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Nasdaq · USD

OLB

OLB GROUP, INC.

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8142
SEC CIK
0001314196
Parsed reports
61

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 12, 2022 Filed Feb 13, 2023 22:00 UTC Amendment
Herzog John E10% owner
SaleCommon Stock 1,759 $1.64 $2,884.94
Disclosure

SEC source: 0001213900-23-010995 · ownership.xml · nonDerivative · entry 1

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 730,606

F1 · balance_after: See Remarks below concerning corrections to computations of Non-Derivative Securities beneficially owned by the Reporting Person.

Read SEC document
February 14, 2022 Filed Feb 15, 2022 18:29 UTC
Herzog John E10% owner
SaleCommon Stock 7,647 $1.91 $14,607.30
Disclosure

SEC source: 0001213900-22-007958 · ownership.xml · nonDerivative · entry 2

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,138,011

Read SEC document
February 11, 2022 Filed Feb 15, 2022 18:29 UTC
Herzog John E10% owner
SaleCommon Stock 42,353 $1.97 $83,376.12
Disclosure

SEC source: 0001213900-22-007958 · ownership.xml · nonDerivative · entry 1

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,145,658

Read SEC document
February 02, 2022 Filed Feb 4, 2022 17:07 UTC
Herzog John E10% owner
SaleCommon Stock 50,000 $2.30 $115,215.00
Disclosure

SEC source: 0001213900-22-005543 · ownership.xml · nonDerivative · entry 3

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,188,011

Read SEC document
January 11, 2022 Filed Mar 2, 2022 16:34 UTC
Smith Patrick GVice President
GrantCommon Stock 75,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-22-010394 · ownership.xml · nonDerivative · entry 1

Smith Patrick G · CIK 0001807237 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

F1 · price: 75,000 shares were acquired in connection with a gift from a shareholder for $1.00 of consideration.

Read SEC document
January 05, 2022 Filed Feb 4, 2022 17:07 UTC
Herzog John E10% owner
SaleCommon Stock 75,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-22-005543 · ownership.xml · nonDerivative · entry 2

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,238,011

F2 · price: 75,000 shares were sold for a total sale price of $1.00.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 20:38 UTC
YAKOV RONNYDirector · Chairman and CEO · 10% owner
GrantCommon Stock 1,028,358 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-22-000813 · ownership.xml · nonDerivative · entry 1

YAKOV RONNY · CIK 0001461853 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,506,391

F1 · price: Shares issued pursuant to the closing of a Stock Exchange Agreement dated January 3, 2022 (the "Agreement") between the Reporting Person and the Issuer. The value of the Shares was, for purposes of the Agreement, based on the closing trading price of the Company on October 1, 2021 (the date on which a third-party fairness opinion was issued), which was $4.02 per share.

Read SEC document
January 03, 2022 Filed Feb 4, 2022 17:07 UTC
Herzog John E10% owner
GrantCommon Stock 290,050 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-22-005543 · ownership.xml · nonDerivative · entry 1

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,313,011

F1 · price: Shares issued pursuant to the closing of a Stock Exchange Agreement dated January 3, 2022 (the "Agreement") between the Reporting Person and the Issuer. The value of the Shares was, for purposes of the Agreement, based on the closing trading price of the Company on October 1, 2021 (the date on which a third-party fairness opinion was issued), which was $4.02 per share.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 20:47 UTC
Herzog John E10% owner
SaleCommon Stock 1,295 $4.06 $5,257.70
Disclosure

SEC source: 0001213900-21-065801 · ownership.xml · nonDerivative · entry 14

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,022,961

Read SEC document
December 15, 2021 Filed Dec 16, 2021 20:47 UTC
Herzog John E10% owner
SaleCommon Stock 3,705 $4.05 $15,005.25
Disclosure

SEC source: 0001213900-21-065801 · ownership.xml · nonDerivative · entry 13

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,024,256

Read SEC document
December 15, 2021 Filed Dec 16, 2021 20:47 UTC
Herzog John E10% owner
SaleCommon Stock 5,000 $4.04 $20,200.00
Disclosure

