and 1,454 vest on April 1, 2028.

SEC source: 0001062993-23-007920 · form4.xml · derivative · entry 2

WHITE STEPHEN W · CIK 0001023820 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,893 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock at vesting.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock. settlement

F4 · derivative.exercise_date: The restricted stock units granted on March 25, 2022 vested in their entirety on March 25, 2023.

F4 · derivative.expiration_date: The restricted stock units granted on March 25, 2022 vested in their entirety on March 25, 2023.

SEC source: 0001062993-23-007920 · form4.xml · nonDerivative · entry 1

WHITE STEPHEN W · CIK 0001023820 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock. settlement

F2 · price: Restricted Stock Units ("RSUs") convert into Common Stock on a one-for-one basis.

SEC source: 0001062993-23-007956 · form4.xml · derivative · entry 3

Kraus Larry · CIK 0001813604 · VP, CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,580

Underlying: Common Stock · 1,193 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock at vesting.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock.

F6 · derivative.exercise_date: The restricted stock units granted vest and become exercisable in 25% installments on each anniversary date of the grant, March 25, 2022, subject to continued service through each applicable vesting date. The reporting person was granted 4,773 restricted stock units, of which 1,193 vested on March 25, 2023; 1,194 vest on March 25, 2024; 1,193 vest on March 25, 2025 and 1,193 vest on March 25, 2026.

F6 · derivative.expiration_date: The restricted stock units granted vest and become exercisable in 25% installments on each anniversary date of the grant, March 25, 2022, subject to continued service through each applicable vesting date. The reporting person was granted 4,773 restricted stock units, of which 1,193 vested on March 25, 2023; 1,194 vest on March 25, 2024; 1,193 vest on March 25, 2025 and 1,193 vest on March 25, 2026.

SEC source: 0001062993-23-007956 · form4.xml · nonDerivative · entry 2

Kraus Larry · CIK 0001813604 · VP, CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,928

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the reporting person and cancelled by the issuer in exchange for the issuer's agreement to pay federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units.

F4 · price: The price reported in column 4 is equivalent to the fair market value based on the closing market price as of March 24, 2023.

SEC source: 0001062993-23-007956 · form4.xml · nonDerivative · entry 1

Kraus Larry · CIK 0001813604 · VP, CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock.

F2 · price: Restricted Stock Units ("RSUs") convert into Common Stock on a one-for-one basis.

SEC source: 0001062993-23-007919 · form4.xml · derivative · entry 3

HENDRICKSON THOMAS · CIK 0001238978 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,893 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock at vesting.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock.

F5 · derivative.exercise_date: The restricted stock units granted on March 25, 2022 vested in their entirety on March 25, 2023.

F5 · derivative.expiration_date: The restricted stock units granted on March 25, 2022 vested in their entirety on March 25, 2023.

SEC source: 0001062993-23-007919 · form4.xml · nonDerivative · entry 1

HENDRICKSON THOMAS · CIK 0001238978 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock.

F2 · price: Restricted Stock Units ("RSUs") convert into Common Stock on a one-for-one basis.

SEC source: 0001062993-23-007921 · form4.xml · derivative · entry 2

ZANNINO RICHARD F · CIK 0001189770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,893 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock at vesting.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock.

F4 · derivative.exercise_date: The restricted stock units granted on March 25, 2022, vested in their entirety on March 25, 2023.

F4 · derivative.expiration_date: The restricted stock units granted on March 25, 2022, vested in their entirety on March 25, 2023.

SEC source: 0001062993-23-007921 · form4.xml · nonDerivative · entry 1

ZANNINO RICHARD F · CIK 0001189770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock.

F2 · price: Restricted Stock Units ("RSUs") convert into Common Stock on a one-for-one basis.

SEC source: 0001062993-23-007923 · form4.xml · derivative · entry 2

FLEISHMAN STANLEY · CIK 0001203751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,893 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock at vesting.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock.

F4 · derivative.exercise_date: The restricted stock units granted on March 25, 2022 vested in their entirety on March 25, 2023.

F4 · derivative.expiration_date: The restricted stock units granted on March 25, 2022 vested in their entirety on March 25, 2023.

SEC source: 0001062993-23-007923 · form4.xml · nonDerivative · entry 1

FLEISHMAN STANLEY · CIK 0001203751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock.

F2 · price: Restricted Stock Units ("RSUs") convert into Common Stock on a one-for-one basis.

SEC source: 0001062993-23-007958 · form4.xml · derivative · entry 3

SWYGERT JOHN W · CIK 0001276412 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,771

Underlying: Common Stock · 9,257 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock at vesting.

F1 · kind: Represents the conversion upon vesting of a restricted stock award into common stock.

F6 · derivative.exercise_date: The restricted stock units vest and become exercisable in 25% installments on each anniversary date of the grant, March 25, 2022, subject to continued service through each applicable vesting date. The reporting person was granted 37,028 restricted stock units, of which 9,257 vested on March 25, 2023; 9,257 will vest on March 25, 2024; 9,257 will vest on March 25, 2025 and 9,257 will vest on March 25, 2026.

F6 · derivative.expiration_date: The restricted stock units vest and become exercisable in 25% installments on each anniversary date of the grant, March 25, 2022, subject to continued service through each applicable vesting date. The reporting person was granted 37,028 restricted stock units, of which 9,257 vested on March 25, 2023; 9,257 will vest on March 25, 2024; 9,257 will vest on March 25, 2025 and 9,257 will vest on March 25, 2026.

SEC source: 0001062993-23-007958 · form4.xml · nonDerivative · entry 2

SWYGERT JOHN W · CIK 0001276412 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,200

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the reporting person and cancelled by the issuer in exchange for the issuer's agreement to pay federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units.

F4 · price: The price reported in column 4 is equivalent to the fair market value based on the closing market price as of March 24, 2023.