SEC source: 0001213900-21-065801 · ownership.xml · nonDerivative · entry 12

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,027,961

Read SEC document
December 15, 2021 Filed Dec 16, 2021 20:47 UTC
Herzog John E10% owner
SaleCommon Stock 1,100 $3.85 $4,235.00
Disclosure

SEC source: 0001213900-21-065801 · ownership.xml · nonDerivative · entry 11

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,032,961

Read SEC document
December 15, 2021 Filed Dec 16, 2021 20:47 UTC
Herzog John E10% owner
SaleCommon Stock 500 $3.84 $1,920.00
Disclosure

SEC source: 0001213900-21-065801 · ownership.xml · nonDerivative · entry 10

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,034,061

Read SEC document
December 15, 2021 Filed Dec 16, 2021 20:47 UTC
Herzog John E10% owner
SaleCommon Stock 1,400 $3.83 $5,362.00
Disclosure

SEC source: 0001213900-21-065801 · ownership.xml · nonDerivative · entry 9

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,034,561

Read SEC document
December 15, 2021 Filed Dec 16, 2021 20:47 UTC
Herzog John E10% owner
SaleCommon Stock 2,000 $3.81 $7,620.00
Disclosure

SEC source: 0001213900-21-065801 · ownership.xml · nonDerivative · entry 8

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,035,961

Read SEC document
December 14, 2021 Filed Dec 16, 2021 20:47 UTC
Herzog John E10% owner
SaleCommon Stock 450 $3.90 $1,755.00
Disclosure

SEC source: 0001213900-21-065801 · ownership.xml · nonDerivative · entry 7

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,037,961

Read SEC document
December 14, 2021 Filed Dec 16, 2021 20:47 UTC
Herzog John E10% owner
SaleCommon Stock 2,331 $3.91 $9,114.21
Disclosure

SEC source: 0001213900-21-065801 · ownership.xml · nonDerivative · entry 6

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,038,411

Read SEC document
December 14, 2021 Filed Dec 16, 2021 20:47 UTC
Herzog John E10% owner
SaleCommon Stock 719 $3.92 $2,818.48
Disclosure

SEC source: 0001213900-21-065801 · ownership.xml · nonDerivative · entry 5

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,040,742

Read SEC document
December 14, 2021 Filed Dec 16, 2021 20:47 UTC
Herzog John E10% owner
SaleCommon Stock 4,000 $3.95 $15,800.00
Disclosure

SEC source: 0001213900-21-065801 · ownership.xml · nonDerivative · entry 4

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,054,265

Read SEC document
December 14, 2021 Filed Dec 16, 2021 20:47 UTC
Herzog John E10% owner
SaleCommon Stock 2,300 $3.97 $9,131.00
Disclosure

SEC source: 0001213900-21-065801 · ownership.xml · nonDerivative · entry 3

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,044,742

Read SEC document
December 14, 2021 Filed Dec 16, 2021 20:47 UTC
Herzog John E10% owner
SaleCommon Stock 3,198 $3.98 $12,728.04
Disclosure

SEC source: 0001213900-21-065801 · ownership.xml · nonDerivative · entry 2

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,047,042

Read SEC document
December 14, 2021 Filed Dec 16, 2021 20:47 UTC
Herzog John E10% owner
SaleCommon Stock 2 $3.99 $7.98
Disclosure

SEC source: 0001213900-21-065801 · ownership.xml · nonDerivative · entry 1

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,050,240

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:06 UTC
Herzog John E10% owner
SaleCommon Stock 4,011 $4.00 $16,044.00
Disclosure

SEC source: 0001213900-21-065308 · ownership.xml · nonDerivative · entry 8

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,050,242

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:06 UTC
Herzog John E10% owner
SaleCommon Stock 12 $4.01 $48.12
Disclosure

SEC source: 0001213900-21-065308 · ownership.xml · nonDerivative · entry 7

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,054,253

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:06 UTC
Herzog John E10% owner
SaleCommon Stock 5,977 $4.02 $24,027.54
Disclosure

SEC source: 0001213900-21-065308 · ownership.xml · nonDerivative · entry 6

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,054,265

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:06 UTC
Herzog John E10% owner
SaleCommon Stock 5,002 $4.08 $20,408.16
Disclosure

SEC source: 0001213900-21-065308 · ownership.xml · nonDerivative · entry 5

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,060,242

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:06 UTC
Herzog John E10% owner
SaleCommon Stock 4,998 $4.10 $20,491.80
Disclosure

SEC source: 0001213900-21-065308 · ownership.xml · nonDerivative · entry 4

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,065,244

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:06 UTC
Herzog John E10% owner
SaleCommon Stock 5,000 $4.11 $20,550.00
Disclosure

SEC source: 0001213900-21-065308 · ownership.xml · nonDerivative · entry 3

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,070,242

Read SEC document
November 19, 2021 Filed Nov 23, 2021 21:50 UTC GrantCommon Stock 10,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-061731 · ownership.xml · nonDerivative · entry 1

Dulimof Alina · CIK 0001886613 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,800

F1 · price: Shares of common stock granted pursuant to The OLB Group, Inc. 2020 Share Incentive Plan.

Read SEC document
November 19, 2021 Filed Nov 24, 2021 01:06 UTC GrantCommon Stock 10,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-061689 · ownership.xml · nonDerivative · entry 1

Sternhell Amir · CIK 0001820871 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,800

F1 · price: Shares of common stock granted pursuant to The OLB Group, Inc. 2020 Share Incentive Plan.

Read SEC document
November 19, 2021 Filed Nov 24, 2021 11:48 UTC
Ernst EhudDirector
GrantCommon Stock 14,039 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-061747 · ownership.xml · nonDerivative · entry 1

Ernst Ehud · CIK 0001820870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,039

F1 · price: Shares of common stock granted pursuant to The OLB Group, Inc. 2020 Share Incentive Plan.

Read SEC document
November 17, 2021 Filed Dec 14, 2021 21:06 UTC
Herzog John E10% owner
GiftCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-065308 · ownership.xml · nonDerivative · entry 2

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,075,242

F2 · price: Bona fide gift. No compensation was given to the donor for making this gift.

Read SEC document
November 17, 2021 Filed Dec 14, 2021 21:06 UTC
Herzog John E10% owner
GiftCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-065308 · ownership.xml · nonDerivative · entry 1

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,080,242

F1 · price: Bona fide gift. No compensation was given to the donor for making this gift.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 20:18 UTC
Herzog John E10% owner
SaleCommon Stock 4,529 $3.54 $16,032.66
Disclosure

SEC source: 0001213900-21-045730 · ownership.xml · nonDerivative · entry 3

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Herzog & Co., LLC

Disclosed balance after: 0

F1 · ownership.nature: These shares are held by Herzog & Co., LLC. The Reporting Person has sole voting and dispositive power with regard to the shares held by Herzog & Co., LLC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest herein, if any.

Read SEC document
August 26, 2021 Filed Dec 14, 2021 21:05 UTC Amendment
Herzog John E10% owner
SaleCommon Stock 4,529 $3.54 $16,032.66
Disclosure

SEC source: 0001213900-21-065307 · ownership.xml · nonDerivative · entry 3

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Herzog & Co., LLC

Disclosed balance after: 0

F1 · ownership.nature: These shares are held by Herzog & Co., LLC. The Reporting Person has sole voting and dispositive power with regard to the shares held by Herzog & Co., LLC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest herein, if any.

Read SEC document
May 28, 2021 Filed Aug 30, 2021 20:18 UTC
Herzog John E10% owner
SaleCommon Stock 7,889 $5.30 $41,811.70
Disclosure

SEC source: 0001213900-21-045730 · ownership.xml · nonDerivative · entry 2

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Herzog & Co., LLC

Disclosed balance after: 4,529

F1 · ownership.nature: These shares are held by Herzog & Co., LLC. The Reporting Person has sole voting and dispositive power with regard to the shares held by Herzog & Co., LLC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest herein, if any.

Read SEC document
May 28, 2021 Filed Dec 14, 2021 21:05 UTC Amendment
Herzog John E10% owner
SaleCommon Stock 7,889 $5.30 $41,811.70
Disclosure

SEC source: 0001213900-21-065307 · ownership.xml · nonDerivative · entry 2

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Herzog & Co., LLC

Disclosed balance after: 4,529

F1 · ownership.nature: These shares are held by Herzog & Co., LLC. The Reporting Person has sole voting and dispositive power with regard to the shares held by Herzog & Co., LLC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest herein, if any.

Read SEC document
May 27, 2021 Filed Aug 30, 2021 20:18 UTC
Herzog John E10% owner
SaleCommon Stock 3,333 $4.95 $16,498.35
Disclosure

SEC source: 0001213900-21-045730 · ownership.xml · nonDerivative · entry 1

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Herzog & Co., LLC

Disclosed balance after: 12,418

F1 · ownership.nature: These shares are held by Herzog & Co., LLC. The Reporting Person has sole voting and dispositive power with regard to the shares held by Herzog & Co., LLC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest herein, if any.

Read SEC document
May 27, 2021 Filed Dec 14, 2021 21:05 UTC Amendment
Herzog John E10% owner
SaleCommon Stock 3,333 $4.95 $16,498.35
Disclosure

SEC source: 0001213900-21-065307 · ownership.xml · nonDerivative · entry 1

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Herzog & Co., LLC

Disclosed balance after: 12,418

F1 · ownership.nature: These shares are held by Herzog & Co., LLC. The Reporting Person has sole voting and dispositive power with regard to the shares held by Herzog & Co., LLC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest herein, if any.

Read SEC document
May 26, 2021 Filed May 27, 2021 18:44 UTC
Herzog John E10% owner
SaleCommon Stock 4,500 $4.65 $20,925.00
Disclosure

SEC source: 0001213900-21-029717 · ownership.xml · nonDerivative · entry 5

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Herzog & Co., LLC

Disclosed balance after: 15,751

F1 · ownership.nature: These shares are held by Herzog & Co., LLC. The Reporting Person has sole voting and dispositive power with regard to the shares held by Herzog & Co., LLC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest herein, if any.

Read SEC document
May 26, 2021 Filed May 27, 2021 18:44 UTC
Herzog John E10% owner
SaleCommon Stock 2,800 $4.75 $13,300.00
Disclosure

SEC source: 0001213900-21-029717 · ownership.xml · nonDerivative · entry 4

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Herzog & Co., LLC

Disclosed balance after: 20,251

F1 · ownership.nature: These shares are held by Herzog & Co., LLC. The Reporting Person has sole voting and dispositive power with regard to the shares held by Herzog & Co., LLC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest herein, if any.

Read SEC document
May 26, 2021 Filed May 27, 2021 18:44 UTC
Herzog John E10% owner
SaleCommon Stock 1,600 $4.78 $7,648.00
Disclosure

SEC source: 0001213900-21-029717 · ownership.xml · nonDerivative · entry 3

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Herzog & Co., LLC

Disclosed balance after: 23,051

F1 · ownership.nature: These shares are held by Herzog & Co., LLC. The Reporting Person has sole voting and dispositive power with regard to the shares held by Herzog & Co., LLC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest herein, if any.

Read SEC document
May 26, 2021 Filed May 27, 2021 18:44 UTC
Herzog John E10% owner
SaleCommon Stock 840 $4.73 $3,973.20
Disclosure

SEC source: 0001213900-21-029717 · ownership.xml · nonDerivative · entry 2

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Herzog & Co., LLC

Disclosed balance after: 24,651

F1 · ownership.nature: These shares are held by Herzog & Co., LLC. The Reporting Person has sole voting and dispositive power with regard to the shares held by Herzog & Co., LLC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest herein, if any.

Read SEC document
May 25, 2021 Filed May 27, 2021 18:44 UTC
Herzog John E10% owner
SaleCommon Stock 5,000 $4.68 $23,400.00
Disclosure

SEC source: 0001213900-21-029717 · ownership.xml · nonDerivative · entry 1

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Herzog & Co., LLC

Disclosed balance after: 25,491

F1 · ownership.nature: These shares are held by Herzog & Co., LLC. The Reporting Person has sole voting and dispositive power with regard to the shares held by Herzog & Co., LLC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest herein, if any.

Read SEC document
May 21, 2021 Filed May 25, 2021 18:27 UTC
Herzog John E10% owner
SaleCommon Stock 104 $5.12 $532.48
Disclosure

SEC source: 0001213900-21-029148 · ownership.xml · nonDerivative · entry 11

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Herzog & Co., LLC

Disclosed balance after: 30,491

F1 · ownership.nature: These shares are held by Herzog & Co., LLC. The Reporting Person has sole voting and dispositive power with regard to the shares held by Herzog & Co., LLC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest herein, if any.

Read SEC document
May 21, 2021 Filed May 25, 2021 18:27 UTC
Herzog John E10% owner
SaleCommon Stock 2,621 $5.10 $13,367.10
Disclosure

SEC source: 0001213900-21-029148 · ownership.xml · nonDerivative · entry 10

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Herzog & Co., LLC

Disclosed balance after: 30,595

F1 · ownership.nature: These shares are held by Herzog & Co., LLC. The Reporting Person has sole voting and dispositive power with regard to the shares held by Herzog & Co., LLC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest herein, if any.

Read SEC document
May 21, 2021 Filed May 25, 2021 18:27 UTC
Herzog John E10% owner
SaleCommon Stock 672 $5.03 $3,380.16
Disclosure

SEC source: 0001213900-21-029148 · ownership.xml · nonDerivative · entry 9

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Herzog & Co., LLC

Disclosed balance after: 33,216

F1 · ownership.nature: These shares are held by Herzog & Co., LLC. The Reporting Person has sole voting and dispositive power with regard to the shares held by Herzog & Co., LLC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest herein, if any.

Read SEC document
May 21, 2021 Filed May 25, 2021 18:27 UTC
Herzog John E10% owner
SaleCommon Stock 2,233 $5.07 $11,321.31
Disclosure

SEC source: 0001213900-21-029148 · ownership.xml · nonDerivative · entry 8

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Herzog & Co., LLC

Disclosed balance after: 33,888

F1 · ownership.nature: These shares are held by Herzog & Co., LLC. The Reporting Person has sole voting and dispositive power with regard to the shares held by Herzog & Co., LLC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest herein, if any.

Read SEC document
May 21, 2021 Filed May 25, 2021 18:27 UTC
Herzog John E10% owner
SaleCommon Stock 1,100 $5.06 $5,566.00
Disclosure

SEC source: 0001213900-21-029148 · ownership.xml · nonDerivative · entry 7

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Herzog & Co., LLC

Disclosed balance after: 36,121

F1 · ownership.nature: These shares are held by Herzog & Co., LLC. The Reporting Person has sole voting and dispositive power with regard to the shares held by Herzog & Co., LLC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest herein, if any.

Read SEC document
May 21, 2021 Filed May 25, 2021 18:27 UTC
Herzog John E10% owner
SaleCommon Stock 2,728 $4.98 $13,585.44
Disclosure

SEC source: 0001213900-21-029148 · ownership.xml · nonDerivative · entry 6

Herzog John E · CIK 0001291393 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Herzog & Co., LLC

Disclosed balance after: 37,221

F1 · ownership.nature: These shares are held by Herzog & Co., LLC. The Reporting Person has sole voting and dispositive power with regard to the shares held by Herzog & Co., LLC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest herein, if any.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.